Lead Opinion
On а trial to a jury the defendant was convicted of the crimes of kidnapping in the second degree and sexual assault in the first degree in violation of General Statutes §§ 53a-94 (a) and 70 (a) (1) respectively. In his appeal the defendant asserts that the trial court erred in (1) admitting evidence of a prior sexual assault; (2) permitting the state’s medical expert to give testimony concerning other rape complainants; and (3) denying the defendant’s oral motion to inspect or to have the court inspect in camera psychiatric records of the victim-witness. We find no error.
The jury could reasonably have believed the following facts. The complainant, Ms. B, was employed at a division of the Office for the Comprehensive Employment and Training Act Program (CETA) in New Haven. About one o’clock in the afternoon of May 24,
B and the defendant arrived at the office, where the defendant went off, apparently to take care of his stated business. He returned a short while later and the two left the office. As they were crossing an adjoining parking lot, the defendant pulled out a knife, which he placed against B’s throat. Stating that he had used a knife before, he grabbed B’s arm and forced her to accompany him to his apartment which was several blocks away.
At the apartment the defendant continued to display the knife, and repeated that he had used it before and would not be afraid to use it again. The defendant then forced B to have sexual relations with him, compelling her to submit to oral and vaginal intercourse. After raping her, the defendant showed B a picture of his children. He then accompanied her back to the Blubartz Cafe.
B also testified to various events which took place later that day, including her being threatened by the defendant and her informing her boyfriend and the police about the assault. Later that evening when B
Evidence of Prior Sexual Offense
The state offered evidence that some five weeks before the date of this crime, the defendant had sexually assaulted Ms. Y. The state claimed that the evidenсe would show a common design or plan. The defendant objected on the grounds that the two incidents were not sufficiently similar to constitute a common design or plan and that, in any event, the evidence should be excluded because its prejudicial impact outweighed its probative value. The trial court properly admitted the evidence.
Evidence of similar but unconnected crimes is excluded because it violates the rule of policy which forbids the state initially to attack the character of the accused and also the rule of policy that bad charаcter may not be proved by particular acts. State v. Jenkins,
Y, who was 28, testified that on April 16, 1979, she had been arrested on a disorderly conduct charge as a result of an altercation with her estranged husband. Later, when she was released, she found herself in a part of New Haven with which she was not familiar. She crossed the street аnd waited for a cab in front of the railroad station. While she was waiting, the defendant, accompanied by another man, walked up and began speaking with her. Y and the defendant had met on one previous occasion, having been introduced to each other by a mutual friend. In response to questioning by the defendant Y explained that she was waiting for a cab or bus to take her downtown. The defendant stated that he was headed in that direction and asked whether she wanted to walk with him. Y agreed and the three of them began walking. Eventually the other man went off in a different direction leaving the defendant alone with Y.
As they were walking they came up to the Nutmeg-ger Bar, and the defendant suggested that they go in and have a drink. They went inside and the defendant ordered two beers, both of which he eventually drank. The defendant also arranged with a friend there that he and Y be given a lift home. While in the bar Y told
While the friend waited in the car, Y and the defendant went upstairs. Inside the apartment the defendant showed her the items he said were for sale and also some pictures of his son. Eventually, the friend downstairs began blowing the car horn. At this point, the defendant pulled out a knife and held it to Y’s throat. Stating that he had nothing to lose because he had “a lot of time” facing him, the defendant ordered her to keep quiet and to remove her clothes. Y complied and the defendant then sexually assaulted her, forcing her to engage in oral and vaginal intercourse, all the while retaining hold of the knife. He then had Y get dressed and walked her to her home, which was two blocks away from his own. Because she was afraid of the defendant, who lived so near to her, Y waited a few days before contacting the police and eventually chose not to have the matter prosecuted.
It is a matter of common knowledge that persons engaged in criminal activity have a tendency to commit the same type of offense each time the same way. This modus operandi is the hallmark of criminal activity. Identity evidence may serve a variety of purposes. As a criminal logo it may identify a person. It may also characterize a particular crime and thus negative other inferences or explanations. Common plan evidence, for example, may negative a claim that specific conduct resulted from accident or inadvertence, or was justified by self-defense. State v. Jenkins, supra, 156. In a sexual assault case, it may serve to negative a claim
When evidence of other offenses is offered to show a common plan or design the marks which the uncharged and the charged offenses have in common must be such that it may be logically inferred that if the defendant is guilty of one he must be guilty of the other. People v. Cramer,
Sexual assault in the first degree consists of the actor compelling another person to engage in sexual intercourse by the use or threatened use of force. If the commоn plan or scheme of the actor embraces compelled sexual intercourse then evidence tending to show the common scheme will also tend to establish the doing of the forbidden conduct. United States v. Danzey,
Recently, in State v. Williams,
Although the sexual assault upon Y is not the duplicate image of the sexual assault on B there are sufficient marks of similarity to justify the conclusion that it is at the very least a reasonable facsimile. In both cases the defendant had been drinking; knew the victim, who was around thirty; first engaged her in
The defendant argues that the introduction of the Y incident into the case placed him in an untenable position to his prejudice in that (1) it compelled him to present two incompatible and different defenses to each of the occurrences; (2) it permitted the state to introduce a trial within a trial thus diverting the jury’s focus away from the crime charged; (3) it permitted the state to sеcure a conviction based on the defendant’s bad character rather than because he committed the offense with which he was charged. We are unpersuaded. The state correctly observes that the Y incident boiled itself down to a question of Y’s credibility. The defendant’s position was that the Y incident did not take place and he so testified. There was nothing inconsistent between his denial of the Y incident and his assertion that the B occurrence was consensual. Moreover, since the Y incident was directly related to the question of the defendant’s modus operandi it was logically related to the crime charged and therefore could not fairly be characterized as diversionary. As for the bad character aspect of the Y incident, any prejudicial impact from the introduction of such evidence was more than outweighed by its probative force.
Stephanie Spangler, a physician in gynecology and obstetrics at Yale-New Haven Hospital, examined the victim, B, at the hospital on the evening of the sexual assault. She testified as an expert for the state that upon examination she found no evidence of trauma in the area of the vagina. Over objection by the defendant she testified that in fourteen out of fifteen cases where she had conducted a physical examination of rape complainants she had found no evidence of vaginal trauma. She opined that the absence of vaginal trauma in B’s case was consistent with her findings in the cases of other rape complainants. The defendant objected to the doctor testifying about the results of her physical examination of fifteen rape complainants on the ground that the doctor was not qualified аs a legal expert to give an opinion as to whether any of these individuals were rape victims. The court’s ruling was correct.
The defendant misses the thrust of the doctor’s testimony. “[EJxpert testimony may be admitted if the witness has a special skill or knowledge, beyond the ken of the average juror, that, as properly applied, would be helpful to the determination of an ultimate issue.” Siladi v. McNamara,
Examination of Psychiatric Records
In response to a pretrial subpoena duces tecum, certain records of the Connecticut Mental Health Center pertaining to B were produced. The defendant, claiming that he had a federal and state constitutional right to the production and use of relevant impeaching evidence, orally moved that he be permitted to inspеct these records for the purpose of cross-examining B or, in the alternative, that the court examine these records in camera in order to determine whether they contained relevant impeaching information. The trial court denied the motion on the ground that there was no authority to breach the confidentiality of these records.
The capacity of a witness to observe, recollect and narrate an occurrence is a proper subject of inquiry on cross-examination. If as a result of a mental condition such capacity has been substantially diminished, evidence of that condition before, at and after the occurrence and at the time of the trial, is ordinarily admissible for use by the trier in passing on the credibility of the witness. Taborsky v. State,
General Statutes § 52-146C
The sixth amendment to the constitution of the United States guarantees the right of an accused in a criminal prosecution “to be confronted with the witnesses against him.” This right is secured for defendants in state criminal proceedings. Pointer v. Texas,
“Cross-examination is the principal means by which the believability of a witness and the truth of his testimony are tested. Subject always to the broad discretion of a trial judge to preclude repetitive and unduly harassing interrogation, the cross-examiner is not only permitted to delve into the witness’ story to test the witness’ perceptions and memory, but the cross-examiner has traditionally been allowed to impeach, i.e., discredit the witness.” (Emphasis in original.) Davis v. Alaska, supra, 316. “The right of cross-examination is not a privilege but is an absolute right and if one is deprived of a complete cross-examination he has a right to have the direct testimony stricken.” Gordon v. Indusco Management Corporation, 3
Generally, a trial court has some discretion in the matter of discovery where material is sought for impeachment purposes. State v. Januszewski, supra, 171. If, however, the claimed impeaching information is privileged there must be a showing that there is reasonable ground to believe that the failure to produce the information is likely to impair the defendant’s right of confrontation such that the witness’ direct testimony should be stricken. Upon such a showing the court may then afford the state an opportunity to secure the consent of the witness for the court to conduct an in camera inspection of the clаimed information and, if necessary, to turn over to the defendant any relevant material for the purposes of cross-examination. If the defendant does make such showing and such consent
The defendant here failed to make a threshold showing that at any pertinent time B had a mental problem which affected her testimonial capacity in any respect, let alone to a sufficient degree to warrant further inquiry. B and her live-in boyfriend testified. There is nothing in the manner of B’s testimony either on direct or on cross-examination to suggest that she had any problem recalling or narrating the events relating to the sexual assault. No inquiry was made of her or her boyfriend, in the absence of the jury, with respect to the date, duration and reason for B’s hospitalization. For all that appears, that hospitalization may have occurred so long before the date of the assault that any information contained in the hospital records would have been subject to exclusion for remoteness. State v. Januszewski, supra, 173. We are not inclined to conjure up a picture of mental abnormality out of nothing more substantial than the defendant’s gossamer illusions.
There is no error.
In this opinion Speziale, C. J., Peters and Healey, Js., concurred.
Notes
“[General Statutes] Sec. 52-146e. disclosure of communications. (a) All communications and records as defined in section 52-146d shall be confidential and shall be subject to the provisions of sections 52-146d to 52-146j, inclusive. Except as provided in sections 52-146Í to 52-146Í, inclusive, no person may disclose or transmit any communications and records or the substance or any part or any resume thereof which identify a patient to any person, corporation or governmental agency without the consent of the patient or his authоrized representative.
“(b) Any consent given to waive the confidentiality shall specify to what person or agency the information is to be disclosed and to what use it will be put. Each patient shall be informed that his refusal to grant consent will not jeopardize his right to obtain present or future treatment except where disclosure of the communications and records is necessary for the treatment.
“(c) The patient or his authorized representative may withdraw any consent given under the provisions of this section at any time in a writing addressed to the person or office in which the original consent was filed. Withdrawal of consent shall not affect communications or records disclosed prior to notice of the withdrawal.”
Dissenting Opinion
(dissenting). I disagree only with the portion of the majority opinion which concludes that the evidence of an uncharged sexual assault upon another
It is not because other crimes evidence offered to prove criminal proclivity lacks any probative value that it is ordinarily rejected, however, but because it is commonly regarded as having too much. McCormick, Evidence (2d Ed. 1972) § 190; 1 Wigmore, Evidence (3d Ed. 1940) § 194. It violates a sense of fairness deeply ingrained in our system that a person should be convicted of a crime becаuse of his past misdeeds. That evidence of the commission of similar crimes raises a serious danger of such a possibility is widely recognized as the principal rationale behind the exclusion of such evidence where its effect is to show nothing more than a proclivity to commit the particular crime charged. 1 Wigmore, Evidence, supra. General Statutes § 52-145 reflects this attitude by restricting the use of prior convictions to their effect upon the credibility of a witness.
For these reasons, I disagree with the opinion’s significant enlargement upon the availability of other crimes evidence to the state in sеxual assault cases, heretofore unprecedented in this state and disapproved by some thoughtful commentators. Lilly, Evidence (1978) § 46; Gregg, “Other Acts of Sexual Misbehavior and Perversion as Evidence in Prosecutions for Sexual Offenses,” 6 Ariz. L. Rev. 212, 231-85 (1965); H. L. Trautman, “Logical or Legal Relevancy — Conflict in Theory,” 5 Yand. L. Rev. 385, 408-409 (1952). I would follow our recent decision in State v. Williams,
