State v. DouangmalaState v. Douangmala
This is a review of an unpublished decision of the court of appeals. 1 The court of appeals affirmed an order of the Circuit Court for Brown County, Donald R. Zuidmulder, Judge, denying the motion of Sisakhone S. Douangmala, the defendant, to withdraw his plea of no contest.
¶ 2. Wisconsin Stat. § 971.08(1)(c) (1999-2000)
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requires a circuit court to address a defendant personally and advise the defendant as follows: "If you are not
¶ 3. This case presents the following question: If a circuit court fails to give the deportation 3 warning required by § 971.08(1)(c), when accepting a guilty or no-contest plea, is a defendant entitled to withdraw the plea later upon a showing that the plea is likely to result in the defendant's deportation, regardless of whether the defendant was aware of the deportation consequences of the plea at the time the defendant entered the plea?
¶ 4. We answer the question presented in the affirmative. We conclude that
HH
¶ 5. For the purposes of this review, the facts are not in dispute.
¶ 6. The defendant, Sisakhone S. Douangmala, is a native of Laos and is not a U.S. citizen. On March 12, 1998, a criminal complaint was filed against the defendant. A preliminary hearing was scheduled for March 18, 1998, at which time defense counsel requested that an interpreter be appointed for the defendant. Defense counsel stated that "[although [the defendant] is English-speaking, he was born in Laos, [and] has been in the United States about ten years. The Laotian language is his primary language. He has not completed middle school.... We can converse on most levels, but the legal process, legal word terminology, I'm not so sure." No interpreter was found and none was involved in the present case.
¶ 7. On March 30,1998, the defendant waived his right to a preliminary hearing and an Information was filed. At that time, the circuit court queried the defendant as to whether he was having any difficulty understanding his attorney or understanding what was going on in the hearing. The defendant replied, "A little bit, yeah. . . . The language. I don't understand. Like I learned my language from the street; I don't learn it
¶ 8. On September 21, 1998, an Amended Information was filed, the defendant filed a Request to Enter Plea and Waiver of Rights form, and the defendant entered a plea of no contest. Question 17 of the Request to Enter Plea and Waiver of Rights form states:
I understand that if I am not a citizen of the United States of America, a plea of guilty or no contest to the offense(s) for which I am charged may result in deportation, the exclusion from admission to this country or the denial of naturalization, under federal law.
¶ 9. The defendant initialed the blank in the margin to indicate that he understood the statement. 5 The form also noted that he had completed the ninth grade in school, and the attorney wrote that the defendant could read, write, and understand the English language "20% and with help."
¶ 10. Prior to accepting the plea of no contest, the circuit court questioned the defendant in detail, including asking if he was confident that he could understand what was going on in the proceeding, to which the defendant replied, "A little bit, not much." However, at no time during the questioning did the circuit court ask the defendant whether he understood what the word "deportation" meant. Moreover, the circuit court failed to comply with
¶ 11. On January 6, 1999, the defendant was sentenced to consecutive sentences totaling 25 years in prison, including ten years for being a party to the crime of burglary, ten years for being a party to the crime of robbery, and five years for false imprisonment.
¶ 12. Following his conviction, the defendant received a written notice from the federal government ordering him to appear at a deportation hearing. The defendant appeared and was subsequently ordered deported because of the conviction resulting from his no-contest plea.
¶ 13. The defendant filed a post-conviction motion seeking to withdraw his plea of no contest on several grounds, including the claim that he entered the plea without understanding the deportation consequences of the plea. The circuit court denied the motion. The court of appeals reversed the circuit court and remanded the cause for a hearing and findings of fact regarding the defendant's understanding of the possibility of deportation at the time he entered his no-contest plea. 6
¶ 14. On remand, the circuit court held an eviden-tiary hearing, at which the defendant testified that his first knowledge regarding deportation occurred when he was notified in prison about the deportation hearing. When asked whether he would have pled no contest if he understood that he could be deported to Laos, the defendant replied, "Oh, no, no, no." The defendant testified that he could not read the Request to Enter Plea and Waiver of Rights form and that he relied on his
¶ 15. Defense counsel also testified at the eviden-tiary hearing. She stated that she had no independent recollection of discussing deportation or Question 17 with the defendant, but that it was her practice to go carefully through the form and to discuss with her clients the consequences of a plea, which could include deportation.
¶ 16. The circuit court denied the defendant's motion to withdraw his no-contest plea. The court of appeals affirmed the circuit court's denial, concluding that the State presented sufficient evidence to support the circuit court's finding that the defendant knew of the deportation consequences at the time he entered his plea.
¶ 17. We have stated the facts fully as they relate to whether the defendant knew of the deportation consequences of his plea at the time of his plea. The parties briefed and argued this issue. They disagree whether the State has failed to show by clear and convincing evidence that the defendant knowingly, voluntarily, and intelligently entered a plea of no contest. We do not address this issue because we conclude that it is not determinative of the question whether the circuit court must permit the defendant to withdraw his plea. Accordingly we asked the parties for supplemental letter briefs, asking them in effect to address the following issue, which we conclude is determinative: If a circuit court fails to give the deportation warning required by
HH I — I
¶ 18. Three Wisconsin statutes come into play in resolving the issue presented:
¶ 19. We begin our analysis with
(1) Before the court accepts a plea of guilty or no contest, it shall do all of the following:
(c) Address the defendant personally and advise the defendant as follows: "If you are not a citizen of the United States of America, you are advised that a plea of guilty or no contest for the offense with which you are charged may result in deportation, the exclusion from admission to this country or the denial of naturalization, under federal law."
¶ 20. The circuit court failed to comply with this statutory mandate when it did not address the defendant personally to advise him in the words set forth in
¶ 21. We agree with the court of appeals that
¶ 22. The State argues that when a circuit court fails to comply with
¶ 23. To evaluate the State's position about the effect of a violation of
¶ 24.
If a court fails to advise a defendant as required by sub. (l)(c) and a defendant later shows that the plea is likely to result in the defendant's deportation, exclusion from admission to this country or denial of naturalization, the court on the defendant's motion shall vacate any applicable judgment against the defendant and permit the defendant to withdraw the plea and enter another plea. This subsection does not limit the ability to withdraw a plea of guilty or no contest on any other grounds.
¶ 25. The defendant in the present case has met all three conditions set forth in
¶ 26. The State argues that this literal reading of
¶ 27. The State contends that the legislative history of 1985 Wis. Act 252, which created
¶ 28. The State relies on materials submitted to the Legislative Reference Bureau by the legislators who requested the draft bill. One comment in the materials describes statutes similar to
¶ 29. In contrast to these materials in the bill drafting file, the Legislative Reference Bureau's analysis of 1985 Senate Bill 541 states: "The bill also describes the procedure for withdrawing a plea on the basis of the failure to give this advice [set forth in
¶ 30. The Legislative Reference Bureau's analysis of a bill is printed with and displayed on the bill when it is introduced in the legislature.
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All the legislators thus had the opportunity to read the Legislative Refer
¶ 31. The legislative history therefore persuades us that the legislature intended what the statute explicitly states.
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¶ 32. The third statute is
Formal Defects. No indictment, information, complaint or warrant shall be invalid, nor shall the trial, judgment or other proceedings be affected by reason of any defect or imperfection in matters of form which do not prejudice the defendant.
¶ 33. The State argues that the harmless-error rule applies to
¶ 34. In
Chavez,
a Paraguayan alien pled guilty to first-degree reckless homicide. The circuit court failed to advise him pursuant to
¶ 35. On appeal, Chavez argued that because
¶ 36. The court of appeals concluded in
Chavez
that while
¶ 37. The
Chavez
harmless-error rule has been followed in
State v. Issa,
¶ 39. In
Lopez,
the defendant was not given
¶ 40. In
Garcia,
the circuit court advised the defendant of the deportation consequences of his plea but not in the words of
¶ 42. The principle of stare decisis is applicable to the decisions of the court of appeals.
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Stare decisis requires us to abide by precedent established by the court of appeals unless a compelling reason exists to overrule the precedent. The principle of stare decisis does not, however, require us to adhere to interpretations of statutes that are objectively wrong. That the legislature has not taken action with respect to a statute that a court has construed is entitled to some
r-H HH hH
¶ 43. Once again, we see the difficulties that persons who cannot hear, speak, or, as in the present case, understand the English language encounter in our legal system. The defendant in the present case stated several times that he was unable to understand much of the language being used during the legal proceedings at hand. In the Request to Enter Plea and Waiver of Rights form, the defendant's attorney wrote that the defendant's ability to read, write, and understand the English language was "20% and with help." The attorney testified that what she meant was "that he can read 20 percent and write 20 percent. In other words that's . .. his skill level, and beyond that he needs help in terms of reading, writing, and understanding the English language. In other words, that's his capacity, and he operates at about 20 percent of comprehension."
¶ 44. This court has stated that fairness requires that those who speak and understand only languages other than English and who become defendants in Wisconsin's criminal courts should have the assistance of interpreters when needed. 21 If a criminal defendant is personally unable to pay for the services of an interpreter, one will be provided at public expense. 22
IV
¶ 46. In summary, we conclude that
By the Court. — The decision of the court of appeals is reversed and the cause is remanded.
Notes
State v. Douangmala, No. 00-3292-CR, unpublished slip op. (Wis. Ct. App. July 31, 2001).
All subsequent references to the Wisconsin Statutes are to the 1999-2000 version, unless otherwise indicated.
We use the word "deportation" to mean deportation, exclusion from admission to this country, or denial of naturalization as described in
Wisconsin Stat.
In
State v. Issa,
See State v. Douangmala, No. 99-2403-CR, unpublished slip op. (Wis. Ct. App. June 20, 2000).
State v. Garcia,
See 1985 S.B. 541 Drafting Request LRB 4665 with attachment.
The court of appeals examined the original drafting records and concluded that "the legislature did not intend a windfall to a defendant who was aware of the deportation consequences of his plea."
State v. Chavez,
The original drafting records indicate that several states had adopted a statute similar to the one the Wisconsin legislature was considering. The California court of appeals has interpreted the California statute similarly to how the Wisconsin court of appeals has interpreted the Wisconsin statute.
See People v. Murillo,
State v. Koopmanns,
Furthermore,
Two other cases related to
Chavez
are of interest. In
State v. Baeza,
Cook v. Cook,
Reiter v. Dyken,
Wisconsin Stat. § 885.37 provides that if a person is charged with a crime and is unable to speak or understand English, "the court shall make a factual determination of whether the language difficulty... is sufficient to prevent the individual from communicating with his or her attorney, reasonably understanding the English testimony or reasonably being understood in English. If the court determines that an interpreter is necessary, the court shall advise the person that he or she has a right to a qualified interpreter and that, if the person cannot afford one, an interpreter will be provided for him or her at the public's expense. Any waiver of the right to an interpreter is effective only if made voluntarily in person, in open court and on the record." This procedure was not explicitly followed in the present case.
State v. Piddington,
Naeve,
The Wisconsin state legislature recently adopted
The 2000 U.S. census shows Hispanic and Asian populations in Wisconsin doubled in one decade. Larry Sandler and Greg Borowski, Madison, Dane County lead growth; Fox Valley grows twice as fast as state's southeastern region, Milwaukee Journal Sentinel, March 9, 2001, at 1A.
For a discussion of issues regarding interpreters, see Committee to Improve Interpreting and Translation in the Wisconsin Courts, Report to the Director of State Courts, Improving Interpretation in Wisconsin Courts: And Justice for All (Oct. 2000).
Piddington,