224 Conn. 711 | Conn. | 1993
Lead Opinion
The defendant moves that this court review and vacate an order of the Appellate Court granting the state’s motion to strike the first issue in his Appellate Court brief and the appendix accompanying that issue. Two members of this court have voted to transfer the case to our docket and to restore the stricken material. Because we lack subject matter jurisdiction over this matter, we dismiss the defendant’s motion. We also decline to transfer the appeal to our docket.
After the jury clerk had testified to the random process for selecting the members of the panel, the defendant’s counsel conceded that the clerk’s testimony provided no basis for a claim of juror manipulation or lack of random selection, but declined to withdraw the challenge. Relying solely on the list of jurors who had been summoned on May 7,1991, and not immediately excused, the defendant maintained that a random selection process had not been followed and that all possible urban jurors had been excluded. The trial court found that the panel of venirepersons had been randomly selected and that there had not been an intentional exclusion of Hartford residents. Accordingly, the trial court denied the defendant’s motion.
Voir dire of this panel continued through May 15, 1991, and continued thereafter with a second panel of venirepersons summoned on May 17,1991. The court reporter was excused throughout most of the voir dire. Ultimately a jury was selected and found the defendant guilty of the two crimes charged.
The defendant’s entire argument and submission to the trial court concerning his claim of improper jury array selection consisted of the following statement by his trial counsel: “Essentially, Your Honor, there is a motion dated May 31, 1991, for a new trial and for acquittal and these are all issues in that motion that were raised during the course of the trial. I’m not going to go through all of them and repeat all my arguments, but Your Honor will recall there had been some discrepancy in the jury selection process and it turned out that—later turned out that some of the jurors had been—certain minority jurors had been steered toward the [State v. Webb, Superior Court, judicial district of Hartford-New Britain at Hartford, Docket No. CR 89 371150 (September 12, 1991)] case and I had raised an issue about whether or not there was a fair and impartial jury in this particular—fair and impartial array in this particular matter as a result. We did have a hearing. The hearing disclosed that there was nothing unusual about it, just seemed that all the jurors were from certain suburbs and none from the urban areas and that’s what [piqued] my interest in the first place, with regard to that. Be that as it may, this has already previously been argued. The record is clear. I’ll note, at this point, for the record, that most of the discussion concerning the jury array arose during jury voir dire, so that in the event of an appeal, someone, if it’s
The court’s ruling on this claim was as follows: “With respect to the jury selection . . . if you are not going to be appellate counsel in this matter and an appeal is taken, then I think you should apprise whoever takes it over that that issue was raised. The issue was raised, I think it was resolved. I don’t think that there was any serious—any difficulty with it and I don’t think that—I think the rulings made were correct.” The court thereafter denied the motion and imposed sentence. The defendant appealed to the Appellate Court.
In his Appellate Court brief, the defendant, now represented by the office of the chief public defender, has made four claims, the first of which is: “The court’s denial of the motion for a new trial based on a challenge to the manner in which the jury panels were selected violated federal and/or state constitutional guarantees to due process and to an impartial jury.”
This improper practice, the defendant argued, reduced the number of minority jurors available for his second panel on May 17,1991, in violation of his constitutional right to a jury selected from a fair cross section of the community. The gist of the defendant’s claim on appeal, therefore, was that his May 17 panel, but not his May 14 panel, had been tainted by the juror manipulation that had allegedly occurred in the Webb case on May 15.
Recognizing that none of these asserted facts were in the record of this case, the defendant printed in the appendix to his brief transcripts of certain trial court proceedings that had taken place in the cases of State v. Webb, supra, and State v. Hooks, Superior Court, judicial district of Hartford-New Britain at Hartford, Docket No. CR 90 394660 (August 9, 1991), which had been tried in the Hartford judicial district during the same period as the defendant’s trial. The defendant stated that the facts supporting his claim of improper reduction of the number of minority jurors available for his May 17 panel were set forth in these transcripts, and he urged the Appellate Court to take judicial notice of those transcripts for the purpose of acknowledging those facts as true.
The Webb transcript indicates that on May 15,1991, the defendant in that case, apparently acting pro se
“Then I asked the jury clerk if there were any other black jurors up there who came in previously that could be added to the panel and she said there was no way of denoting that and that she didn’t want to walk up to any particular black juror and ask them to sit on a particular panel. So, her only avenue was then to make a selection of an additional number of people, hoping that there would be some black jurors in that additional number.” The remainder of the colloquy indicates that this process resulted in an additional five venirepersons summoned to the Webb voir dire, of which two were African-American.
The Hooks transcript indicates that on June 4,1991, apparently after a jury had been selected in that case and while the trial court, Miaño, J., was in the process of hearing a pretrial motion, Judge Miaño sua sponte raised a matter relevant to a challenge to the jury array that the defendant in that case had filed. A colloquy among Judge Miaño, defense counsel and the state’s attorney ensued in which Judge Miaño reported that
In moving to strike this entire issue and the accompanying portion of the appendix from the defendant’s brief, the state presented several arguments. First, the state argued that, although the issue that had been raised in the trial court in this case concerned the validity of the defendant’s May 14 panel, the issue raised on appeal concerned, not the validity of that panel, which had been brought into the courtroom the day before the Webb case occurrence, but the validity of the defendant’s May 17 panel. That issue, the state pointed out, had not been raised by the defendant in this case, except tangentially in his August 23 argument on his motion for a new trial, and, furthermore, the tangential reference had been misleading because it incorrectly implied that the alleged Webb panel manipulation had been raised earlier in the context of this case.
Second, the state argued that the defendant had defaulted on his claim of jury panel manipulation. The
Third, the state argued that the record was inadequate to raise the issue of the validity of the May 17 panel because it consisted of only (1) the defendant’s counsel’s representations regarding the alleged Webb panel manipulation, and (2) the Webb and Hooks transcripts. The representations by counsel, the state contended, were insufficient under our case law as a record of jury array invalidity. The state also argued that the transcripts could not be judicially noticed for the purpose of establishing the alleged manipulation of the Webb panel. Moreover, the state argued, the two transcripts were conflicting on that issue.
Finally, the state argued that, if the Appellate Court were to draw the factual inferences sought by the defendant from those transcripts, namely, that the Webb jury clerk had tainted the pool of jurors on May 15, the state would be prejudiced because it would have had no opportunity to offer evidence to counter the defendant’s claims of improper manipulation of his May 17 panel.
On the basis of this record, the Appellate Court granted the state’s motion to strike. This motion for review followed.
The defendant’s motion for review raises a jurisdictional issue. The vote by the two dissenters in this court to transfer the entire case to this court at this time, and to restore the stricken material, however, raises other, more discretionary concerns.
With respect to the defendant’s motion for review by this court of the Appellate Court’s action in strik
It is clear that the action of the Appellate Court in striking one of the defendant’s four issues on appeal is not a final judgment of that court from which review would lie in this court. State v. Ayala, supra, 338-41. The motion must, therefore, be dismissed.
Our decision not to transfer the appeal does not mean that we would, on a proper record, countenance an unconstitutional, nonrandom selection of venirepersons. It does mean, however, that, given the current state of this record, we prefer to await the ultimate outcome of the Appellate Court appeal before considering whether to review the defendant’s claim. Awaiting the certification process in this case has two advantages. First, if the defendant prevails on his appeal in the Appellate Court and is awarded a new trial on the basis of his other appellate claims, this issue will be moot. Second, if the defendant is unsuccessful on his appeal in the Appellate Court, the certification process will, if we deem it appropriate, enable us to limit our consideration to this or any other appropriate issue, without the necessity of also considering issues that do not warrant review by this court.
The dissent appears to rely on four arguments for our immediate exercise of discretionary review. The first is that the defendant’s claim of manipulation of his May 17 panel “was squarely raised before the trial court.” We disagree.
It is arguable, perhaps, that the defendant’s counsel’s tangential reference to Webb in his argument on August 23,1991, alerted Judge Purtill to such a claim.
The second argument of the dissent is that there is no basis for the state’s claim that the Webb and Hooks transcripts (1) were never before the trial court, (2) are unrelated factually to this case, and (3) were never made part of this record. There is such a basis. It is undisputed that those transcripts were not before the trial court when it denied the defendant’s motion for a new trial and that they were not made a part of the record of this case in the trial court. Whether the transcripts are related factually to this case depends, however, on the resolution of the factual conflict disclosed by the Webb and Hooks transcripts: according to Judge Corrigan’s report of his conversation with the jury clerk, there was no nonrandom selection of venirepersons in Webb; according to Judge Miano’s recollection of his conversation with Judge Purtill regarding the fourth case, in which Judge Purtill had held a hearing, there was such a nonrandom selection. Neither Judge Corrigan nor Judge Miaño, however, held an evidentiary hearing, and we do not have a record of the hearing held by Judge Purtill in the fourth case.
This leads to the third reason advanced by the dissent, namely, that the Appellate Court and, presumably, this court should take judicial notice of those transcripts. We have no quarrel with the general legal propositions stated by the dissent regarding our authority to take judicial notice of files of Superior Court cases. The more troublesome question, however, which the dissent does not address, is whether it is appropriate for us to reach factual conclusions from those tran
The dissent’s fourth reason draws on what it infers as Judge Purtill’s grave concern in this case for this issue of jury selection.
The motion is dismissed.
The defendant also claimed that the trial court improperly: (1) permitted testimony related to police broadcast and 911 emergency telephone tapes that had been destroyed; (2) instructed the jury on an essential element of larceny and robbery; and (3) instructed the jury on reasonable doubt.
As an alternative to his claim that this issue had been distinctly raised in the trial court, the defendant sought to prevail under State v. Golding, 213 Conn. 233, 567 A.2d 823 (1989), and the plain error rule.
We refer to that case as the fourth case, considering this case, the Webb case and the Hooks case as the first three cases.
Practice Book § 4053 provides in relevant part: “[motion for REVIEW]—IN GENERAL
“The court may, on written motion for review stating the grounds for the relief sought, modify or vacate any order made by the trial court under Sec. 4040 (a) or any action by the appellate clerk under Sec. 4040 (c) (2) or any order relating to the perfecting of the record for the appeal or the procedure of prosecuting or defending against the appeal, or any order made by the trial court concerning a stay of execution on appeal. ...”
Practice Book § 4183 provides: “supervision of procedure
“The supervision and control of the proceedings on appeal shall be in the court having appellate jurisdiction from the time the appeal is filed, or earlier, if appropriate, and, except as otherwise provided in these rules, any motion the purpose of which is to complete, correct or otherwise perfect the trial court record for presentation on appeal shall be made to the court in which the appeal is pending. The court may, on its own motion, modify or vacate any order made by the trial court, or a judge thereof, in relation to the prosecution of the appeal. It may also, for example, on its own motion or upon motion of any party, (1) order a judge to take any action necessary to complete the trial court record for the proper presentation of the appeal; (2) when it appears that by reason of omission from the prepared record of matters of record in the trial court the questions of law in the case are not properly presented, order the appellant to cause to be photocopied the portions so omitted; (3) order improper matter stricken from the record or from a brief; (4) order a stay of any proceedings ancillary to a case on appeal; (5) order the addition to the prepared record of parts of the file necessary to present correctly or fully the matters comprehended by Secs. 4065 (a) and 4066 (a); (6) order that a party for good cause shown may file a late appeal; (7) order that a hearing be held to determine whether it has jurisdiction over a pending matter; (8) order that a hearing be held to determine whether sanctions should be imposed pursuant to Sec. 4184; (9) order an appeal to be dismissed unless the appellant complies with specific orders of the trial court, submits to the process of the trial court, or is purged of contempt of the trial court; (10) remand any pending matter to the trial court for the resolution of factual issues where necessary; (11) correct technical or other minor mistakes in a published opinion which do not affect the rescript.”
Practice Book § 4187 provides: “rules to be liberally interpreted “The design of these rules being to facilitate business and advance justice, they will be interpreted liberally in any case where it shall be manifest that a strict adherence to them will work surprise or injustice.
“In the interest of expediting decision, or for other good cause shown, the court in which the appeal is pending may suspend the requirements or provisions of any of these rules in a particular case on application of
General Statutes § 51-197f provides: “further review by certification only.
“Upon final determination of any appeal by the appellate court, there shall be no right to further review except the supreme court shall have the power to certify cases for its review upon petition by an aggrieved party or by the appellate panel which heard the matter and upon the vote of two justices of the supreme court so to certify and under such other rules as the justices of the supreme court shall establish. The procedure on appeal from the appellate court to the supreme court shall, except as otherwise provided, be in accordance with the procedure provided by rule or law for the appeal of judgments rendered by the superior court, unless modified by rule of the justices of the supreme court.”
General Statutes § 51-14 provides in relevant part: “rules of court. DISAPPROVAL OF BY GENERAL ASSEMBLY. HEARINGS, (a) The judges of the supreme court, the judges of the appellate court, and the judges of the superior court shall adopt and promulgate and may from time to time modify or repeal rules and forms regulating pleading, practice and procedure in judicial proceedings in courts in which they have the constitutional authority to make rules, for the purpose of simplifying proceedings in the courts and of promoting the speedy and efficient determination of litigation upon its merits. . . . Such rules shall not abridge, enlarge or modify any substantive right nor the jurisdiction ofany of the courts. . . (Emphasis added.)
General Statutes § 51-199 provides in relevant part: “jurisdiction. . . .
“(c) The supreme court may transfer to itself a cause in the appellate court. Except for any matter brought pursuant to its original jurisdiction under section 2 of article sixteen of the amendments to the constitution, the supreme court may transfer a cause or class of causes from itself, including any cause or class of causes pending on July 1,1983, to the appellate court. The court to which a cause is transferred has jurisdiction.”
Upon final determination of the defendant’s appeal by the Appellate Court, however, if that determination is adverse to him, the defendant will certainly have the opportunity to raise, as a ground for certification to appeal, the Appellate Court’s action in striking this issue and the accompanying appendix.
Even that tangential reference, however, must be understood in the context of the other misleading references, before and after it, to the defendant’s challenge to his May 14 panel. The defendant opened his argument by noting that “these are all issues . . . that were raised during the course of the trial.” The only issue he had raised, however, concerned the May 14 panel. Then, after referring to Webb, he stated: “We did have a hearing. The hearing disclosed that there was nothing unusual about it, [it] just seemed that all the jurors were from certain suburbs and none from the urban areas and that’s what [piqued] my interest in the first place, with regard to that. Be that as it may, this has already previously been argued. The record is clear. ” (Emphasis added.) Again, the only issue that had been argued and upon which the record was clear was the challenge to the May 14 panel.
We do not intend to imply by our discussion of the dissent’s arguments that the defendant could not ultimately prevail, upon a grant of certification, on his claim that the material was improperly stricken from his brief. Nor do we suggest that the defendant could not prevail under State v. Golding, 213 Conn. 233, 567 A.2d 823 (1989), or the plain error doctrine.
The dissent states: “Indeed, [Judge Purtill], although he denied the defendant’s motion for a new trial, was so concerned about this issue that he stated the following for the record: ‘With respect to the jury selection, [defense counsel], if you are not going to be appellate counsel in this matter and an appeal is taken, then I think you should apprise whoever takes it over that that issue was raised.’ ”
Dissenting Opinion
with whom Katz, J., joins, dissenting. The majority refuses to review the summary order of the Appellate Court striking the principal issue in the defendant’s appeal, together with related brief and appendix pages. The issue that was stricken is: “Did the court’s denial of the motion for a new trial based
It is conceded that this court has held that we do not have jurisdiction to grant similar motions to review, despite Practice Book § 4183,
The defendant claims, in the issue that was stricken from his appeal, that at the time of jury selection in his case, minority jurors were purposely removed from the jury pool and sent for voir dire in order to accommodate two other criminal cases—State v. Webb, Supe
Although the Appellate Court did not give us the benefit of its reasoning by writing an opinion explaining why it struck the principal issue raised by the defendant, I presume that it agreed with the state’s written motion to strike, upon which it acted. The state in its motion argued that excerpts from the Webb and Hooks transcripts, which were contained in the defendant’s brief and appendix, should be stricken “because they were never before the trial court in the present case, they are factually unrelated, and they were never made part of the record.”
Evidence to prove the illegal diversion of minority venirepersons from the jury array must necessarily come from the cases to which these venirepersons were directed. Furthermore, the Appellate Court, like the trial court, “may take judicial notice of files of the Superior Court in the same or other cases.” McCarthy v. Commissioner of Correction, 217 Conn. 568, 580 n.15, 587 A.2d 116 (1991) (this court took judicial notice of trial court records from other unrelated, yet similar
Even more troubling in this matter is the breadth of the Appellate Court’s order. Not only did it strike the references to the transcripts in Webb and Hooks, but it went further and struck the issue itself. “Although there is no constitutional right of appeal [under the federal constitution] . . . the right to appeal, once granted, invokes so significant a protection of liberty that it must be made available to all persons convicted of crimes. . . .” (Citations omitted.) Gaines v. Manson, 194 Conn. 510, 515, 481 A.2d 1084 (1984). In this case, the arbitrary order to strike the principal issue in the defendant’s appeal deprives him of those rights. The majority endeavors to justify its position by attempting to undermine the merits of the claim. The merits of the defendant’s claim are not before us at this time. The issue is whether the defendant is deprived of his right to be heard on appeal with regard to the claim that the procedures used by the court during the selection of his jury were unconstitutional.
This issue raised by the defendant, and summarily stricken by the Appellate Court, goes to the heart of our criminal justice system. State v. Tillman, 220 Conn. 487, 510, 600 A.2d 738 (1991) (Berdon, J., dissenting), cert. denied, U.S. , 112 S. Ct. 3000, 120 L. Ed. 2d 876 (1992). Indeed, the trial judge, although he denied the defendant’s motion for a new trial, was so concerned about this issue that he stated the follow
Finally, the majority claims that if the defendant is unsuccessful before the Appellate Court on his other claims, the propriety of striking the issue could be reviewed by this court through the certification process. This claim fails to acknowledge that an appeal to the Appellate Court or an appeal on transfer to this court is a matter of constitutional right for the defendant. That simply means that as a matter of right an appellate court should review the issue. On the other hand, appeals to this court through the certification process are not a matter of right but are only allowed if this court certifies an issue for review. General Statutes § 51-197Í;
In sum, I would transfer the appeal to this court and upon transfer reinstate the issue, and the brief and appendix pages that were stricken.
Accordingly, I dissent.
Practice Book § 4183 provides in part: “The supervision and control of the proceedings on appeal shall be in the court having appellate jurisdiction from the time the appeal is filed . . . .”
Practice Book § 4187 provides in part: “The design of these rules being to facilitate business and advance justice, they will be interpreted liberally in any case where it shall be manifest that a strict adherence to them will work surprise or injustice. . . .”
Practice Book § 4023 provides in part: “The supreme court may transfer to itself a cause in the appellate court. . . .”
See footnote 7 of the majority opinion.
General Statutes § 51-197f provides: “Upon final determination of any appeal by the appellate court, there shall be no right to further review except the supreme court shall have the power to certify cases for its review upon petition by an aggrieved party or by the appellate panel which heard the matter and upon the vote of two justices of the supreme court so to certify and under such other rules as the justices of the supreme court shall establish. The procedure on appeal from the appellate court to the supreme court shall, except as otherwise provided, be in accordance with the procedure provided by rule or law for the appeal of judgments rendered by the superior court, unless modified by rule of the justices of the supreme court.”