State v. EmeryState v. Emery
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In this criminal case, defendant seeks review of the decision by the Court of Appeals holding that defendant was not denied his right to a speedy trial under
On October 31, 1988, defendant was cited for illegal possession of an elk, a crime. 1 On November 19, 1988, defendant appeared for arraignment at the time specified on the citation at the North Lake County Justice Court but, when he arrived, there was no one at the Justice Court. 2 Sometime later, the case was transferred to the South Lake County Justice Court.
During that time, defendant and the Lake County District Attorney pursued plea negotiations. Later, at the time of the hearing on defendant’s motion to dismiss, the trial court found that the district attorney and defendant “did engage in good faith negotiations for a period of time after the charges were filed.” 3
Following the creation of a district court for Lake County (Or Laws 1989, ch 1021, § 5), the Justice Court for South Lake County apparently was abolished. Defendаnt’s case was transferred to the new district court on July 1, 1990. Defendant’s case was entered into the records of the district court on August 8, 1990, and was set for trial beginning October 17, 1990.
At the hearing, there also was testimony that one potential witness had died during the summer of 1990, while this case was awaiting trial. The potential witness was one of sevеral people who had come upon an elk kill site early in the morning on the first day of the 1988 elk season. At the hearing, defendant’s lawyer summarized, “[The witness] is dead. We don’t know what he would have testified to. We don’t know if he would have been helpful to the state or if he would have been helpful to the defendants. The fact of the matter is, he is not available to testify.”
On November 7, 1990, the trial court denied the motion to dismiss by letter. The trial court’s letter opinion, which was incorporated by reference into its order, stated, in part:
“The court and the District Attorney have certainly not moved these cases with the dispatch urged by the prevailing guidelines for case disposition. However, it is my opinion that the delay, unfortunate as it is, is not grounds for dismissing any of these charges.
i<* * * * *
‘ ‘All defendants have been subjected to anxiety during the pendency of the charges, and memories have faded. One witness has died, but that witness apparently saw nothing that wasn’t seen by other witnesses and would probably be a witness for the state in any event.
“The anxiety felt by the defendants and the memory loss by the witnesses are within the normal rаnge for cases of this type, and are not justification for dismissal.”
Following the denial of the motion to dismiss, defendant’s lawyer moved to withdraw, the court allowed the motion, and defendant informed the court that he would represent himself. After a jury trial, on February 26 and 27, 1991, defendant was convicted of the charged offense. On April 5, 1991, the district court entered judgment and sentenced defendant.
Defendant appealed his conviction to the Court of Appeals, assigning as error the trial court’s denial of his motion to dismiss based on the speedy trial clаims. The Court of Appeals affirmed defendant’s conviction, holding that both
On reconsideration, the Court of Appeals modified its opinion to hold that defendant did make a claim of actual prejudice when he asserted that a potential witness had died, that other witnesses’ memories had faded, that he had suffered anxiety and had felt “tainted about town,” and that his travel plans had been interrupted by the pending criminal charge.
State v. Emery,
Before this court, defendant first argues that the Court of Appeals erred in holding that the speedy trial provision contained in
“If a defendant charged with a crime, whose trial has not been postponed upon the application of the defendant or by the consent of the defendant, is not brought to trial within a reasonable period of time, the court shall order the accusatory instrument to be dismissed.”
It is the task of this court to determine what the legislature intended when it enacted
Defendant argues that the text of
The context of
“When a person has been held to answer for a crime, if an indictment is not found against the person within 30 days or the district attorney does not file an information in circuit court within 30 days after the person is held to answer, the court shall order the prosecution to be dismissed, unless good cause to the contrary is shown.”
The state argues that, to the contrary,
State v. Jackson,
“It follows that the statute and the constitutional provision have substantially the same meaning and, therefore, that the tests heretofore announced by this court which are to be applied in determining whether an accused has been deprived of his right to a speedy triаl under the constitution are likewise the tests under the statute.” 11228 Or at 377-78 .
What the state’s argument fails to recognize is that the jurisprudence of constitutional speedy trial inquiries has changed significantly since
State v. Jackson, supra.
At the time of
Jackson,
a speedy trial under the constitution was a “trial conducted according to fixed rules, regulations, and proceedings at law, free from vexatious, capricious, and oppressive delays.”
Id.
at 378 (quoting
State v. Kuhnhausen,
Since
Jackson,
the constitutional test has changed significantly. After
Jackson,
this court held that Article I, section 10, “should be given the same construction as the guarantee of a speedy trial contained in the Sixth Amendment to the Constitution of the United States.”
State v. Evans,
Although prejudice might have been part of the totality of the circumstances under the
Jackson
test, the
Barker
test introduced prejudice to the defendant as an explicit factor in the speedy trial inquiry under Article I, section 10. At the same time that this court adopted the
Barker
test, it also announced that “the remedy available for a violation of the Article I, section 10, guarantee should be equivalent to the federal remedy under
[Strunk v. United States,
At that point, the speedy trial provision under Article I, section 10, and the speedy trial provision undеr
“A finding thatORS 135.747 was violated would allow reprosecution by the state. On the other hand, if it is found that defendant’s constitutional entitlement to a speedy trial has been denied, the remedy is dismissal, which is a bar to further prosecution for the same offense.”278 Or at 503 .
This court made the distinction between the statute and the constitution even more clear in
Haynes v. Burks,
“Short of the kind of prejudice, extreme delay, or purposeful prosecution obstruction for which the Supreme Court would require dismissal, there is no reason why pretrial remedies should not include * * * dismissal without prejudice, as provided inORS 135.745 and 135.747.
“These standards and remedies apply in advance of a constitutional issue. If they did not apply to a delay short of a constitutional violation requiring final dismissal, the statutory provisions for a dismissal subject to renewal of the prosecution would be meaningless. * * * And insofar as the statutory dismissal of charges does not bar renewed charges in the case of serious crimes, it may not be an adequate remedy when the delay reaches unconstitutional dimensions.”290 Or at 83-84 .
The court went on to hold that, if the defendant were detained any longer without trial,
In summary, we hold that
With that understanding, the dispositive inquiry becomes whether this defendant’s right to a speedy trial under
In the circumstances of this case, the nearly two-year delay in bringing this citation to trial was not “reasonable” under
Defendant, without his consent or application, was not brought to trial on the charge of illegal possession of an elk within a reasonable period of time. Thus, defendant was denied his right to a speedy trial under
As we stated above, the remedy for a violation of
As stated above, “[u]nder Article I, section 10, of the Oregon Constitution, the faсtors to be considered in evaluating the usual speedy trial claim are: (1) the length of the delay, (2) the reasons for the delay and (3) the resulting prejudice to the accused.”
State v. Mende,
Under the test set forth in
Mende,
“[i]f the time taken to bring an accused to trial is substantially greater than the average, inquiry into the remaining two factors is triggered.”
As the state conceded at oral argument, the delay in bringing this case to trial is attributable to the state.
20
Although the responsibility for the delay is with the prosecution, defendant does not allege that the delay was intentional on the part of the state.
See id.
at 25 (if delay was designed to hamper defense, no showing of actual prejudice necessary). As this court held in
State v. Dykast, supra,
evidence of intentional actions weighs much more heavily against the state than “inadvertent or negligent conduct.”
Ultimately, the inquiry in this case turns on the third factor — whether defendant was prejudiced by thе delay. There are three possible types of prejudice to a defendant: excessive pretrial incarceration, anxiety and concern of the defendant, and impairment to the defense. Id. at 378. Defendant was not incarcerated while awaiting trial on this charge, but he claims that he suffered both of the other types of prejudice.
Defendant asserts that he suffered stress and anxiety from the pending charges, that he was tainted in his community, and that his travel plans were interrupted by the pending case. The prejudice defеndant alleges here appears to be relatively insignificant. Although defendant testified that he was somewhat nervous about the charges and that he thought about the charges from time to time, he also said, “Well, I haven’t worried that much about them.” Defendant did testify that he felt tainted around town by the pending charge because it implied that he was guilty of the charge. Some of the prejudice created by that taint, however, was vitiated by the fact that defendant ultimately was convicted of the charge. The taint about which defendant cоmplained would not have been alleviated by bringing the case to trial
Defendant also claims that he suffered “actual prejudice” to his ability to prepare a defense caused by the delay in bringing this case to trial. Defendant asserts that a potential witness died before the case could come to trial. In its ruling, the trial court found: “One witness has died, but that witness apparently saw nothing that wasn’t seen by other witnesses and would probably be a witness for the state in any event.” The potential witness was one of several people who came upon the kill site early in the morning on the first dаy of elk season. Defendant offered no evidence to show how the witness could have assisted him in preparing his defense. 22
Defendant also argues that his ability to defend himself was harmed because witnesses’ memories were impaired by the passage of two years. Undoubtedly, it is true that witnesses could have remembered events more clearly at a time nearer to the citation.
23
But, defendant does not explain specifically how his ability to defend himself was prejudiced by the faded memories. Thus, defendant has failed to show that the dеlay between the time defendant was cited and the time he was brought to trial “created a reasonable possibility of prejudice to [defendant’s] defense.”
Haynes V. Burks, supra,
The decision of the Court of Appeals is reversed. The judgment of conviction is reversed, and the charge against defendant is dismissed pursuant to
Notes
Knowing “possession of a game mammal closed seаson” is a Class A misdemeanor.
See
At the hearing on defendant’s motion to dismiss for lack of a speedy trial, the former North Lake County Justice of the Peace testified that, because he thought that he had a conflict of interest, he informed defendant’s brother, a co-defendant, that he would not be at the courthouse on November 19 and asked the co-defendant to notify the other defendants. The co-defendant testified that the conversation with the justice оf the peace took place after November 19. Regardless, there was nothing in the record indicating that defendant received notice that the justice of the peace would not be present for arraignment on November 19, 1988.
The last documented negotiation letter was dated January 1989. It is unclear, however, whether, or how long, plea negotiations extended beyond the date of the letter.
When asked if he thought about the pending charges at night, defendant replied, “Well, I haven’t worried that much about them.”
Article I, section 10, of the Oregon Constitution provides:
“No court shall be secret, but justice shall be administered, openly and without purchase, completely and without delay, and every man shall have remedy by due course of law for injury done him in his person, property, or reputation.” (Emphasis added.)
The guarantee of “atrial without delay is equated to the right to a speedy trial.”
State v. Jackson,
The Court of Appeals relied on
State v. Jackson, supra,
Defendant also assigned as error the trial court’s acceptance of defendant’s waiver of his right to counsel under Article I, section 11, оf the Oregon Constitution. Article I, section 11, provides, in part: “In all criminal prosecutions, the accused shall have the right * * * to be heard by himself and counsel.”
Defendant argued that his waiver of his right to counsel was not “intelligent and competent” and, therefore, was not valid. The Court of Appeals found that this argument did “not require discussion’ ’ and affirmed without further comment.
State v. Emery, supra,
The state argues that the word “reasonable” carries with it an intention by the legislature to require a defendant to make a showing of prejudice. The transformation of the word “reasonable” into the word “prejudice” is not clearly supported on the face of the statute.
This court emphasized that point in
State v. McCormick,
The statute that the court referred to was
This court affirmed the trial court’s denial of the defendant’s motion to dismiss because the defendant had caused most of the delay himself by firing two court-appointed lawyers, and attempting to fire a third.
State v. Jackson, supra,
This court later held that it was “mistaken in adopting the second factor — ‘whether defendant asserted his right to aspeedy trial.’ ”
State v. Dykast,
In another speedy trial case, this court again separated the constitutional and statutory inquiries and declined to determine whether there was a violation of
Defendant’s first trial date was scheduled for October 17, 1990. The trial was rescheduled for February 1991, after the trial court denied defendant’s motion to dismiss.
The parties have treated the day that the citation was issued, October 31, 1988, as the starting point for examining the delay in this case, and so shall we.
On May 1, 1990, the Oregon Judicial Conference adopted the Oregon Standards of Timely Disposition. Although those standards do not in any way define the scope of a speedy trial under the statute or the constitution, they are informative in determining the length of time that is “reasonable” in which to bring a case to trial. The standards recommend that, in district court, “90% of all misdemeanors, infractions and other nonfelony cases should be adjudicated or otherwise concluded within 90 days from the date of arraignment, 98% within 180 days and 100% within one year, except for exceptional cases in which continuing review should occur.” We do not suggest that
Because defendant was charged with a Class A misdemeanor, the state is entitled to reprosecute the charge under
In 1991 (the first year for which district court statistics were tabulated), the mean time from filing of the accusatory instrument until trial for misdemeanor cases in Oregon district courts wаs 147.3 days. In Lake County, the mean time was 200.3 days. In 1992 and 1993, the mean time between charging and trial in the Lake County District Court was 303 and 385 days, respectively. Statewide, the mean time for misdemeanors in district courts was 150.9 and 155.5 days in 1992 and 1993, respectively. Cases Tried Analysis, Trial Court Programs Division, Office of State Court Administrator, Oregon Judicial Department Statistical Reporting (1993).
Although Lake County cases ordinarily took over twice as long to come to trial as in the state as a whole, this case took twice as long as even the average misdemeanor case in Lаke County.
As stated above, the delay between the original trial date of October 17, 1990, and the ultimate trial date of February 26, 1991, was attributable to the defense motion to dismiss and other motions. Nonetheless, the nearly two-year delay between citation and the original trial date is entirely attributable to the state.
Defendant does not argue that his case should have come to trial during November 1988, the month after he was first cited.
Defendant argues that the potential witness possibly could have provided impeachment evidence against the people the witness was with on the first day of elk season. Defendant offers no evidence, however, that the potential witness would have or could have offered any such impeachment information. His assertion is merely speculative.
Several of the original defendants testified that their memories had faded. In addition, one police officer said that he had to rely on his notes to testify. He followed up by saying, however, that he often refers to his notes in testifying, regardless of how long it takes the case to come to trial.