Lead Opinion
OPINION
{1} Following a jury trial, Defendant Rodrigo Dominguez was convicted of voluntary manslaughter, contrary to NMSA 1978, § 30-2-3(A) (1994), aggravated battery, contrary to NMSA 1978, § 30-3-5 (1969), two counts of shooting at or from a motor vehicle, contrary to NMSA 1978, § 30-3-8(B) (1993), and conspiracy to commit tampering with evidence, contrary to NMSA 1978, §§ 30-22-5 (1963, prior to 2003 amendment), -28-2 (1979).
{2} The Court of Appeals affirmed Defendant’s convictions in a unanimous memorandum opinion. This Court granted Defendant’s petition for writ of certiorari to the Court of Appeals on four issues: (1) whether his convictions of voluntary manslaughter and shooting at or from a motor vehicle violate double jeopardy; (2) whether his convictions of aggravated battery and shooting at or from a motor vehicle violate double jeopardy; (3) whether, in the alternative to the first two arguments, the two convictions of shooting at or from a motor vehicle violate double jeopardy; and (4) whether the Court of Appeals erred in refusing to consider Defendаnt’s argument of an erroneous jury instruction. Defendant has waived the fourth issue raised in his petition. In his brief in chief, Defendant raises a new issue not presented in his petition to this Court or in his arguments to the Court of Appeals: whether giving jury instructions on two of the three theories of first degree murder contained in NMSA 1978, § 30-2-KA) (1994), without phrasing them in the alternative, constitutes overcharging. See State v. Reyes,
{3} We reject Defendant’s first two arguments because, as this Court has squarely held, the Legislature intended to provide for multiple punishments for these crimes. We also reject Defendant’s third point of error because the conduct supporting the two convictions of shooting at or from a vehicle is not unitary. We do not consider the issue raised for the first time in Defendant’s brief in chief. See Rule 12-502(0(2) NMRA 2005 (“[0]nly the questions set forth in the petition will be considered by the [Supreme] Court.”). We affirm Defendant’s convictions.
I. Facts
{4} Defendant’s convictions stemmed from an incident in which Defendant and several of his friends went to a convenience store late one night to fight another group of individuals. Each member of Defendant’s group was armed with a gun that was supplied by Defendant, while none of the members of the other group had a gun. Both groups arrived in cars, and Defendant was the driver in his group’s ear. After one member of the other group exited their vehicle with a baseball bat, Defendant’s group opened fire. Charles McClaugherty was in Defendant’s group. See generally State v. McClaugherty,
II. Voluntary Manslaughter and Shooting at or from a Motor Vehicle
{5} Defendant contends that his convictions of voluntary manslaughter and shooting at or from a motor vehicle in relation to the death of Solisz violates the protection against double jeopardy. The Double Jeopardy Clause in the United States Constitution, applicable in New Mexico through the Fourteenth Amendment, provides that a defendant shall not “be subject for the same offense to be twice put in jeopardy of life or limb.” U.S. Const, amend. V. This provision protects against multiple prosecutions for the same offense and against multiple punishments for the same offense arising out of a single prosecution. However, for multiple punishments such as Defendant’s convictions of voluntary manslaughter and shooting at a motor vehicle, the Double Jeopardy Clause only prevents a court from imposing greater punishment than the Legislature intended. Swafford v. State,
The rationale underlying the Blockburger test is that if each statute requires an element of proof not required by the other, it may be inferred that the [Legislature intended to authorize separate application of each statute. Conversely, if proving violation of one statute always proves a violation of another (one statute is a lesser included offense of another, i.e., it shares all of its elements with another), then it would appear the [Legislature was creating alternative bases for prosecution, but only a single offense.
Swafford,
{7} We have previously applied this double jeopardy analysis in a context closely resembling the present case. In State v. Gonzales,
Clearly, each statute in question in this appeal requires proof of an element that the other statute does not require. The murder statute requires proof of the unlawful killing of a human being which need not be accomplished by shooting at an occupied motor vehicle. The shooting at an occupied motor vehicle statute requires proof of discharging a firearm at an occupied vehicle but does not require the killing of a human being. Thus, the greater offense — murder—does not subsume the lesser offense — shooting into an occupied vehicle — because each requires proof of an element absent in the other.
Id. at 224-25,
{9} First, our analysis in Gonzales implicitly holds that the element of great bodily harm for shooting at a motor vehicle is distinct from the element of an unlawful killing for first degree murder. In Gonzales, the defendant was convicted of both first degree murder and shooting at a motor vehicle in relation to the death of a single victim.
{10} Second, Defendant’s argument that death and great bodily harm are identical elements for purposes of a Blockburger test ignores the plain language of the Legislature. The shooting at or from a motor vehicle statute does not require proof of a death or include dеath as an alternative to great bodily harm. Section 30-3-8(B). Had Solisz survived his wounds, Defendant would still
{11} We recognize that we stated in Varеla that “the Legislature equated ‘causing death’ and ‘great bodily harm.’”
{12} Comparing the voluntary manslaughter statute with the shooting at or from a motor vehicle statute and the statutory definition of great bodily harm in Section 30-l-12(A), it is clear that the Legislaturе does not “equate” death with great bodily harm. Otherwise, great bodily harm of any form as defined in Section 30-l-12(A) would be sufficient to prove an unlawful killing within the meaning of the voluntary manslaughter statute, which would be clearly contrary to the Legislature’s intent and would be an absurd result. Voluntary manslaughter, like first and second degree murder, requires a death; the second degree felony of shooting at or from a motor vehicle resulting in great bodily harm does not. Thus, while death may be one evidentiary means of proving great bodily harm under Section 30-3-8(B), death is not a statutory element of the crime. For a Blockburger same elements test, this distinction is critical. “[T]he proper inquiry focuses upon the elements of the statutes in question — the evidence and proof offered at trial are immaterial.” Swafford,
{13} Because the statutory definition of shooting at or from a motor vehicle resulting in great bodily harm in Section 30-3-8(B) does not include death as an element of the crime, the fact that the State proved the element of great bodily harm with evidence of Solisz’s death does not require us to construe Section 30-3-8(B) as a homicide statute. Consistent with the statutory elements, and similar to the jury instructions in Gonzales, the jury instructions in this case listed the killing of Solisz as an element of voluntary manslaughter but listed only great bodily harm to Solisz as an element of shooting at or from a motor vehicle. Compare UJI 14-220 NMRA 2005 (listing the element of killing the victim for voluntary manslaughter), with UJI 14-344 (listing the еlement of causing great bodily harm for shooting at or from a motor vehicle). The jury also received an instruction defining great bodily harm that mirrors the statutory definition of the term in Section 30-l-12(A). See UJI 14-131
{14} Moreover, voluntary manslaughter has an additional element that differs from the elements of shooting at or from a motor vehicle. The mens rea required for voluntary manslaughter is the same as the mens rea required for second degree murder: objective knowledge that the defendant’s acts create a strong probability of death or great bodily harm. NMSA 1978, § 30-2-KB) (1994) (defining second degree murder); State v. Brown,
{15} As we concluded in Gonzales, other indicia of legislative intent support the presumption of permissible multiple punishments. Most notably, the voluntary manslaughter statute and the shooting at or from a motor vehicle statute serve different legislative purposes and protect against different social evils. See Gonzales,
{16} Despite these persuasive indicia of legislative intent, Defendant contends that the presumption of multiple punishments is rebutted by our prior statement that “one death should result in only one homicide conviction.” State v. Santillanes,
III. Aggravated Battery and Shooting at or from a Motor Vehicle
{17} As with the convictions related to the death of Solisz, Defendant argues that his convictions of both aggravated battery and shooting at or from a motor vehicle for the unitary conduct of shooting Martinez violates double jeopardy. For reasons similar to those expressed above, we reject this argument.
{18} Our analysis of this claim again focuses on legislative intent. Applying the Block-burger same elements test, we agree with Defendant’s concession that each of these crimes contains an element that the other does not. Aggravated battery requires an intent to injure, which is not an element of shooting at or from a motor vehicle. The crime of shooting at or from a motor vehicle requires the discharge of a firearm at or from a motor vehicle, which is not an element of aggravated battery. Thus, there is a presumption that the Legislature intended to create separately punishable offenses.
{19} Other indicia of legislative intent support this presumption. These two statutes have different social aims. “The aggravated battery statute is directed at preserving the integrity of a person’s body against serious injury.” State v. Vallejos,
{20} As another indicator of legislative intent, it is possible to commit each of these crimes without committing the other. If an individual fires a gun out of a car with reckless disregard but without a specific intent to injure, such as by shooting randomly or in the air, and causes great bodily harm, the individual will have violated Section 30-3-8(B) but will not have committed aggravated battery. There are also, of course, a multitude of ways to commit aggravated battery without the involvement of a motor vehicle.
{21} We conclude that the Legislature intended to create separately punishable offenses by enacting the aggravated battery statute and the shooting at or from a motor vehicle statute. We therefore reject Defendant’s claim that these two convictions violate double jeopardy.
IV. Two Convictions for Shooting at or from a Motor Vehicle
{22} As an alternative to his first two double jeopardy arguments, Defendant contends that his two convictions of shooting at or from a motor vehicle violate the protection against double jeopardy. This argument relates to multiple convictions under a single statute, which has been described as a unit of prosecution claim and distinguished from the double description claims addressed above relating to multiple convictions under separate statutes. See Swafford,
{23} We believe that the facts in this case support a conclusion that Defendant’s conduct with respect to each conviction under Section 30-3-8 was distinct rather than unitary. In assessing whether conduct is unitary or distinct in a unit of prosecution case, we look to a number of indicia of distinctness. It is firmly established in New Mexico law that the existence of multiple victims is an important factor both in assessing whether conduct is unitary and in determining, in accordance with legislative intent, the appropriate unit of prosecution for crimes of violence. Herron v. State,
{24} In Gonzales and Varela, we determined that the firing of multiple bullets from a single gun without any separation of time and space was a unitary act. Varela, 1999— NMSC-045, ¶ 39,
{25} The facts in this case support non-unitary conduct for the two violations of Section 30-3-8. For this reason, we reject Defendant’s double jeopardy claim. Because this case involves non-unitary conduct, it is unnecessary for us to determine the appropriate unit of prosecution in Section 30-3-8(B).
V. Conclusion
{26} Based on different statutory elements and purposes, we conclude that the Legislature intended to provide for multiple punishments for the crimes of voluntary manslaughter and shooting at or from a motor vehicle and for the crimes of aggravated battery and shooting at or from a motor vehicle. We also conclude that Defendant’s conduct supporting his two convictions for the crime of shooting at or from a motor vehicle was non-unitary. For these reasons, we reject Defendant’s double jeopardy claims and affirm the Court of Appeals. We remand to the district court for correction of the judgment in conformity with the verdict.
{27} IT IS SO ORDERED.
Notes
. We note that an apparent oversight is contained in the judgment listing one of Defendant's convictions as tampering with evidence rather than conspiracy to commit tampering with evidence. The signed verdict forms and direct polling of the jurors by the trial judge indicate that the jury found Defendant not guilty of tampering with evidence and guilty of conspiracy to commit tampering with evidence. The district court shall correct this error on remand. See State v. Soliz,
. At oral argument, Defendant relied on two cases from the United States Supreme Court, Apprendi v. New Jersey,
Concurrence Opinion
(concurring in part and dissenting in part).
{28} The principle enunciated in State v. Santillanes,
{29} The majority stresses that under the Swafford/Blockburger analysis, these two criminal statutes (manslaughter and shooting from a vehicle) do not violate double jeopardy. Using that test, I agree, and easily so. Under Blockburger, when comparing the elements of these two criminal statutes, one statute is not subsumed by the other; the elements of each are different. That point, however, proves little. The Blockburger analysis only creates a presumption in favor of multiple punishment. The presumption is not conclusive and can be overcome by other indicia of legislative intent. See State v. Santillanes,
{30} In both the Court of Appeals opinion in Santillanes and the opinion of this Court, we acknowledged that the two statutes involved in that particular case, vehicular manslaughter and child abuse resulting in death, punished “distinct offenses.”
{31} Importantly, that “generally accepted notion” is not confined to Santillanes; it has been affirmed in several opinions both before and after Santillanes was decided. See State v. Reyes,
{32} The majority opinion seeks to rationalize its betrayal of Santillanes by stating that the shooting from a vehicle statute, Section 30-3-8, is intended only to punish the act of shooting from a motor vehicle, rather than the resulting injury, and therefore there is no double conviction or punishment for the same death. This argument is belied by the very language of the statute. Other than the basic, lesser offense of shooting from a vehicle regardless of consequence (a fourth degree felony), punishment in Defendant’s instance is grounded on the harm actually inflicted. Defendant received an enhanced sentence for this harm. Therefore, the statute evinces a specific legislative intent to punish not just the act of shooting from a car, but also the degree of personal injury imposed, in this case death. Clearly,
{33} Defendant’s situation is far from unique; today’s opinion has far-reaching implications. There are other, similarly phrased criminal statutes. If shooting from a vehicle causing great bodily harm can be charged simultaneously with homicide for the same resulting death, then this changes the paradigm for other criminal statutes that have a “great bodily injury” or “death” enhancement. Unless we limit the present case to the present statute, these other statutes become fair game for overcharging based on multiple offenses for a single death. See NMSA 1978, § 30-3-9 (1989) (battery of school personnel, “great bodily harm or death”); NMSA 1978, § 30-3-9.1 (2001) (battery of sports officials, “death or great bodily harm”); NMSA 1978, § 30-3-16 (1995) (aggravated battery against a household member, “great bodily harm or death”); NMSA 1978, § 30-17-6 (1963) (aggravated arson, “causing a person great bodily harm”); NMSA 1978, § 30-22-17 (1963) (assault by prisoner, “causing or attempting to cause great bodily harm”). Future defendants could be charged under boutique criminal statutes describing the manner in which the person was killed, in addition to the traditional degrees of homicide. As a matter of sound judicial policy, we should avoid any shift in that direction.
{34} The majority opinion attempts to differentiate Santillanes from Gonzales on the ground that the specific statute, shooting from a vehicle, does not use the word “death” in its enhancement, but only “great bodily harm,” unlike Santillanes. The majority seeks to draw a strict line of demarcation between “death” and “great bodily harm.” In the majority’s view, this is not a death statute, and accordingly, there is no conflict with the homicide statutes. But, of course, this Court has previously equated proof of death with proof of great bodily harm. See State v. Varela,
{35} Because of this professed line of demarcation in the majority opinion, it appears that we agree on one point. If the language of this statute had actually contained the word “death,” then based on the majority’s view, Santillanes would preclude prosecution under both the drive-by shooting statute and general homicide. This is an important point because, according to the majority, it means that criminal statutes that enhance for “death” still fall within the “generally accepted notion” of Santillanes. Therefore, at least some of the statutes previously mentioned could not be charged in conjunction with a homicide prosecution, such as, Section 30-3-9 (battery of school personnel, “great bodily harm or death”), Section 30-3-9.1 (battery of sports officials, “death or great bodily harm”), and Section 30-3-16 (aggravated battery against a household member, “great bodily harm or death”).
{36} The real reason for conflict here is that this Court decided Gonzales well before Santillanes. When Santillanes came down, it sharpened the focus of our double jeopardy analysis. It is clear that Gonzales could not have anticipated Santillanes, and that Santillanes did not discuss Gonzales. The circumstances in which the two opinions were decided did not directly address the conflict we now face. Given this conflict, both decisions cannot stand; one must yield to the other. Gonzales saw no double jeopardy problem in convicting for both the murder and the drive-by shooting responsible for that murder. Santillanes held the opposite. Possibly, Gonzales could be limited to the language of the statute as it was then written, which has since been amended. However, I favor reversing outright the portion of Gonzales now in conflict, because the principles promulgated in Santillanes are so heavily entrenched in our case law. In my view, we have tо choose, and for me, the choice is clear.
Dissenting Opinion
(dissenting).
{37} Because I do not believe the Legislature intended multiple punishments for the unitary conduct at issue in this case, I dissent.
Voluntary Manslaughter and Shooting from or at a Motor Vehicle
{38} After finding that Defendant’s accomplice shot and killed Solisz in a single homicidal act, the majority concludes that this unitary conduct could violate both a homicide statute, NMSA 1978, § 30-2-3(A) (1994) (voluntary manslaughter), and a statute that does not have as an element, the death of a victim, NMSA 1978, § 30-3-8(B) (1993) (shooting from or at a motor vehicle). When a defendant’s conduct is not unitary, he may be convicted of both murder and shooting from or at a vehicle without violating the double jeopardy clause. See State v. Mireles,
{39} The majority’s reasoning that death may prove great bodily harm leads to punishment that is greater than what I believe the Legislature intended. Under the majority’s approach, a defendant who kills a victim in one act of violence could be convicted of murder, aggravated battery, simple battery and assault. After all, if death proves great bodily harm, great bodily harm proves injury, injury proves assault — all technically different harms. Because the Legislature did not include death as an element in Section 30-3-8(B) while enumerating different levels of harm with correspondingly increased levels of punishment, in my opinion the Legislature did not intend Section 30-3-8(B) to apply to unitary conduct resulting in death other than under the felony murder doctrine. See Swafford v. State,
Aggravated Battery and Shooting from or at a Motor Vehicle
{40} I would also find double jeopardy with respect to Defendant’s convictions of aggravated battery and shooting from or at a motor vehicle. The shooting from or at a motor vehicle statute contains many of the same elemеnts as the base statute of aggravated battery but increases the punishment from a third degree felony to a second degree
{41} Moreover, having concluded it would violate double jeopardy to convict Defendant of both a homicide crime and a non-homicide crime raises a substantial doubt whether the Legislature intended to punish Defendant’s unitary act resulting in injury to Martinez as both aggravated battery and shooting from or at a motor vehicle. Otherwise, Defendant would be punished more severely for the injury of one victim than for the death of another victim. I do not believe the Legislature intended such a result. As such, I would vacate the aggravated battery conviction.
{42} For these reasons, I dissent from Parts II and III and need not reach the issue discussed in Part IV.
. Here we confront differing canons of statutory construction for divining legislative intent: the Blockburger analysis on one hand, and the quanta of punishment and rule of lenity on the other. See Swafford,
