State v. DolphinState v. Dolphin
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- Santaniello
Thе dispositive issue in this appeal is whether the trial court erred in restricting the scope of questioning during the voir dire examination of the potential jurors. The defendant, Herbert Dolphin, after a trial to a jury, was found guilty of robbery in the first degree and subsequently was found to be a persistent dangerous felony offender by a panel of three judges. The defendant appealed from the judgment of these convictions. We find error and remand the case for a new trial.
The facts relevant to this appeal are as follows: On March 22, 1981, at approximately 3:30 a.m., Don Marshall, the victim, picked up the defendant hitchhiking along Whalley Avenue in New Haven and drove him to the corner of Ann and Kossuth Streets in that city. As the defendant exited Marshall’s van, he turned around and, wielding a sawed-off shotgun, demanded Marshall’s money. Marshall had only two dollars, which he gave to the defendant who fled. Marshall then drove to a nearby gas station in the hope of locating the police. When he arrived at the station, he found sev
The defendant was charged in a two part indictment with the crimes of robbery in the first degree in violation
On appeal, the defendant claims that the trial court erred in: (1) restricting the voir dire examination of the prospective jurors; (2) refusing to remove the leg restraints placed on the defendant during trial; (3) refusing to instruct the jury on the lesser offenses of robbery in the second degree and robbery in the third degree; (4) instructing improperly the jury on circumstantial evidence and the burden of proof; (5) failing to instruct the jury on the statutory definition of “intent”; (6) denying his motions for dismissal, acquittal аnd in
I
The record reflects that fifty-six potential veniremen were examined from whom a jury of twelve, plus two alternates, were selected. During the voir dire examination, both the state’s attorney and defense counsel sought to question the first member of the venire to ascertain whether she would give more or less credibility to a police officer’s testimony solely because of his occupation. The trial court, however, refused to allow either attorney’s inquiry. During the examination of the second venireman, defense counsel attempted to pursue the same line of questioning. Again the court interrupted defense counsel and refused to allow the question. Prior to the examination of the third prospective juror, defense counsel stated that he intended to question the remaining potential jurors “about whether they would put more weight on a policeman’s testimony or that of another witness solely because he is a policeman,” but would not continue that line of questioning becausе the court “has made it clear . . . that [it] would sustain the objection.” The court replied, “I have sustained the objections to certain questions that have been asked. As far as I’m concerned you don’t have to repeat the question to each.”
The defendant now claims that the trial court violated his constitutional right to question the members of the venire and abused its discretion in restricting the voir dire examination. We agree with the defendant’s contention.
Because of the wide range of cases submitted to juries and the impossibility of establishing a set pattern of questiоns appropriate for the voir dire examination of
The exercise of the court’s discretion, however, must be tempered to comport with the goals of the voir dire examination. We have recognized that the purpose of examining members of the venire is twofold: first, to provide information upon which the trial court may decide which prospective jurors, if any, should be excused for cause; and second, to provide information to counsel which may aid them in the exercise of their right to peremptory challenge. See State v. Rogers, supra; State v. Hill, 196 Conn. 667, 671, 495 A.2d 699 (1985); State v. Anthony, supra, 174-75; Duffy v. Carroll, 137 Conn. 51, 56, 75 A.2d 33 (1950). “[T]he court should grant such latitude as is reasonably necessary to fairly accomplish the purposes of the voir dire. Clearly, therefore, if there is any likelihood that some prejudice is in the juror’s mind which will even subconsciously affect his decision of the case, the party who may be adversely affected should be permitted questions designed to uncover that prejudice. This is particularly true with reference to the defendant in a criminal case.” State v. Higgs, supra.
Recently, this court has had the opportunity to address essentially the same issue raised by the defend
The state contends that our holdings in Hill and Rogers are not necessarily dispositive of this case.5 First, the state claims that the trial court’s preliminary instructions to the prospective jurors as to the weight
As we stated in State v. Rogers, supra, 317, “[although the court’s preliminary instructions to the panel were expansive, thorough and well done, the fact that a court instructs the jury panel prior to voir dire and or charges the jury at the conclusion of the trial does not satisfy the defendant’s constitutional right to examine, personally or by counsel, each juror. The court’s charge does not necessarily delve into the mental processes of the jurors. It does not reveal the innermost thoughts, prejudices or feelings of the individual jurors.” Similarly, a perfunctory inquiry as to whether a prospective juror will follow a court’s preliminary instructions does not necessarily divulge any hidden prejudice or partiality harbored by the venireman.
Seсond, the state contends that, unlike the police officers’ testimony in Hill and Rogers, the officers’ testimony in this case was not pitted against the defendant’s and therefore their credibility was not challenged. Again, we find the state’s argument unpersuasive.
Here, two of the three witnesses called by the state were police officers, and their testimony was crucial to the state’s case. In order to establish that the defendant committed a robbery in the first degree in violation of
At trial, the state introduced the sawed-off shotgun found by Officer Mark Kunza in the lot next to the Flaming Knights Motorcycle Club as the weapon allegedly used by the defendant. Officer Roy Olson, a sergeant with the New Haven Police Department, testified as to the operability of the shotgun and Kunza testified concerning the defendant’s actions at the motorcycle club which linked the defendant to the weapon. On direct examination, Kunza testified that he saw the defendant throw an object thаt he “perceived ... to be the shotgun in question” over the fence. Although the defendant did not present extrinsic evidence to contradict Kunza, the defendant did challenge Kunza’s testimony on cross-examination, and Kunza admitted that he did not see the object that the defendant had thrown over the fence. Moreover, although the victim linked the defendant to the gun, he did so somewhat equivocally, and at trial Marshall’s credibility was impeached,6 thereby magnifying the importance of the officer’s testimony.
The police officers’ testimony was crucial in establishing the state’s case, and, in any event, the defendant had the right to attempt to ascertain whether a juror might be more, or less, inclined to credit their testimony solely because of their official status. “It was of vital importance to the defendant that if any such inclination existed it be brought to light. He was
“Nothing could be plainer than that a predisposition to attach greater or less credence to a witness’ testimony simply because of that witness’ position as an officer is inconsistent with the defendant’s сonstitutional and statutory right to an impartial jury. The denial of such a fundamental right cannot be countenanced. The trial court’s refusal to allow defense counsel to ask prospective jurors whether they would be inclined to give more weight to the testimony of a police officer merely because of that person’s official status constituted an abuse of discretion.” State v. Hill, supra, 673; see also State v. Rogers, supra, 319. Accordingly, we find error and order a new trial.
Although our holding is dispositive of this appeal, we will consider certain of the defendant’s other claims of error which are likely to arise upon retrial.
II
The defendant next claims that the trial court erred in refusing to charge the jury on robbery in the second degree as a lesser included offense of robbery in the first degree.7
The law governing a defendant’s right to a lesser included offense instruction is well settled. See, e.g., State v. McIntosh, 199 Conn. 155, 158, 506 A.2d 104 (1986); State v. Castro, 196 Conn. 421, 427-29, 493 A.2d
We conclude that the trial court did not err in refusing to instruct the jury on the lesser offense of robbery in the second degree because, in this case, the second prong of the Whistnant test has not been satisfied.
The indictment charging the defendаnt with the crime of robbery in the first degree stated that the defendant “did commit a robbery of Don Marshall, Jr., and, in the course of the commission of the crime or of the immediate flight therefrom, he was armed with a deadly weapon, to wit: a sawed-off shotgun, in violation of
Robbery in the second degree requires that “in the course of the commission of the crime [of robbery]
Ill
The defendant also claims that the trial court erred in denying his motion to dismiss, his motion for acquittal and his motion in arrest of judgment on the charge
On August 12, 1981, the defendant was indicted by a grand jury in a two part indictment. Part B of the indictment10 stated that on March 17,1972, the defendant had been convicted of the crime of assault with intent to kill in violation of
Prior to trial, the defendant filed a motion to dismiss the charge of being a persistent dangerous fel
The defendant argues that the plain meaning of this language “establishes a temporal limitation on the requirement of a conviction and imprisonment” for the crime of assault with intent to kill, and that a person must be convicted and imprisoned for that crime prior to October 1,1971, for
In addressing the defendant’s elaim, we are guided by the well defined principles of statutory construction that require us to ascertain and give effect to the apparent intent of the legislature. State v. Blasko, 202 Conn. 541, 553, 522 A.2d 753 (1987); Rhodes v. Hartford, 201 Conn. 89, 93, 513 A.2d 124 (1986); Norwich v. Silverberg, 200 Conn. 367, 370-71, 511 A.2d 336 (1986); State v. Kozlowski, 199 Conn. 667, 673, 509 A.2d 20 (1986); Hayes v. Smith, 194 Conn. 52, 57, 480 A.2d 425 (1984); State v. Delafose, 185 Conn. 517, 521, 441 A.2d 158 (1981); 2A J. Sutherland, Statutory Construction (4th Ed. Sands 1984) § 45.05. If the language of the statute is plain and unambiguous, we need look no further than to the words themselves, because we assume that the language expresses the intentions of the legislature. State v. Blasko, supra; Rhodes v. Hartford, supra; Johnson v. Manson, 196 Conn. 309, 316, 493 A.2d 846 (1985), cert. denied, 474 U.S. 1063, 106 S. Ct. 813, 88 L. Ed. 2d 787, reh. denied, 475 U.S. 1061, 106 S. Ct. 1290, 89 L. Ed. 2d 597 (1986). If, however, the statute is ambiguous, we must ascertain the legislative intent by looking to the language of the statute, its legislative history and the purpose the statute is to serve. State v. Blasko, supra; Rhodes v. Hartford, supra; State v. Ellis, 197 Conn. 436, 445, 497 A.2d 974 (1985).
The defendant contends that the plain language of
A review of the legislative debate concerning
Our conclusion comports with the purpose of the persistent dangerous felony offender statute. The Commission Comment on
Notwithstanding, the defendant argues that because
Accordingly, we conclude that the trial court did not err in denying the defendant’s motions to dismiss, for aсquittal and in arrest of judgment with respect to part B of the indictment charging him with being a persistent dangerous felony offender.
There is error, the judgment is set aside and the case is remanded for a new trial.
In this opinion the other justices concurred.
Notes
“[General Statutes] Sec. 53a-134. robbery in the first degree: class b felony, (a) A person is guilty of robbery in the first degree when, in the course of the commission of the crime or of immediate flight therefrom, he or another participant in the crime: (1) Causes serious physical injury to any person who is not a participant in the crime; or (2) is armed with a deadly weapon; or (3) uses or threatens the use of a dangerous instrument; or (4) displays or threatens the use of what he represents by his words or conduct to be a pistol, revolver, rifle, shotgun, machine gun or other firearm; except that in any prosecution under this subdivision, it is an affirmative defense that such pistol, revolver, rifle, shotgun, machine gun or other firearm was not a weapon from which a shot could be discharged. Nothing contained in this subdivision shall constitute a defense to a prosecution for, or preclude a conviction of, robbery in the second degree, robbery in the third degree or any other crime.”
“[General Statutes] See. 53a-40. persistent offenders: definitions; defense; authorized sentences, (a) A persistent dangerous felоny offender is a person who (1) stands convicted of manslaughter, arson, kidnapping, sexual assault in the first or third degree, sexual assault in the first or third degree with a firearm, robbery in the first or second degree, or assault in the first degree; and (2) has been, prior to the commission of the present crime, convicted of and imprisoned, under a sentence to a term of imprisonment of more than one year or of death, in this state or in any other state or in a federal correctional institution for any of the following crimes: (A) The crimes enumerated in subdivision (1), the crime of murder, or an attempt to commit any of said crimes or murder; or (B) prior to Oсtober 1,1975, any of the crimes enumerated in section 53a-72, 53a-75 or 53a-78 of the general statutes, revision of 1958, revised to 1975, or prior to October 1, 1971, in this state, assault with intent to kill under
The fourth amendment to Connecticut constitution provides: “Section 19 of article first of the constitution is amended to rеad as follows:
“The right of trial by jury shall remain inviolate, the number of such jurors, which shall not be less than six, to be established by law; but no person shall, for a capital offense, be tried by a jury of less than twelve jurors without his consent. In all civil and criminal actions tried by a jury, the parties shall have the right to challenge jurors peremptorily, the number of such challenges to be established by law. The right to question each juror individually by counsel shall be inviolate.”
“[General Statutes] Sec. 54-82f. voir dire examination. In any criminal action tried before a jury, either party shall have the right to examine, personally or by his counsel, each juror outside the presencе of other prospective jurors as to his qualifications to sit as a juror in the action, or as to his interest, if any, in the subject matter of the action, or as to his relations with the parties thereto. If the judge before whom the examination is held is of the opinion from the examination that any juror would be unable to render a fair and impartial verdict, the juror shall be excused by the judge from any further service upon the panel, or in the action, as the judge determines. The right of such examination shall not be abridged by requiring questions to be put to any juror in writing and submitted in advance of the commencement of said action.”
Initially, the state argues that we should refuse to consider this issue because the defendant had failed to exhaust his peremptory challenges prior to the selection of the twelve jurors who sat in judgment. Quoting State v. Vitale, 190 Conn. 219, 225, 460 A.2d 961 (1983), the state claims that “[ujnless all [the defendant’s] peremptory challenges have been exercised before the completion of jury selection, it is presumed that no juror was permitted to serve whom the defendant regarded as biased or unsuitable, although he might have preferred others.”
The defendant, however, must be entitled to explore the area of possible bias or partiality before he can intelligently challenge for cause or exercise his right of peremptory challenge. State v. Hill, 196 Conn. 667, 673, 495 A.2d 699 (1985); State v. Higgs, 143 Conn. 138, 144, 120 A.2d 152 (1956). It cannot be said, then, that the defendant permitted a juror to serve whom
At trial, testimony was introduced that Marshall may have been under the influence of drugs or alcohol on the night in question.
The defendant also contends that the trial court erred in refusing to instruct the jury on the lesser offense of robbery in the third degree. Because we have found error on the defendant’s first claim and have remanded this case for a new trial, we need not consider this claim, in that the propriety of such a charge will depend, in part, on the evidence adduced at the new trial.
Although the defendant filed a motion for a bill of particulars, that motion was subsequently withdrawn.
“[General Statutes] Sec. 53a-135. robbery in the second degree: class C felony, (a) A person is guilty of robbery in the second degree when he commits robbery and (1) he is aided by another person actually present; or (2) in the course of the commission of the crime or of immediate flight therefrom he or аnother participant in the crime displays or threatens the use of what he represents by his words or conduct to be a deadly weapon or a dangerous instrument.
“(b) Robbery in the second degree is a class C felony.”
“INDICTMENT
“PART B
‘ ‘And said Grand Jurors within and for the Judicial District of New Haven further accuse Herbert Dolphin, AKA Hurlbert Dolphin of being a Persistent Dangerous Felony Offender and charge that, in addition to the crime set forth in Part A of this Indictment, in the Superior Court at New Haven on the 17th day of March, 1972, the said Herbert Dolphin, AKA Hurlbert Dolphin was convicted of the crime of Assault with Intent to Kill in violation of
“And so the Grand Jurors charge that if the said Herbert Dolphin, AKA Hurlbert Dolphin is convicted of the crime set forth in Part A of this Indictment, he is a Persistent Dangerous Felony Offender as defined in
“Dated at New Haven, August 12, 1981.”
“[General Statutes (Rev. to 1968)] Sec. 54-117. penalty for common law high crimes and misdemeanors. In case of conviction for any high crime or misdemeanor at common law, or of assault with intent to kill, the offender may be imprisoned not more than fifteen years or be fined not more than five hundred dollars or both, and, in case of conviction for any other offense at common law, the offender may be imprisoned not more than one year or be fined not more than three hundred dollars or both.”
See footnote 2, supra.