STATE оf West Virginia, Plaintiff Below, Appellee, v. Michael DOONAN, Defendant Below, Appellant.
No. 33052.
Supreme Court of Appeals of West Virginia.
Dec. 1, 2006.
640 S.E.2d 71
IV.
CONCLUSION
Accordingly, for the reasons stated, we affirm the Final Order Refusing Appeal And Affirming Family Court Final Order entered by the Circuit Court of Kanawha County on July 12, 2005, in its Civil Action No. 92-C-8910.
Affirmed.
Darrell V. McGraw, Jr., Attorney General, Barbara H. Allen, Deputy Attorney General, Colleen A. Ford, Assistant Attorney General, Charleston, for the Appellee.
DAVIS, Chief Justice.
The defendant below and appellant herein, Michael Doonan (hereinafter “Mr. Doonan“), appeals from an order entered July 8, 2005, by the Circuit Court of Wood County. By that order, the circuit court found that the errors committed by the magistrate court amounted to harmless errors, and further, that there was sufficient evidence to support the magistrate jury‘s finding of guilt for the charge of driving under the influence (hereinafter “DUI“). On appeal to this Court, Mr. Doonan argues that the magistrate court errors were not harmless and that there was insufficient evidence to support his conviction. Based upon the parties’ arguments, the record designated for our consideration, and the pertinent authorities, we reverse the decision by the circuit court, and further, we remand the case for a new trial.
I.
FACTUAL AND PROCEDURAL HISTORY
In this case, Mr. Doonan was charged with driving under the influence of alcohol. On March 21, 2004, Mr. Doonan was pulled over by a member of the Parkersburg Police Department for speeding. The officer testified that when he approached the car, he noticed an odor of alcohol on Mr. Doonan‘s breath, blood shot eyes, and slightly slurred speech. Mr. Doonan was then requested to perform three different field sobriety tests: walk and turn, horizontal gaze nystagmus, and the one-legged stand. After Mr. Doonan failed all three tests,1 he was transported to the police station where his blood alcohol content was measured by breathalyzer at .134, which was over the legal limit.
Mr. Doonan was charged with first offense of driving under the influence pursuant to
II.
STANDARD OF REVIEW
The case before this Court on appeal follows the circuit court‘s affirmation of a guilty conviction by a magistrate jury. The two issues for our consideration involve the nondisclosure of an expert witness and the exclusion of the attendant testimony, as well
III.
DISCUSSION
On appeal to this Court, Mr. Doonan sets forth three assignments of error: (1) the magistrate court‘s refusal to allow Mr. Doonan‘s expert witness testimony violated the Sixth Amendment to the United States Constitution and Article III, Section 14 of the West Virginia Constitution and constituted more than hаrmless error; (2) the admission into evidence of an illegible copy of a certified copy of the breathalyzer printout was more than harmless error; and (3) the evidence was insufficient to support the jury‘s verdict of driving under the influence. The State originally filed a written response wherein it challenged Mr. Doonan‘s three assignments of error. Subsequent to the State‘s written response and during oral argument, the State abandoned its challenges and conceded error on the issue of the preclusion of Mr. Doonan‘s expert witness, and admitted that such preclusion was more than harmless error and necessitated a reversal for a new trial.2
We applaud and appreciate the candor of the State in admitting that it was error to preclude Mr. Doonan‘s expert witness. This Court has previously recognized that “[t]his Court is not obligated to accept the State‘s confession of error in a criminal case. We will do so when, after a proper analysis, we believe error occurred.” Syl. pt. 8, State v. Julius, 185 W.Va. 422, 408 S.E.2d 1 (1991). Therefore, we will conduct our own analysis of the case, which will concentrate on the preclusion of Mr. Doonan‘s expert witness. Because we find error and determine that this case should be reversed and remanded for a new trial, we offer some guidelines on remand by also addressing the issue of the admission of the illegible copy of the DUI printout.3 This opinion will first address the exclusion of Mr. Doonan‘s expert witness, then will turn to the issue of the illegible copy of the DUI printout.
A. Exclusion of Expert Witness
In the present case, Mr. Doonan planned on introducing testimony by an expert, Mr. White, who was a former chemist with the West Virginia State Police. After the expert was excluded, Mr. Doonan‘s counsel proffеred to the court that the subject of the testimony was that Mr. White would have addressed the horizontal gaze nystagmus test, and would have further addressed the issue of Mr. Doonan‘s alleged level of intoxication and the breathalyzer results. The State objected to the use of Mr. White as a witness because he had not been disclosed by Mr. Doonan. The magistrate court relied on
There is some discussion by the parties and the magistrate court as to which rules and statutes apply to criminal proceedings in magistrate court. Turning for direction to the Rules of Criminal Procedure for Magistrate Courts, we note that Rule 14 is titled “Discovery and inspection; bill of particulars.” However, this rule provides no guidance because it is reserved for later delineation. Thus, our analysis must take another turn.
We note that it is within the inherent authority of this Court to promulgate rules governing discovery procedures.
In addition to our inherent authority to promulgate rules governing discovery, we also recognize that there are other instances when magistrate courts are instructed to look to the procedure employed in circuit courts for direction.4 Thus, it is not exceptional for the Rules of Criminal Procedure for Magistrate Courts to lоok to guidance from the West Virginia Rules of Criminal Procedure for circuit courts. Rule 16 of the Rules of Criminal Procedure is titled “Discovery and inspection.” and sets forth the discovery procedure to be used in criminal matters in
Now that we have determined that Rule 16 of the West Virginia Rules of Criminal Procedure applies to magistrate court proceedings, we will apply the same to the particular case before us. Rule 16 states, in pertinent part, as follows:
(b) Disclosure of evidence by the defendant.—(1) Information subject to disclosure. . . . (C) Expert witnesses.—If the defendant requests disclosure under subdivision (a)(1)(E) of this rule and the state complies, the defendant, at the state‘s request, must disclose to the stаte a written summary of testimony the defendant intends to use under Rules 702, 703, and 705 of the Rules of Evidence as evidence at trial. The summary must describe the opinions of the witnesses, the bases and reasons therefor, and the witnesses’ qualifications.
. . . .
(2) Failure to comply with a request.—If at any time during the course of the proceedings it is brought to the attention of the court that a party has failed to comply with this rule, the court may order such party to permit the discovery or inspection, grant a continuance, or prohibit the party from introducing evidence not disclosed, or it may enter such other order as it dеems just under the circumstances. The court may specify the time, place and manner of making the discovery and inspection and may prescribe such terms and conditions as are just.
(Emphasis added).
The language of the rule is very clear that the defendant may request disclosure from the State. The State only has the option to request reciprocal discovery if the defendant has made an initial request and then, only if the State complied with such request. In the present case, the defendant did make a motion for discovery from the State pursuant to Rule 16.5 The State did not make a reciprocal request for discovery, and conceded this point in the record. The State argues, however, that an equitable principle of reciprocity should apply, and the magistrate court agreed. Under the statute and the caselaw, this decision by the magistrate court was more than harmless error.6
It has been explained that
Under Rule 16(b) of the West Virginia Rules of Criminal Procedure the State‘s right to request discovery from a defendant is triggered only if the defendant initially seeks discovery, and is confined to the particular area in which the defendant has sought discovery. Additionally, the State must have complied with the defendant‘s initial discovery request before it can request discovery.
Syl. pt. 1, Marano v. Holland, 179 W.Va. 156, 366 S.E.2d 117 (1988). Prosecutors can discover a defendant‘s expert witnesses only when triggered first by a defense request. Even then, the rule is not automatically reciprocal and applies only when the State makes a specific request. When a request is not made regarding an expert witness, then there is no basis to exclude the proposed expert. See Taylor v. Illinois, 484 U.S. 400, 108 S.Ct. 646, 98 L.Ed.2d 798 (1988) (preclusion of the witness as a sanction is approрriate in cases where the violation is deliberate to gain a tactical advantage); State v. Ward, 188 W.Va. 380, 424 S.E.2d 725 (1991) (preclusion of a defense witness is acceptable when
In this case, the defendant made a request of the State for discovery pursuant to Rule 16. In turn, the State was allowed to make a similar request from the defendant only if the State complied with Mr. Doonan‘s request. However, not only did the State fail to make any discovery request, but it failed to respond to Mr. Doonan‘s discovery request and was, therefore, precluded from making any such reciprocal request. Therefore, Mr. Doonan was under no duty to provide his expert witness7 list, and it was error for the magistrate court to preclude the defense witness. Thus, the case must be reversed and remanded for a new trial.
B. Admission of Illegible Copy of the DUI Printout
During the jury trial before the magistrate court, the arresting officer testified, without objection, to the results of the breathalyzer test. However, at the point when the State wanted to submit into evidence a copy of the DUI printout, counsel for Mr. Doonan objected on the basis that the copy was not the original certified copy and, further, that it was illegible. The magistrate сourt allowed the admission into evidence of the DUI printout while acknowledging the difficulty in deciphering the numbers on the printout. On appeal to the circuit court, the trial court stated that
[c]learly such evidence should not have been admitted because the probative value of such an exhibit would be far outweighed by the danger of unfair prejudice, confusion of the issues or misleading the jury. However, the admission of the printer ticket was not necessary given the jury was already aware of the results of the test. Only harmless error has been committed given that the jury had already heard the results of the intoxilyzer without objection.
We have long held that “[e]rrors involving deprivation of constitutional rights will be regarded as harmless only if there is no reasonable possibility that the violation contributed to the conviction.” Syl. Pt. 20, State v. Thomas, 157 W.Va. 640, 203 S.E.2d 445 (1974).8 If the alleged error is not constitutionally based, then the harmless error analysis is governed by a different standard. We previously explained the following:
Where improper evidence of a nonconstitutional nature is introduced by the State in a criminal trial, the test to determine if the error is harmless is: (1) the inadmissiblе evidence must be removed from the State‘s case and a determination made as to whether the remaining evidence is sufficient to convince impartial minds of the defendant‘s guilt beyond a reasonable doubt; (2) if the remaining evidence is found to be insufficient, the error is not harmless; (3) if the remaining evidence is sufficient to support the conviction, an analysis must then be made to determine whether the error had any prejudicial effect on the jury.
Syl. pt. 2, State v. Atkins, 163 W.Va. 502, 261 S.E.2d 55 (1979). Applying this legal principle to the current case, we agree that the introduction of the illegible printout was harmless error because the same information had already been introduced, without objec-
However, because this case is being remanded, the evidentiary issue regarding the DUI printout should be resolved differently during the course of the new trial. The West Virginia Rules of Evidence apply to criminal proceedings in magistrate court. See
IV.
CONCLUSION
For the reasons set out in the body of this opinion, the order of the Circuit Court of Wood County, entered on July 8, 2005, is reversed, and this case is remanded for a new trial.
Reversed and Remanded.
MAYNARD, Justice, dissenting.
I dissent to the majority opinion because I do not believe that Rule 16 of the West Virginia Rules of Criminal Procedure should apply to criminal discovery issues in magistrate courts.
First, according to Rule 1 of the Rules of Criminal Procedure, those rules apply to criminal proceedings before magistrates only “whenever specifically provided in one of the rules.” Rule 16 does not specifically provide that it applies to magistrate court proceedings, and it should not be made to do so by this Court.
Second, application of Rule 16 to magistrate court proceedings is simply a bad idea because non-lawyer magistrates are not trained to handle such complex rules. In order to be a magistrate in West Virginia, a person need only be twenty-one years of age, have a high school education or its equivalent, and have no felony convictions or any misdemeanоr convictions involving moral turpitude. See
Significantly, making Rule 16 applicable to magistrate courts is another instance of placing excessive legal responsibilities on non-lawyer magistrates at a time when important constitutional safeguards that protect criminal defendants have been removed in magistrate courts. Prior to the amendments to
The Supreme Court of the United States has not yet addressed whether the United States Constitution is violated if a criminal defendant does not have a lawyer-judge preside at his or her trial. The closest the Supreme Court of the United States has come to deciding the issue was in North v. Russell, 427 U.S. 328, 96 S.Ct. 2709, 49 L.Ed.2d 534 (1976). In North the Supreme Court of the United States determined that Kentucky procedures provided for a trial de novo, which included the right to a trial by jury, before a lawyer-judge; therefore, the Supreme Court found it unnecessary to decide whether the proceeding before a lay officer, which resulted in a sentence of thirty days in jail for driving under the influence, violated the constitutional rights of the defendant.1
Bedell, 194 W.Va. at 397-398, 460 S.E.2d at 643-644 (footnote added).
In his dissent to the majority opinion, Justice Neely expressed his belief that a criminal defendant appealing from a proceeding in magistrate court before a non-lawyer judge should be affоrded a statutory right to a jury trial de novo on appeal to circuit court. Justice Neely noted that in North the U.S. Supreme Court “tacitly affirmed the constitutionality of non-lawyer judges based upon the guarantee of a trial de novo on appeal before a lawyer/judge.” Bedell, 194 W.Va. at 404, 460 S.E.2d at 650. Justice Neely also discussed the case of Ludwig v. Massachusetts, 427 U.S. 618, 96 S.Ct. 2781, 49 L.Ed.2d 732 (1976), which he described as, decided just two days after the North decision, the Supreme Court again partially relied on the existence of a trial de novo to uphold a state court system when a defendant in a criminal case was initially tried without a jury before a nonlawyer judge, but had the right to obtain a trial de novo by jury on appеal. Thus, in Ludwig the Supreme Court ruled that no due process violation was found. Id. Both North and Ludwig strongly imply that constitutional due process is not violated if a criminal defendant‘s trial is presided over by a non-lawyer judge as long as that defendant has an absolute right to a trial by jury before a lawyer-judge. Because in West Virginia a criminal defendant has no such right, constitutional due process is violated.
As originally envisioned, magistrate courts were supposed to use simple procedures where small claims civil and misdemeanor criminal cases could be heard without the necessity of legal counsel. However the authority and jurisdiction of magistrate courts have increased over the years. Non-lawyer magistrates are now charged with understanding intricate legal arguments made by lawyers and applying complex constitutional principles that persons with a law degree and years of experience may find challenging. Significantly, at stake in the application of these complex legal principles is a person‘s liberty for up to a year.
By holding that magistrates are now responsible for the proper applicatiоn of Rule 16 of the Rules of Criminal Procedure, this Court continues the unwise trend of placing ever greater responsibility on non-lawyer magistrates in the absence of the necessary check on their rulings in the form of a jury trial de novo before a lawyer judge. For this reason, I dissent to the majority opinion.
Notes
The right to a new trial is absolute. A defendant need not allege error in the inferior court proceeding. If he seeks a new trial, the Kentucky statutory scheme contemplates that the slate be wiped clean. Prosecution and defense begin anew. . . . The case is to be regarded exactly as if it had been brought there in the first instance.
Upon motion of a defendant the court may order the prosecuting attorney to permit the defendant to examine and copy or photograph any relevant (1) written or recorded statements or confessions made by the defendant, or copies thereof, which are known by the prosecuting attorney to be within the possession, custody or control of the State, (2) results or reports of physical or mental examinations, and of scientific tests or experiments made in connection with the particular case, or copies thereof, which are known by the prosecuting attorney to be within the possession, custody or control of the State, and (3) books, papers, or tangible objects belonging to or seized from the defendant which are known by the prosecuting attorney to be within the possession, custody or control of the State.
