{1} During a routine traffic stop, Defendant Robert Ellis threatened Eddy County Sheriffs Deputy Ruben Castro with a tire iron, for which he was charged and convicted of aggravated assault on a peace officer, a felony. At trial, Defendant claimed that he acted in self-defense against the deputy’s alleged use of excessive force, and the jury was so instructed, though imperfectly. At the heart of this case lies Defendant’s claim that he was entitled to a self-defense instruction, and the related issue of whether any jury reasonably could have found Deputy Castro’s use of force excessive in light of the evidence presented at trial. We conclude that Defendant did not present evidence of excessive force by Deputy Castro, and thus was not entitled to a jury instruction on self-defense. It follows that any error in the self-defense instruction actually given at trial is inconsequential. The Court of Appeals having held otherwise, we reverse and affirm Defendant’s conviction.
BACKGROUND
{2} The following overview of the events that took place on August 13, 2004, provides the initial framework for our discussion, which we will supplement as necessary further in the Opinion. The facts recited in this Opinion are derived from the trial testimony of Defendant, the passenger Roy Peppers, and Deputy Castro, as well as from the videotape of the encounter, which this Court reviewed, that was recorded by Deputy Castro’s in-car camera. The videotape of the encounter was admitted as evidence and was played for the jury. A large portion of the encounter was not captured on tape, and many of the key scenes take place off-camera. However, the deputy’s microphone recorded the conversations that took place off-camera. Because we review the evidence in the light most favorable to the giving of the self-defense instruction, State v. Duarte,
{3} The events that transpired are best described as two separate encounters occurring
{4} The first encounter began when Deputy Castro observed that neither occupant of an oncoming truck was wearing a seatbelt. Deputy Castro activated his emergency lights, indicating that he wanted the vehicle to pull over. When Deputy Castro approached the truck, both Defendant and the passenger were wearing their seatbelts. Defendant told Deputy Castro that he was test-driving the truck, which belonged to a Terry Mann. After processing their information, Deputy Castro stated that he was going to issue Defendant a citation for failure to wear a seatbelt and a warning for lack of insurance.
{5} At this point, Defendant’s mood appeared to change. He argued with Deputy Castro and he went so far as to grab his driver’s license from the deputy’s clipboard without permission. It was then, according to Defendant, that Deputy Castro first drew his gun and pointed it at the ground. Defendant started pacing back and forth between his truck and the patrol car. Defendant testified that Deputy Castro pulled his gun a second time during this initial encounter and pointed it directly at Defendant. The first encounter ended when Defendant returned to the truck and left the scene. Defendant testified that he told the deputy that he was returning to the Mann house because he was afraid that the deputy was going to shoot him, and he wanted witnesses. Deputy Castro followed Defendant with his siren activated for the mile-and-a-half trip to Mann’s home.
{6} The second encounter began when Defendant arrived at the Mann house. Upon reaching the driveway, Defendant got out of his car in an aggressive manner, immediately approached the deputy’s patrol car, and confronted him. Defendant can be heard on the video threatening the deputy, yelling, “I’ll whip your f------ ass,” and “I’ll beat your ass____ Don’t ever pull a gun on me.” Meanwhile, Deputy Castro can be heard yelling, “Get down, get down.” Deputy Castro then sprayed Defendant twice with pepper spray and, testified Defendant, drew his weapon again. According to Deputy Castro, he drew his gun for the first time when he got out of his patrol car at the second stop.
{7} Defendant testified that at this point he needed to protect himself against Deputy Castro, and so he picked up a tire iron from the bed of the truck. With the tire iron in hand, he approached the deputy in a threatening manner, although he never actually struck the deputy. Instead, Defendant threw the tire iron away from the deputy’s direction and, after it landed, returned it to the bed of the pickup truck. During this time, both Defendant and Peppers continued to threaten Deputy Castro. Eventually, other officers arrived at the house and, after a struggle, Defendant was subdued and arrested. Defendant was charged with aggravated assault upon a peace officer and with resisting, evading or obstructing a peace officer.
{8} Defendant’s first trial ended with a conviction for the misdemeanor count of resisting, evading or obstructing, but with a mistrial on the felony count of aggravated assault upon a peace officer. Defendant was tried a second time for aggravated assault and was convicted. In both trials, Defendant argued successfully that he was entitled to a self-defense instruction, claiming that Deputy Castro used excessive force when he drew his gun twice during the first encounter for a mere seatbelt violation.
{9} And, in both trials, the district court agreed that Defendant was entitled to a self-defense instruction. However, the court did not include the phrase, “Defendant did not act in self defense,” as one of the essential elements of the crime of aggravated assault that the State was required to prove. During the jury instruction conference at the second trial, Defendant specifically requested that the phrase be included in the aggravated assault instruction, but the court refused,
{10} After his conviction for aggravated assault, Defendant appealed to the Court of Appeals arguing that his aggravated assault conviction should be reversed because the jury was improperly instructed with regard to self-defense. State v. Ellis,
DISCUSSION
{11} The Court of Appeals, after a thorough discussion, held that “the district court erred in refusing Defendant’s tendered jury instruction.” Id. ¶ 7. On certiorari to this Court, and on appeal to the Court of Appeals, the State concedes error. Nevertheless, the State contends that Defendant’s conviction should be upheld because Defendant was not entitled to a self-defense instruction. For the reasons that follow, we agree that the trial court committed error below.
{12} As we have previously held, a failure to instruct the jury “on the element of unlawfulness after self-defense evidence had been introduced” is reversible error, because the jury is not instructed on all of the elements essential for conviction. State v. Parish,
{13} The district court, believing that the “unlawfulness instruction” was adequate, rejected Defendant’s requested instruction, stating, “You don’t get both.” The Use Notes make it clear that when a self-defense instruction is given, the district court must include the phrase, “The Defendant did not act in self defense.” Thus, the district court, when faced with the decision of including either the unlawfulness instruction or the phrase “The Defendant did not act in self defense,” erroneously chose to submit only the “unlawfulness instruction.” Therefore, we agree with Defendant’s position, and with the State’s concession, that the jury instruction on aggravated assault of a peace officer was flawed.
The Error is Reversible Only if the Self-Defense Instruction was Justified
{14} When, as in this case, a challenge to the jury instructions has been preserved, we review for reversible error. State v. Benally,
{15} However, “a self-defense instruction is required whenever [or if] a defendant
{16} This limitation entitles one to assert self-defense only when the officer is using excessive force. “One may defend oneself against excessive use of force by the officer. One does not have the right to self-defense when the officer is using necessary force to effect an arrest.” Id. at 319,
{17} “[Generally, the question of the reasonableness of the actions of the officer ... is a question of fact for the jury.” Alaniz,
Evaluating a Claim of Excessive Force Sufficient to Justify a Claim of Self-defense Against a Peace Officer
{18} Defendant argues that Deputy Castro’s actions, particularly when he pointed his gun at Defendant during the initial encounter, constituted excessive force, or a reasonable
{19} The State takes the opposite position. It argues, both in this Court and in the Court of Appeals, that reasonable minds could not differ because the deputy’s actions, no matter how Defendant perceived them, did not amount to excessive force. Therefore, Defendant had no right to threaten Deputy Castro with a tire iron in his own defense. The State suggests that excessive force claims should be analyzed under the “reasonableness” standard of the Fourth Amendment to the U.S. Constitution. Convinced that the deputy acted reasonably, the State requests that “[t]his Court ... determine as a matter of law that there was no excessive force, because reasonable minds could not differ on this point.”
{20} The Court of Appeals rejected the State’s reliance on cases setting forth the reasonableness standard of the Fourth Amendment because, it concluded, those cases “address the issue of excessive force by police officers in the context of civil lawsuits,” and because “the bulk of [the cases cited by the State] are federal cases decided under different standards.” Ellis,
{21} As an initial matter, therefore, we must determine the appropriate standard of analysis for determining whether an officer’s use of force was excessive, sufficient to justify a limited claim of self-defense. We begin with New Mexico ease law which, though limited, offers some guidance. After reviewing New Mexico law, we turn to case law from other jurisdictions which we find instructive.
{22} Our examination begins with New Mexico case law discussing the use of force in contexts other than self-defense.
2
In Alaniz, when discussing the trial court’s conclusion that an officer did not use excessive force in shooting a fleeing felon, this Court examined the “circumstances as they appeared to the [officer] at the time of the shooting.” Alaniz,
{23} Also, in determining whether an officer’s actions provoked a defendant sufficiently to entitle him to a step-down instruction on voluntary manslaughter, this Court first had to decide whether the officer was acting lawfully, because “[a]cts of a peace officer exercising his duties in a lawful manner cannot rise to the level of sufficient provocation”
{24} In Kraul, a case involving a claim of self-defense against a police officer, our Court of Appeals provided additional guidance by observing that “[o]ne may defend oneself against excessive use of force by the officer,” but not “when the officer is using necessary force to effect an arrest.”
{25} We are also informed by federal jurisprudence regarding the Fourth Amendment’s protections against unreasonable searches and seizures, including the protection against excessive force (an unreasonable seizure) in the course of an arrest. See Graham v. Connor,
{26} According to the text of Graham, any determination about the reasonableness of an officer’s use of force “must be judged from the perspective of a reasonable officer on the scene.” Id. The standard “is an objective one: the question is whether the officers’ actions are ‘objectively reasonable’ in light of the facts and circumstances confronting them, without regard to their underlying intent or motivation.” Id. at 397,
{27} In an effort to distinguish its analysis from this federal constitutional jurisprudence, our Court of Appeals relied on its’ opinion in Hernandez, and “warned against
{28} We appreciate the concern, expressed in both the instant appeal and in Hernandez, that we not erect an unreasonably high barrier to an appropriate claim of self-defense against the use of excessive force by a police officer. We are not persuaded, however, that analyzing an officer’s use of force by using an objectively reasonable standard will necessarily “criminalize self-defense.” Certainly, if a court were to consider only the subjective beliefs of the officer at the scene, self-defense against a peace officer might be eviscerated. See Terry,
{29} Most importantly, it will be the jury, not the officer, who ultimately decides whether the officer’s use of force, when viewed objectively, was reasonable or excessive, assuming an adequate evidentiary record. And the State always bears the burden of persuasion that the degree of force used by the officer was reasonable and not excessive. See UJI 14-5181 (“The burden is on the state to prove beyond a reasonable doubt that the defendant did not act in self defense. If you have a reasonable.doubt as to whether the defendant acted in self defense, you must find the defendant not guilty.”); UJI 14-5183 (same).
{30} Further, the Court of Appeals’ opinion in Hernandez contains an internal inconsistency, which we resolve in this Opinion. The opinion correctly acknowledges that officers are permitted to use “necessary force” and that the self-defense jury instruction must be modified to reflect the “sharply limited” nature of self-defense against a peace officer. Hernandez,
{31} For reasons previously stated, we believe that an objective reasonableness standard addresses the apparent inconsistencies in Hernandez. Such a standard acknowledges that “necessary force to effect an arrest” is properly viewed objectively from a reasonable officer’s perspective, but also allows a citizen to assert self-defense against a peace officer, based upon a proper record, despite the officer’s subjective belief that the
{32} That the jury is called upon to determine both the reasonableness of the officer’s use of force and the reasonableness of defendant’s resort to self-defense is consistent with case law from other jurisdictions, where courts have indicated that self-defense against a peace officer includes an additional requirement — that the officer used excessive force. See, e.g., Wright v. State,
{33} Importantly, neither party should be constrained in the evidence they offer with respect to the objective reasonableness of the officer’s conduct. The State may want to offer the testimony of the officer involved and perhaps expert testimony as well. The defendant should be free to offer evidence with respect to his own perspective and that of a reasonable person under similar circumstances in an effort to persuade the jury that the officer’s conduct fell short of an objectively reasonable standard.
{34} Of course, the court must first be persuaded that reasonable minds could differ on whether the officer’s use of force was excessive, such that a reasonable jury could so conclude. In the case before us, we must keep in mind that Defendant has only claimed that Deputy Castro used excessive force when he drew his gun during the first encounter in response to Defendant’s refusal to sign the seatbelt violation. Significantly, Defendant does not claim that any of the deputy’s actions during the second encounter were excessive. Therefore, we must inquire whether reasonable minds could differ regarding Deputy Castro’s use of force during the first encounter and find it excessive. We now turn to that inquiry.
Was evidence presented of Deputy Castro’s use of excessive force so as to submit that issue to the jury?
{35} Reviewing the evidence in the light most favorable to giving the self-defense instruction, we determine whether reasonable minds could differ regarding whether Deputy Castro used excessive force. Defendant asserts that he had the right to defend himself against Deputy Castro because Deputy Castro twice drew his weapon during the initial encounter, the second time pointing it directly at Defendant. In reviewing the evidence, we consider the facts and circumstances of the first stop, “including the severity of the crime at issue, whether the suspect pose[d] an immediate threat to the safety of the officers or others, and whether he [was] actively resisting arrest or attempting to evade arrest by flight.” Graham,
{36} During the first encounter Defendant did not stay in the truck, despite Deputy Castro’s orders to do so, and moved about repeatedly contrary to instructions. During this time, the passenger, Peppers, also remained out of the truck. While the deputy was collecting the initial information, Defendant testified that he “leaned over [Deputy Castro] to make sure everything he was writing down was right.” This would not be too difficult considering Defendant’s height is approximately 6'4", while Deputy Castro’s height is 5'5". And, Deputy Castro testified that Defendant was approximately two feet from him when Defendant approached Deputy Castro at his patrol car to question him about the citation. Twenty-one feet is considered a safe distance according to Deputy Castro’s testimony.
{37} During these first few moments of the initial stop, Defendant was polite and cooperative, but his demeanor changed dramatically when Deputy Castro informed Defendant that he was issuing him a citation. Defendant refused to sign the citation, stating, “I won’t sign nothing. There’s no way I’m signing a ticket for a seatbelt — You can’t pull me over for a seatbelt. Not in the State of New Mexico.” 3 Defendant continued to refuse to sign the citation, stating, “You better call all the backup you wanna call — I’m not signing that ticket.” At some point during this encounter, portions of which took place off-camera, Defendant admitted that he grabbed his license from the deputy’s clipboard. Based on Defendant’s own testimony and the video footage, it is clear that Defendant acted very aggressively, and that he was both physically and verbally hostile toward Deputy Castro.
{38} Defendant acknowledged that Deputy Castro had been polite and respectful toward him, but that the deputy’s manner changed after Defendant refused to sign the citation and grabbed his license off the deputy’s clipboard. It was at that point, according to Defendant, that Deputy Castro pulled his gun and pointed it at the ground. Deputy Castro testified that he did not feel safe because of Defendant’s proximity and his hostile acts. Defendant was aware that his actions affected Deputy Castro; he testified that Deputy Castro was “shaking” during the encounter.
{39} Defendant also argues that Deputy Castro used excessive force when the deputy drew his gun a second time and pointed it at Defendant. After grabbing his license off the clipboard, Defendant began pacing back and forth between the truck and the patrol car. Defendant got back into the truck and then abruptly got out again. Defendant walked quickly and aggressively toward the deputy, at which point the deputy backed away, instructing Defendant to stay back. Deputy Castro testified that he attempted to control the situation by ordering Defendant to stay in one place, or come over to the deputy. Defendant, in response to the deputy’s commands, stated, “You told me to come over here and then you tell me to stay there. That’s your problem.” During this time, both Defendant and Peppers were outside the truck. Deputy Castro ordered Defendant to stay by the tire of the truck; Defendant acknowledged Deputy Castro’s order, but then stated that he was going to leave and return to Mann’s house. Deputy Castro again ordered Defendant not to leave the scene, and again Defendant refused to comply. It was at some point during these very
{40} While it is true that the underlying crime at issue in this appeal is relatively minor, a seatbelt violation, it is also clear that the encounter between the deputy and Defendant quickly escalated from a cooperative discussion to an outright, hostile refusal to obey the deputy’s commands. Defendant refused to sign the citation, he repeatedly disobeyed the deputy’s commands, he threatened the deputy, he actively resisted the deputy’s attempts to regain control of the situation, he flaunted the deputy’s authority, and ultimately left the scene. A review of the videotape reveals that, while Defendant did not actually harm Deputy Castro, his actions could have been perceived by Deputy Castro as threatening and hostile. In fact, Deputy Castro testified that he was afraid of Defendant, because Defendant was too close to him and that Defendant’s aggressive behavior caused Deputy Castro to retreat. Defendant’s own testimony reveals that Deputy Castro was shaking during the initial encounter, although Defendant denies that the deputy was shaking out of fear.
{41} Based on a review of the totality of the circumstances, we conclude that reasonable minds could not differ and that Deputy Castro used only reasonable and necessary force to protect himself given the “tense, uncertain, and rapidly evolving” circumstances with which he was faced. Graham,
{42} We emphasize that an officer’s use of a drawn weapon to effect an arrest is not always reasonable and nothing in this Opinion should be so construed. However, a review of several cases where courts have determined that the use of force was excessive or that the question should be resolved by the jury are readily distinguishable from the case before us. See, e.g., Petta v. Rivera,
CONCLUSION
{43} We reverse the Court of Appeals and affirm Defendant’s conviction and remand to the district court for further proceedings consistent with this Opinion.
{44} IT IS SO ORDERED.
Notes
. This Opinion does not address mistake of fact. We intend no change in those situations where, as an example, an accused alleges that he resorted to self-defense based on his mistaken belief that the aggressor was not an officer. Significantly, with respect to aggravated assault on a peace officer, the crime charged in this case, a defendant's knowledge about the identity of an officer is an element of the crime that the State is required to prove beyond a reasonable doubt. See NMSA 1978, § 30-22-22 (1971); Reese v. State,
. We acknowledge that the context of a police officer on trial for excessive force differs from the context of a citizen seeking to justify the use of force against an officer in his own defense. In each case, however, the necessity or reasonableness of the officer's use of force has to be judged by a jury according to some objective standard of police conduct.
. Defendant seemed to believe that Deputy Castro’s attempt to issue the citation was unlawful based on his opinion that an officer may not issue a ticket simply for failure to wear a seat-belt. Despite Defendant’s mistaken belief about the laws of New Mexico, Defendant was not entitled to resist what appeared to him to be an unlawful arrest. Rather than resist arrest, even if the arrest is illegal, we have noted that because ”[s]elf-help measures undertaken by a potential defendant who objects to the legality of the search can lead to violence and serious physical injury.... One can reasonably be asked to submit peaceably and take recourse in his legal remedies.” State v. Doe,
. In the instant case, the district court fashioned a jury instruction that, in large part, reflects the reasoning set forth in this Opinion. The self-defense instruction contained in Jury Instruction No. 11 correctly stated that Defendant had no right to defend himself against the officer unless the officer used excessive force. The instruction further defined excessive force as "greater force than reasonably necessary to the performance of the duties of the officer.” The instruction then set forth the requirements of a traditional self-defense claim, and concluded by properly placing the burden on the State.
Having reviewed the jury instruction crafted by the trial court in this case, as well as the existing jury instructions for self-defense, we conclude that we need a jury instruction specifically directed towards the limited right of self-defense against excessive force by a police officer. By means of this Opinion, we invite the Uniform Juiy Instruction Criminal Committee to address this matter consistent with the views expressed in this Opinion. We suggest modifying the existing self-defense instructions for both non-deadly force and deadly force as follows:
Evidence has been presented that the defendant acted in self-defense. A defendant has the right to defend himself against an officer if the officer used excessive force. Excessive force means greater force than reasonably necessary. The defendant acted in self-defense if:
1. The officer used greater force than reasonable and necessary by (insert act of officer here) and;
The remaining elements of self-defense, as well as the paragraph placing the burden of proof on the State, should mirror the language currently contained in UJI 14-5181 (non-deadly force) and UJI 14-5183 (deadly force).
