Lead Opinion
Terry Merle Erickson (Erickson) was convicted of having sexual contact with a child, a violation of SDCL 22-22-7. He was sentenced to eight years in the South Dakota State Penitentiary and ordered to pay all counseling costs for the victim. He appeals raising multiple issues. We reverse and remand for a new trial.
FACTS
The alleged sexual contact in this case occurred on May 10, 1992. Victim was ten
Upon questioning by the investigating police officer, Erickson admitted to having been at the victim’s residence at a barbecue and watching television with the victim and her sister in their bedroom. However, he stated he believed this took place in June or July of 1992 rather than in May as the victim reported. Members of Erickson’s family who testified at his trial maintained that Erickson had been with them on May 10, assisting with a Mother’s Day cub scout banquet. When interrogated about the incident Erickson admitted having consumed twelve beers throughout the day before arriving at the police station shortly after 5:00 p.m. A breathalyzer test given to him immediately following the interrogation showed his alcohol level to be .20.
Erickson was charged with violation of SDCL 22-22-1(5), rape in the third degree, and, in the alternative, SDCL 22-22-7, sexual contact with a child. Prior to trial, Erickson moved to suppress three specific statements he made to the police on grounds they were not voluntarily made and were not relevant evidence. Erickson concluded this motion with a request to suppress any statements made by him to the police. At the pre-trial motions hearing, the prosecuting attorney indicated to the court the State intended to offer at trial statements Erickson made to the police officer.
The trial court questioned whether the three statements specifically requested to be excluded were statements or admissions. The trial judge called this the “first hurdle,” indicating he would address the voluntariness issue depending upon whether Erickson’s comments to the police were statements or admissions. In an attempt to address this “first hurdle,” the trial judge requested both parties to submit briefs on the issue, stating that if he found in favor of the State, he would ask both parties, along with the police officer who questioned Erickson, back for another hearing to determine the voluntariness of these statements. Following submission of briefs, the trial court issued its memorandum opinion holding the statements were neither admissions nor a confession, but that the three statements would be excluded from use by the State in its case-in-chief. The court noted that these statements could become relevant and, therefore, admissible depending upon questioning at trial at which time a hearing would first be conducted outside of the jury’s presence. The trial court issued its order specifically holding that the State could not use the three statements for its case-in-chief and could not use the statements for rebuttal evidence without first requesting a hearing outside the jury’s presence to determine voluntariness. The focus of both the memorandum opinion and subsequent order of the trial court were the three specifically identified statements made by Erickson to the police officer. No testimony was ever taken during the pretrial process
At trial, the police officer who interrogated Erickson testified for the State and was asked several questions in the jury’s presence regarding Erickson’s interrogation, including whether Erickson was given a Miranda warning and whether or not he understood that warning. The officer testified that Erickson was given Miranda warnings and that Erickson had stated he understood them. The officer then testified, “I asked him if he wished to waive his rights and answer the questions.” The State did not delve further into whether Erickson had, in fact, waived his rights but continued with direct examination of the officer. When the State began questioning the pólice officer regarding statements Erickson may have made, during the interrogation, Erickson’s attorney made a standing objection, without stating grounds,
Q: During your investigation and your interviews, whose statements that you took best supported [victim’s] statement to you?
A: I would say the Defendant’s in that he was there in the bedroom with her, as she has described to me, along with the other circumstances that [victim] has described to me.
Q: Did Mr. Erickson deny it?
A: No, he didn’t.
ISSUE I: DID THE TRIAL COURT ERR IN FAILING TO REQUIRE A VOL-UNTARINESS HEARING OUTSIDE OF THE JURY’S PRESENCE?
“Our standard of review regarding voluntariness of confessions or incriminating statements is well established. The State has the burden of proving beyond a reasonable doubt that such confessions or incriminating statements were freely and voluntarily made.” State v. Jenner,
The trial court, over defense counsel’s objection, allowed statements made by Erickson to the police to be admitted into evidence during the State’s direct examination of the police officer. These statements were admitted in the presence of the jury. We believe that the trial court did find in favor of the State at this point and was required, under previous holdings of this court, to hold a hearing outside of the jury’s presence to determine whether those statements were voluntarily made. Defendant argues he was so intoxicated the statements were not voluntary.
In State v. Thundershield,
*708 When a confession or an incriminating statement allegedly made by the accused is offered by the prosecution and objected to, the state has the burden of proving beyond a reasonable doubt the same was freely and voluntarily made. This proof must be made in an independent hearing of all relevant facts outside the presence of the jury. At this hearing the defendant may testify and be cross-examined as to the issue of voluntariness without jeopardy to or waiver of his right to remain silent at the trial. After hearing the facts the trial judge must finally and solely determíne, as a matter of law, whether or not the confession or incriminating statement is, or is not, voluntary. This determination and the evidence upon which it is based should be made part of the record. If found to be involuntary the confession or statements may not be admitted at the trial as evidence. If found to be voluntary they may be admitted in evidence for consideration by the jury as to their weight and credibility together with all other facts and circumstances. No special instructions on this subject should be necessary. •
Id. Headrick,
In an opinion authored by Justice Henderson, this court in State v. Lufkins,
In Lufkins, the sheriff testified during the State’s case-in-chief regarding incriminating statements made by defendant Lufkins. During this testimony, the defendant rose and “challenged the Sheriffs veracity.” Luf-kins,
In the subsequent habeas proceeding, the United States District Court held Lufkins’ voluntariness hearing, which involved taking evidence during the course of the trial, in open court, and in the presence of the jury, did not meet the due process requirements set out by the United States Supreme Court in Jackson v. Denno. Lufkins,
The Eighth Circuit Court of Appeals, upholding the district court’s decision, stated the trial court was required to provide the defendant with a full and fair voluntariness hearing in order to comply with the Fourteenth Amendment’s due process clause. Citing the Jackson decision, the court noted the hearing must be “ ‘fully adequate to insure a reliable and clear-cut determination.of the voluntariness of the confession, including the resolution of disputed facts upon which the voluntariness issue may depend.’ ” Lufkins,
Here, as in Lufkins, no “clear-cut determination” was made by the trial court regarding the voluntariness of Erickson’s statements to the police. No evidentiary hearing was held which would have allowed Erickson a “meaningful opportunity to challenge the state’s testimony on voluntariness” outside of the jury’s presence. There was no finding made by the trial court that the State had met its burden of proving beyond a reasonable doubt that statements made by Erickson to the police were voluntary. The trial court was aware, through defense counsel’s pretrial motion, of the level of intoxication of Erickson during interrogation by the police. Erickson, through his attorney, made objection at trial to the admission of any statements he may have made to the police. Though we believe better practice would be to individually object and to state grounds for objection rather than make the standing objection made here, we believe the trial court erred in not stopping the proceedings at this point and holding a hearing outside of the jury’s presence to determine the voluntariness of those statements beyond a reasonable doubt prior to their admission into evidence. We believe this to be clear error and reverse and remand for a new trial.
A defendant may waive his Miranda rights provided the waiver is voluntarily, knowingly, and intelligently made. State v. Braddock,
Failure to make a determination on volun-tariness requires reversal and is dispositive. However, because we remand for a new trial, we feel it necessary to address certain other issues raised by defendant. State v. Breed,
ISSUE II: DID THE TRIAL COURT ERR IN LIMITING DEFENDANT’S REQUEST FOR NAMES AND ADDRESSES OF ALL PHYSICIANS OR COUNSELORS WITH WHOM VICTIM MAY HAVE CONSULTED?
Evidentiary rulings by the trial court are reviewed under the abuse of discretion standard. Larson v. Kreiser’s, Inc.,
Prior to trial, Erickson filed a motion for discovery of names and addresses of all physicians or counselors with whom the victim may have spoken about the alleged sexual conduct. The State claimed it had no knowledge of any such persons or consultations. The trial court ordered the State to provide Erickson with copies of any counselors’ reports the State had obtained or may subsequently obtain. The trial court also ordered the State to provide defendant with any releases of information signed by the victim. The court noted specifically that it would not go beyond this order, stating that the victim had a right to consult with counselors and/or physicians in private. Erickson argued, without himself knowing whether such material or information existed, that the prosecution should have been ordered to make inquiry of the victim or her mother regarding any counseling the victim may have received.
Erickson contends on appeal the court’s ruling on his motion violated SDCL 23A-13-4 and his constitutional due process rights under Brady v. Maryland,
There is no evidence in the present case that the prosecution ever had the information requested by Erickson. Erickson himself did not know whether such information existed. Consequently, the prosecution could not suppress this evidence. Further, while “the State cannot suppress evidence favorable to [a defendant, it is not] the state’s duty to conduct a discovery examination for a defendant.” State v. Chacon,
[a] general hunting or fishing license should not ordinarily be granted and the time, place, and manner of making the inspection permitted or discovery allowed should be specified. It should ordinarily*711 be confined to relevant, tangible or written evidential matters and should be denied whenever (1) there is danger or likelihood of witnesses being coerced, intimidated, or bribed; (2) the State may be unduly hampered in its investigation, preparation, and trial of defendant’s case or of other related criminal cases; or (3) other evil or danger to the public interest may result from inspection or disclosure.
Id.
South Dakota recognizes the abuse of discretion standard in reviewing trial court rulings on evidentiary matters. “ ‘An accused’s application for inspection or disclosure is a matter addressed to the sound discretion of the trial court which may be granted as an aid to the ascertainment of the truth or as a matter of fundamental fairness.’ ” State v. Sickler,
Here, the trial court exhibited both concern for the victim’s private right of access to counselors and for fundamental fairness to the State and the defendant in requiring production of all counselors’ reports and signed releases obtained by the State. Of its. own volition, the trial court issued a continuing discovery order following defendant’s indictment which included discovery of matters under SDCL 23A-13-4, upon which defendant relies in this appeal. There is no evidence this order was violated. We affirm the trial court on this issue.
ISSUE III: DID TRIAL COURT ERR IN GRANTING STATE AN EXTENSION BEYOND THE “180-DAY RULE”
The “180-day rule” was created by this court in 1985 principally to address ineffective scheduling practices. State v. Ven Osdel,
This rule was completely rewritten and reenacted in 1991. Subsection 4 of this statute provides periods to be excluded in the computation of the 180 days. Specifically, subsection 4(a) provides “the time from filing until final disposition of pretrial motions of the defendant” shall be excluded from the computation period. Subsection 4(f) provides that other periods of delay which the court finds are for good cause shall also be excluded from the computation period. See State v. Anderson,
Defendant Erickson was indicted January 22, 1993. This started the 180-day time period running. Trial commenced 250 days later, on September 29,1993. Excluded from this time period under SDCL § 23A-44r-5.1(4)(a) is “the time from filing until final disposition” of defendant’s pretrial motions. The trial judge required defense to file pretrial motions on or before March 1, 1993. That defense counsel did not actually file these motions until March 5 does not affect the tolling of the statutory period, this delay caused by and operating to defendant’s benefit. The trial court reserved ruling on defendant’s motions in limine to allow time for both parties to brief the issues before the court. The trial court ruled on defendant’s motions on May 25, 1993, 86 days from their filing date. These 86 days are to be excluded, by statute, from the 250 days it took to bring defendant to trial, leaving a total of 164 days. This was well within the statutory
ISSUE IV: DID THE TRIAL COURT ERR IN FAILING TO INSTRUCT JURY ON DEFENDANT’S GOOD CHARACTER
Defendant claims error because the trial court refused his requested instruction on character evidence. He cited no authority and ordinarily, those issues are considered as waived. SDCL 15-26A-60(6). State v. Dixon,
Erickson further claims a clerical error in polling the jurors violated his constitutional right to an unanimous verdict. Since we reverse and remand this case for a new trial, we do not consider the issue of jury polling. We have considered defendant’s remaining issues, and find no error under this record.
Notes
. Ordinarily, a general objection without giving a reason is not fruitful unless the court sustains it. State v. Rufener,
. The dissent would remand this case back to the trial court to determine the voluntariness of Erickson’s statements to the police officer. There is some precedent for that position. See State v. Fatter,
"A: I would say the Defendant’s in that he was there in the bedroom with her, as she has described to me, along with the other circumstances that [victim] has described to me.
Q: Did Mr. Erickson deny it?
A: No, he didn't.”
We do not believe they can be. Thus, a new hearing cannot, in our opinion, cure the prejudice.
Dissenting Opinion
(dissenting).
I respectfully dissent on Issue One. This case should be remanded for a voluntariness hearing. If the trial judge determines the statements admitted in the first trial were involuntary, then the statements should be excluded and a new trial ordered. If the judge determines the statements were voluntary, then the judgment should be affirmed. This Court adopted the same procedure in State v. Stumes,
Even under the majority’s holding, the trial court must now proceed to conduct a voluntariness hearing before the new trial. If the court determines the statements were voluntary then the new jury will presumably hear the same evidence offered in the first trial. For what purpose then is the majority ordering a new trial? The jury will not be determining the statements’ voluntariness. We adopted the so-called orthodox rule in State v. Thundershield,
The United States Supreme Court approved this very procedure thirty years ago:
But if at the conclusion of such an eviden-tiary hearing in the state court on the coercion issue, it is determined that [the defendant’s] confession was voluntarily given, admissible in evidence, and properly to be considered by the jury, we see no constitutional necessity at that point for proceeding with a new trial, for [the defendant] has already been tried by a jury with the confession placed before it and has been found guilty.
Jackson v. Denno,
[E]ven if a full and fair voluntariness hearing determines that Lufkins’ statement was properly admitted during Lufkins’ trial, this would not cure the prejudice caused by the jury’s presence when the trial court took testimony on the voluntariness of Lufkins’ statement and ruled that*713 the statement was voluntary for purposes of admissibility.
Id. Here the trial court made no such ruling in the jury’s presence, So unlike in Lufkins, the trial judge did not infringe on the jury’s right to accept or reject Erickson’s statements. Defense counsel’s general objection fails to preserve for appellate review any other purported error. State v. Kaiser,
I am authorized to state that Chief Justice MILLER joins this dissent.
