Lead Opinion
OPINION
{1} Defendant Sean Gene Druktenis pled guilty in 1998 to sex offenses for which he was not required to register under New Mexico’s then existing sex offender law. Because he was later required to register for those offenses as a result of the retroactive application of amendments to the law, see generally New Mexico’s Sex Offender Registration and Notification Act (SORNA), NMSA 1978, §§ 29-11A-1 to -8 (1999, as amended through 2000), Defendant attacks the constitutionality of SORNA on several grounds. He also seeks specific performance of his plea agreement, asserting that the State agreed that he would not be required to register.
{2} We hold that SORNA does not violate either the federal or State Ex Post Facto Clause, does not violate either the federal or the State Due Process Clause, and does not violate Article IV, Section 34 of the New Mexico Constitution. We decline to address Defendant’s unpreserved argument that application of SORNA violates the federal and State Contract Impairment Clauses. We hold that Defendant is not entitled to enforce his plea agreement in the manner he contends it should be enforced.
BACKGROUND
{3} In October 1996, Defendant was indicted by a grand jury on thirty criminal counts. In October 1998, he entered into a plea and disposition agreement in which, pursuant to North Carolina v. Alford,
{4} The battery offenses were petty misdemeanors, see NMSA 1978, § 30-3-4 (1963), each a lesser-included offense of a charge of criminal sexual penetration perpetrated through the use of force or coercion, and each of those charges involved a different victim. Kidnapping by force, intimidation, or deception, with the intent to commit a sexual offense, a second degree felony, was charged under NMSA 1978, § 30-4-1 (1995). The attempted criminal sexual contact of a minor, a misdemeanor, was a lesser-included offense of criminal sexual contact of a minor in the fourth degree, perpetrated with force or coercion, a fourth degree felony. See NMSA 1978, §§ 30-9-13(B) (2001), 30-28-l(D) (1963). The kidnapping and attempted criminal sexual contact charges related to the same victim, the fifth of Defendant’s asserted victims.
{5} At the time of the offenses, the plea agreement, and the judgment, sentence, and order of probation, the New Mexico Sex Offender Registration Act (SORA), NMSA 1978, §§ 29-11A-1 to -8 (1995), was law. SORA did not require sex offender registration for the particular offenses to which Defendant pled guilty and was sentenced. See § 29-llA-3(B) (1995). Defendant purposely pled guilty only to crimes for which he was not required under SORA to register as a sex offender.
{6} SORA was amended twice after Defendant’s plea agreement and sentence. Amendments in 1999 changed the title of the Act to the Sex Offender Registration and Notification Act (SORNA) and expanded the offenses for which a convicted sex offender was required to register to include, among others, the crime of attempted criminal sexual contact of a minor in the fourth degree to which Defendant had pled guilty in 1998. 1999 N.M. Laws ch. 19, §§ 3, 5; see §§ 29-11A-3(B)(9), -5(D)(5), -5(E)(7) (2000). Amendments in 2000 added kidnapping, also a crime to which Defendant had pled guilty. 2000 N.M. Laws ch. 8, §§ 1, 3; see § 29-11A~3(B)(6), -5(D)(4) (2000).
{7} The 1999 amendments did not, however, expressly apply retroactively to convictions occurring before its effective date. Under SORA, a sex offender was a person “convicted of a sex offense on or after July 1, 1995.” § 29-llA-3(A)(l) (1995). The 1999 amendments left that unchanged, making SORNA applicable “to persons convicted of a sex offense committed on or after July 1, 1999.” 1999 N.M. Laws ch. 19, § 11 (repealed by 2000 N.M. Laws ch. 8, § 7). However, the 2000 amendments to SORNA were made applicable to “persons convicted of a sex offense on or after July 1, 1995,” and to “persons convicted of a sex offense prior to July 1, 1995 and who, on July 1, 1995, were incarcerated, on probation or on parole.” 2000 N.M. Laws ch. 8, § 9. The 2000 amendments became effective July 1, 2000. 2000 N.M. Laws ch. 8, § 10. Further, the 2000 amendments enacted a provision requiring law enforcement agencies to provide registration information to anyone requesting it. 2000 N.M. Laws eh. 8, § 4; see § 29-11A-5.1(C) (2000). The 2000 amendments added provisions requiring certain “active community notification” of registration information and permitting internet website dissemination of registration information. 2000 N.M. Laws ch. 8, § 4; see § 29-llA-5.1(D), (E) (2000). In short, the impact on Defendant of the 1999 and 2000 amendments was that the crimes of kidnapping and attempted criminal sexual contact of a minor in the fourth degree were added to the list of crimes requiring registration; the notification provisions were extended to the general public, as opposed to only law enforcement personnel; the crime of attempted criminal sexual contact of a minor in the fourth degree was added to the list of crimes triggering the public notification provisions; and all changes were made retroactive.
{8} Based on the 2000 amendments to SORNA, Defendant’s probation officer informed him that he must register as a convicted sex offender. In response, in December 2000, Defendant filed a motion to have SORNA declared inapplicable to him or, in the alternative, to have himself declared exempt from its registration requirements. In his motion, Defendant attacked SORNA as an ex post facto law and asserted a due process deprivation on the ground he was not notified at the time of sentencing that he was required to register. Defendant also sought to withdraw his plea, were the court to determine he was subject to SORNA. While Defendant’s motion was pending before the district court, the State sought to revoke Defendant’s probation for failing to register as a sex offender, failing to obey the directives of the probation officer to register, and committing a felony by not registering as required under SORNA. See § 29-11A-4(1) (2000).
{9} Defendant’s plea agreement did not contain a reference to SORA or mention anything regarding Defendant’s intent behind entering a plea. However, as a part of the post-conviction proceedings instituted by Defendant’s motion, Defendant and the State stipulated that before he entered his pleas of guilty, Defendant retained an attorney to negotiate a plea agreement to offenses specifically chosen to exclude any offenses which could be considered “sex offenses” within the law as it was written at the time of the plea agreement. The stipulation further stated:
3. With an understanding of the provisions of the Sexual Offender Registration and Notification Act that were in effect in October of 1998, the parties agreed that the Defendant would not be required to register as a sex offender. The parties never discussed, and the Defendant was never advised, that the provisions of the Sex Offender Registration and Notification Act might someday in the future change, thereby potentially subjecting him to registration as a sex offender.
4. At the time Defendant pled guilty to the offenses contained in the Plea and Disposition Agreement, Defendant was advised by his attorney that he would not be required to register as a sex offender.
5. Defendant agreed to enter into the negotiated plea agreement based upon the above representations from his attorney.
{10} The district court denied Defendant’s motion. Among other determinations, the court held that “SORA [did] not unduly disadvantage the defendant,” that the “disadvantage or burden to the defendant emanate[d] from his plea of guilty,” and that SORA was not punitive and therefore not in violation of ex post facto laws. Further, the court rejected Defendant’s asserted denial of due process by having to register without having been given proper notice, and Defendant’s argument that Article II, Section 18 barred the application of SORNA. In regard to Defendant’s argument that retroactive application violated the plea agreement, the court indicated that “[t]he registration provisions and public disclosure provisions of [SORA were] collateral consequences of [Defendant’s] plea” and did not invalidate the plea agreement. Defendant filed a motion to reconsider, in which he did not renew his request to withdraw the plea. The court entered an order denying the motion to reconsider and incorporating its earlier findings contained in its order denying Defendant’s initial motion to withdraw his plea. The court further found that Defendant was a sex offender within the meaning of SOR-NA, that he must register, and that “[t]he act of registering is a collateral consequence of defendant’s original plea.” Defendant appeals.
{11} On appeal, Defendant contends in his brief in chief that (1) subjecting him to registration as a sex offender under SORNA violates the Ex Post Facto Clause of the New Mexico and the United States Constitutions because, “[{Irrespective of its purpose, SOR[N]A has a predominantly punitive effect”; (2) his case was “pending” for the purposes of Article IV, Section 34 of the New Mexico Constitution which prohibits the Legislature from enacting legislation that “shall affect the right or remedy of either party, or change the rules of evidence or procedure, in any pending case”; and (3) application of SORNA violates Defendant’s right to both substantive and procedural due process in that registration is required without an assessment that Defendant is a current danger to society or a recidivist and without affording Defendant an opportunity “to challenge the legislative assumptions and findings that he is dangerous and presents a threat of likely recidivism.”
{12} Defendant’s reply brief is devoted solely to his contention, not clearly raised, if raised at'all, in his brief in chief or below, that the SORNA requirements violate constitutional contract impairment prohibitions. See U.S. Const, art. I, § 10 (“No State shall ... pass any ... Law impairing the Obligation of Contracts.”); N.M. Const, art. II, § 19 (“No ... law impairing the obligation of contracts shall be enacted by the legislature.”). In the conclusion only of his brief in chief, Defendant asks this Court to “consider reversing” the district court’s denial of his motion to withdraw his plea, but Defendant does not set out any point, authority, or argument in support of this request. In oral argument, Defendant expressly withdrew his plea withdrawal request.
{13} We held this appeal in abeyance and stayed Defendant’s registration as a sex offender pending the disposition in the United States Supreme Court of two cases covering ex post facto and procedural due process issues. The Supreme Court recently handed down decisions in these two cases, Smith v. Doe,
DISCUSSION
I. Standard of Review
{14} We review Defendant’s constitutional challenges to SORNA under a de novo standard of review. See State v. Laguna, 1999— NMCA-152, ¶ 24,
{15} In regard to Ex Post Facto Clause and Article IV, Section 34 related constitutional attacks, there exists a presumption of constitutionality, and the party attacking the constitutionality of the statute has the burden of proving the statute is unconstitutional beyond all reasonable doubt. See Espanola Hous. Auth. v. Atencio,
{16} In regard to Fourteenth Amendment liberty interest claims, we look to standards of strict, intermediate, or rational basis scrutiny, to analyze the constitutionality of the statute. See Trujillo v. City of Albuquerque,
II. SORNA
{17} SORA was enacted on July 1, 1995. 1995 N.M. Laws ch. 106, § 1; see § 29-11A-1 (1995). It was enacted in the wake of the Jacob Wetterling Crimes Against Children and Sexually Violent Offender Registration Program, 42 U.S.C.A. § 14071 [hereinafter Megan’s Law]. See State v. Bollig,
{18} The legislative findings for the passage of SORA, untouched in amendments, are found in SORNA’s Section 29-llA-2(A) (1999):
A. The legislature finds that:
(1) sex offenders pose a significant risk of recidivism; and
(2) the efforts of law enforcement agencies to protect their communities from sex offenders are impaired by the lack of information available concerning convicted sex offenders who live within the agencies’ jurisdictions.
{19} SORNA is part of New Mexico’s Law Enforcement Code and not part of the Criminal Code. The express purpose of SORNA is to assist law enforcement to protect communities by requiring resident sex offenders “to register with the county sheriff,” “requiring the establishment of a central registry for sex offenders,” and “providing public access to information regarding certain registered sex offenders.” § 29-llA-2(B)(l), (3), (4) (1999).
{20} Section 29-11A-3 contains definitions of certain terms. A “sex offender” is defined in several ways; as applicable to Defendant, a “ ‘sex offender’ means a person eighteen years of age or older who ... is a resident of New Mexico who is convicted of a sex offense in New Mexico.” § 29-llA~3(A)(l) (2000). “[S]ex offense” includes “kidnapping ... when the victim is less than eighteen years of age and the offender is not a parent of the victim.” § 29-llA-3(B)(6) (2000). “[S]ex offense” also includes an attempt to commit criminal sexual contact of a minor in the fourth degree under Sections 30-9-13, 30-28-3, and 30-28-1. § 29-llA-3(B)(8), (9) (2000).
{21} These definitional sections bring Defendant squarely within SORNA’s registration provisions. Defendant is required to register with the county sheriff of the county in which he lives. § 29-llA-4(A) (2000). Registration includes providing his name, date of birth, social security number, current address, place of employment, sex offense for which convicted, and date and place of conviction. § 29-llA-4(B) (2000). The sheriff is required to obtain a photograph, distinguishing features, and fingerprints of Defendant. § 29-llA-M(E) (2000). Imposed on Defendant is a continuing duty to notify the sheriff of any change of address if the new residence is in the same county; and if he moves to another county, he is required to notify both that sheriff and the sheriff with whom he last registered. § 29-llA-4(F), (G) (2000). The county sheriff is to maintain a local registry of sex offenders and to forward the registration information to the State Department of Public Safety (the Department). § 29-llA-5(A), (B) (2000). The Department is required to maintain a central registry of sex offenders and to participate in the national sex offender registry administered by the United States Department of Justice. § 29-llA-5(C) (2000).
{22} The definitional sections also bring Defendant squarely within SORNA’s notification provisions. If a sex offender is convicted of the crime of kidnapping as it is listed in SORNA, as was Defendant, or other crimes listed in Subsection 29-llA-5(D), the Department must retain the registration information “for a period of twenty years following ... conviction, release from prison or release from probation or parole, whichever occurs later.” § 29-llA-5(D) (2000). For other crimes, including attempted sexual contact of a minor in the fourth degree, the period to retain the registration information is ten years. § 29-llA-5(E) (2000). A sex offender must renew his registration annually for the applicable time period. § 29-11A-4(H) (2000). A sex offender willfully failing to comply with the registration requirements is guilty of a fourth degree felony. § 29-11A-4(I) (2000).
{23} Certain sex offenders are subject to SORNA’s public access to information, active community notification, and internet website provisions, which we refer to in this opinion as “notification provisions.” See § 29-11A-5.1 (2000). The notification provisions are triggered by a conviction of specific sex offenses. § 29-llA-5.1(A) (2000). The crimes that trigger the notification provisions are criminal sexual penetration in the first or second degree under NMSA 1978, § 30-9-11 (2001); criminal sexual contact of a minor in the third or fourth degree under Section 30-9-13; sexual exploitation of children under NMSA 1978, § 30-6A-3(A), (B), (C) (2001); sexual exploitation of children by prostitution under NMSA 1978, § 30-6A-4 (1989); and an attempt to commit any of these enumerated crimes. § 29-llA-5.1(A) (2000).
{24} Under the notification provisions, the registration information of those convicted of these specific crimes is required to be made available by the sheriff, the district attorney, or chief municipal law enforcement officer, or the secretary of the Department, to any “person who wants to obtain registration information.” § 29-llA-5.1(B) (2000). Further, “with the exception of the sex offender’s social security number,” the registration information must be provided to “every licensed daycare center, elementary school, middle school and high school within a one-mile radius of the sex offender’s residence.” § 29-llA~5.1(D) (2000). In addition, the Department is authorized to provide information to the public through an internet website. § 29-llA-5.1(E) (2000). The limitations on website publication are that the information published “shall not include a sex offender’s social security number or a sex offender’s place of employment, unless the sex offender’s employment requires him to have direct contact with children.” Id. In oral argument, the State informed this Court that the Department does indeed maintain a website, that it receives thousands of hits, and that it contains the location of a sex offender’s place of employment, whether a school, restaurant, or retail merchandise outlet.
{25} Defendant includes both the registration and notification provisions in his argument that SORNA violates the Ex Post Facto Clause of the State and federal Constitutions on the ground that SORNA is punitive in purpose and effect. He discusses the registration requirement in pursuing his Article IV, Section 34 argument. In his substantive and procedural due process arguments, Defendant dwells on the notification provisions of SORNA in arguing that his constitutional liberty right, defined through privacy and reputation interests, has been violated.
III. The Ex Post Facto Claim
{26} Defendant contends that SORNA’s retroactive application violates the constitutional prohibitions against ex post facto laws contained in Article II, Section 19 of the New Mexico Constitution and Article I, Section 10 of the United States Constitution. “The Latin phrase ‘ex post facto’ implicates in its literal meaning any law passed ‘after the fact.’ Generally, this means ‘that the constitutional prohibition ... applies only to penal statutes which disadvantage the offender affected by them.’ ” State v. Nunez,
{27} We note, in passing, that the issue of whether retroactive application of sex offender registration and notification requirements violates the federal Ex Post Facto Clause has been considered by many jurisdictions. See generally Carol Schultz Vento, Annotation, Validity, Construction, and Application of State Statutes Authorizing Community Notification of Release of Convicted Sex Offender,
{28} In Smith v. Doe, the United States Supreme Court addressed the issue of whether Alaska’s version of Megan’s Law violated the Ex Post Facto Clause of the United States Constitution.
{29} The Court analyzed whether the Alaska sex offender law was “so punitive either in purpose or effect as to negate [the State’s] intention to deem it civil.” Id. at 1147 (alteration in original) (internal quotation marks and citation omitted). Then, using as a framework several of the factors enumerated in Kennedy v. Mendoza-Martinez,
{30} In another context, our New Mexico Supreme Court referred to the Mendoza-Martinez framework as “the test” in determining whether a statute is intended as punitive rather than remedial. See One (1) 1981 White Chevy,
{31} The specific Mendoza-Martinez factors are:
1) whether the sanction involves an affirmative disability or restraint;
2) whether it has historically been regarded as a punishment;
3) whether it comes into play only on a finding of scienter;
4) whether its operation will promote the traditional aims of punishment — retribution and deterrence;
5) whether the behavior to which it applies is already a crime;
6) whether an alternative purpose to which it may rationally be connected is assignable to it; and
7) whether it appears excessive in relation to the alternative purpose assigned.
Doe I v. Otte,
{32} We have no doubt that our Legislature’s intent in enacting SORNA was to enact a civil, remedial, regulatory, nonpunitive law. In regard to whether the effects of the law negated that intent, looking at the Mendozar-Martinez factors, these conclusions are obvious: the provisions of SORNA do not involve affirmative disability or restraint; have not historically been regarded as punishment; do not come into play only on a finding of scienter; only incidentally, if at all, promote traditional aims of retribution and deterrence; and have a rationally connected, nonpunitive purpose. In our view, that SOR-NA applies only to behavior that is already criminal is not a significant factor. Still, common sense tells us that the combination of registration and notification can have harsh consequences on sex offenders. Thus, the remaining question under Mendoza-Martinez is whether SORNA’s combination of registration and notification provisions are excessive as they relate to its public safety purpose. See Smith v. Doe,
{33} Various courts have recognized that a sex offender can suffer adverse consequences, including employability problems, harassment, stigma ostracism, humiliation, and physical harm, as a result of notification provisions. For example, the Third Circuit Court of Appeals has recognized that:
registrants and their families have experienced profound humiliation and isolation as a result of the reaction of those notified. Employment and employment opportunities have been jeopardized or lost. Housing and housing opportunities have suffered a similar fate. Family and other personal relationships have been destroyed or severely strained. Retribution has been visited by private, unlawful violence and threats and, while such incidents of “vigilante justice” are not common, they happen with sufficient frequency and publicity that registrants justifiably live in fear of them.
Verniero,
{34} Nevertheless, although the notification provisions are likely to have varying types and degrees of adverse consequences for an offender, we conclude that they are not excessive in relation to the public safety purpose of SORNA. Accord Bollig,
{35} The United States Supreme Court held that “[t]he Ex Post Facto Clause does not preclude a [sjtate from making reasonable categorical judgments that conviction of specified crimes should entail particular regulatory consequences.” Smith v. Doe,
{36} Virtually all federal circuits and state jurisdictions considering this issue have rejected the argument that retroactive application of sex offender statute registration and notification requirements violates constitutional ex post facto prohibitions. See, e.g., Russell,
{37} For the foregoing reasons, and because Defendant has not overcome the presumption of constitutionality on this issue, we hold that retroactive application of SORNA does not violate the Ex Post Facto Clause of the United States Constitution. See Cook,
{38} Furthermore, we see no basis, and Defendant offers none, on which to grant greater protection under Article II, Section 19, our State Constitution’s ex post facto provision. We cannot say that the federal analyses are flawed, that structural differences between the federal and our Constitution exist, or that there exist distinctive State characteristics, to lead us to a conclusion that we should interpret our Ex Post Facto Clause differently than the federal clause. See State v. Gomez,
IV. The Article IV, Section 34 Claim
{39} Defendant contends that his case was “pending” for the pui'poses of Article IV, Section 34 of the New Mexico Constitution, which states that “[n]o act of the legislature shall affect the right or remedy of either party, or change the rules of evidence or procedure, in any pending case.” N.M. Const, art. IV, § 34. “It is the general rule that a case is not pending before it is on the docket of some court or after a final judgment is filed.” State v. Maynes,
{40} Defendant argues that his probation status subjected him to the continuing jurisdiction of the district court and his case therefore remained pending until his criminal liability was discharged, at which time the court would lose jurisdiction. See State v. Padilla,
{41} More particularly, Defendant asserts that SORNA’s inclusion of new offenses requiring registration resulted in the State’s seeking revocation of his probation for failing to obey the probation officer’s registration directive and for committing a fourth degree felony of failing to register after being told to do so. Thus, according to Defendant, his probation status, which was one not requiring registration at the time of his plea and placement on probation, was changed through no act on his part, but rather solely through the SORNA amendments. He argues, therefore, that the amendments changed rules of procedure and evidence as to his probation status, in that “his probation officer ordered him to register as a condition of his continuing probation,” and his new status as an offender required to register became evidence of an element of a charged probation violation, since, “[w]hen he did not register, not only did he allegedly violate probation, but his status as an offender under the 2000 amendments to SORA became evidence establishing an element of the fourth degree felony of not registering.”
{42} In response, the State argues that Defendant’s arguments fail for two reasons. First, Defendant’s case was not pending because he did not appeal his conviction. Second, Defendant’s probation was in fact revoked on grounds other than a failure to register. We agree with the State.
{43} Defendant did not appeal his judgment of conviction and sentence. Consequently, Defendant’s criminal liability was not pending for the purpose of Article IV, Section 34, as there had been a judgment of conviction and an exhaustion of his right to appeal that conviction, not only by virtue of his plea of guilty but also by the passage of the deadline to appeal. See State v. Rogers,
{44} Furthermore, we note that although the State sought revocation of Defendant’s probation based on his failure to register after the passage of the SORNA amendments, his probation was not revoked on that basis. While Defendant implies in his brief in chief that his probation was revoked for failing to register, the State asserts in its answer brief that Defendant’s probation was revoked for other reasons, and Defendant does not dispute this assertion in his reply brief. Moreover, Defendant’s duty to register was stayed pending this appeal. Defendant requested only a limited record on appeal. The limited record before us does not show the grounds on which the district court revoked Defendant’s probation. It is Defendant’s obligation to provide this Court with a sufficient record proper. State v. Jim,
V. The Substantive and Procedural Due Process Claims
{45} Defendant asserts violations of substantive and procedural due process because he was required to register without any distinction having been made between him and other sex offenders on the basis of recidivist propensities, and without being afforded any opportunity to challenge “the legislative assumptions and findings that he is dangerous and presents a threat of likely recidivism.” SORNA’s registration requirements do not, by themselves, make registration information available to the public or provide for public dissemination of the information. Defendant’s attack focuses on the SORNA notification provisions. Defendant argues that he has a protected liberty interest based on underlying privacy and reputation interests and that he must be afforded a hearing on recidivist propensities prior to having to comply with SORNA’s registration requirement. Another aspect of Defendant’s contention is that, because SORNA may potentially subject him to a felony prosecution and probation violation should he fail to comply with its registration provisions, a hearing that would determine his risk of recidivism is necessary for due process protection.
{46} The Due Process Clause protects individuals against violations of both substantive and procedural due process. United States v. Salerno,
A. Due Process and Equal Protection
1. Procedural Due Process
{47} To establish a claim under the procedural aspect of the Due Process Clause, the claimant must show that a liberty interest exists that has been interfered with by a state. See Kentucky Dep’t of Corrs. v. Thompson,
{48} Indeed, Defendant’s procedural due process claim in the present case is not viable. The claim is foreclosed under the controlling rationale in Connecticut v. Doe. The sex offender statute in Connecticut v. Doe contained registration and notification provisions triggered solely by the conviction of a sex offender.
{49} Judge Bustamante’s special concurrence expresses a concern about what it considers to be an inconsistency between Connecticut v. Doe’s approach and the approach quoted from Thompson,
2. Substantive Due Process
{50} Defendant claims that he has a Due Process Clause liberty interest that was impermissibly restricted and that is protected under substantive due process. He contends that SORNA’s constitutional viability under substantive due process depends on the provision for an individualized risk-assessment hearing as to recidivist proclivity before effectuation of the notification provisions.
{51} Defendant’s asserted federally protected constitutional liberty interest stems from the federal Due Process Clause, which states in part: “[N]or shall any State deprive any person of life, liberty, or property, without due process of law.” U.S. Const, amend. XIV, § 1. Our State counterpart reads in part: “No person shall be deprived of life, liberty or property without due process of law; nor shall any person be denied equal protection of the laws.” N.M. Const, art. II, § 18.
Due process of law is a summarized constitutional guarantee of respect for those personal immunities which, as Mr. Justice Cardozo twice wrote for the Court, are “so rooted in the traditions and conscience of our people as to be ranked as fundamental,” or are “implicit in the concept of ordered liberty.”
Rochin v. California,
{52} In examining the constitutionality of a statute for substantive due process, we determine, as a threshold matter, the nature of the private interest at stake. That is, we first analyze whether it is a fundamental right or involves a suspect class, or involves an important right held by a sensitive class. The determination made leads us to an examination of (1) whether the government must prove a compelling and legitimate government interest (strict scrutiny), (2) whether the government must prove a substantial government interest (intermediate scrutiny), or (3) whether the party attacking the constitutionality of the statute must prove lack of a rational basis for the statute. See Marrujo v. N.M. State Highway Transp. Dep’t,
3. Substantive Due Process and Equal Protection
{53} Defendant’s substantive due process attack implicitly and necessarily includes an equal protection attack. See U.S. Const, amend. XIV, § 1 (“[N]or deny to any person within its jurisdiction the equal protection of the laws.”); N.M. Const, art. II, § 18 (“[Njor shall any person be denied equal protection of the laws.”). Defendant’s theory is basically that SORNA creates an improper classification by failing to classify. That is, the statute creates an arguably over-inclusive classification, see Ronald D. Rotunda & John E. Nowak, Treatise on Constitutional Law: Substance and Procedure § 18.2, at 211-12, by failing to “distinguish between persons who, for equal protection purposes, should be regarded as differently situated.” Laurence H. Tribe, American Constitutional Law § 16-1, at 1438 (2d ed.1988). “Sometimes the grossest discrimination can lie in treating things that are different as though they were exactly alike.” Jenness v. Fortson,
{54} The issue here brings substantive due process and equal protection principles and analyses together. See In re Joseph E.G.,
{55} We therefore look at both substantive due process and equal protection guarantees, and do not attempt to resolve the issues here “by resortfing] to ... pigeonhole analysis.” M.L.B. v. S.L.J.,
{56} Finally, as to considerations of both due process and equal protection, classifications of persons can be analyzed to determine compatibility of the law with the substantive constitutional guarantees which are “fundamental ... to [our] system of government and inherent in the concept of liberty under the due process clause.” Rotunda & Nowak, swpra, § 18.40, at 794-95. Liberty rights can also “be considered as fundamental rights for the purposes of equal protection analysis.” Id. at 795; see also Rotunda & Nowak, supra, § 18.42, at 806 (stating that laws limiting rights considered fundamental for purposes of reviewing classifications under the equal protection clause and rights in the Bill of Rights will be subjected to strict review under the due process and equal protection guarantees).
B. SORNA’s Potential Vulnerability — General Observations
{57} In its pursuit to protect New Mexico citizens from further sex offenses by convicted sex offenders, it appears that the Legislature assessed the risk of a repetitive offense, since it determined that “sex offenders pose a significant risk of recidivism.” § 29-11A-2(A)(1) (1999). However, there exists no formal written legislative history in regard to this factual determination. SORNA does not indicate what the Legislature considered in making such a determination. Therefore, we do not know what was considered.
{58} With respect to registration and notification, the approach in SORNA, like that in sex offender laws in several other states, is labeled a “compulsory approach.” In other words, registration is required and notification is triggered without any procedure for a prior hearing to determine existence or gradations of recidivism risk. See Logan, supra, at 1175; Helman v. State,
{59} Thus, SORNA provides no individualized risk-assessment hearing on the question of recidivism. Presumably, the unfairness to any who might present evidence that they do not pose a significant risk of recidivism is, in the Legislature’s view, outweighed by the risk that citizens may be harmed notwithstanding such evidence. SORNA’s message is that no chance should be taken, even were a sex offender able to present evidence in an individualized hearing that he or she is integrateable into society and neither a recidivist nor a current danger, since the risk of harm to society, no matter what the evidence, is still too great if exceptions were permitted, a risk the Legislature simply refuses to take.
{60} The New Mexico Appellate Public Defender, as Amicus Curiae,
{61} The State argues in favor of the standard of review and scrutiny generally given to statutes under constitutional attack, which, the State contends, are that we “must give deference to the legislative findings and presume [SORNA] is constitutional.” The State also relies on articles,
Despite the uncertainty in this area, based on the importance of the interest in protecting potential victims from sexual assault, we cannot conclude that the legislature acted irrationally when it chose to err on the side of protecting the public in lieu of permitting circuit courts to make individualized determinations regarding sentencing.
Id. At least one Megan’s Law case has indicated what the factual bases likely are for the recidivism concerns and legislative determinations. See Doe v. Poritz,
{62} The crimes that trigger the notification provisions under SORNA are limited to (1) criminal sexual penetration (CSP) in the first or second degree, § 30-9-11; (2) criminal sexual contact of a minor in the third or fourth degree (CSCM), § 30-9-13; (3) sexual exploitation of children, § 30-6A-3(A)-(C); (4) sexual exploitation of children by prostitution, § 30-6A-4; and (5) attempt to commit any of the foregoing crimes, § 30-28-1. § 29-llA-5.1(A). Significantly, these criminal statutes all proscribe sexual conduct involving children: three do so exclusively, and CSP does in part, with the remainder of CSP proscribing heinous sexual criminal conduct. It is obvious that the Legislature carefully considered the crimes that should trigger the notification provisions and limited those crimes to outrageous sexual or sexually oriented conduct aimed at children and other outrageous sexual conduct accompanied by particularly heinous behavior.
{63} The State clearly has a legitimate and compelling interest to match the notification provisions with thesé crimes in the legislative attempt to minimize the risk of harm to society by those who pose a significant risk of recidivism. We therefore have no doubt, and Defendant does not contest, that the State’s interest in attempting to protect society from convicted sex offenders who pose a significant risk of recidivism is both legitimate and compelling. “There is no doubt that preventing danger to the community is a legitimate regulatory goal.” Salerno,
{64} But with over-inclusiveness come questions of fairness and rationality. What if an individual offender is able to present evidence that he or she does not pose a significant risk of recidivism and is not a current danger to society? The difficult question posed is, while it may be eminently reasonable, fair, and rational to impose the notification requirements on a sex offender whom psychologists and society have little doubt will probably repeat the horrid conduct, what can be reasonable, fair, and rational about a notification process that, in effect, tells a community, through strong implication, that the convicted offender will likely repeat the offense if, in fact, the offender is not at all likely to recidivate? This nagging concern created by SORNA’s compulsory approach triggers concerns of deprivation of individual liberty and impairment of the exercise of personal rights, as well as diminishment of the humane view that those who commit crimes and pay their debt to society and who are not considered a continuing or current danger to society should be allowed, if not encouraged, to integrate into society as lawful and productive citizens as opposed to being treated as lepers and ostracized from society.
{65} Laws passed by our Legislature in years past indicate this concern. The view that criminal offenders, including sex offenders, should be given the opportunity of rehabilitation through pursuit of employment is embedded in the following legislative finding contained in the Criminal Offender Employment Act, NMSA 1978, §§ 28-2-1 to -6 (1974, as amended through 1997) (COEA).
The legislature finds that the public is best protected when criminal offenders or ex-convicts are given the opportunity to secure employment or to engage in a lawful trade, occupation or profession and that barriers to such employment should be removed to make rehabilitation feasible.
§ 28-2-2. This finding “makes clear the legislative intent to encourage the rehabilitation of criminal offenders by removing barriers to their employment.” N.M. Bd. of Pharmacy v. Reece,
{66} Another statute, the Caregivers Criminal History Screening Act, NMSA 1978, §§ 29-17-2 to -5 (1998, as amended through 1999), which restricts the employment of sex offenders as caregivers, § 29-17-5(D)(4), provides for an administrative hearing as to risk of harm and fitness for employment. § 29-17-5(F). This Act also reflects sensitivities to confidential information, making its disclosure a crime, § 29-17-5(1), and, sensitivities to privacy, prohibiting release of arrest record information. § 29-17-15(J).
{67} Although SORNA’s registration and notification requirements primarily have a remedial purpose and effect, and constitute rational, reasonable protective devices, it nevertheless seems offensive to our traditional and fundamental concepts of individual justice and liberty to net an entire class of convicted persons, even sex offenders, in a broad sweep for long-term exposure to the public as probable repeat sex offenders, giving none who can prove to be the exception any chance to escape. In that vein, we cannot help but note that, although the United States Supreme Court in Smith v. Doe had little problem determining that registration and notification were remedial and not punitive under an ex post facto analysis, in the recent case of Lawrence,
{68} If we are to be vigilant in the protection of individual liberty, certainly we should have more than a passing concern when the effect of government action is to publicly brand a convicted person who has served out his sentence a current and continuing danger to society, one who will likely strike again. The gut concern is whether there exist some who should be given a fair opportunity to pursue their desire to live peaceably, pursue a livelihood, and enjoy the rights to pursue liberty, safety, and happiness, unhindered by continuing long-term active government compilation and dissemination of private identifying information. These declared rights include the right to protection of one’s private life from unreasonable government intrusion: “[T]he right to be let alone — the most comprehensive of rights and the right most valued by civilized men.” Olmstead v. United States,
“Of concern ... is any system of governmental information-gathering, information-preservation, and/or information-dissemination that threatens to leave individuals with insufficient control over who knows what about them lives. Such control must be understood as a basic part of the right to shape the “self’ that one presents to the world, and on the basis of which the world in turn shapes one’s existence. “Am I not what I am, to some degree in virtue of what others think and feel me to be?”
Tribe, supra, § 15-16, at 1389-90 (quoting I. Berlin, Four Essays on Liberty 155 (1969)) (footnote omitted).
{69} One’s right to find work in common occupations must at the very least be considered an important one. See Hampton v. Mow Sun Wong,
{70} Furthermore, an important element of personal freedom must be the ability to change residences in a community or state without the government actively informing any and all where each new residence is located. Compare Corbin v. Chitwood,
{71} In response to these concerns of limiting a person’s ability to establish a private home and to earn a livelihood, of course, the compelling interest of public safety and the prerogative of the Legislature to establish a reasonable protective bright-line law must be carefully considered. Our Legislature has “broad latitude in experimenting with possible solutions to problems of vital local concern.” Whalen v. Roe,
{72} We in fact doubt the usefulness of weighing and balancing the plethora of contradictory and inconclusive legislative facts that can be offered by parties on the complex question of sex offender recidivism.
{73} With all the foregoing observations in mind, we move on to a discussion of Defendant’s claims of a protected liberty interest and its abridgement. With respect to SOR-NA, we do so on a clean New Mexico slate. Defendant’s reliance on State v. Herbstman,
{74} The district court in Herbstman was unpersuaded by the State’s argument. The district court determined that the conditional discharge was not a “conviction” under SORA and, therefore, the court was not required to give notice to the defendant that he would have to register as a sex offender, determinations affirmed by this Court. Id. ¶¶ 5-7, 16-21. In the context of these determinations, the State argued on appeal that the Legislature’s finding that sex offenders pose a significant risk of recidivism was a finding to which the district court must defer, forbidding the district court to grant the defendant a conditional discharge. Id. ¶ 22. Also, within the same context, this Court stated that:
A reading of [SORA] indicates that the legislature knew that there would be persons having committed sex offenses who would not be required to register under [SORA]. The statute is prospective in application in that it only applies to those convicted after July 1, 1995. It is therefore clear that the legislature did not intend for every person who has committed a sex offense to be required to register as a sex offender.
Id. Defendant in the present case wants to take this statement out of its context — the context being persons who commit sex offenses but who are not considered as having been “convicted” (because they receive a conditional discharge) under SORA — to argue that the Legislature knew some sex offenders would not have to register because they could show they were not recidivists. The contextual gap is too great to bridge. In the context of the issues and arguments in Herbstman, this statement does not lead to or support a conclusion that Defendant has a substantive liberty right and a right to an individualized risk-assessment hearing. This was not an issue in Herbstman. Herbstman did not analyze the issue. It does not apply.
C. Substantive Right and Restriction of the Right
{75} Defendant claims a liberty interest through both protected privacy and protected reputation interests. “[T]he phrase ‘liberty interest’ as used in the context of the Due Process Clause has not been fully delineated.” E.B. v. Verniero,
1. Privacy Interest
{76} There is no “general constitutional ‘right to privacy.’ ” Whalen,
{77} The confidentiality aspect of the privacy interest has been spliced in the federal circuit courts into “the right to be free from the government disclosing private facts about its citizens and from the government inquiring into matters in which it does not have a legitimate and proper concern.” ACLU v. Mississippi,
2. Reputation Interest
{78} The combination of the registration and notification provisions in SORNA have a strong potential of resulting in damage to reputation. See, e.g., Bd. of Regents v. Roth,
{79} The general parameters of due process deprivation in the context of a reputation interest were established by the United States Supreme Court in Paul v. Davis,
[T]here exists a variety of interests which are difficult of definition but are nevertheless comprehended within the meaning of either “liberty” or “property” as meant in the Due Process Clause. These interests attain this constitutional status by virtue of the fact that they have been initially recognized and protected by state law, and we have repeatedly ruled that the procedural guarantees of the Fourteenth Amendment apply whenever the State seeks to remove or significantly alter that protected status.
Id. at 710-11,
{80} In further elaboration, the Court in Paul indicated that more than injury to reputation interest is required to invoke procedural due process guarantees. More particularly, the State must have recognized a right or status beyond that of reputation alone, and such right or status, together with injury to reputation, must have been “distinctly altered or extinguished,” or “officially remov[ed] ... from the recognition and protection previously afforded by the State.” Id. at 711,
{81} In Hourigan, this Court recognized the concept of stigma plus in the context of a qualified immunity defense to a civil rights action under 42 U.S.C.A. § 1983. See Hourigan,
{82} Cases outside New Mexico come to varying results. For those recognizing an assertable liberty interest, compare Pryor,
3. The Similar Nature of the Privacy and Reputation Interests
{83} The interests at stake here are those concerned with and affected by the divulging and disseminating of personal, private, confidential information consisting of current residence and place of employment in a manner and under circumstances that give rise to a strong potential of long-term public stigmatization, humiliation, ostracism, and physical harassment, and of restriction of the ability to earn a living. While information as to residence is more a “privacy” issue, and information as to place of employment is more a “reputation” issue, the privacy and reputation interests merge to the extent that they each concern government dissemination of what the sex offender wants to keep private where the effect of the dissemination can be to substantially restrict the offender’s ability to find a peaceful home in the community, to peaceably integrate into community life, and to earn a living. It defies common sense to deny that when the dissemination shows the way to a sex offender’s home, the invasion of privacy can result in harassment, and that when the dissemination is defamatory, the breach of privacy can result in loss of employment opportunities.
{84} We conclude that the continuing, long-term government compilation and dissemination of one’s current residence and current place of employment, under certain circumstances, can amount to a restriction of constitutionally protectable privacy and reputation interests and therefore an aspect of liberty under the United States and New Mexico Constitutions. As we have already stated in this opinion, the State has a legitimate and compelling reason to employ these informational safeguards to fulfill the State’s duty to protect society from convicted sex offenders who pose a significant risk of recidivism. Such regulatory action is not arbitrary, oppressive, or unreasonable.
{85} These conclusions, however, do not end the inquiry. The issue still remains whether the notification provisions pass constitutional scrutiny even if an offender convicted of a notification-triggering sex offense can produce persuasive evidence showing that the offender does not pose a significant risk of recidivism and is not a current danger to society. In that limited context, we turn to the standards of scrutiny that we give statutes that must pass through liberty interest due process and equal protection examination. For, no matter what arguments for or against restriction of individual liberty can be made, our analyses are circumscribed by the methods of constitutional scrutiny we are required to employ. In turn, the methods of constitutional scrutiny must be employed within the factual context of the nature of the private interest and the nature of the government interest.
{86} One of three standards of scrutiny is applicable. Trujillo III,
{87} The focus here then becomes what type of constitutional scrutiny we are to invoke to test the State’s justification for intrusion assuming the convicted offender can present evidence showing no potential for recidivism or dangerousness. For in the standards of scrutiny are found the tests by which we examine how restrictive the State can be in placing burdens on interests having some level of protection under the due process and equal protection guarantees.
D. Constitutional Scrutiny
{88} Our Supreme Court wrestled with constitutional scrutiny in damages cap cases. See Trujillo III,
1. Strict Scrutiny Is Not Required
{89} We employ strict scrutiny if a liberty interest exists which rises to the level of a fundamental right.
{90} No United States Supreme Court ease has addressed the nature of the specific interests that are involved in the present ease and the involvement of government dissemination of truthful information for the protection of society, where, at the same time, the dissemination necessarily implies that the subject is a likely repeat sex offender when such implication is or may be incorrect and the effect will likely be harmful. In our search for meaningful decisional direction from the varied decisions of the United States Supreme Court relating to the privacy and reputation interests generally, and relating to the importance and intensity given to the nature of the particular right being exercised and restricted, we are unable to fit the interests asserted here into any category that has merited the application of strict scrutiny in privacy and reputation infringement review. Our independent analysis of the character of the interests at stake in this matter of first impression in New Mexico leads us to conclude that the interests do not rise to the level of a fundamental right. Several considerations underlie this ceiling on the status of the interests we are examining here.
{91} First, the United States Supreme Court has not expanded its view of an implied fundamental right to include the implied privacy interest Defendant claims has been burdened. Fundamental rights essentially have emanated from natural law concepts or very basic liberal (in the nineteenth century sense of the term) democratic concepts clearly essential to individual liberty in this Country in the view of a majority of Justices of the United States Supreme Court. See Rotunda & Nowak, supra, § 15.7, at 626-36. We have not found the interests asserted in this case to have their origin in natural law, nor have we found where the interests historically have been considered essential to constitutional democracy, as is, for example, the right to vote. See Bullock v. Carter,
{92} Further, for the liberty interest to be a fundamental one, the interest must be one “traditionally protected by our society,” or “rooted in history and tradition.” Michael H. v. Gerald D.,
{93} Second, although through very careful planning an individual might, in this society, still be able to keep his residence address and place of employment from unhindered citizen discovery, or at least be able to significantly minimize such discovery, the likelihood of success in doing so seems insubstantial. See Paul P.,
{94} Third, we cannot divorce the private interest at stake from the class of individuals asserting the interest. The purpose for and process of information gathering and its dissemination relating to convicted sex offenders is significantly dissimilar to the disfavored proscription of, and prosecution for, the type of intimate family decisions and relationships, and of certain other consensual sexual adult relationships, the restriction of the privacy of which has been held unconstitutional. See Lawrence,
{95} One convicted of a heinous sex offense starts a quest for constitutional protection from a much different and clearly less favorable position than those who to date have obtained privacy protection in the United States Supreme Court. See Tribe, swpra, § 15-16, at 1397 (stating that the Supreme Court in Paul [
{96} A liberty interest is not absolute in the sense that no matter who exercises an aspect of it, what the nature of it is, or what degree of abridgement it confronts, the interest constitutes a fundamental right. Constitutional rights can receive greater or lesser degrees of protection, depending on these circumstances. See State ex rel. Stratton v. Sinks,
2. Intermediate Scrutiny Is Not Required
{97} Citing several United States Supreme Court cases, the New Mexico Supreme Court describes intermediate scrutiny as “aimed at legislative classifications infringing important but not fundamental rights, and involving sensitive but not suspect classes.” Richardson,
{98} Intermediate scrutiny is employed because it is considered “more sensitive to risks of injustice than the [rational basis standard] and yet less blind to the needs of government flexibility than [strict scrutiny].” Richardson,
{99} That said, however, the interest contemplated under intermediate scrutiny must involve, and has not in United States Supreme Court or New Mexico cases developed beyond involvement of, a “sensitive” class, which, thus far, is limited to gender and illegitimacy. See id.; Marrujo,
{100} Further, even though an important right is at stake, we do not believe it appropriate to attempt a heightened scrutiny coverage, shift the burden of proof, and require the State to lay an adequate evidentiary foundation to support its restriction of the right. Federal courts have employed a heightened scrutiny that places the burden on the state to prove a substantial government interest and requires a narrow tailoring of the government restriction (such as, for example, an individualized hearing) in certain cases in which fundamental rights are not involved. See Tribe, supra, § 16-32, at 1602-04. One such instance is when irrebuttable presumptions exist. Id. § 16-34, at 1618; see also Rotunda & Nowak, supra, § 18.3, at 222 n. 28 (noting the problems in applying standards or tests to governmental action regulating important areas of human activity that have not been declared fundamental rights). Tribe notes that the United States Supreme Court has used “a range of intermediate approaches ... when neither minimal nor strict review seems entirely appropriate,” permitting consideration of “a variety of intermediate remedies.” Tribe, supra, § 16-34, at 1618. “[T]he Court itself has not always been candid about its use of intermediate review.” Tribe, supra, § 16-33, at 1610. This type of heightened scrutiny was introduced in Richardson,
3. Under Rational Basis Scrutiny, the Notification Requirements Survive
{101} When a fundamental right is not implicated, we must determine whether the statute is rationally related to a legitimate governmental purpose. See Howell,
{102} Thus, under rational basis scrutiny, the classification must only be rationally related to a legitimate governmental interest. Trujillo III,
{103} We are unaware of any express retreat in the United States Supreme Court from the description of rational basis scrutiny in McGowan v. Maryland,
Although no precise formula has been developed, the Court has held that the Fourteenth Amendment permits the States a wide scope of discretion in enacting laws which affect some groups of citizens differently than others. The constitutional safeguard is offended only if the classification rests on grounds wholly irrelevant to the achievement of the State’s objective. State legislatures are presumed to have acted within their constitutional power despite the fact that, in practice, their laws result in some inequality. A statutory discrimination will not be set aside if any state of facts reasonably may be conceived to justify it.
In FCC v. Beach Communications, Inc.,
{104} Our Supreme Court cited McGowan when discussing the rational basis test. See Trujillo III,
{105} In addition, it is well settled in New Mexico that the courts “will not question the wisdom, policy, or justness of legislation enacted by our Legislature.” Madrid v. St. Joseph Hosp.,
{106} Along the same lines, “[a] determination of what is reasonably necessary for the preservation of the public health, safety and welfare of the general public is a legislative function and should not be interfered with, save in a clear case of abuse.” State v. Collins,
{107} Finally, adding to the deference we give to legislative action, our case law firmly lays down the rule that the Legislature has broad discretion in determining necessary measures for the protection of the public. See State v. Spears,
{108} The State, without question, has a legitimate and compelling interest in protecting the public from sex offenders, and the notification provisions are unquestionably rationally related to that goal. We think it proper to defer to our Legislature’s judgment as to a protective course of action in regard to persons convicted of the notification-triggering sex offenses. We will not, as long as rational basis is the scrutiny slot through which we review statutes, look behind the Legislature’s over-inclusive classification unless it “rests on grounds wholly irrelevant to the achievement of the State’s objective,” and, as long as “any state of facts reasonably may be conceived to justify it.” McGowan,
{109} We do not doubt that work and peaceable life in a community play an important role in our free society, and are generally not to be burdened with government closely looking over our shoulders and tracing our every step. However, although we think these are important interests, in the present circumstances, we also see these interests as much as factors in an individual’s chances for economic and social success, development as a good citizen, and future participation in political and community life, which move the interests even more in tandem with the rational basis scrutiny. Cf. Trujillo III,
{110} We are fully aware how this decision may impact the lives of those who are plainly not recidivists or a danger to society, although we suspect that will likely constitute relatively few. As to those individuals, it is at least arguable that constitutional scrutiny ought to require the burden to be on the State to show a substantial government interest, with concomitant factual support. There unquestionably has been a concern in the United States Supreme Court about employing rational basis scrutiny when the interest at stake is an important one and the legislation at hand is not simply social or economic in nature. See Rotunda & Nowak, supra, § 18.3, at 254 (discussing the United States Supreme Court’s approach historically in regard to scrutiny and deference to legislative judgments, and suggesting “it is possible that the Court is moving towards converting the rationality test into a ‘reasonableness’ test similar' to that employed during the 1900-1936 era”). Our Supreme Court appears to have attempted to meet this concern in Richardson and Trujillo I through a tweaked intermediate scrutiny standard, as noted earlier in this opinion.
{111} Further, this Court also attempted in Alvarez,
{112} Trujillo III, however, “expressly overruled] Alvarez and Com to the extent that they adopt[ed] a fourth tier of review that ha[d] not been utilized in [New Mexico Supreme Court] cases.” Trujillo III,
{113} Based on our full analysis of rational scrutiny, we conclude that the traditional rational basis standard is the standard we must use when strict and intermediate scrutiny are not required. Under that standard, we hold the SORNA notification provisions pass constitutional muster because they are rationally related to a legitimate governmental interest, purpose, and goal, and because Defendant has not sustained his burden to negative every conceivable basis that might reasonably support their use.
E. The New Mexico Constitution
{114} Defendant did not, on appeal or below, discuss or request separate analyses or approaches under the New Mexico Constitution. See State v. Gomez,
{115} Judge Bustamante’s concurring opinion suggests that the result might be favorable to a defendant under a claim of violation of due process under the New Mexico Constitution with the concomitant request that greater protection be provided in regard to the defendant’s liberty interest. It would appear that, under a substantive due process analysis, for a New Mexico court to require a hearing on the issue of whether a defendant is likely to be a recidivist, Trujillo III will have to be distinguished or overruled. It would require reviving the heightened scrutiny that Trujillo III appears to have rejected, or adopting another variation of scrutiny such as that suggested by Justice O’Connor in her concurring opinion in Lawrence,
F. Conclusion
{116} In sum, while the interests at stake can be viewed as important ones in the scrutiny context, they neither rise to the level of a fundamental right nor belong to a sensitive class requiring either strict or intermediate scrutiny. Furthermore, Defendant has not sustained his burden under rational basis scrutiny to constitutionally invalidate the notification provisions. Under the constraints of the scrutiny analyses we are required to employ, the SORNA notification provisions remain constitutional burdens on Defendant’s rights.
{117} We are not without some concern regarding the harsh effects of notification on a convicted sex offender who can muster proof that he is not a likely recidivist and not a danger to society. However, once our scrutiny drops to rational basis scrutiny, we think it appropriate in the specific context of the notification-triggering crimes and the specific notification provisions in SORNA to defer to the Legislature’s view of what is required to protect society from persons convicted of the specific notification-triggering sex offenses. See Marrajo,
{118} While our Legislature might have adopted a more discriminating scheme that would allow the attempted winnowing out of likely non-recidivists, we will not “sit as a superlegislature to judge the wisdom or desirability of legislative policy determinations made in areas that neither affect fundamental rights nor proceed along suspect lines.” City of New Orleans v. Dukes,
{119} Nor are we without some concern about the length of the period of notification. No doubt for some offenders, twenty years of difficulty in obtaining a desired livelihood, likely in addition to a prison sentence and parole, could be less a safety device than a device to keep a person close to the welfare rolls and to delay the offender’s rehabilitation as a productive member of society. Perhaps at some early or mid-point an individualized hearing on recidivist tendencies might be a wiser course for society and a fairer consequence for an offender.
{120} Finally, in the present case, we have determined that the carefully chosen notification-triggering sex offenses pass rational basis scrutiny. However, nothing in this opinion is meant to suggest that government dissemination to the public of an individual’s personal, private, and confidential information regarding convicted criminals cannot under certain circumstances be subject to successful constitutional attack.
VI. The Claim of Violation of the Contract Impairment Clause
{121} In his reply brief only, Defendant asserts that application of the SORNA requirements violates the Contract Impairment Clauses of the United States and the New Mexico Constitutions, in that registration violates the terms of his binding plea agreement. See U.S. Const, art. I, § 10 (“No State shall ... pass any ... Law impairing the Obligation of Contracts.”); N.M. Const, art. II, § 19 (“No ... law impairing the obligation of contracts shall be enacted by the legislature.”). Based on his impaired contract contentions, Defendant seeks specific performance of the plea agreement.
{122} Defendant’s Contract Impairment Clause contentions are raised for the first time on appeal, and, on appeal, they were raised for the first time in his reply brief. We will not consider issues raised for the first time in an appellant’s reply brief. See State v. Fairweather,
{123} Defendant does not ask us to review his constitutional claim under the Rule 12-216(B) exception to preservation for questions “involving ... fundamental error or fundamental rights.” Properly so, because we see no basis for fundamental error or fundamental rights review on the issue here of impairment of contract.
CONCLUSION
{124} We affirm on the issues of violations of the federal and State Ex Post Facto Clauses, of violations of the Due Process and Equal Protection Clauses, and of violation of Article IV, Section 34 of the New Mexico Constitution, and we also affirm on the issue of specific performance of the plea agreement. We do not reach the issue of impairment of contract under the federal and State Contract Impairment Clauses, for lack of preservation.
{125} IT IS SO ORDERED.
Notes
. It is important to note that the information disseminated is, for the most part, already public. See NMSA 1978, § 29-10-7(A)(2), (3), (B) (1993) (allowing public inspection of certain criminal records); 1978 N.M. Att'y Gen. Op. No. 78-9 (stating what may be included in a police blotter or original record of entiy by law enforcement agencies); see also NMSA 1978, § 14-2-1(A) (1999) (permitting public inspection of certain State public records); State ex rel. Newsome v. Alarid,
. Ronald D. Rotunda and John E. Nowak note the difficulty and confusion that exist in separating procedural from substantive issues. See Ronald D. Rotunda & John E. Nowak, Treatise on Constitutional Law: Substance and Procedure § 18.3 n. 42 (3d ed.1999). For a helpful example of the difference between substantive and procedural due process, see § 14.6, at 530. The treatise further concludes that the difficulty in knowing the extent to which the United States Supreme Court will identify a right as fundamental "is exacerbated by those cases in which the Supreme Court mixes procedural and substantive due process questions.” Id. § 15.7 n. 33.
. We express our appreciation to the State Appellate Public Defender for its assistance as Amicus Curiae.
. The studies cited by Amicus are: Symposium, The Use of Social Science and Medicine in Sex Offender Commitment, 23 New Eng. J. on Crim. & Civ. Confinement 347, 372 (1997) (citing studies); Jenny A. Montana, Note, An Ineffective Weapon in the Fight Against Child Sexual Abuse: New Jersey’s Megan's Law, 3 J.L. & Pol'y 569, 590 (1995) (noting that predictions of dangerousness result in false-positives two-thirds of the time). The following are cited by Amicus under a see generally signal: R. Karl Hanson & Moñique T. Bussiere, Predicting Relapse: A Meta-Analysis of Sexual Offender Recidivism Studies, 66 J. of Consult. & Clinical Psychol. 348, 357 (1998) (concluding, on basis of review of multiple empirical studies, that only thirteen percent of offenders committed new sex offenses within a four-to-five year follow-up period); Robert J. McGrath, Sex-Offender Risk Assessment and Disposition Planning: A Review of Empirical and Clinical Findings, 35 Int’l J. of Offender Therapy & Comp. Criminology 328, 331 (1995) (providing comprehensive review of studies revealing the difficulty of assessing likelihood of sex offender recidivism).
. These articles cited by Amicus are: David P. Bryden & Roger C. Park, "Other Crimes" Evidence in Sex Offense Cases, 78 Minn. L.Rev. 529, 572-73 (1994) (stating that "no study has demonstrated that sex offenders have a consistently higher or lower recidivism rate than other major offenders”); Kirk Heilbrun et ah, Sexual Offending: Linking Assessment, Intervention and Decision Making, 4 Psychol. Pub. Pol’y & L. 138, 139 (1998) (noting that "there is little consensus in the literature”).
. The State cites Lawrence A. Greenfeld, Sex Offenses and. Offenders, An Analysis of Data on Rape and Sexual Assault, Bureau of Justice Statistics (1997) (NCJ 163392), available at www. ncjrs.org., and Robert A. Prentky et at, Child Sexual Molestation: Research Issues, Nat'l Institute of Justice Research Report (1997) (NCJ 163390), also available at www.ncjrs.org.
. For an excellent discussion of the use of legislative facts, see Justice Montgomery’s dissent in Trujillo v. City of Albuquerque,
. Following Herbstman, the Legislature amended Section 29-11A-7 (notice to sex offenders of duty to register) to substitute "convicted” for "adjudicated guilty.”
. We are not concerned with the "suspect class” aspect of strict scrutiny. In Richardson, the Court reiterated the United States Supreme Court definition of a suspect class as "a discrete group 'saddled with such disabilities, or subjected to such a history of purposeful unequal treatment, or relegated to such a position of political powerlessness as to command extraordinary protection from the majoritarian political process.' "
. In their treatise, Rotunda and Nowak also conclude that "the standard of review [the Supreme Court] use[s] in fundamental rights cases is unclear.” Id, § 15.4, at 604 (stating that the Court has often stated "that a law ... that impairs a fundamental right must be narrowly tailored to promote a compelling interest”); § 15.4, at 599 (noting that the Court has used the intermediate standard without formally adopting it); § 18.3, at 225 ("The Supreme Court has come close to stating ... it will use a balancing test or an intermediate form of review that would require the government to demonstrate that the restriction on a fundamental right was substantially related to an important interest.”).
. For example, we do not pass judgment on the question whether different notification-triggering crimes might cause the notification provisions to fail rational basis scrutiny. Some courts have. See People v. Bell, - Misc.3d -, -N.Y.S.2d -,
Concurrence Opinion
(specially concurring).
{126} I concur in the opinion’s resolution of Defendant’s Ex Post Facto Clause theory and its analyses under Article IV, Section 34 of our State’s Constitution. I also agree with the decision not to address Defendant’s contract impairment argument on preservation grounds. Though I have reservations about the opinion’s resolution of the due process claims, I feel compelled to concur and provide my own observations.
{127} As I understand it, Defendant’s sole request is that he and other sex offenders be provided an opportunity to prove that they are not recidivists and that they will not offend in the future. One must be struck by the modesty of the request. Defendant does not argue that the Legislature may not enact SORNA with its full array of registration and notification provisions. He simply asserts that he should be allowed to try and prove that he is not an appropriate target of the regulatory and protective goals of SORNA.
{128} As noted by Amicus, one line of argument is apparently foreclosed to Defendant. In response to a strictly procedural challenge, the Supreme Court held that an offender subject to Connecticut’s version of SORNA is not entitled to a hearing to prove he is not currently dangerous because that fact is “of no consequence under Connecticut’s Megan’s Law.” Connecticut Dep’t of Pub. Safety v. Doe,
{129} Connecticut v. Doe is enigmatic in that it provides no explanation for its holding other than the observation that registration under Connecticut’s statute is based solely on conviction for certain listed sexual offenses. The Court assumed arguendo that the defendant was deprived of a liberty interest but held that that fact did not entitle him to a hearing. This approach seems to be at odds with prior cases which direct procedural due process challenges to be examined in two steps: “the first asks whether there exists a liberty or property interest which has been interfered with by the State, the second examines whether the procedures attendant upon that deprivation were constitutionally sufficient.” Kentucky Dep’t of Corrs. v. Thompson,
{130} The Supreme Court obviously did not apply this template in Connecticut v. Doe. Read broadly, this failure would call into question the continuing vitality of such venerable cases as Board of Regents v. Roth,
{131} Fortunately, Connecticut v. Doe I think can be placed in the scheme of procedural due process law without dismantling it. In Roth, for example, the Court was dealing with actions taken against an individual who could theoretically prove the accusations against him wrong. In that circumstance the hearing would be about something of direct relevance to the harmful statements. In Megan’s Law eases such as Connecticut v. Doe, on the other hand, the Court would be dealing with a legislative determination that conviction by itself merits registration and disclosure regardless of the circumstances of any individual. Thus, individual hearings cannot yield relevant information. In this very narrow sense, pure procedural due process can yield no remedy.
{132} Connecticut v. Doe left entirely open the possibility of a substantive due process challenge. I believe that a substantive analysis, probably under New Mexico’s Constitution, can lead to a ruling that SORNA must provide for a hearing allowing offenders the opportunity to prove they are not recidivists and will not reoffend.
{133} In reaching this conclusion, I accept and need not embellish on the extraordinarily harsh consequences SORNA can have on sex offenders and, through them, their families. The opinion characterizes the liberty interests affected as important, but not fundamental. Given the United States Supreme Court’s caution in recognizing fundamental liberty interests, I suspect the opinion mirrors the likely outcome when it decides the issue. That is why I do not dissent on the issue. In addition, rational review by the Supreme Court will probably lead to the same result we reach here.
{134} I see no reason, however, why the State of New Mexico could not apply an intermediate standard of review under the State Constitution in cases such as this: that is, where the liberty interest is strong and the remedy sought is simply an individual hearing. Adopting a variation of Justice Harlan’s approach to substantive review as stated in his dissent in Poe v. Ullman,
{135} I predict that a ease will present itself in which a showing can be made that applying SORNA will work, undue hardship on a person who demonstrably does not present the danger which SORNA seeks to ameliorate. New Mexico courts will have the opportunity to take a fresh look at the problem then.
Concurrence Opinion
(specially concurring).
{136} I concur in all of Judge Sutin’s opinion, except the inclusion of the equal protection analysis in Part V of the opinion. While I agree that the analyses for substantive due process and for equal protection are similar, Defendant did not brief the equal protection argument. Issues not briefed are not normally reviewed by the appellate court. See City of Santa Fe v. Komis,
