State v. EricksonState v. Erickson
Lead Opinion
¶1 David Erickson appeals his conviction of two counts of first degree child rape. He argues that the trial court denied him his constitutional right to public trial by allowing private questioning of prospective jurors. We reverse and remand for a new trial.
¶2 The State charged Erickson with two counts of first degree child rape. Before trial, the court asked whether the parties wanted to give the prospective jurors a questionnaire before beginning voir dire. The prosecutor responded, “I’m hopeful that [defense counsel] and I can agree on one that we can present to the Court. We both drafted one that we exchanged, and I think they’re pretty similar. I haven’t had an opportunity to discuss that with [defense counsel].” II Report of Proceedings (RP) at 179. Defense counsel replied, “I don’t think that will be a problem, Your Honor. I will probably add some questions, based on what [the prosecutor] had, and I don’t think [the prosecutor’s] got major problems about questions that I had.” II RP at 179. The trial court then replied:
I guess the main [questions] from my perspective, are that you have a list of witnesses in there so the jurors can respond to that; that you ask them whether or not there’s any reason that they might not be fair and impartial so we get that kind of broad, general question in. Give them a suggested time frame which is liberal, and be sure they can accommodate us for the time frame, and factor in some deliberation time into that. And then ask them whether or not any of them want to be talked to privately so we get an idea as to how many of those we might have.
II RP at 179.
¶3 The next day of the proceedings, before the prospective jurors’ orientation, the trial court noted that the questionnaire “looked good.” Ill RP at 185. During discussion on the matter, the prosecutor mentioned, “I suspect that there’s going to be a number of people who want to talk in private.” Ill RP at 188. Erickson’s counsel did not object and acquiesced to the trial court’s decision to begin any private questioning of individual prospective jurors after their orientation.
¶4 After the prospective jurors answered the questionnaire, the judicial assistant notified the trial court and
¶5 Later, the trial court asked whether any prospective jurors wanted to be examined privately. Four individuals wished to do so. Except for those four, the trial court excused the rest of the prospective jurors from the courtroom and proceeded with counsel and the court reporter to the jury room. Once there, the trial court called each prospective juror into the jury room individually, and both sides questioned each individual. Three of the prospective jurors described personal experiences with sexual abuse or assault, while the fourth suggested he knew defense counsel.
¶6 During the interviews in the jury room, the trial court denied Erickson’s challenges for cause directed toward two prospective jurors and excused the prospective juror who knew defense counsel. The trial court later excused one of these four prospective jurors for unrelated reasons. Erickson later exercised peremptory challenges against the other two prospective jurors whom the parties had questioned in the jury room.
¶7 The jury found Erickson guilty of both counts. He appeals.
ANALYSIS
¶8 Erickson contends that the trial court denied him his constitutional rights. He asserts that moving individual prospective jurors in the jury room for private questioning violated his right to a public trial.
¶9 We review de novo whether a trial court procedure violates the right to a public trial. State v. Brightman,
f 10 The Sixth Amendment to the United States Constitution and article I, section 22 of the Washington Constitution each guarantee a criminal defendant the right to a public trial. State v. Russell,
fll Article I, section 10’s guarantee of public access to proceedings and article I, section 22’s public trial right together perform complementary, interdependent functions that assure the fairness of our judicial system.
¶12 The right to public trial helps ensure a fair trial, reminds officers of the court of the importance of their functions, encourages witnesses to come forward, and discourages perjury. Brightman,
¶13 Protection of the right to public trial requires a trial court “to resist a closure motion except under the most unusual circumstances.” Bone-Club,
¶14 Erickson argues that the trial court’s relocation of a portion of voir dire to the jury room violated his right to public trial. Relying on a Division Three case, State v. Frawley,
¶15 The State urges us to follow a Division One case, State v. Momah,
¶16 In this case, the trial court excused prospective jurors from the courtroom and proceeded with counsel and the court reporter to the jury room, where both sides questioned prospective jurors individually about their an
¶17 The process of jury selection lies within the ambit of the right to a public trial. Brightman,
¶18 In Brightman, the trial court ordered a full courtroom closure during jury selection.
¶19 Although the Brightman court noted that trivial closures may not violate a defendant’s public trial right, the court made evident that its understanding of “trivial” derived from federal cases where “brief and inadvertent”
¶20 In Peterson, the trial court, on motion, closed the courtroom so that an undercover officer could testify but inadvertently left the courtroom closed for 15-20 minutes of the defendant’s testimony. Peterson v. Williams,
¶21 In none of these federal cases did the circuit courts of appeals find a violation of the Sixth Amendment public trial right. In other words, the closures in the federal cases the Brightman court cited were too “trivial” to warrant such a conclusion.
¶22 Because the decision to remove individual questioning of prospective jurors outside the courtroom has more than an inadvertent or trivial impact on the proceedings, we hold that it acts as a closure for purposes of Bone-Club. Individual questioning of prospective jurors in a jury room acts as a closure because it is improbable that a member of the public would feel free and welcome to enter a jury room of his or her own accord. Also, removing the proceedings makes it difficult, if not impossible, for a criminal defendant’s family or friends, or any other member of the public,
¶23 Obviously, there are times when a courtroom closure is appropriate. But it is not the public’s responsibility to safeguard these rights; it is the responsibility of the courts to take the appropriate steps under Bone-Club to ensure and protect the defendant’s and the public’s right to open proceedings before any courtroom closure.
¶24 Although a trial court would understandably want to protect prospective jurors’ privacy during jury selection, we agree with Frawley, and more specifically with Duckett, insofar as they require a Bone-Club analysis before private questioning of prospective jurors outside the courtroom. See Duckett,
¶25 In Frawley, the trial court conducted voir dire of individual jurors in the judge’s chambers outside the presence of the public.
¶27 We agree with the principle stated in Duckett that “the guaranty of a public trial under our constitution has never been subject to a de minimus exception.”
¶28 In sum, the trial court erred in not performing the five-part Bone-Club inquiry before its decision to move voir dire questioning of four prospective jurors into the jury room.
¶29 Reversed and remanded for new trial.
Notes
Because we reverse and remand for a new trial, we do not address Erickson’s other assignments of error that involve sentencing conditions, the trial court’s admission of certain items into evidence, and ineffective assistance of counsel.
The dissent suggests that Erickson lacks standing to invoke the public’s right to a public trial. Dissent at 214. The dissent further states that Erickson’s interest in full candor during questioning conflicts with the public’s interest in open proceedings, and thus he cannot “fairly represent the public’s interests in exercising its public trial rights” under article I, section 10. Dissent at 214. We disagree.
As noted in State v. Bone-Club,
Although we note that a courtroom closure requires a Bone-Club analysis, here the trial court could have followed a different procedure not implicating Bone-Club. It had already excused all other prospective jurors from the courtroom;
Relying on Allied Daily Newspapers v. Eikenberry,
“1. The proponent of closure or sealing must make some showing [of a compelling interest], and where that need is based on a right other than an accused’s right to a fair trial, the proponent must show a ‘serious and imminent threat’ to that right.
“2. Anyone present when the closure motion is made must be given an opportunity to object to the closure.
“3. The proposed method for curtailing open access must be the least restrictive means available for protecting the threatened interests.
“4. The court must weigh the competing interests of the proponent of closure and the public.
*207 “5. The order must be no broader in its application or duration than necessary to serve its purpose.”
After granting review on the public trial issue in Momah, the Washington Supreme Court heard oral argument on the case on June 10, 2008. State v. Momah,
Although the dissent suggests that Erickson submitted the juror questionnaire, our review of the record indicates that before beginning voir dire, the trial court and the parties agreed together to formulate appropriate questions to include in a questionnaire. Further, it appears the trial court made the decision to move questioning of the prospective jurors into the jury room after the questionnaire was formulated. Thus, we disagree with the dissent’s suggestion that Erickson in effect “requested” a courtroom closure, making his public trial argument subject to the invited error doctrine. Dissent at 212-13.
The record before the Brightman, court did not make clear whether the trial court actually followed through on its statement to the attorneys, but the court decided that “once the plain language of the trial court’s ruling imposes a closure, the burden is on the State to overcome the strong presumption that the courtroom was closed.”
Moreover, a person entering a courtroom and not finding the trial court, counsel, and the court reporter present might not discern that the trial was proceeding.
We again, note that the better practice is to question individual jurors regarding sensitive topics separate from the rest of the prospective jurors but within the courtroom. See Vega,
Nor does Erickson’s assistance in drafting a juror questionnaire before beginning voir dire and before the trial court called prospective jurors into the jury room constitute a waiver under these facts.
Dissenting Opinion
¶30 (dissenting) — I disagree with the majority’s decision to review the public trial right on the merits and, therefore, respectfully dissent. The majority holds that privately interviewing four prospective jurors who were never seated on the jury was a courtroom closure that violated David Erickson’s and the public’s right to a public trial. Although I agree that trial courts have a duty to apply the Bone-Club
¶31 Initially, I note that Erickson invited any error regarding his personal right to a public trial. Under the invited error doctrine, a court should decline to review a claimed error if the appealing party induced the court to err. State v. Henderson,
¶32 The invited error doctrine is an important aspect of our appellate process that was crafted to prevent the injustice of a party benefiting from an error that he caused or should have prevented. City of Seattle v. Patu,
¶33 Erickson argues that if this court determines that he invited this error, then he received ineffective assistance of counsel. I strongly disagree. Counsel is not ineffective for making tactical decisions. State v. Cienfuegos,
¶35 More importantly, this is not a situation in which the defendant’s and the public’s right to public trial are aligned to the degree that the defendant can fairly represent the public’s interests in exercising its public trial rights. Rather, here, those rights conflict. As demonstrated at trial, Erickson had a strong interest to hold private interviews in
¶36 The public, in contrast, had an interest to know about the jury proceedings, learn how and why potential jurors were challenged, and oversee the trial to prevent and discover any abuses in the legal system.
¶37 In summary, I would hold that Erickson invited the error alleged regarding his personal right to a wholly public jury trial, his attorney employed sound jury selection tactics to ensure his right to a fair trial, and Erickson does not have standing to represent the public’s interest in a public trial. Accordingly, I respectfully dissent.
State v. Bone-Club,
I am aware of a recent holding to the contrary. See State v. Duckett,
Cases outside this jurisdiction are similarly unhelpful. See Hutchins v. Garrison,
The right to a public trial is based partially on the theory that the “knowledge that every criminal trial [is] subject to contemporaneous review in the forum of public opinion [will constitute] an effective restraint on possible abuse of judicial power.” United States v. Kobli,
See, e.g., State v. Stegall,