STATE of Louisiana
v.
Lee Edward DONALD.
Supreme Court of Louisiana.
*1055 Richard P. Ieyoub, Attorney General, Paul Carmouche, District Attorney, Catherine Marion Estopinal, Brian Lee King, Counsel for Applicant.
Peggy J. Sullivan, Counsel for Respondent.
PER CURIAM.
Over a century ago, the Supreme Court observed in Jacksonville, M., P. Ry. & Nav. Co. v. Hooper,
The state charged respondent as a previously convicted felon of possession of a firearm in violation of La.R.S. 14:95.1. In response to the state's motion in limine, the trial court conducted a pre-trial hearing to determine the admissibility of documents from California relating to respondent's conviction in Los Angles County for voluntary manslaughter in 1985. The documents included a Booking and Identification Record subsequently introduced at trial as state's exhibit S-2. On the face of the document is an inked thumbprint of an Edward Lee Donald arrested on December 14, 1984, for murder. On the back of the exhibit is a stamp attesting that "[t]his is a certified copy of the document filed in the Lost Angles Police Department's Records & Identification Division." The certificate *1056 is signed and dated. Next to this certificate is a circular inked stamp of the Los Angles Police Department with its motto, "To protect and To Serve." Defense counsel objected at the hearing that the originals of the documents, and not copies, should have been provided and that not every page in the state's submission, which also included court records of the proceedings against respondent culminating in his conviction for voluntary manslaughter, was individually certified. However, counsel did not otherwise dispute the state's assertion that the documents were "under seаl from the Los Angles Police Department." The trial court ruled that the documents were "properly authenticated under the Code of evidence," and at trial the state's fingerprint expert used the booking record to identify respondent after taking his fingerprints in open court. Although defense counsel's objection to the Californiа documents did not specifically target the adequacy of the seal placed on the Booking and Identification Record, the court of appeal considered the issue adequately preserved and reversed the trial court's ruling according to its own appreciation of what Louisiana law requires for the self-authentication of public records.
La.C.E. art. 904 provides that "[w]hen an original public document is deemed authentic without proof by extrinsic evidence as provided in Article 902(1), (2), or (3), a purported copy of the document also shall be deemed authentic when certified as true or correct by the custodian or other person authorized to make that certification, by certificate complying with Article 902(1),(2), or (3)." La.C.E. art. 902(1) sets forth two requirements for admitting public records from other jurisdictions without extrinsic evidence of authenticity. The document must reflect: (1) "a seal purporting to be that of the United States, or of any state ... or of a political subdivision, department, officer, or agency thereof," and (2) "a signature purporting to be an attestation or execution." Neither La. C.E. art. 902 nor any other provision in the Code of Evidence specifically defines a seal.
Louisiana's statutory law is replete with references to seals, some of which are partially descriptive of raised or embossed impressions. See, e.g., La. R.S. 13:4 ("The clerks of the Supreme Court and the several courts in the parish of Orleans each shall have a seal containing the vignette of the state seal.... Embossed under the court's name shall be the scales of justice supported by the Louisiana Pelican with its young...."); La.R.S. 9:226(B) ("A person born outside of Louisiana may submit a copy of his birth certificate under the raised seal or stamp of the vital statistics registration authority of his place of birth."). However, unlike other jurisdictions, Louisiana law lacks a general definition of the term. At the federal level, for example, 18 U.S.C. § 114 provides that "[i]n all cases where a seal is necessary by law to any commission, process, or other instrument provided for by the laws of Congress, it shall be lawful to affix the proper seal by making an impression therewith directly on the paper to which such seal is necessary; which shall be as valid as if made on wax or other adhesive substance." California, the source of the contested document in the present case, expressly provides that "[a] public seal in this State is a stamp or impression made by a public officer with an instrument provided by law, to attest the execution of an official or public document, upon the paper, or upon any substance attached to the paper, which is capable of receiving a visible impression." Cal. Civ. Proc.Code § 1931 (emphasis added).
While authority exists that an inked stamp does not constitute a seal, see United States v. Dockins,
Guided by the century-old admonition of the Supreme Court that the intent of the executant is of рrimary importance in determining whether a document bears a "seal," we conclude that for purposes of La.C.E. art. 902, as long as the document bears an impression made by a public office or officer intended to designate it as an authentic public record or a copy thereof, the document has been prоperly "sealed." See 31 Charles Alan Wright and Victor James Gold, Federal Practice and Procedure, Evidence, § 7135 (2000) ("[S]o long as the seal appears to afford some degree of protection against forgery, it should be sufficient to perform the function that [Fed.R.Evid. 902] assumes for it. Seals that are embossed, engraved, or even stamped may be sufficient.") (footnote omitted). We employ the term "impression" according to its common use, i.e., as "the act of impressing ... as affecting by stamping or pressing...." Webster's New Collegiate Dictionary (G. & C. Meerriam Co. 1977); see also Black's Law Dictionary (5th ed. 1979) (defining stamp as "[a] mark, design, seal, etc., which indicates ownership, approval, etc. An identifying or characterizing mark or impression.") (emphasis added). Accordingly, the stamp or seal must result from an impression actually made upon the document itself. We therefore agree with the observation of the Fourth Circuit in State v. Langlois, 94-0084, p. 13 (La.App. 4th Cir.5/21/97),
We note that even in such a sensitive area as public finance Louisiana no longer requires embossed or raised seals to authenticate the acts of its public officers. La. R.S. 39:244(C) expressly provides that "[w]hen the seal of the state of Louisiana or any of its departments, agencies, or other instrumentalities or of any of its political subdivisions is required in the execution of a public security or instrument of payment, the authorized officer may cause the seal to be printed, engraved, stamped or otherwise placed in facsimile thereon. The facsimile seal has the same legal effect as the impression of the seal." See also State v. Huggins,
In addition, anticipating retrial of this case, the court of appeal addressed a second evidentiary question likely to arise again. On the morning of trial, with jury selection about to begin, the state asked for a ruling from the trial court regarding the admissibility of testimony from its principal witness, Alveria Collins, that on the day before his arrest, respondent had exposed himself to her during a chance encounter while she was on the way to school. The state contended that the incident was an integral part of the charged offense which occurrеd on the following afternoon, when Collins pointed out respondent to her Grandmother, Sandra Gilliam, and identified him as the "guy who exposed his privacy." Respondent produced a firearm and approached Alveria and her grandmother in a threatening manner. Gilliam instructed another granddaughter to call the Shreveport poliсe. Officers responding to the complaint located respondent within a few blocks of where the incident occurred and arrested him. The officers retrieved a semi-automatic pistol from the ground near the location where they first spotted respondent. Of the three women involved in the incident, only Alveria Collins identified respondent on the scene and in court as the person involved in the armed assault.
The trial court ruled that it would not restrict the state "to showing just what happened with regard to that moment in time where there is a firearm produced by the defendant or the moment where he is in possession of a firearm because it is ... intertwined and in the context with what occurred the other day with regard to the identity and identification issue." However, the Second Circuit concluded that "the `exposure' incident ... was not integral or inseparable from the events surrounding the offense committed by Donald on the following day." Donald, 32,415 at 8,
The trial court made the correct ruling. We need not decide here whеther the exposure incident of the day before formed an integral part of the charged offense. See State v. Colomb, 98-02813, p. 3 (La.10/1/99),
In this context, the probative value of Collins's testimony about the exposure incident on the credibility that respondent committed the subsequent aggravated assault clearly outweighed its potential for unduly prejudicing respondent, particulаrly in a case in which jurors would properly learn of his prior conviction in California for manslaughter. Counsel made no argument in the trial court that the state had not afforded him timely notice of its intent to introduce the evidence, and he had otherwise obtained disclosure of the essential aspects of the state's case аt the preliminary hearing conducted by the court several months before trial. The Second Circuit therefore erred in finding that the trial court had improperly admitted the evidence.
Accordingly, the decision of the Second Circuit is reversed and this case is remanded to the court of appeal for consideration of the remaining assignments of error pretermitted on original appeal.
REVERSED AND REMANDED.
