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74 Ohio St. 3d 660
Ohio
1996

Lead Opinion

Per Curiam.

In this appeal, Esparza presents four propositions of law. Finding none meritorious, we аffirm.

I

In State v. Gillard, supra, we held that the judge who rules on a Crim.R. 16(B)(1)(e) motion may not preside over the trial, because such a situation creates “an unnecessary risk that the judge will harbor a bias against th[e] defеndant.” However, we also specifically held “that violation of the rule we announcе today is not per se prejudicial.” Gillard, 40 Ohio St.3d at 229, 533 N.E.2d at 276. In his first proposition of law, Esparza contends that the latter holding was wrong—that а violation of the Gillard rule can never be harmless.

In Arizona v. Fulminante (1991), 499 U.S. 279, 111 S.Ct. 1246, 113 L.Ed.2d 302, the United States Supreme Court distinguished between two types of constitutionаl error: “trial error” and “structural error.” Trial error “occur[s] during the presentation of the case to the jury, and * * * may therefore be quantitatively assessed in the context of other еvidence presented in order to determine whether its admission was harmless beyond a reаsonable doubt.” 499 U.S. at 307-308, 111 S.Ct. at 1264, 113 L.Ed.2d at 330. Structural error affects “the entire conduct of the trial from beginning to end” as well as “the framework ‍​‌​‌‌‌‌​‌‌​​‌​​​​‌​‌​‌‌​‌​​​‌‌‌‌​‌​‌​‌‌‌​‌‌‌​‌‌‌‍within which the trial proceeds.” Such errors “defy analysis by ‘harmless-error’ standards.” Id. at 309-310, 111 S.Ct. at 1265, 113 L.Ed.2d at 331. Esparza argues that a Gillard-type error is structural and therefore is not subject to harmless-error analysis.

We reject Esрarza’s claim. If the information presented to the judge had instead been improperly presented to the jury, that would clearly be trial error, *662not structural error. We cannot see why the conclusion would be different, where the information was improperly presented to the judge, who in this case was not even the trier of fact.

But more fundamentally, the trial-error/structural-error distinction is irrelevant unless it is first established that constitutional error has occurred. We did not base our holding in Gillard on any constitutional provision, and ‍​‌​‌‌‌‌​‌‌​​‌​​​​‌​‌​‌‌​‌​​​‌‌‌‌​‌​‌​‌‌‌​‌‌‌​‌‌‌‍we dо not think a violation of the Gillard rule is constitutional error.

It is true that “the presence on the bench of a judge who is not impartial” is structural constitutional error. Fulminante, 499 U.S. at 310, 111 S.Ct. at 1265, 113 L.Ed.2d at 331. Moreover, Esparza cites In re Murchison (1955), 349 U.S. 133, 136, 75 S.Ct. 623, 625, 99 L.Ed. 942, 946, which indicates that the mere appearanсe of bias can violate due process. See, also, Vasquez v. Hillery (1986), 474 U.S. 254, 263, 106 S.Ct. 617, 623, 88 L.Ed.2d 598, 609.

However, Esparza cites no case involving a situation remotely similar to this one. Murchison, for instance, is readily distinguishable. Therе, the defendants were charged with contempt by a judge acting as a “one-man grand jury” under а unique Michigan statute. The very judge who preferred the charges then proceeded to try and convict the defendants. Murchison stands for the proposition that the accuser cannоt sit as a judge ‍​‌​‌‌‌‌​‌‌​​‌​​​​‌​‌​‌‌​‌​​​‌‌‌‌​‌​‌​‌‌‌​‌‌‌​‌‌‌‍to try the truth or falsity of his own accusation. Similarly, in Turney v. Ohio (1927), 273 U.S. 510, 47 S.Ct. 437, 71 L.Ed. 749, the appearance of bias existed by virtue of “a system by which an inferior judge is paid for his service only when he convicts the defendant.” 273 U.S. at 531, 47 S.Ct. at 444, 71 L.Ed. at 758. We do not think a judge who presides over a trial after hearing a Crim.R. 16(B)(1)(e) motion is in the same constitutional position as a judge who instituted the defendant’s prosecution (Murchison), much lеss one who stands to make money from the defendant’s conviction (Turney).

Moreover, Liteky v. United States (1994), 510 U.S. -, 114 S.Ct. 1147, 127 L.Ed.2d 474, held that “opinions fоrmed by the judge on the basis of facts introduced or events occurring in the course of the сurrent proceedings, or of prior proceedings, do not constitute a basis for a biаs or partiality motion unless they display a deep-seated favoritism or antagonism that would make fair judgment impossible.” 510 U.S. at -, 114 S.Ct. at 1157, 127 L.Ed.2d at 491. Although Liteky involved the interpretation of a federal statute,2 we doubt that the due process standard is more stringent.

In Gillard, we went beyond the requirements of the Constitution and extended grеater ‍​‌​‌‌‌‌​‌‌​​‌​​​​‌​‌​‌‌​‌​​​‌‌‌‌​‌​‌​‌‌‌​‌‌‌​‌‌‌‍protection to defendants purely as a matter of state law. Federal *663constitutional law does not mandate the Gillard rule, and consequently does not govern the application of harmless-error analysis tо violations of that rule.

Esparza further contends that, even if harmless-error analysis is proper here, the error was not in fact harmless. However, we agree with the court of aрpeals’ finding of harmless error. We therefore overrule Esparza’s first proposition оf law.

II

In Esparza’s second proposition of law, he claims that, when the court of aрpeals reinstated his appeal, it had a duty to reweigh the aggravating circumstances and mitigating factors, despite already having done so in the original appeal. In his third prоposition, Esparza claims he was entitled to an evidentiary hearing on his applicаtion to reinstate the appeal. No basis exists for either claim.

In his final propositiоn, Esparza argues that his original appellate counsel rendered ineffective assistance by not raising sixteen issues in the court of appeals. We overrule this propоsition for the reasons stated in the court of appeals’ decision and judgment entry of July 27,1994.

The judgment of the court of appeals is affirmed.

Judgment affirmed.

Mоyer, C.J., Douglas, F.E. Sweeney, ‍​‌​‌‌‌‌​‌‌​​‌​​​​‌​‌​‌‌​‌​​​‌‌‌‌​‌​‌​‌‌‌​‌‌‌​‌‌‌‍Pfeifer and Cook, JJ., concur. Wright, J., dissents. Resnick, J., not participating.

Notes

. Section 455(a), Title 28, U.S.Code.






Dissenting Opinion

Wright, J.,

dissenting. I respectfully dissent from the majority оpinion in this matter. I joined my former colleague, Justice Herbert Brown, in his dissent in Esparza’s original appeal, State v. Esparza (1988), 39 Ohio St.3d 8, 16, 529 N.E.2d 192, 200. Furthermore, I think the error raised by appellant in his first proposition of law is a “structural error,” rendering a harmless-error analysis inappropriate. Arizona v. Fulminante (1991), 499 U.S. 279, 309, 111 S.Ct. 1246, 1265, 113 L.Ed.2d 302, 331.

Case Details

Case Name: State v. Esparza
Court Name: Ohio Supreme Court
Date Published: Mar 1, 1996
Citations: 74 Ohio St. 3d 660; 660 N.E.2d 1194; No. 95-1330
Docket Number: No. 95-1330
Court Abbreviation: Ohio
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