59 Conn. App. 207 | Conn. App. Ct. | 2000
Opinion
The defendant, Joseph N. Dwyer, Sr., appeals from the judgment of conviction, rendered after a jury trial, of attempt to commit robbery in the first degree in violation of General Statutes §§ 53a-49
The following facts are relevant to the resolution of this appeal. On March 21, 1995, the defendant entered a Glastonbury convenience store, wearing a disguise and displaying a firearm. He announced to the employee on duty that he was conducting a “stickup” and requested all the money from the cash register.
At the time of the incident, the defendant was a Hartford police officer who was not assigned to active duty because he was receiving his full salary as a result of a workers’ compensation claim. While he was a member of the police department, he received special training in crime prevention and advised merchants about security measures.
For several years prior to the robbery incident, the defendant had been treated for depression and sub
At trial, the defendant asserted that he was not responsible for the attempted robbery because his intoxication, which resulted from the combination of alcohol and medication, prevented him from forming the specific intent required to commit that crime. On the basis of its verdict, the jury did not find that the defendant was unable to form the requisite intent. Additional facts will be discussed where relevant to the issues on appeal.
I
The defendant first claims that the state’s attorney committed prosecutorial misconduct during her cross-examination of his expert witness and during the state’s closing argument, thereby effectively depriving him of his right to a fair trial under article first, §§ 8
During cross-examination, the state’s attorney inquired as to whether McCawley was aware of a report prepared during the defendant’s treatment at the Institute of Living in Hartford (institute) and that the defendant had stated to the institute staff that he had had a blackout, which he saw as protection from criminal liability. McCawley responded that he was not aware that the defendant had made that statement. The state’s attorney also asked whether McCawley was aware that the defendant had described himself to the institute staff as someone who was able to deceive people. McCawley responded that “[h]e may have done that.”
The defendant did not object to either of those questions and answers, and he focused on the report during his redirect examination of McCawley. During closing argument, the state’s attorney referred to McCawley’s testimony, stating that McCawley had not known that the defendant had told staff at the institute that because of his claimed blackout, he had “this liability thing covered” and that he was “able to deceive anyone.”
Because the defendant did not raise the allegations of prosecutorial misconduct at trial, he can obtain review on appeal only under State v. Golding, 213 Conn. 233, 239-40, 567 A.2d 823 (1989),
Because this claim, however, involves an evidentiary matter; see State v. Henry, 27 Conn. App. 520, 529, 608 A.2d 696 (1992); we note that “the admissibility of evidence is a matter of state law and unless there is a resultant denial of fundamental fairness or the denial
The defendant requests us to conclude that the questions posed to McCawley by the state’s attorney and her reference in closing argument to his answers constituted a pattern of prosecutorial misconduct warranting reversal of the judgment of conviction. The questions by the state’s attorney, however, were proper to verify the basis for McCawley’s opinion and to test his knowledge regarding the defendant. They were not designed to distract the jury or to appeal to its emotions.
During the state’s attorney’s cross-examination of McCawley, the following colloquy occurred:
“[Witness]: I don’t recall him saying that.
“[Assistant State’s Attorney]: Okay. You’re not aware of that?
“[Witness]: No.
“[Assistant State’s Attorney]: And are you aware of the fact that when he spoke with them . . . that he described himself as someone who was able to deceive anybody?
“[Witness]: He may have done that, yes.”
The defendant did not object to this line of questioning. In fact, the defendant asked about the report during his direct examination of McCawley and farther inquired about it on redirect. “[A] party who delves into a particular subject during the examination of a witness cannot object if the opposing party later questions the witness on the same subject. . . . The party who initiates discussion on the issue is said to have opened the door to rebuttal by the opposing party.” (Citations omitted; internal quotation marks omitted.) State v. Fuller, 56 Conn. App. 592, 621, 744 A.2d 931, cert. denied, 252 Conn. 949, 748 A.2d 298 (2000).
The questions posed by the state’s attorney during cross-examination of McCawley were proper because they were responsive to McCawley’s direct testimony. The defendant introduced the issue of his mental state, and he presented expert testimony from McCawley that he was unable to form the requisite intent to commit the crime charged. To respond to that testimony, the state properly was allowed to question the basis for McCawley’s conclusion and to test his knowledge.
On the basis of our review of the questions by the state’s attorney during cross-examination of McCawley and her comments during closing argument, we conclude that the defendant can not establish that there was a violation of his constitutional rights to a fair trial. See State v. Henry, supra, 27 Conn. App. 529.
The defendant also cannot prevail under the plain error doctrine. See Practice Book § 60-5.
II
The defendant next claims that the court improperly instructed the jury regarding intent. The defendant claims that the instruction was inadequate because the court explained that the jury must find that he was so intoxicated that he could not form either the specific intent or general intent associated with the crime before
The defendant did not raise this claim to the trial court and therefore, as in part I of this opinion, he may seek review only under the Golding
In reviewing a constitutionally based challenge to the court’s instructions to the jury, we must determine “whether the charge, read in its entirety, fairly presents the case to the jury in such a way that injustice is not done to either party under the established rules of law. . . . [W]e must consider the jury charge as a whole to determine whether it is reasonably possible that the instruction misled the jury.” (Internal quotation marks omitted.) State v. Griffin, 253 Conn. 195, 206, 749 A.2d 1192 (2000). “To pass constitutional muster, jury instructions must be correct in law, adapted to the issues in the case and sufficient to guide the jury in arriving at a verdict. . . . The test that we apply to any part of a charge is whether the charge as a whole presents the case to a jury in such a manner that no injustice is perpetrated.” (Citation omitted.) State v. Walsh, 52 Conn. App. 708, 721, 728 A.2d 15, cert. denied, 249 Conn. 911, 733 A.2d 233 (1999). “[R]eversal [is required] only if, in the context of the whole instruction, there is a reasonable possibility that the jury was misled in reaching its verdict.” (Internal quotation marks omit
According to the defendant, the court failed to instruct the jury properly on the issue of intent, which is an essential element of the crime of attempt to commit robbery,
Our review of the charge as a whole, however, reveals that it is not reasonably possible that the jury was misled as to the state’s burden of proof on the element of specific intent and the relationship of intoxication to
Although a few statements in the jury charge, in isolation, may have been incorrect, jury instructions “are not to be judged in artificial isolation from the overall charge. . . . [A]n error in the [charge] requires reversal only if, in the context of the whole instruction, there is a reasonable possibility that the jury was misled in reaching its verdict.” (Citation omitted; internal quotation marks omitted.) Id., 740. The jury charge, as a whole, reveals that the court properly instructed the jury that intoxication could be considered in determining whether the state had established the requisite intent. The court explained the statutory definition of intoxication contained in General Statutes § 53a-7 and clearly explained the role of intoxication evidence in
The charge, read in its entirety, clearly demonstrates that the court unequivocally stated that the state has the burden of proving that the defendant had the specific intent to commit robbery in the first degree and that if the jury found that the defendant was intoxicated at the time of the commission of the crime, it then could determine that his voluntary intoxication negated that intent. Moreover, the court instructed the jury that if it determined that the defendant was too intoxicated to have formed the specific intent required to commit the crime of attempted robbery, it must acquit him of that charge. Accordingly, the court did not inform the juiy, as the defendant asserts, that it must find that the defendant was too intoxicated to have formed the general and specific intent elements of the crime before it could consider the effect of the intoxication upon intent.
Not fewer than seventeen times in its initial instruction and not fewer than eight times in its supplemental instruction did the court properly instruct the jury as to the state’s burden to prove beyond a reasonable doubt that the defendant acted with the required specific intent to commit the crime of attempt to commit robbery. The court, therefore, adequately informed the jury that the state had the burden of proving that the defendant possessed the requisite intent. The jury was repeatedly instructed on the requirements of finding specific intent as an element of the crime and that the state had the burden of proving that element beyond a reasonable doubt. We are persuaded that the challenged
We are persuaded, on the basis of our review of the court’s charge in its entirety, that the jury instructions as to intent were proper. Accordingly, the defendant has failed to demonstrate that a violation of his constitutional rights clearly occurred and clearly deprived him of a fair trial. His claim, therefore, fails to satisfy the third prong of Golding. Further, the defendant’s claim fails to meet the stringent criteria of the plain error doctrine. See Practice Book § 60-5.
The judgment is affirmed.
In this opinion the other judges concurred.
General Statutes § 53a-49 (a) provides in relevant part: “A person is guilty of an attempt to commit a crime if, acting with the land of mental state required for commission of the crime, he: (1) Intentionally engages in conduct which would constitute the crime if attendant circumstances were as he believes them to be; or (2) intentionally does . . . anything which, under the circumstances as he believes them to be, is an act . . . constituting a substantial step in a course of conduct planned to culminate in his commission of the crime.”
General Statutes § 53a-134 (a) provides in relevant part: “A person is guilty of robbery in the first degree when, in the course of the commission of the crime of robbery as defined in section 53a-133 ... he or another participant in the crime ... (2) is armed with a deadly weapon; or (3) uses or threatens the use of a dangerous instrument; or (4) displays or threatens the use of what he represents by his words or conduct to be a pistol ... or other firearm . . . .”
The employee testified that the defendant emanated an odor of alcohol, but that his tone was calm, and that he spoke with no slurred speech and had no trouble balancing himself.
The defendant testified that he did not know how many drinks he consumed or how many pills he took that night.
Article first, § 8, of the constitution of Connecticut provides in relevant part: “In all criminal prosecutions, the accused shall have a right to . . . trial by an impartial jury. No person shall be . . . deprived of life, liberty or property without due process of law . . . .”
Article first, § 9, of the constitution of Connecticut provides: “No person shall be arrested, detained or punished, except in cases clearly warranted by law.”
The fifth amendment to the United States constitution provides in relevant part: “No person shall ... be deprived of life, liberty, or property, without due process of law . . . .”
The fourteenth amendment to the United States constitution provides in relevant part: “No State shall . . . deprive any person of life, liberty or property, without due process of law . . . .”
In State v. Golding, supra, 213 Conn. 239-40, our Supreme Court held that “a defendant can prevail on a claim of constitutional error not preserved at trial only if all of the following conditions are met: (1) the record is adequate to review the alleged claim of error; (2) the claim is of constitutional
Practice Book § 60-5 provides in relevant part: “The court shall not be bound to consider a claim unless it was distinctly raised at the trial or arose subsequent to the trial. The court may in the interests of justice notice plain error not brought to the attention of the trial court. . . .”
During closing argument, the state’s attorney argued as follows: “[McCawley] also doesn’t know . . . that when the defendant went into the [institute] that he told those folks there, ‘Oh, yeah, I got this liability thing covered on this. I’m going to say I had a blackout.’ And he also tells them that he’s able to deceive anyone.”
The defendant then objected, arguing, “That’s not in evidence at all.” The state's attorney responded by pointing out that McCawley had testified that he was unaware of those statements. The court then reminded the state’s attorney that she could comment only on the evidence. The state’s attorney then continued her closing argument.
After both sides completed their closing arguments, the defendant reiterated his objection to the portion of the state’s argument quoted above. The court then reminded the defendant that the questions posed to McCawley and his responses were not objected to. The following colloquy then occurred:
“[Defense Counsel]: [The assistant state’s attorney] has a right to do that ....
“The Court,: So, it’s not being offered as something the defendant says. It’s simply being . . . referred to as a fact that [McCawley] was not aware of, that aspect of it.
“[Defense Counsel]: Eight. . . .
“The Court: “[A]ll counsel stated was what [McCawley] said in response to [her] question. And the question and the response [were] before the jury during the course of the trial. . . .
“[Assistant State’s Attorney]: [A]ll I have done in argument is to repeat something which I asked which was not objected to during the course of the trial.
“The Court: Yes. . . . Well, I certainly understand [defense counsel’s] point. But I think that [the assistant state’s attorney] can comment on the testimony of [McCawley] in terms of the question asked . . . and the answer [given]. . . . [And] if there is some sort of [an] instruction you wish, then I’ll certainly consider that. But it seems to me that once the question and the answer [are] before the jury, then [the assistant state’s attorney] can, in [closing] argument, simply refer to that answer .... And what was asked [of McCawley] and . . . his answer to a particular question ... is evidence in the case. . . .”
See footnote 11.
Sec? footnote 10.
See footnote 11.
The statutory definition of attempt, found in General Statutes § 53a-49, requires specific intent to commit the underlying offense. The crime of robbery in the first degree, as defined in General Statutes § 53a-134 (a) (4), consists of larceny committed by the use or threat of the use of force, with the specific intent to deprive another of property. The statute defining the effect of intoxication on the finding of guilt, General Statutes § 53a-7, provides that intoxication may negate an element of the crime charged. Voluntary intoxication, however, may negate specific intent, but not general intent. State v. Shine, 193 Conn. 632, 638, 479 A.2d 218 (1984).
The court instructed the jury in relevant part as follows: “[I]t now becomes my duty ... to instruct you concerning the law which you are to apply ....
* sK
“[T]he defendant is presumed to be innocent until proven guilty. . . .
“The burden to prove the defendant guilty of a crime with which he is charged is upon the state. The defendant does not have to prove his innocence. This means that the state must prove beyond a reasonable doubt each and every element necessary to constitute the crime charged. . . .
“In this particular case, there has been asserted the affirmative defense of mental disease or defect ....
“The defendant must establish the affirmative defense by a preponderance of the evidence. . . . [I]n this case, the affirmative defense [is] lack of capacity due to mental disease or defect. . . .
* ** *
“The burden of proving the required intent for a crime beyond a reasonable doubt, rests upon the state. . . .
❖ * ❖
“There was evidence offered that the defendant was intoxicated at the time of the alleged attempted robbery; that is, that he was under the influence of one or more intoxicants, namely, alcohol [and prescription drugs]. . . . [T]he defendant . . . maintains that he was . . . too intoxicated to have formed the specific intent elements of the crime ....
“[T]he intent elements of the crime of attempted robbery in the first degree are that the defendant intentionally did anything which, under the circumstances as he believed them to be, was an act constituting a substantial step in the course of conduct planned to culminate in the commission of the crime of robbery and that he specifically intended to commit the crime of robbery and that he specifically intended to deprive another of property and to appropriate the same to himself. . . .
“I will now instruct you on the law of intoxication and how it relates to the intent elements of the crime of attempted robbery in the first degree. . . . [IJntoxicalion itself is not a defense to a criminal charge but . . . evidence of the defendant’s intoxication may be offered by the defendant whenever it is relevant to negate an element of the crime charged.
“Now, intoxication means a substantial disturbance of mental and physical capacities resulting from the introduction of substances into the body, including alcohol and drugs. As applied here, it means that if you find that the defendant was so intoxicated that he was not mentally able to form the intent required for the commission of the crime, then the intent elements of 1he crime would not be proven and you would be required to acquit the defendant of that charge.
“This does not mean, however, that the defendant [must prove] that he was too intoxicated to form the intent required as an element of the crime. The state retains the burden of proof beyond a reasonable doubt on this issue of intent as on all the other elements of the crime. . . . You must, if you are to find for the defendant on this issue, find that while he was committing the crime of attempted robbery . . . that he was so intoxicated that his mind was incapable of forming the required general and specific intent elements of the crime ....
“If, however, you find that he was not intoxicated or that he was intoxicated but not so extremely so that he could not form the intent required, you should disregard the evidence of his intoxication as it pertains to the defendant’s formulation of and acting with the general and specific intent
“You will recall I have instructed you that the state must prove all of the elements of the crime of attempted robbery beyond a reasonable doubt. One element of that crime ... is the required general and specific intent . . . that he specifically intended to commit a robbery ... in the first degree, and that he specifically intended to deprive another of property or appropriate the same to himself. Those are the intent elements that the state must prove beyond a reasonable doubt. . . .
“I [must] explain to you both the elements of the crime of robbery in the first degree . . . and the elements of the separate crime of attempting to commit that crime ....
“A person commits robbery when, in the course of committing a larceny, he uses or threatens the immediate use of physical force upon another person ....
“To establish a larceny, the state must prove that the defendant wrongfully took . . . property from an owner and at the time he intended, he specifically intended, to deprive the owner of it ... .
“[To establish the crime of attempted robbery,] the state is required to prove beyond a reasonable doubt . . . that the defendant must have acted with the kind of intent required for the commission of the crime which he was attempting ....
“[The defendant] must have specifically intended to commit a robbery and . . . specifically intended to commit a larceny by the use of force . . . and he must have acted with the specific intent required for the commission of a larceny; that is, he must have specifically intended to deprive the owner of property ....
“It is the defendant’s position . . . that the state has not proved beyond a reasonable doubt the required intent element of this crime .... The [defendant] points to the evidence ... of his mental condition as testified to by [McCawley] ... as diminishing his capacity to formulate and have the required intent. ...” (Emphasis added.)
The court instructed the jury in relevant part as follows: “The burden of proving the required intent beyond a reasonable doubt is on the state. . . . [0]ne of the elements of that crime ... is the general and specific intent elements .... [The defendant must have] specifically intended to
‘‘[E]vidence was presented in this case of a diminished . . . mental capacity on the part of the defendant at the time of the subject incident. . . .
“[T]he state must prove that at the time of the incident the defendant acted intentionally and with specific intent.
“[The defendant must have] intended to commit a robbery, a robbery in the first degree. And further, that he specifically intended to deprive another of property ....
“[E]vidence of the defendant’s intoxication may be offered by the defendant whenever it is relevant to negate an element of the crime charged.
“You must, if you are to find for the defendant on this issue, find that while he was committing the crime of attempted robbery in the first degree . . . that he was so intoxicated that his mind was incapable of forming the required general and specific intent elements of the crime ....
“If, however, you find that [the defendant] was not intoxicated, or that he was intoxicated but not so extremely so that he could not form the required intent, you should disregard the evidence of his intoxication as it pertains to the defendant’s formulation of and acting with the general and specific intent required for the commission of the crime of attempted robbery in the first degree. . . .
“If you find that the defendant was intoxicated at the time of the crime, you may take this fact into consideration in determining whether he was in such a state of intoxication as to be incapable of forming the required and specific intent, which are necessary elements for the commission of the crime of attempted robbery in the first degree. . . .
“You must first decide, then, whether the defendant was intoxicated at the time of the alleged crime. And second, whether he was capable of possessing an intent to commit the acts constituting the crime of attempted robbery in the first degree. . . . [T]he defendant does not have to prove that he was so intoxicated. The state has the burden of proving beyond a reasonable doubt that the defendant was capable of forming the required intent. Any degree of intoxication and not merely total intoxication may be considered in determining whether the defendant possessed at the time the requisite intent. . .