Lead Opinion
This case represents the most recent chapter in our jurisprudence concerning the finite number of cases to which Blakely v. Washington,
On his way home after his shift ended, Officer Savage observed several young women fighting in the street in front of BW-3, a restaurant in downtown Greenville. He recognized three of them as having been with defendant earlier in the evening. Officer Savage broke up the fight, and as he dispersed the crowd, he saw defendant standing a couple of feet away from him. Defendant said three times, “F— the police.” Officer Savage responded that defendant needed to “shut [his] mouth and disappear or [defendant would be] going to jail.”
Around this time, Officer William Holland, Officer Keith Knox, and Sergeant John Curry arrived at the scene to assist Officer Savage. Officer Holland also told defendant to leave. Officer Holland escorted defendant across the street. Defendant walked slowly, looking back several times.
At this time, a black vehicle pulled up and defendant entered the front passenger seat. The vehicle began to depart as Officer Holland walked back across the street. Officer Holland then heard gunshots, turned, and saw defendant “hanging out of the top of the sunroof of that vehicle shooting” in his direction. Officer Knox and Sergeant Curry had witnessed Officer Holland walking defendant across the street, and they too heard gunshots and saw defendant standing up through the sunroof of the vehicle and firing shots. Although Officer Savage did not personally see defendant firing shots, he heard the gunshots and saw smoke in the air. As Officer Holland chased the vehicle on foot, he heard “bullets . . . impacting the wall on the side of [the street]” and the sound of shattering glass. Officer Holland eventually lost sight of the vehicle.
Officer Knox later found seven shell casings at the scene. Of the seven or more shots defendant fired, several resulted in serious injury to persons and property. Jonathan Williams was eating at BW-3 around 2:30 a.m. when he noticed the young women fighting outside the restaurant. He went outside to observe the commotion. Williams then “heard the shots and ran for the front door.” He was struck by a
Howard Howell was in downtown Greenville that night performing with a band at a nightclub. Around 2:30 a.m., he left the nightclub and went outside. After hearing what sounded to him like a “firecracker,” he was immediately hit by a bullet in the stomach. Howell survived, but endured several months of painful recovery.
Brad Herring was also in downtown Greenville that night at the Flying Salsa, a restaurant he owned. Herring had only recently ended his practice of keeping the Flying Salsa open until 3:00 a.m. and was staying after closing that night to estimate how much business he was losing by closing earlier. At 2:30 a.m., the lights at the Flying Salsa were not turned off, but were instead turned “down.” Herring “heard a sound that sounded like a chain hitting a big metal sheet” and immediately left the Flying Salsa. The next morning when he opened the Flying Salsa, Herring found “glass everywhere” and “jackets and slugs from two bullets.” He discovered that two of the windows at the Flying Salsa had holes in them.
Defendant presented no evidence at trial, and a jury found him guilty of two counts of assault with a deadly weapon inflicting serious injury, one count of assault with a firearm on a law enforcement officer, and one count of discharging a firearm into occupied property. At sentencing, the trial court found the following statutory aggravating factors as to the two charges of assault with a deadly weapon inflicting serious injury and the charge of assault with a firearm on a law enforcement officer: (1) the offense was committed to hinder the lawful exercise of a governmental function or the enforcement of laws; (2) defendant knowingly created a great risk of death to more than one person by means of a weapon or device which would normally be hazardous to the lives of more than one person; and (3) defendant committed the offense while on pretrial release.
The trial court found as a nonstatutory aggravating factor that “defendant made repeated acts which were more than required for the offense.” As to the charge of discharging a weapon into occupied property, the trial court also found as a nonstatutory aggravating factor that “defendant shot more than one time into occupied property in a reckless or hazardous manner.” The trial court found as a mitigating factor that “defendant supports [his] family.” The trial court
Defendant appealed to the Court of Appeals. While his appeal was pending, the United States Supreme Court issued its decision in Blakely v. Washington, 542 U.S. 296 (2004), which held that in most instances, aggravating factors increasing a defendant’s sentence must be submitted to a jury and proved beyond a reasonable doubt. On defendant’s motion, the Court of Appeals ordered the parties to brief the Blakely issue. See State v. Blackwell,
Defendant appealed to this Court on the basis of the dissenting opinion. We subsequently allowed the state’s petition for discretionary review of the Blakely issue. We also allowed defendant’s petition for discretionary review of the additional issue as to whether defendant was entitled to a new sentencing hearing to allow the trial court to reweigh the aggravating and mitigating factors. We now address these issues in turn.
Defendant first argues that the trial court erred by denying his motion to dismiss and subsequent motion to set aside the verdict on the charge of discharging a firearm into occupied property in violation of N.C.G.S. § 14-34.1. At the time of defendant’s offenses, this section stated: “Any person who willfully or wantonly discharges or attempts to discharge ... [a] firearm into any building . . . while it is occupied is guilty of a Class E felony.” N.C.G.S. § 14-34.1 (2001) (amended 2005). To support a conviction under this statute, the defendant must have had “ ‘reasonable grounds to believe that the building might be occupied by one or more persons.’ ” State v. James, 342 N.C. 589, 596,
It is well settled that “[i]n ruling on a motion to dismiss, the trial court must determine whether there is substantial evidence of each essential element of the crime and whether the defendant is the perpetrator of that crime.” State v. Harris,
Here, at the time of the shooting, the lights in the Flying Salsa were on but turned “down,” such that a jury could infer that a dim light was emanating from inside. The Flying Salsa was located in an area of downtown Greenville described as “pretty crowded” at 2:30 a.m. on Sunday mornings. On that night in particular, the streets surrounding the Flying Salsa were crowded. Moreover, the Flying Salsa was located in an area where other nearby establishments, including BW-3 and a nightclub, were open until the early morning hours. Before this incident, the Flying Salsa had stayed open until 3:00 a.m.
When considered together, this evidence was sufficient to support the jury’s inference that defendant had reasonable grounds to believe the Flying Salsa might have been occupied when he fired two shots into the building while Herring was inside. Accordingly, the Court of Appeals correctly held that the trial court properly denied defendant’s motion to dismiss for insufficient evidence. For the same reasons, the Court of Appeals correctly held that the trial court properly exercised its discretion in denying defendant’s motion to set aside the verdict on the basis of insufficient evidence. See State v.
The majority of defendant’s remaining arguments concern his contention that Blakely error occurred when the trial court found aggravating factors without submitting them to a jury. In its brief to this Court, the state concedes that the trial court’s finding of all but one of these aggravators constituted Blakely error. It argues, however, as it did before the Court of Appeals, that the trial court’s finding that defendant was on pretrial release at the time he committed the instant offenses comported with Blakely because defendant admitted to the existence of this aggravating factor.
During the sentencing hearing, the state represented that it would seek a finding that defendant was on pretrial release at the time he committed the instant crimes. The state indicated to the trial court that it was prepared to offer proof of this aggravator in the form of public records, but that it would accept defendant’s stipulation to this aggravator in the alternative. Confronted with the state’s proffer of overwhelming evidence of this aggravator, defendant’s counsel stipulated to its existence:
[Prosecutor]: ... And finally, No. 12, Your Honor, the defendant committed the offense while on pre-trial release on another charge. ... To show the Court that, I will hand up 01-CRS-58888, in which the defendant was arrested on September 15th of 2001 for the [sale] of cocaine in which he made bond and was released from the detention center on October 18th of 2001.
[Prosecutor]: And also, Your Honor, another series of charges, four counts of assault with a deadly weapon with the intent to kill in 01-CRS-56481 through 56484, in which the defendant was arrested on those charges on May 26th of 2001 and was released on bond on June 17th of 2001.1 point out the condition of that bond was that he not possess any dangerous or deadly weapons. I’d like to hand those files up. Your Honor, unless the defendant is willing to stipulate to those, I think the Court needs to look at the files.
*653 The Court: He was under the conditions of pre-trial release at the time.
[Defense Counsel]: I just want you to know that in considering — the other charges, Your Honor, were pending at the time. He was on pre-trial release at the time—
[Prosecutor]: So you stipulate that he was out on bond on those five charges?
[Defense Counsel]: Yes.
Having stipulated to the existence of the aggravator during his sentencing hearing, defendant now argues on appeal that Blakely error in fact occurred.
Defendant first argues that his stipulation did not constitute a valid waiver of his Blakely rights because it was not “knowing and voluntary” as he alleges is required under Brady v. United States,
Put simply, defendant’s argument overlooks the fact that he did not have a Blakely right to waive. Blakely itself specifically excluded several categories of aggravated sentences from the scope of the right it contemporaneously recognized: (1) those imposed on the basis of “a prior conviction,”
Thus, the United States Supreme Court’s post-Blakely jurisprudence has clarified that an aggravated sentence imposed solely on the basis of facts “admitted,” “stipulated,” or “conceded” by a criminal defendant does not implicate the Sixth Amendment right to a trial by jury. We recognized this exception to Blakely in State v. Hurt,
In the instant case, this textual exception to Blakely applies whether the exchange between the trial court and counsel during sentencing is viewed as defendant’s “admission,” “stipulation” (the parties’ choice of terminology at trial), or “concession” to the existence of the now-challenged aggravator. The aggravator at issue here concerned the objective question of whether “[t]he defendant committed the offense while on pretrial release on another charge” under N.C.G.S. § 15A-1340.16(d)(12). As the transcript confirms, defendant admitted through counsel to all of the relevant facts necessary for the trial court to make a conclusive finding on this aggravator: namely, that defendant “was on pre-trial release at the time” he committed the instant offenses.
Defendant next argues in the alternative that his admission through counsel did not constitute a Blakely-compliant “admission,” “stipulation,” or “concession” because he did not personally admit to the existence of the challenged aggravator. We recently considered this argument in Hurt. There the defendant argued that because “he did not personally admit to any aggravating factor in the case,” the representations of defense counsel alone could not constitute an admission for Blakely purposes. Hurt,
The federal courts have also rejected the notion that a Blakelycompliant admission requires a personal admission by the defendant. Citing federal decisions holding that defense counsel’s representations alone constitute admissions for Blakely purposes, the United States Court of Appeals for the Fourth Circuit in Revels explained:
Admissions may take a variety of forms, including guilty pleas and stipulations, a defendant’s own statements in open court, and representations bv counsel, see, e.g., United States v. Devono,413 F.3d 804 , 805 (8th Cir. 2005) (per curiam); United States v. Bartram,407 F.3d 307 , 310-11 (4th Cir. 2005) (opinion of Widener, J.); id. at 315 (Niemeyer, J., concurring in part and concurring in the judgment), [cert. denied,546 U.S. 1189 (2006)]. However a defendant admits to facts, they may serve once admitted as the basis for an increased sentence without being proved to a jury beyond a reasonable doubt.
Against the weight of this authority, defendant points to provisions in North Carolina’s Blakely Act which now require the trial court to address defendants personally, advise them that they are entitled to a jury trial on any aggravating factors, and ensure that an admission is the result of an informed choice. See N.C.G.S. § 15A-1022.1(b), (c) (2005). In defendant’s words, “[t]he
This argument, however, defies the Blakely Act’s express language, which makes clear that N.C.G.S. § 15A-1022.1 does not apply to defendant’s case. See Act of June 21, 2005, ch. 145, 2005 N.C. Sess. Laws 253 (codified at N.C.G.S. §§ 15A-924(a), -1022.1, -1340.14, -1340.16 (2005)) (providing that “[pjrosecutions for offenses committed before [30 June 2005] are not abated or affected by [the Blakely Act],” id., sec. 5 at 260). The remedial measures our legislature enacted in the wake of Blakely remain in full force when applicable, but we summarily reject defendant’s suggestion that we should retroactively engraft these statutory protections onto the federal Blakely right under the guise of constitutional interpretation. Accordingly, for those cases arising prior to the effective date of the Blakely Act, we reaffirm our prior cases and follow the federal courts in holding that defense counsel’s admissions to the existence of an aggravating factor constitute Blakely-compliant admissions upon which an aggravated sentence may be imposed. See Hurt,
Defendant next argues that his admission was not sufficiently “definite and certain,” as Hurt suggests is required for stipulations in the Blakely context. See Hurt,
Revels also addressed this issue, observing that “verbalizations necessarily fall along a spectrum” by which their certainty and clarity should be considered as potential Blakely admissions.
In the present case, the sentencing hearing transcript reveals an admission sufficiently clear for Blakely purposes. The transcript confirms that defense counsel admitted to the existence of the pretrial release aggravator (“[T]he other charges . . . were pending[.]”), then rephrased this admission for clarity (“He was on pre-trial release at the time.”). In response, the prosecutor sought to clarify defendant’s admission (“So you stipulate that he was out on bond on those five charges?”), and defense counsel again admitted to the existence of the pretrial release aggravator (“Yes.”). The clarity of this admission is entirely opposite to the ambiguous remarks of defense counsel in Hurt and the complete silence of both defendant and defense counsel considered in Milam and referenced in Revels. Compare Hurt,
Finally, defendant argues that he is entitled to a new sentencing hearing under State v. Ahearn,
Defendant is not entitled to a new sentencing hearing under these circumstances. In Ahearn, the trial court found three aggravating factors and five mitigating factors, and determined that the aggravating factors outweighed the mitigating factors.
Consistent with Ahearn, a new sentencing hearing here is unnecessary because the trial court expressly indicated during sentencing that each of the aggravators — including the pretrial release aggravator — independently justified each of defendant’s aggravated sentences and outweighed the lone mitigating factor. At the sentencing hearing, the trial court stated:
I find that each one of the aggravating factors in and of itself independently outweighs all mitigating factors. I find specifically that each one of the aggravating factors independently is in and of itself a sufficient basis for the imposition of the sentence or sentences that are hereinafter imposed and outweighs all mitigating and justifies a sentence from within the aggravated range.
In addition, the trial court completed individual judgment and commitment forms specifying the relevant aggravators and mitigator for each conviction. These forms specifically indicated that “each and every aggravated factor in and of itself outweighs all the mitigating factors and justifies from within the aggravated range this sentence.” Thus, the trial court here eliminated the need for any appellate “second guessing” as to the weight it accorded each factor on each sentence, and it properly exercised discretion in “determin[ing] that one factor in aggravation outweigh[ed] more than one factor in mitigation.” Ahearn,
AFFIRMED IN PART; REVERSED IN PART AND REMANDED.
Notes
. We observe, however, that a Blakely-compliant admission to an aggravator requiring a subjective, fact-intensive analysis will seldom, if ever, exist. See, e.g., Hurt,
Concurrence Opinion
concurring in part and concurring in result in part.
I agree with the majority’s analysis of the sufficiency of the evidence issue and with its conclusion that the trial court has discretion to weigh each aggravator separately against the mitigating factors. However, I do not believe that defense counsel’s stipulation that defendant was on pretrial release at the time of the offense was an adequate admission under Blakely. However, because of the stipulation, I conclude that the Blakely error is harmless beyond a reasonable doubt. Thus, I concur in the result on this issue.
The State concedes Blakely error as to three of the four sentencing factors. The State argues that as to the fourth, that defendant was on pretrial release at the time of these offenses, defendant “admitted” the facts. The majority agrees and affirms defendant’s sentence on that basis.
It is undisputed that the trial court found all of the aggravating factors without submitting them to a jury. The State argued before the Court of Appeals, as it does here, that defendant is not entitled to relief under Blakely because defendant admitted the underlying facts supporting the aggravating factor. The State points for support to the following colloquy:
[Defense Counsel]: I just want you to know that in considering— the other charges, Your Honor, were pending at the time. He was on pre-trial release at the time—
*660 [Assistant District Attorney]: So you stipulate that he was out on bond on those five charges?
[Defense Counsel]: Yes.
The trial court found as an aggravating factor that defendant committed the offense while on pretrial release on another charge. The Court of Appeals held that defendant did not effectively admit or stipulate to this aggravating factor so as to except it from the Sixth Amendment protection of Blakely.
I am not persuaded that any federal court, Fourth Circuit or elsewhere, has held that defense counsel’s stipulation to a fact, in the absence of any indication of defendant’s personal agreement or even awareness of same, qualifies as an admission for Blakely or Booker purposes. See United States v. Booker,
In assessing whether a defendant has made an admission for Booker purposes, verbalizations necessarily fall along a spectrum. On one end of the spectrum are statements such as “I admit,” or the functional equivalent thereof. These are clearly admissions under Booker. See, e.g., United States v. Morrisette,429 F.3d 318 , 323 (1st Cir. 2005) (defendant admitted facts where, inter alia, he and his counsel “both conceded the accuracy of the prosecution’s recitation of the facts relevant to the offense”); Devono,413 F.3d at 805 (defendant admitted facts where, inter alia, defense counsel stated “ ‘we believe[] that the facts [in the PSR] are true’ ”). On the other end of the spectrum is silence. In United States v. Milam,443 F.3d 382 ,2006 U.S. App. LEXIS 8310 , *13, No. 04-4224, slip op. at 8 (4th Cir. Apr. 6, 2006), we held that a defendant’s failure to object to facts in his PSR did not constitute a Booker admission. In Milam, the defendant “stood silent when the court adopted the finding” that enhanced his sentence, and we explained that “to presume, infer, or deem a fact admitted because the defendant has remained silent... is contrary to the Sixth Amendment.” Id.
On the Revels spectrum, this case appears closer to Milam than to Morrisette in that here, the defendant personally said nothing, and the record does not show that he discussed the aggravating factor with his attorney. The court in Revels noted that “ ‘to presume, infer, or deem a fact admitted because the defendant has remained silent... is contrary to the Sixth Amendment.’ ”
Nor is the majority’s conclusion here compelled by this Court’s recent decision in State v. Hurt,
As noted above, the State concedes Blakely error on three of the four aggravating factors. Because I do not agree that on this record counsel’s stipulation coupled with defendant’s silence constituted an admission of the fourth factor, I would find Blakely error on all four
