760 N.E.2d 909 | Ohio Ct. App. | 2001
Lead Opinion
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I. Assault Becomes Murder
The relevant facts are not disputed. In late 1998, Evans, who was then fifteen years old, was charged with felonious assault. The charge was initially dismissed without prejudice because the state could not positively identify the attacker. Evans, when questioned by the police about the assault, had declined to comment, and the victim had subsequently died from the injuries sustained in the attack without regaining consciousness. According to the officer heading the investigation, though the police were unable to proceed against Evans, he remained the prime suspect in what had become a murder investigation
II. Evans Confined for Unrelated Offense
In the interim, Evans was charged with an unrelated aggravated assault. He admitted his culpability for that assault and was adjudicated delinquent by the juvenile court. The court ordered Evans to be confined and to receive therapy at Hillcrest School, a residential treatment center for juvenile offenders. Hillcrest is operated by the juvenile court, and the residential treatment counselors who assumed responsibility for the care and therapy of the juveniles are employees of the court
III. Evans Makes Three Statements
During Evans's first two weeks in custody at Hillcrest, he made two oral statements and one written statement to the residential treatment counselors. All three incriminated him in the initial aggravated assault that had become a murder. Largely on the strength of these three statements, Evans was charged with murder
The circumstances under which Evans made the three incriminatory statements determine the outcome of this appeal. It is undisputed that Evans was ordered to Hillcrest by the juvenile court for confinement and therapy, and that *547 Hillcrest's counselors were employees of the court. One residential treatment counselor even stated that she considered herself to be a law enforcement officer, though other counselors did not so describe themselves
There is also no dispute that Evans's stay at Hillcrest was involuntary. Had Evans chosen to leave Hillcrest without permission, the police would have been called, Evans would have been picked up, and he would have been returned to juvenile court to answer for a violation of the court's commitment order
Similarly, there is no dispute that Evans was required to participate in therapy. Had Evans failed to participate, he could have been found in violation of the court order that he do so, and he would have risked transfer to a far more restrictive facility operated by the Department of Youth Services. But, initially, Evans's failure to participate meant that he would have been unable to join in group activities, and that he could not have gone home on the weekends, as other residents were eligible to do. The record is clear that, according to the staff at Hillcrest, some residents initially resisted the therapeutic indoctrination procedures, but that all juvenile residents eventually succumbed to the pressure and participated
When Evans arrived at Hillcrest, his indoctrination to therapy required that he complete a "commitment offense paper." Evans was told to write about all the crimes that he had committed, whether or not they related to the crimes for which he had been sent to Hillcrest, and whether or not he had ever been adjudicated delinquent by the court for them Apparently, the instructions for the paper typically included a statement that the policy of Hillcrest was to seek an account of past offenses for purposes of therapy, not prosecution. But Evans's particular instruction form, from which several pages are now missing, apparently did not include this preamble. None of the staff recalled orally advising Evans that his paper was for therapy rather than for prosecution. Nor did any member of the staff recall warning Evans that he had a right not to incriminate himself
Hillcrest authorities deemed Evans's first attempt to complete the "commitment offense paper" unacceptable as "incomplete." The staff required that he try again. To assist him in being more thorough, a counselor provided Evans with a list of fourteen charges that had at one time been brought against him, and he was specifically told to write separately about each of them. The last of these fourteen charges was the initial aggravated assault that had become a murder. Evans submitted his more detailed "commitment offense paper" a week and a half later. What he wrote about the fourteenth charge was essentially a confession to murder
Once Evans's "commitment offense paper" had been completed to the satisfaction of the staff, Evans was required to present the paper orally in a group-acceptance *548 session before his counselors and his peers. This subsequent indoctrination step was similarly a condition of Evans's court-ordered therapy, and completion of the step was required before he could become eligible for home visits and further group participation Evans's oral recitation of his paper was also a confession to his involvement in the death of the victim
Finally, after Evans had submitted his revised "commitment offense paper" to the staff, but the day before he presented the paper to his group, Evans was transported to the hospital to receive treatment for a medical condition. Evans rode to the hospital in a car driven by his counselor. The counselor asked Evans how someone so young had accumulated such an extensive record. Evans replied with an explanation that included further incriminating statements about his involvement in the murder
The following week, Hillcrest's supervisor for the residential treatment counselors heard about Evans's series of confessions. He decided to report the details to Hillcrest's resident social worker, who in turn called the police. As a result of the subsequent investigation, Evans was charged with murder. Evans's three statements were crucial to the state's case against him
Evans moved to suppress all three statements that he had made while in custody at Hillcrest. The trial court originally denied the motion to suppress, stating that Evans's three separate confessions were voluntary under the totality of the circumstances, and that there had been no custodial interrogation that would have required that Evans receiveMiranda warnings. Then, upon further consideration and a review of our decision in State v. Holt,2 the court reversed itself and granted Evans's motion to suppress all three statements. The court ruled that Evans's statements were the product of a custodial interrogation by law enforcement officials and were therefore inadmissible because Evans had received no Miranda warnings
The state now appeals and raises as its single assignment of error the suppression of Evans's confessions, even though he admittedly had not received Miranda warnings before he made the incriminating statements. We agree that Miranda warnings were not required under the circumstances, not because he was not in custody, but because the questioners were not law enforcement officials or their agents
But we also hold that two of Evans's statements were nevertheless the result of coercion by the state and were therefore properly suppressed The third statement, which was made while Evans was being transported to the hospital, *549 was not coerced. That statement was voluntarily given in response to a vague inquiry and should not have been suppressed
Our review of a trial court's ruling on a motion to suppress is a two-step inquiry. First, the trial court's findings of fact are given deference and reviewed only for clear error.3 Then, we engage in a denovo review, without deference to the trial court's conclusions, as to whether those properly supported facts meet the applicable legal standards.4 Because the relevant facts are not in dispute, we focus on whether those facts required the suppression of Evans's statements
Our Decision Is Limited to Constitutional Issues
Before we begin our analysis, we stress that the parties' arguments and our decision today are based solely on the constitutional questions raised. Evans limited his motion below to constitutional issues, and our review is consequently restricted. There are, however, two additional challenges that frequently appear in similar cases
Evans has not asserted that his statements were protected by the testimonial privilege that prohibits a counselor from testifying about confidential communications received in the course of the professional relationship.5 Nor does the record demonstrate whether the federal statutes pertaining to the confidentiality of patient records in federally assisted substance-abuse programs were applicable to Hillcrest.6 Were those statutes applicable, Evans's record may have been precluded from disclosure to initiate or substantiate criminal charges or a criminal investigation
Because these issues virtually jump out from the pages of this case, we mention them only to make clear that they are not part of our decision today — and properly so, because neither is a constitutional issue properly the subject of a motion to suppress. Rather, each is an evidentiary issue that should be considered in a motion in limine or at trial
V. The Privilege Against State-Compelled Self-Incrimination
According to Section Ten, Article
These constitutional safeguards plainly prohibit the state from compelling a defendant to testify against himself at a criminal trial But the prohibition against state-compelled self-incrimination has been interpreted to extend well beyond the confines of the courtroom. It extends to a person's privilege "not to answer official questions put to him in any other proceeding, civil or criminal, formal or informal, where the answers might incriminate him in future criminal proceedings."8
Generally, the right to be free from state-coerced self-incrimination must be invoked or it is lost.9 That is to say, if a person under state compulsion to make self-incriminating statements chooses to make the statements rather than to claim his constitutional privilege, then the person has not been compelled by the government, but has offered the statements voluntarily.10 But, under certain circumstances, the right can become self-executing, and though it is not specifically invoked, the defendant is excused from asserting the privilege. In these circumstances, the privilege may be asserted later to suppress the self-incriminating statements made under state compulsion
Two such exceptions, the Miranda11 exception and the "classic penalty" exception,12 are germane to our analysis. While it is a close call on this record, we hold that, without further factual indications that the staff at Hillcrest were acting as agents of law enforcement, theMiranda exception is not applicable in this case. We do hold, however, that Evans was in the "classic penalty" situation with respect to the incriminating statements that he made as a condition of his court-ordered therapy. His failure to assert his constitutional right in two instances *551 was excused because its assertion would have been penalized. But, regarding the statement made in the car, Evans was under no compulsion to answer, and his response in casual conversation was voluntary. That third statement should not have been suppressed
Miranda and Self-Incrimination
Under Miranda v. Arizona,13 the state may not use incriminating statements made during a custodial interrogation unless it proves that procedural safeguards resulted in the defendant's voluntary waiver of his constitutional privilege against self-incrimination. These procedural safeguards include informing the defendant, before interrogation, of his right to remain silent, his right to speak with an attorney, and his right to have an attorney present during questioning. Where a defendant is entitled to these procedural safeguards, or Miranda warnings, and the state has failed to inform the defendant of his rights, any incriminating statements made during a custodial interrogation must be suppressed at trial.14
But the Miranda warnings need only be given during custodial interrogation.15 Custodial interrogation is defined as "questioning initiated by law enforcement officials after a person has been taken into custody or otherwise deprived of his freedom of action in any significant way."16 Thus, where the defendant is (1) in custody, and (2) subjected to interrogation, by (3) law enforcement officials, theMiranda warnings are required, and their omission requires that the defendant's statements be suppressed at trial
There is little doubt that Evans was in custody. A suspect is in custody for purposes of Miranda if a reasonable person in the suspect's situation17 would have understood his freedom of action to be curtailed to a "degree associated with a formal arrest."18 As the court-ordered guest of a court-operated *552 residential treatment center, Evans properly understood his freedom to have been curtailed to even a greater degree than that associated with an arrest. He could not go home, leave the grounds without permission, or move freely throughout the facility
Nevertheless, there are a series of prison cases that require curtailment of freedom beyond that normally associated with imprisonment before the state has an obligation to issue Miranda warnings to prisoners.19 But these cases primarily involve "bystanders" who only happen to be in custody. The presence of those prisoners makes a case analogous to an "on the scene" investigation, where police may freely question bystanders without issuing Miranda warnings. Evans was not a bystander. Nor was he sufficiently indoctrinated into life at Hillcrest to establish it as a normal environment for him. Indeed, the purpose of the indoctrination questioning was to admit a new, inexperienced resident. Under these circumstances, Evans was in custody for the purpose of Miranda warnings
Next, we hold that the questions about other crimes that Evans was required to answer for his therapy met the definition of interrogation Interrogation, under Miranda, "refers not only to express questioning, but also to any words or actions on the part of the police (other than those normally attendant to arrest and custody) that the police should know are reasonably likely to elicit an incriminating response from the suspect."20 It is clear that requiring individuals in custody to write in detail about crimes for which they have never been adjudicated in court is not just likely to, but quite probably will, result in incriminating responses. This is express questioning
By contrast, the statement Evans made in response to a casual inquiry from his residential treatment counselor while being transported to the hospital did not meet the definition of interrogation. There is nothing in the record to suggest that, by asking how Evans had managed to accumulate a lengthy record for someone so young, the residential treatment counselor sought to elicit incriminating statements. The counselor could not "be held accountable for the unforeseeable results of [her] words or actions."21
But Evans complains that he had already been required to divulge the same information in written form and would, the very next day, be required to present *553 his confession in a group setting. In his view, in the overall context of his residential experience, he was required to answer with nothing but complete candor. For purposes of this constitutional analysis, we are not prepared to accept the proposition that such a casual comment by the counselor was intended by subterfuge to elicit an incriminating response, especially when a confession had been obtained in writing by more direct methods just on the previous day There is also nothing in the record to indicate that the counselor knew the contents of the writing Evans had submitted the day before
Finally, we turn to the crucial issue of whether the custodial interrogation to which Evans was subjected was conducted by law enforcement officials, or instigated by law enforcement officials and carried out by those acting as their agents. Miranda warnings are not required to be given by those who are not law enforcement officials or their agents.22
According to R.C.
But this holding does not end the inquiry. If staff members at Hillcrest were acting as agents of law enforcement officials, they had a duty to give the Miranda warnings to Evans. Initially, it would appear that a United States Supreme Court decision based on similar facts would be dispositive of this case *554
In Estelle v. Smith,24 Smith had been ordered by the trial court to undergo a routine psychiatric examination to ensure that he was competent to understand the charges against him and to assist in his defense. But the psychiatrist who conducted the examination went beyond testifying about the neutral and limited issue of the defendant's competency. The psychiatrist also testified for the prosecution, using the court-ordered examination as his basis, during the penalty phase of the trial. The Court first held that, for purposes of the
But most courts from around the country that have interpreted this decision have concluded that some duty to report to law enforcement officials is required for one to be considered an agent. This is true regardless of whether a duty to report is imposed by statute;28 whether it is based on organizational procedures and responsibilities;29 or whether it is self-imposed by a desire to cooperate in the furtherance of an ongoing investigation.30 In the absence of any duty to report, courts have generally agreed that the questioner is not acting as an agent of law enforcement officials.31 We believe that the better rule requires a *555 duty to report to law enforcement officials, or at least a solicitation or recruitment by law enforcement, as a predicate for holding that a questioner is an agent for purposes of giving a suspect the Miranda warnings
In this case, the record is not clear precisely why the staff at Hillcrest felt compelled to report Evans's statements to the police There was no statutory duty (R.C.
In the absence of a pattern of reported confessions, or some factual basis to believe that there was an individual agreement to further the police investigation of Evans specifically, we must conclude that Hillcrest staff members were not acting as agents for law enforcement officials. Under these circumstances, Evans was not entitled to receiveMiranda warnings before he was required to write about and confess in a group setting to his culpability for unrelated crimes
We pause before leaving this area of the law to address the single argument that the state has advanced in this appeal. The state contends that Evans's statements should not have been suppressed because he was not entitled to receive Miranda warnings. To so hold, the state urges us to reverse our decision in State v. Holt, where we held that a suspect is in custody for the purposes of the Miranda warnings, even if the custody is for an offense unrelated to the offense that is being investigated.33 But the rule stated by Holt is good law, and we decline to disturb it
In Holt, the police questioned the defendant, who was in custody on another offense, about an unrelated murder. There, the similarity to the present case ends. We have independently determined that Evans was not entitled to receive Miranda warnings because his questioners were not law enforcement officials, nor were they acting as the agents of law enforcement officials. Thus, the state's single argument is largely irrelevant to this case *556 The "Classic Penalty" Situation and Self-Incrimination
While there is no basis in the record to hold that Evans was entitled to receive Miranda warnings before he made any of his three confessions, two of the statements were still properly suppressed by the trial court, though for the wrong reason. By procuring two incriminating statements as a condition of court-ordered therapy and under threat of substantial penalty, Hillcrest placed Evans in the "classic penalty" situation. His privilege against self-incrimination therefore became self-executing, and the resulting confessions could not be used against him in a criminal trial
The second exception to the general rule that the privilege against self-incrimination must be claimed is "where the assertion of the privilege is penalized so as to `foreclos[e] a free choice to remain silent, * * * and compe[l] * * * incriminating testimony.'"34 An individual who succumbs to the pressure of the penalty threatened by the state, fails to assert the privilege against self-incrimination, and then makes an incriminating statement is excused from failing to assert the privilege when the state seeks to use the incriminating statement in a criminal prosecution.35
In Minnesota v. Murphy, a probationer argued that since revocation of his probation had been threatened if he was not truthful with his probation officer, he had been compelled to make incriminating disclosures instead of asserting his constitutional privilege against self-incrimination.36 The United States Supreme Court ultimately concluded that there was no inherent threat in the requirement that Murphy be truthful with his probation officer
First, the condition of Murphy's probation required only that he be truthful, but "said nothing about his freedom to decline to answer particular questions and certainly contained no suggestion that his probation was conditional on his waiving his
While the Court held that Murphy had not been subjected to a state-threatened penalty, it also made clear what the result would have been had such a penalty in fact been reasonably perceived. "[I]f the state, either expressly or by implication, asserts that invocation of the privilege would lead to revocation of probation, it would have created theclassic penalty situation, the failure to assert the privilege would be excused, and the probationer's answers would be deemed compelled and inadmissible in a criminal prosecution."40
The Supreme Court's holding in Murphy has been held by various courts to apply in the context of sexual-abuse treatment programs. It appears common that such programs require participants to divulge specific criminal acts to which they have not previously admitted, putatively for therapeutic reasons. We find these cases to be analogous to the dilemma faced by Evans and therefore instructive
Where the participants in a state treatment program who failed to disclose prior criminal acts were threatened with parole violations,41
transfer to a more restrictive facility,42 or continued denial of access to their children,43 courts have held that they were in the "classic penalty" situation in violation of their
But other courts have had the occasion to define the limits of the "classic penalty" situation. Where (1) the treatment program has been deemed voluntary because it is a condition of initial parole eligibility, and (2) the penalty is insubstantial because the resultant facility transfer is to another medium-security prison and therefore essentially lateral, and (3) the denial of parole does not automatically follow from a refusal to speak, then, although the defendant's constitutional privilege has admittedly been burdened, the burden is held to be sufficiently *558 mitigated.45 None of these factors that might have mitigated the burden on Evans's constitutional rights was present in this case
First, Evans's participation in therapy at Hillcrest was not voluntary. It was ordered by the court. Second, rather than insubstantial, the penalty for Evans's failure to disclose his culpability in prior crimes was quite substantial. It began with a withholding of home visits as a further restriction on his freedom. It included a denial of access to other group activities. Ultimately, a failure to participate and to disclose was punishable by an adjudication of delinquency for the violation of a court order, the penalty for which included not a lateral facility transfer, but a transfer into the far more restrictive Department of Youth Services
Finally, it was represented that the escalating series of penalties would have been automatically imposed. In fact, Evans had already been admonished and sanctioned for not thoroughly divulging the details of all of his previous transgressions. Evans had already been excluded from accumulating points towards home visits, since his first "commitment offense paper" had been deemed "incomplete." And, as further evidence of the potency of the Hillcrest regimen, no resident in the memory of the staff had ever failed to succumb to the consistent compulsion and threat of automatic penalties
For these reasons, we hold that Evans's commitment to the court-ordered residential therapy at Hillcrest, which required him to admit his guilt in crimes for which he had not been adjudicated, placed Evans in the "classic penalty" situation contemplated by Murphy. Evans was unconstitutionally forced to choose between a substantial penalty and self-incrimination. Therefore Evans was excused from failing to raise his privilege, and the written confession in the form of the commitment offense paper, and his subsequent oral presentation of that confession before the group, were both properly suppressed
But we also hold that the confession made to the residential treatment counselor while Evans was being transported to the hospital was not the result of a "classic penalty" situation. There was no explicit threat that induced Evans to engage in any dialogue at that time, much less to confess to a murder. Evans instead argues that the threat was implicit He maintains that since the counselor who transported him to the hospital was the same counselor who had required that he re-write his commitment offense paper in detail, and since that counselor and many others would eventually have seen what he had written, any further discussion on that issue was tainted. In essence, Evans argues that the "cat was out of the bag." While Evans's argument has some merit in general, *559 Evans's testimony at the suppression hearing does not support his contention in this case
Evans's argument is based on a similar theory that has best been explained by the United States Supreme Court. "After an accused has once let the cat out of the bag by confessing, * * * he is never thereafter free of the psychological and practical disadvantages of having confessed. He can never get the cat back in the bag. The secret is out for good. In such a sense, a later confession may always be looked upon as fruit of the first."46 So, since his first confession was tainted, Evans urges us to hold that the second confession was inadmissible as the "fruit of the poisonous tree."
But when a first confession is constitutionally tainted, a subsequent related confession is not automatically invalid. When a prior statement has been coerced, there are several factors that a court should examine to determine whether the taint of the first confession has adhered to a subsequent confession. "[T]he time that passes between confessions, the change in place of interrogations, and the change in identity of the interrogators all bear on whether that coercion has carried over into the second confession."47
Here, Evans was away from the Hillcrest environment on his way to receive medical treatment. And while the questioner was the same one who had previously required that Evans complete his paper in incriminating detail, the tone of the question, and the question itself, did not imply a threat for a failure to communicate. And even if we assume that Evans felt compelled to answer, he could have very easily answered the very general question without confessing to complicity in a murder
Under these circumstances, to hold that the taint of the first confession extended to the subsequent conversational confession, we would have to infer that Evans answered because he was still intimidated. But Evans has never articulated precisely why he divulged the information in the car. If Evans himself is not sure, we should not assume the facts necessary for him to suppress his own apparently voluntary statement *560 VI. Due Process
The Due Process Clause of the
Fourteenth Amendment to the United States Constitution provides that no person shall be "deprived of life, liberty or property without due process of law." Confessions that have been coerced by the state and therefore have been involuntarily given have long been held to violate this guarantee of due process.48
In the 1960s, the United States Supreme Court changed the focus of analysis concerning the admissibility of a suspect's incriminating statements. The emphasis shifted away from a due-process analysis, as the Court held that the
It was the prosecution's burden to prove below by a preponderance of the evidence that Evans's three confessions were voluntary.51 To determine whether a juvenile's confession is voluntary, the totality of the circumstances must be considered, including "the age, mentality, and prior criminal experience of the accused; the length, intensity and frequency of interrogation; and the existence of physical deprivation or inducement."52 But we are not limited to these specific criteria in reviewing the totality of the circumstances in this case. We may further properly consider as a contributing factor whether Evans received Miranda warnings or was otherwise made aware of his constitutional rights.53 *561 And though Ohio juvenile law does not require that a parent or an interested adult be present for the questioning of a juvenile, such absence may also be considered in the totality of the circumstances.54
Ultimately, in reviewing the totality of the circumstances surrounding a confession, we must decide "`whether a defendant's will was overborne' by the circumstances surrounding the giving of [the] confession."55 Put another way, "the determination `depend[s] upon a weighing of the circumstances of pressure against the power of the resistance of the person confessing.'"56 And the United States Supreme Court has noted that special care must be taken when evaluating the totality of the circumstances surrounding a juvenile's confession. Where the juvenile's counsel was not present for some permissible reason, "the greatest care must be taken to assure that the admission was voluntary in the sense not only that it was not coerced or suggested, but also that it was not the product of ignorance of rights or of adolescent fantasy, fright or despair."57
Before we weigh the totality of circumstances under which Evans confessed, we must first determine whether state action was the catalyst for the confession. Since even "[t]he most outrageous behavior by a private party seeking to secure evidence against a defendant does not make that evidence inadmissible under the Due Process Clause,"58 at least some form of state action was required for Evans's statements to have been suppressed under the
Initially, a narrow reading of selected sections of the Supreme Court's decision in Colorado v. Connelly might suggest that overreaching on the part of the police is the requisite standard. The Court stated that "coercive police activity is a necessary predicate to the finding that a confession is not `voluntary' within the meaning of the Due Process Clause of the
The issue decided in Connelly was the absence or presence of coercive police conduct. Police were clearly the state actors in that case. In those circumstances, the emphasis of the Court was on the absence or presence of coercive conduct, not on whether the conduct was the result of state action. Therefore, any perception that the due-process analysis related to involuntary confessions should be strictly limited to police conduct rests solely on dicta
In fact, the Court acknowledged a more expansive definition of state actors in other portions of the decision. Specifically, the Court recognized that the flaw in the decision of the Colorado Supreme Court under review was a failure to "recognize the essential link between coercive activity of the State, on the one hand, and a resulting confession by a defendant, on the other."60 Similarly, the Court also noted that its "`involuntary confession' jurisprudence [was] entirely consistent with the settled law requiring some sort of `state action' to support a claim of violation of the Due Process Clause of the
Turning then to the issue of whether Hillcrest's residential treatment counselors were state actors for the purposes of eliciting Evans's confessions, we initially observe that the inquiry here is broader than our earlier Miranda inquiry. For purposes of that inquiry, we have already concluded that the Hillcrest counselors were not law enforcement officials, nor were they acting as the agents of law enforcement officials. That analysis, however, was more limited than the present inquiry, which focuses more expansively on the exercise of state power in prompting Evans's confessions
It is true that government employment alone is insufficient to qualify a questioner as a state actor for purposes of due-process analysis.62 Something more is required, and it was present in this case. Not only were the Hillcrest counselors employees of the juvenile court, but it was also the juvenile court that required Evans to be committed to their care and to follow their mandates to disclose his prior crimes. Under these conditions, where Evans was committed by the power of the state and required to divulge his involvement in prior crimes by the power of the state, we hold that the questioners were state actors *563
Having held that Evans's questioners were state actors, we next evaluate the totality of the circumstances surrounding his confessions to determine whether they were made voluntarily. We hold that the two confessions induced by court order were involuntary, but that his response to the counselor's inquiry into how he had managed to accumulate an extensive record was voluntary
We begin by recounting those circumstances common to all three of Evans's confessions. Evans was fifteen years old at the time and was purported to have had an IQ of 75. But he also had an extensive record and more than a passing familiarity with the juvenile court system. He knew that he could, under certain circumstances, invoke his right against self-incrimination, because he had invoked that very right when initially questioned by the police about his involvement in the aggravated assault. We cannot, however, impute to Evans the sophistication to understand that his constitutional rights were also applicable in the context of court-ordered therapy, especially when the juvenile court counselors seemed to have been similarly unknowledgeable
In any event, Evans received no instructions about his constitutional rights. Evans also did not have a parent or an interested adult present during the questioning. In fact, those adults who were expected to work with Evans for his benefit, and sought to establish a trusting relationship with him, were the very adults who ultimately divulged what he had told them. There is no doubt that Evans was isolated from any adult whose main priority was protecting Evans's interests
We now review the unique characteristics that distinguish Evans two court-ordered interrogations, on the one hand, from the casual conversation with his counselor on the other. What is remarkable about the court-ordered interrogation to which Evans was subjected is not its intensity or relative harshness, but rather its grinding duration and inevitability. Evans was warned when he arrived at Hillcrest that he must divulge incriminating information. It was not a question of whether Hillcrest would get the information; it was only a question of when Evans would succumb, as had all those who had preceded him. Hillcrest counselors institutionally and effectively employed both inducements and threats to insure that Evans would eventually give them what they wanted, and thereby incriminate himself. While we find no fault with Hillcrest's procedures for purposes of therapy, our inquiry is far different when considering information obtained as a result
Under these circumstances, we hold that Evans's will was overborne by the surrounding circumstances, and that the unrelenting state pressure to confess outweighed his power to resist. Both Evans's "commitment offense paper" and his subsequent oral presentation of the paper were involuntary and coerced. The *564 statements therein were the product of ignorance of his rights and despair. These statements were properly suppressed
By contrast, Evans's incriminating response to how he had managed to get into so much trouble at such a young age appears to have been voluntary. There is no indication in the record that Evans believed a failure to respond in that setting would have been punished. There is no grinding inevitability to the questioning. It appears as though Evans understandably responded in an attempt to establish a better working relationship with his counselor. While we are not altogether comfortable with such a potentially cynical use of the putatively therapeutic relationship, Evans's response must be considered voluntary for purposes of due process, because there was no explicit or reasonably implicit threat compelling him to respond
VII. Conclusion
Thus, we hold that both Evans's "commitment offense paper" and the subsequent oral presentation of the paper were properly suppressed, even though Evans was not entitled to receive Miranda warnings. The extraction of those two confessions was repugnant to both the Ohio and the United States Constitutions' privilege against self-incrimination, as well as the
But we reverse the trial court's decision to suppress Evans's voluntary response to his counselor's general inquiry. While there were some unsettling aspects to the overall context in which that statement was made, none of these aspects gave rise to a constitutional violation. We remand this case to the trial court for further proceedings in accordance with the terms of this opinion
Judgment affirmed in part, reversed in part and cause remanded
Doan, P.J., concurs.
Winkler, J., concurs in part and otherwise concurs in judgment only
Concurrence Opinion
I agree that the trial court should not have suppressed Evans's voluntary response to his counselor during their trip to the hospital And I agree that the *565 trial court properly suppressed Evans's written statement and his oral statement made during the group presentation
But, I write separately to emphasize that I do not concur in Part IV, in which the lead opinion sua sponte raises issues of possible statutory violations that are not even cognizable in a motion to suppress. The Supreme Court of Ohio has consistently refused to apply the exclusionary rule to evidence obtained through conduct that is violative of state law, but not violative of constitutional rights. See, e.g., State vJones (2000),
Finally, I refuse to join in the vitriolic tone employed by the lead opinion in its discussion of the treatment methods used at the Hillcrest School. In essence, the lead opinion portrays the school personnel as something akin to Hitler's Gestapo in that their "interrogation" tactics were of "grinding duration and inevitability" leading to Evans's "despair" and written admission. My reading of the record indicates that such portrayals by the lead opinion are not only unwarranted, but are gross exaggerations of the facts presented to the trial court
