59 Conn. App. 252 | Conn. App. Ct. | 2000
Opinion
The defendant, Hassan Eaton, appeals from the judgment of conviction, rendered after a trial to the court, of assault in the first degree in violation of General Statutes § 53a-59 (a) (l)
The following facts and procedural history are relevant to our disposition of this appeal. The state filed a five count information charging the defendant with three counts of assault in the first degree and with conspiracy to commit assault in the first degree and failure to appear in the first degree.
At the trial, the state’s first witness was Lieutenant Scott Vinci of the Hartford police department. Vinci had been dispatched to the scene of the shooting at the club. He testified that he arrived there at about 11:43
The state’s next witness was Smith. He testified that he went to the dance at the club with a couple of friends and, upon his arrival, he saw Alvin Waters, Everton Gunther, an individual known as “Small Fry” and the defendant, all allegedly members of a gang known as the Young Guns, standing outside.
Smith also testified that he saw the defendant enter the club, but his attention was drawn to Waters when he made eye contact with him.
Following Smith’s testimony, the state called Loman to testify because she had given a statement on March 10,1995, to Detective Lawlor implicating the defendant. Immediately after being sworn in, however, Loman stated that she did not want to testify. The court stated, “It’s my understanding you’re reluctant to testify because of various reasons. Now, I can tell you that there’s two ways to go about this. Okay. The easiest and
Thereafter, the prosecutor inquired about a meeting that he had had with Loman before going into court that morning, at which he asked her to review her March 10, 1995 statement to the police. She, however, refused to review her statement and claimed that she did not remember anything that had happened at the club. Loman then testified that she had no recollection about the March 3, 1995 incident at the club. She did admit, however, that she was present when the incident took place, that a police officer took her name and that the police came to her home later in March, 1995, to take her to the police station. She also admitted that she told the police in her March 10, 1995 statement what she had observed at the club on the night of the shooting. She further testified that the detective who took her statement, Lawlor, wrote down her account of how the shooting occurred. While on the stand, she identified her signature on each page of the statement as well as
Thereafter, the state offered Loman’s statement into evidence as a full exhibit pursuant to State v. Whelan, 200 Conn. 743, 753, 513 A.2d 86, cert. denied, 479 U.S. 994, 107 S. Ct. 597, 93 L. Ed. 2d 598 (1986).
The court overruled the defendant’s objection and admitted Loman’s statement as a full exhibit, finding that Whelan was broad enough to allow its admission. In doing so, the court found that Loman was a reluctant witness, that all her answers basically had to be “dragged out of her,” that her lack of memory was apparent and that all of this was produced under the pressure of testifying.
On his cross-examination of Loman, the defendant probed into the circumstances under which she gave her statement to the police, including how she got to the police station, how long she was there, how she was questioned, who questioned her, how she answered the questions and whether the police had told her who the person was who had shot the victims at the club. Loman stated that she did not know if there was another person present besides Lawlor when she gave her statement.
Upon completing his cross-examination, defense counsel renewed his objection to the admission of Loman’s statement, arguing that because Loman could not recall what had happened, he was essentially put in the position of cross-examining a written statement.
Thereafter, Johnson, who also had given a statement to the police about the shooting, testified that she had arrived at the club between 9:30 p.m. and 10:30 p.m. She further testified that she saw the defendant, Waters and Everton in the club that night,
Johnson further testified that some time after that night she gave a statement to the police regarding her observations on the night of March 3, 1995. She too, however, had difficulty recollecting the events of that evening. Even after she looked at her statement, she did not recall telling the police that she saw the defendant standing on the dance floor holding a gun as it had been reported in her statement. She did, however, say, “I don’t recall [saying] it, but it’s in the statement.”
Toward the end of her direct examination, when again questioned about the male she had seen standing on the dance floor, she said she could not see him “clearly” because she had seen him only for “a hot second.” Shortly thereafter, however, she admitted that her statement to the police was truthful and she stated, “I think I [told the officers that] it was [the defendant].”
Johnson also admitted that on March 7, 1998, she signed the same three police photographs that Loman had signed. She further admitted that in signing the
Stevens, who also was under subpoena and had given a statement to the police regarding the shooting, was called next to testify by the state. She and several of her friends had arrived at the club between 11 p.m. and 11:30 p.m. She testified that she saw the defendant, Waters, Everton and Smith, and that she had known the defendant for about six years. Stevens testified that she was standing right behind Smith before and during the incident. She saw Waters look at Smith and heard him making “smart remarks” about the Twenty Love gang, such as “F them.” She further testified that, the defendant, who was to her left, was holding something black in his hand that she had recognized to be a gun and that she saw him point it up toward Smith’s head. At that point, she heard a gunshot and Smith fell on her. She also heard additional gunshots. She then testified that she saw Smith crawling away toward the bar and that the defendant was alone in the middle of the dance floor. Then, she observed the defendant walking toward the bar area and gunshots were still going off. She saw Waters take off his black coat and give it to the defendant. Waters, thereafter, left by the back entrance to the hall.
Continuing on direct examination, Stevens identified the three police photographs previously marked as exhibits as being those of Waters, Everton and the defendant.
Lawlor further testified that when he served Loman with a subpoena, she again displayed reluctance about testifying. Lawlor explained to her that she could be incarcerated for disregarding a subpoena, and, according to Lawlor, she replied, “I don’t care.” She eventually stated, however, that she would show up for court.
The state also introduced evidence that the defendant had failed to appear in court on an unrelated matter in April, 1995. The police in Hartford obtained an arrest warrant for the defendant on April 11, 1995, but could not locate him because he had left their jurisdiction. Approximately nineteen months later, on October 28, 1996, the police in Wethersfield, acting on an anonymous tip, located him in a Wethersfield motel. When
After the trial to the court had concluded, the defendant was convicted of assault in the first degree and failure to appear in the first degree. Later, the court made a finding under a part B information that, at the time of the assault, the defendant was free on a pretrial bond and thus subject to an enhanced penalty under General Statutes (Rev. to 1995) § 53a-40b.
I
The defendant claims that the court improperly admitted Loman’s written statement to the police under Whelan, thereby violating his sixth amendment right to confrontation. We disagree.
First, we must undertake a discussion of whether a witness’ prior written statement can be considered “inconsistent” with her testimony under Whelan when the witness, at trial, claims that she is unable to recall the circumstances surrounding the making of that statement. Loman, like the declarant in Whelan, was a forget
Loman’s posture at trial can fairly be viewed as what Whelan considers “inconsistent in effect,” that is, she had given a properly executed statement to the police that she swore was truthful when given, but later failed to recall its contents at trial. We note that the witness in Whelan testified in court that he was unable to remember the events involved because he had been intoxicated at the time and that he had been in an
The defendant claims that allowing Loman’s written statement in as a full exhibit under Whelan when she could not recall making the statement violated his sixth amendment right to confrontation because he could not meaningfully cross-examine her while she was on the witness stand as required by Whelan. When Loman was called to testify, she was shown the statement that she had made to police on March 10, 1995. Loman testified that although she recognized the signature on it as being her own, she did not recall making the statement. The statement, however, was admitted into evidence under Whelan over objection by the defendant.
“The issue of whether admission of the statement was proper revolves around State v. Whelan, [supra, 200 Conn. 743], In Whelan, we adopted the rule allowing the substantive use of a prior inconsistent statement if: (1) the statement is in writing; (2) it is signed by the declarant; (3) the declarant has personal knowledge of the facts set forth in the statement; and (4) the declarant testifies at trial and is subject to cross-examination.
“The sixth amendment to the [United States] constitution guarantees the right of an accused in a criminal prosecution to confront the witnesses against him. . . . The primary interest secured by confrontation is the right to cross-examination . . . and an important function of cross-examination is the exposure of a witness’ motivation in testifying. . . . Cross-examination to elicit facts tending to show motive, interest, bias and prejudice is a matter of right and may not be unduly restricted. . . . However, [t]he [confrontation [c]lause guarantees only an opportunity for effective cross-examination, not cross-examination that is effective in whatever way, and to whatever extent, the defense might wish. . . . Every reasonable presumption should be made in favor of the correctness of the court’s ruling in determining whether there has been an abuse of discretion. . . .
“Although it is within the trial court’s discretion to determine the extent of cross-examination . . . the preclusion of sufficient inquiiy into a particular matter
“While [t]he denial of all meaningful cross-examination into a legitimate area of inquiry fails to comport with constitutional standards under the confrontation clause . . . that is not the situation in this case.” (Citations omitted; internal quotation marks omitted.) State v. Portee, 55 Conn. App. 544, 558-59 (1999), 740 A.2d 868, cert. denied, 252 Conn. 920, 744 A.2d 439 (2000). Although Loman was uncooperative for the defense as well as for the state in failing to recall her statement to the police even after she was given the opportunity to review it, she did describe in some detail the circumstances of when she gave her statement to the police. She was able to recall that she signed and initialed the statement after it was read to her and that she was present at the club at the time of that incident. Significantly, she testified that the contents of her statement that she gave some ten days after the shooting incident in 1995 were truthful.
Furthermore, Loman was present in court and she was under oath and subject to cross-examination. While Loman asserted that she could not recall the events surrounding the making of her statement to the police and declared discomfort about having to come to court
The defendant’s confrontation claim also is not aided by his actual cross-examination of Loman. The transcript shows that he made little effort to question Loman about the facts of the shooting incident itself and that most of the questions on cross-examination concerned the circumstances leading up to and including the making of her statement. The defense, however, did elicit from her that she had no recollection of ever telling a police officer on the night of the shooting that she was not sure of the identity of the shooter, but that she would try to make an identification.
On cross-examination, the defendant had the opportunity to show Loman’s bias, interest and motive, which were for the court to assess. Furthermore, the court had the opportunity to observe and assess Loman’s demeanor. Given Loman’s asserted loss of memory, defense counsel was not without resources in his cross-examination because the court might have been persuaded that Loman’s statement to the police was as unreliable as her memory arguably was. The defendant, therefore, was hardly reduced to cross-examining a written statement.
The defendant argues that Loman’s lack of recollection has precluded him from any meaningful cross-examination of her. “The court, however, did not preclude questioning into any area that defense counsel found relevant to the defendant’s case”; State v. Portee, supra, 55 Conn. App. 559; it was Loman who refused to testify. Under the circumstances of this case, we conclude that the court did not abuse its discretion in admitting the statement under Whelan, and that the defendant’s sixth amendment right of confrontation was not violated.
II
The defendant’s final claim is that the court improperly failed to take reasonable measures to compel Loman to testify, thereby denying him his right to meaningful cross-examination. We decline to review this claim.
The defendant argues that the court was required to invoke its contempt authority under General Statutes §§ 51-33, 51-33a or 51-35 to compel the reluctant witness with a pattern of selective memory loss to testify. No such claim, however, was made by the defendant at trial, and the defendant never asked the court to invoke
Under Golding, a defendant can prevail on an unpreserved claim of constitutional error only if all of the following conditions are met: “(1) the record is adequate to review the alleged claim of error; (2) the claim is of constitutional magnitude alleging the violation of a fundamental right; (3) the alleged constitutional violation clearly exists and clearly deprived the defendant of a fair trial; and (4) if subject to harmless error analysis, the state has failed to demonstrate harmlessness of the alleged constitutional violation beyond a reasonable doubt.” Id. “The first two requirements involve a determination of whether the claim is reviewable; the second two requirements involve a determination of whether the defendant may prevail.” State v. Woods, 250 Conn. 807, 815, 740 A.2d 371 (1999). This court, however, is free to dispose of a Golding claim by focusing on the condition that appears most relevant under the circumstances of the case. State v. Pinnock, 220 Conn. 765, 778, 601 A.2d 521 (1992).
The defendant claims that because the court did not invoke its contempt authority against Loman his right to cross-examination was violated; therefore, in his opinion, his claim is a constitutional one. The second prong of the Golding requires that the claim be of constitutional magnitude alleging the violation a fundamental right. The right of an accused to confront the witnesses against him is guaranteed by the sixth amendment. See State v. Kulmac, 230 Conn. 43, 55-56, 644 A.2d 887 (2000). It should be pointed out, however, that it is “a fundamental tenet of confrontation clause jurisprudence . . . that the clause is not violated by admitting a declarant’s out-of-court statements, as long as the declarant is testifying as a witness and subject to full and effective cross-examination.” (Internal quotation
We are not aware of any authority that supports the proposition that a court’s failure to exercise its contempt powers in relation to a witness, as under the circumstances of this case, implicates the right of cross-examination of the defendant. Therefore, although the defendant claims that the court violated his right to cross-examination by not holding Loman in contempt, he has failed to cite any law to support his position that his claim rises to the level of a constitutional violation. See State v. Gonda, 53 Conn. App. 842, 855, 732 A.2d 793, cert. denied, 250 Conn. 919, 738 A.2d 660 (1999). We will, therefore, not review this unpreserved claim.
The judgment is affirmed.
In this opinion the other judges concurred.
General Statutes § 53a-59 (a) provides in relevant part: “A person is guilty of assault in the first degree when: (1) With intent to cause serious physical injury to another person, he causes such injury to such person or to a third person by means of a deadly weapon or a dangerous instrument
General Statutes § 53a-172 (a) provides: “A person is guilty of failure to appear in the first degree when (1) while charged with the commission of a felony and while out on bail or released under other procedure of law, he wilfully fails to appear when legally called according to the terms of his bail bond or promise to appear, or (2) while on probation for conviction of a felony, he wilfully fails to appear when legally called for a violation of probation hearing.”
During the trial, the court dismissed the conspiracy count.
Smith allegedly was a member of the Twenty Love gang.
Smith testified that a1 1hat time he had known the defendant for about five years.
The Twenty Love gang, Smith’s supposed gang, and the Young Guns were rival gangs.
Because Waters was acting in such a crazy manner, Smith said that he was concerned only about what Waters might do.
Lawlor testified that the police received information that suggested that some witnesses were being coerced not to testify.
At that time, the following colloquy transpired between the court and Loman:
“The Court: [I]n our society when people come forth when they’re investigating a crime, people have an obligation and a responsibility to other citizens to testify to what they’ve seen or heard honestly. Now, I know you’re nervous and that is very understandable and this is a lot of pressure on you.
“The Witness: I don’t want to be here.
“The Court: I understand that. However, this is a court of law and people have been charged with crimes. You have given statements to the police, I understand, which I haven’t read, and you’re going to be questioned about those statements. Bear with me and we’ll try to go through this procedure.”
After first denying that Lawlor read the statement back to her, Loman finally admitted 1hat he had done so.
“In Whelan, [our Supreme Court] adopted tire rule allowing the substantive use of a prior inconsistent statement if: (1) the statement is in writing; (2) it is signed by the declarant; (3) the declarant has personal knowledge of the facts set forth in 1he statement; and (4) the declarant testifies at trial and is subject to cross-examination.’' (Internal quotation marks omitted.) State v. Robinson, 56 Conn. App. 794, 798, 746 A.2d 210, cert. denied, 253 Conn. 904, 753 A.2d 938 (2000).
At that time, defense counsel stated, “I certainly will stipulate that the other requirements of Whelan have been met.”
Defense counsel stated: “She indicated that she didn’t want to be here, but the fact is, she is here, and I don’t believe that we can speculate as to why she is saying that she doesn’t remember the events.”
After the admission of Loman’s statement to the police, the state completed its direct examination of her by obtaining her acknowledgement that she had signed her name to three photographs from police files on March 10, 1995.
She was not friends with the three men and merely knew of them.
She had previously signed each of these photographs when questioned by the police in March, 1995.
“SOH” was a nickname for the defendant.
Later, on cross-examination, she said that she did not see the defendant fire the gun. At that time, she also indicated that she made an “assumption” that the defendant was the shooter. She, however, did not testify to any corrections that she had “suggested” after reading the statement.
Lawlor admitted on cross-examination that a redacted version of an incident report of the shooting by Detective James Rovella contained the following: “Loman stated [to Rovella] she was unsure about identifying the party who was shooting but would try.” Lawlor also stated, however, that Loman was “extremely confident” of her identification of the defendant as the shooter when she later gave her signed statement on March 10, 1995.
General Statutes (Rev. to 1995) § 53a-40b provides: “A person convicted of an offense committed while released pursuant to sections 54-63a to 54-63g, inclusive, or sections 54-64a to 54-64c, inclusive, may be sentenced, in addition to the sentence prescribed for the offense to (1) a term of imprisonment of not more than ten years if the offense is a felony, or (2) a term of imprisonment of not more than one year if the offense is a misdemeanor.”
There are other factors, in addition to the those enumerated in Whelan, that may enhance the reliability of a prior statement of a witness. See State v. McDougal, 241 Conn. 502, 510, 699 A.2d 872 (1997) (statement written, signed under oath and declarant advised that it was criminal to give false
This apparently was in reference to an incident report made by Detective Rovella as the result of his talking to Loman at the scene on the night of the shooting.