STATE OF NEW JERSEY, PLAINTIFF-RESPONDENT, v. RAYMOND DIXON, DEFENDANT-APPELLANT.
Supreme Court of New Jersey
January 24, 1989
114 N.J. 111
Argued September 27, 1988
Robin Parker, Deputy Attorney General, argued the cause for respondent (Cary Edwards, Attorney General of New Jersey, attorney).
The opinion of the Court was delivered by
O‘HERN, J.
This is a difficult case that occasions little sympathy for the defendant-homeowner‘s position. But the issues transcend the circumstances of this defendant. The question presented is whether the presumption of owner responsibility that attends the disorderly persons offenses of utility-tampering under
I
The New Jersey Code of Criminal Justice (Code),
It is the existence of the criminal purpose that explains why violations attended by a specific intent to commit a wrong are more serious offenses under the Code. State v. Lee, supra, 96 N.J. at 161. Thus, in State v. Lee we recognized that the Legislature might choose to attach culpability to the possession of certain objects under inappropriate circumstances even without any evidence of a criminal purpose (a fourth-degree offense). The mental-state provisions of the Code present a sensible structure and one that comports with our understanding of criminal responsibility. The lesser the grading of the offense, the less culpable need be the mental state of the actor.
A presumption that an actor has committed a wrong with the required criminal intent represents a legislative judgment of probable realities, balancing the quality of the actor‘s culpability with the gravity of the sanction to be imposed. For example, the complex grid of possessory offenses of weapons that the Legislature has created under
The Legislature‘s structure of the theft offense in this case suggests the same considerations. Taken together, the provisions of
Like so many other provisions of the Code, these went through a legislative evolution before final passage. Specifically, the Legislature tacked on the pre-Code utility-tampering offenses.
By its language and history then, the presumption that the customer has “created” the tampered condition is limited to the disorderly-persons offenses of connecting with the utility‘s
Our dissenting member argues that the logic of the situation suggests that the presumption ought to apply as well to the higher degree theft crimes. After all, most homeowners do not alter meters for benign purposes. We would not doubt his logic, but it should first find its way into the language of the statute.
The State argues that because
Finally, basic principles of determining legislative intent counsel against recognizing a criminal presumption that the
“The [Supreme] Court has often stated that when there are two rational readings of a criminal statute, one harsher than the other, we are to choose the harsher only when Congress has spoken in clear and definite language.” McNally v. United States, 483 U.S. 350, 359-360, 107 S.Ct. 2875, 2881, 97 L.Ed.2d 292, 302 (1987). This is but another way of saying that statutes rendering behavior criminal and fixing the applicable penalties must do so in terms that cannot arguably be misunderstood and must be construed “so as to avoid the unfairness of arbitrary enforcement.” State v. Maguire, 84 N.J. 508, 514 n. 6 (1980). Like the United States Supreme Court, “we adhere to the time-honored interpretive guideline that uncertainty concerning the ambit of criminal statutes should be resolved in favor of lenity.” United States v. Kozminski, 487 U.S. 931, 108 S.Ct. 2751, 101 L.Ed.2d 788, 810 (1988) (citation omitted); see also State v. Valentin, 105 N.J. 14, 18 (1987) (“Penal laws cannot be extended by implication or intendment. Where more than one reasonable interpretation may be made, or where the language is ambiguous * * * the construction must be drawn against the state.” (citation omitted)).
Because at the very least the statute can arguably be misunderstood (notice how the majority and the dissent disagree on the meaning of the statute), it must be construed to avoid the unfairness of selective or arbitrary enforcement and to maintain the proper balance between Legislature, prosecutor and courts in the trial of criminal cases. In short, we should not be the ones to remold the statute when there is doubt about its application.
II
Having determined that the statutory presumption does not extend to the more serious theft offenses under
For purposes of this appeal we shall accept the statement of facts in the State‘s brief. In August of 1984, the defendant experienced a partial loss of electrical service to his home and called the Jersey Central Power and Light Company (JCP & L) to repair the power outage. JCP & L linemen discovered the source of the outage and made the necessary repairs, but in the course of checking out his work a lineman noticed that defendant‘s electric meter was not working. He therefore removed the meter and replaced it with a new one, taking the malfunctioning meter back to JCP & L.
The following month, the defendant‘s wife, whose actions suggest that she was not part of any scheme, complained to the utility about the high electricity bill she had received. A meter tester from JCP & L found that the new electrical meter installed on August 27th was correctly calibrated but that the meter showed signs of having been tampered with, including evidence that the meter had been pulled out and replaced several times.
Further investigation disclosed that defendant had opened the original account with JCP & L in 1969, but that his average electrical use had increased substantially since the new meter was installed in August of 1984. In particular, the investigator noticed that from 1979 to August 1984 recorded consumption had been very low. The utility then checked the previously-removed meter. It was disassembled and it showed evidence of someone having tampered with it. Wires within the meter had been severed so that the meter would falsely measure a maximum of fifty percent of the electricity actually used. The
Over the objection of the defendant, the trial court instructed the jury that if it found the existence of any type of tampering with respect to the defendant‘s electrical meter, then it could apply one of the presumptions found in
Since we have concluded that the presumption of criminal intent does not extend to the more serious theft offenses, we must only inquire whether the error in the charge had the capacity to affect the jury‘s verdict. On defendant‘s motion for new trial, the trial court concluded that even if you “take away the presumption and ask the question whether or not there was sufficient evidence from which the defendant could be found guilty beyond a reasonable doubt, * * * I conclude that there
We have no doubt that correctly charged, the jury could well conclude, quite aside from the presumption, that the defendant had knowingly committed theft of the utility services. The evidence was overwhelming that it took a high degree of sophistication to bring about the condition of this meter. Given the panoply of circumstances, the jury could well infer that it was the defendant who had created the condition for the purpose of causing the theft of services. But the question is not whether the proofs were adequate to find the defendant guilty beyond a reasonable doubt. Rather, the question is whether the error in the charge had the capacity to affect the jury. “We have always placed an extraordinarily high value on the importance of appropriate and proper jury charges to the right to trial by jury.” State v. Grunow, 102 N.J. 133, 148 (1986); see State v. Collier, 90 N.J. 117 (1982); State v. Simon, 79 N.J. 191 (1979). This defendant, no less than the least suspect of homeowners, is entitled to be tried in accordance with correct principles of law. Hence, we are unable to conclude that the incorrect charge with respect to the presumption did not have the capacity to affect the jury‘s verdict.
We reverse the judgment of the Appellate Division and remand the case to the Law Division for further proceedings in accordance with this opinion.
| COMMISSION‘S PROPOSED CODE (theft offense/no presumption) | CODE OF CRIMINAL JUSTICE -statute applicable- -at time of offense- (composite) |
|---|---|
| SECTION 2C:20-8. THEFT OF SERVICES. a. A person is guilty of theft if he purposely obtains services which he knows are available only for compensation, by deception or threat, or by false token or other means to avoid payment for the service. “Services” include labor, professional service, transportation, telephone, or other public service, accommodation in hotels, restaurants or elsewhere, entertainment, admission to exhibitions, use of vehicles or other movable property. Where compensation for service is ordinarily paid immediately upon the rendering of such service, as in the case of hotels and restaurants, absconding without payment or offer to pay gives rise to a presumption that the service was obtained by deception as to intention to pay. b. A person commits theft if, having control over the disposition of services of another, to which he is not entitled, he knowingly diverts such services to his own benefit or to the benefit of another not entitled thereto. (emphasis added) | 2C:20-8. Theft of services a. A person is guilty of theft if he purposely obtains services which he knows are available only for compensation, by deception or threat, or by false token, slug, or other means, including but not limited to mechanical or electronic devices or through fraudulent statements, to avoid payment for the service. “Services” include labor, professional service, transportation, telephone, or other public service, accommodation in hotels, restaurants or elsewhere, entertainment, admission to exhibitions, use of vehicles or other movable property. Where compensation for service is ordinarily paid immediately upon the rendering of such service, as in the case of hotels and restaurants, absconding without payment or offer to pay gives rise to a presumption that the service was obtained by deception as to intention to pay. b. A person commits theft if, having control over the disposition of services of another, to which he is not entitled, he knowingly diverts such services to his own benefit or to the benefit of another not entitled thereto. c. Any person who, without permission and for the purpose of obtaining electric current, gas or water with intent to defraud any vendor of electricity, gas or water: (1) Connects or causes to be connected by wire or any other device with the wires, cables or conductors of any such vendor; or (2) Connects or disconnects the meters, pipes or conduits of such vendor or in any other manner tampers or interferes with such meters, pipes or conduits, or connects with such meters, pipes or conduits by pipes, conduits or other instruments—is guilty of a disorderly persons offense. The existence of any of the conditions with reference to meters, pipes, conduits or attachments, described in this section, is presumptive evidence that the person to whom gas, electricity or water is at the time being furnished by or through such meters, pipes, conduits or attachments has, with intent to defraud, created or caused to be created with reference to such meters, pipes, conduits or attachments, the condition so existing; provided, however, that the presumption shall |
| PRE-CODE STATUTE (disorderly persons offense/presumption) | |
| 2A:170-63. Fraudulently tapping electric wires, or gas or water meters or pipes; presumptive evidence Any person who, without permission and for the purpose of obtaining electric current, gas or water with intent to defraud any vendor of electricity, gas or water: a. Connects or causes to be connected by wire or any other device with the wires, cables or conductors of any such vendor; or b. Connects or disconnects the meters, pipes or conduits of such vendor or in any other manner tampers or interferes with such meters, pipes or conduits, or connects with such meters, pipes or conduits by pipes, conduits or other instruments— |
| is a disorderly person. The existence of any of the conditions with reference to meters, pipes conduits or attachments, described in this section, is presumptive evidence that the person to whom, gas, electricity or water is at the time being furnished by or through such meters, pipes, conduits or attachments has, with intent to defraud, created or caused to be created with reference to such meters, pipes, conduits or attachments, the condition so existing; provided, however, that the presumption shall not apply to any person so furnished with gas, electricity or water for less than 31 days or until there has been at least 1 meter reading. (emphasis added) | not apply to any person so furnished with gas, electricity or water for less than 31 days or until there has been at least one meter reading. d. Any person who, without permission or authority, connects or causes to be connected by wires or other devices, any meter erected or set up for the purpose of registering or recording the amount of electric current supplied to any customer by any vendor of electricity within this State, or changes or shunts the wiring leading to or from any such meter, or by any device, appliance or means whatsoever tampers with any such meter so that the meter will not measure or record the full amount of electric current supplied to such customer, is guilty of a disorderly persons offense. |
| 2A:170-64. Tampering or connecting with electric meters; presumptive evidence Any person who, without permission or authority, connects or causes to be connected by wires or other devices, any meter erected or set up for the purpose of registering or recording the amount of electric current supplied to any customer by any vendor of electricity within this state, or changes or shunts the wiring leading to or from any such meter, or by any device, appliance or means whatsoever tampers with any such meter so that the meter will not measure or record the full amount of electric current supplied to such customer, is a disorderly person. (emphasis added) The existence of any of the conditions with reference to meters or attachments described in this section is presumptive evidence that the person to whom electricity is at the time being furnished by or through such meters or attachments has, with intent to defraud, created or caused to be created with reference to such meters or attachments, the condition so existing; provided, however, that the presumption shall not apply to any person so furnished with electricity for less than 31 days or until there has been at least 1 meter reading. | The existence of any of the conditions with reference to meters or attachments described in this subsection or in subsection c. is presumptive evidence that the person to whom electricity is at the time being furnished by or through such meters or attachments has, with intent to defraud, created or caused to be created with reference to such meters or attachments, the condition so existing; provided, however, that the presumption shall not apply to any person so furnished with electricity for less than 31 days or until there has been at least one meter reading. (emphasis added) |
In this case the Court reverses what appears to be a well-founded conviction for theft of electrical services from a utility caused by tampering with the utility‘s electric meter contrary to
I.
In this case, the defendant was charged with theft of services in violation of
a person is guilty of theft if he purposely obtains services which he knows are available only for compensation, by deception or threat, or by false token, slug or other means, including but not limited to mechanical or electronic devices or through fraudulent statements, to avoid payment for the service. (Emphasis added).
The indictment against defendant alleged that he committed theft of services under this statutory section “by deception, tampering, or other means.” Thus, as charged by the indictment, meter tampering constitutes the means defendant is alleged to have used in order to obtain electrical services without payment.
Included as part of the theft-of-services statute are two other provisions delineating the lesser offenses of meter tampering.
Any person who, without permission and for purposes of obtaining electric current . . . in any other manner tampers or interferes with . . . meters . . . is guilty of a disorderly persons offense.
It further states:
The existence of any of the conditions with reference to meters . . . described in this section, is presumptive evidence that the person to whom . . . electricity . . . is being furnished by or through such meters . . . has, with the intent to defraud, created or caused to be created with reference to such meters . . . the conditions so existing[.] [Ibid.]
The offense of meter tampering is also defined as follows:
Any person who, without permission or authority . . . by any . . . means whatsoever tampers with any . . . meter so that the meter will not measure or record the full amount of electric current supplied to such customer, is guilty of a disorderly persons offense. [
N.J.S.A. 2C:20-8d. ]
The statute also sets forth the presumption of responsibility for such meter tampering, viz:
The existence of any of the conditions with reference to meters or attachments described in this subsection or in subsection c. is presumptive evidence that the person to whom electricity is at the time being furnished by or through such meters or attachments has, with intent to defraud, created or caused to be created with reference to such meters or attachments, the condition so existing; provided, however, that the presumption shall not apply to any person so
furnished with electricity for less than 31 days or until there has been at least one meter reading. [Ibid.]
Thus the statute proscribes two disorderly persons offenses that involve meter tampering: one, 8c, prohibits a person who tampers with a meter in any manner without permission in order to obtain electricity; the other, 8d, prohibits a person who without permission tampers with a meter “by any means whatsoever” so that it does not measure or record the service furnished. The statute also provides an evidentiary presumption: if a meter has been tampered with in any manner or by any means so that it will not accurately measure or record the full amount of electricity furnished, it may be inferred that the customer to whom such electricity is furnished is the person who tampered with the meter.
It cannot be overemphasized that this evidentiary presumption is actually and simply an inference that is available to the jury in determining who may be responsible for meter tampering. The presumption is a form of evidence; it does not alter the elements of the underlying offense or shift the State‘s burden of proof. See State v. Curtis, 148 N.J.Super. 235, 240-41 (App.Div.), certif. den., 75 N.J. 22 (1977). Indeed, the trial court‘s charge concerning the presumption conformed to this understanding of its purpose and effect. It did not treat “tampering” as another substantive offense that the jury could consider interchangeably with theft of services. Thus, according to this instruction, the jury could, but was not required to, draw such an inference depending on all of the surrounding circumstances in light of the other evidence.
This understanding of the presumption‘s evidentiary purpose is fully expressed in State v. Curtis, supra. There defendant had been convicted of the disorderly persons offense of tampering with an electric meter, contrary to
In view of the preconditions to the application of the inference it is our conclusion with substantial assurance that it is more likely than not that the customer participated in the tampering resulting in the failure of the meter to record fully the current supplied to that customer, with the fraudulent intent of depriving the electric utility of the proper compensation for its services. Such an inference is rational when tested by human conduct and experience, for the only person who would usually be motivated to tamper with a meter is the one who would profit financially from such tampering. [Id. at 239-40.]
The question presented is whether the presumption of owner-customer responsibility for utility meter tampering, which is expressly applicable to the disorderly persons offenses of meter tampering with intent to defraud under
The majority acknowledges that “the logic of the situation suggests that the presumption ought to apply as well to the higher degree theft crime. After all, most homeowners do not alter meters for benign purposes.” Ante at 116. It resists the commonsense and logic of this position, however, because it is “not found in the language of the statute.” Ibid. The Court seems to assume that because the presumption is not expressly set forth in the theft-of-service sections, the Legislature intended to exclude it. However, the Court makes too much of the textual location of the statutory presumption, failing to appreciate the Code‘s own interpretative rules. These rules make it
As observed by the Appellate Division, these interpretative rules underscore the “court‘s responsibility ‘to give harmonizing construction to legislation and to read it so as to give effect to all of its provisions and to the legislators will.‘” Dixon, 220 N.J.Super. at 557 (quoting State v. Channel Home Centers, 199 N.J.Super. 483, 489 (App.Div.), certif. den., 93 N.J. 253 (1985)). Similarly, the Appellate Division observed that
“[p]ortions of a statute should not be viewed in isolation, but rather in relation to the whole and each part should be so interpreted as to harmonize with the others.” 1 Wharton‘s Criminal Law, § 12, p. 61 (14th ed. 1987). Thus, “[w]here a choice must be made between two imperfect interpretations, the view should be selected which more likely accords with the probable legislative intent.” County of Monmouth v. Wissell, 68 N.J. 35, 43 (1975). Indeed, a court may even delete or disregard statutory language when justifiable to fulfill the ascertained legislative intent. Id. at 44. [220 N.J.Super. at 558.]
As noted, the majority believes that aside from the textual location of the presumption, its plain language renders it inapplicable to theft-of-services offenses. However, the language of the presumption does not dictate the conclusion drawn by the Court.
In addition, the State argues that the use of the word “section” was meant to refer to all of
Our reading of the statute is further buttressed by the fact that the prior Title 2A versions of subsections (c) and (d) both employed the phrase, “described in this section” when referring to the applicability of the statutory presumption. See
N.J.S.A. 2A:170-63 (repealed in 1979, now subsection (d)). However, when these two sections were transferred into the Code and became subsections ofN.J.S.A. 2C:20-8 , only the language in subsection (d) was changed. In particular, the language “in this section” was changed to “in this subsection or in subsection (c).” Thus, it may be argued that the Legislature was conscious and aware of the fact that its use of the word, “subsection” referred to the individual paragraphs of the statute and the word, “section” referred to the entire statute in question. [220 N.J.Super. at 558-59 (footnotes omitted).]
The Court‘s interpretation does not further the sense of the statute or coincide with the Legislature‘s intent in adopting the presumption. As the Curtis court stressed, the 1938 amendment, which created the presumption, was adopted in recognition “of the practical impossibility of proving by direct evidence the actual participation of the consumer in the illegal activity.” 148 N.J.Super. at 240. Thus, as a matter of common sense,
The majority emphasizes that subsections (a) and (c) of
The majority‘s point would be more telling were we dealing with prior law according to which crimes against property were distinct, and a defendant charged with one theft offense could not be convicted of another. See, e.g., State v. Harrison, 149 N.J.Super. 220 (App.Div.), certif. den., 75 N.J. 525 (1977).
Conduct denominated theft in this chapter constitutes a single offense, but each episode or transaction may be the subject of a separate prosecution and conviction. A charge of theft may be supported by evidence that it was committed in any manner that would be theft under this chapter, notwithstanding the specification of a different manner in the indictment or accusation, subject only to the power of the court to ensure fair trial by granting a bill of particulars, discovery, a continuance, or other appropriate relief where the conduct of the defense would be prejudiced by lack of fair notice or by surprise.
N.J.S.A. 2C:20-2(a) . (Emphasis added)
Thus, applying the language of this provision to this case, the “charge of theft” under 8a “may be supported by evidence that it was committed in any manner that would be [a theft offense] under [8d].” The presumption, being no more than an inference, is clearly “evidence,” and, because it is expressly available to prove the offense of meter tampering, under one provision of section 8, it is also available to support the charge of theft of services under another provision of section 8, by proving that such theft “was committed in a [particular] manner,” i.e., by meter tampering.
Such an application would effectuate the legislative scheme behind the enactment of
with respect to the category described, as “Theft of Services,” the Commission proposed only what eventually were passed as [subsections] a. and b. of
N.J.S.A. 2C:20-8 . I Final Report of the New Jersey Criminal Law Revision
Commission: Report and Penal Code (1971). Before passage, however, the Legislature specifically appended to this statute as [subsections] c. and d., what had previously been treated in
N.J.S.A. 2A:170-63 and64 as disorderly persons offenses. State v. Insabella, 190 N.J.Super. 544, 548 (App.Div.1983). Those statutes were independent of one another under Title 2A and each included the statutory presumption here in issue as a result of a legislative amendment in 1938. State v. Curtis, 148 N.J.Super. 235, 240-41 (App.Div.1977), certif. den., 75 N.J. 22. [Id. at 555-56.]
The Legislature established that all theft offenses are conceptually related notwithstanding differing elements and degrees of culpability. In effect, the Code codifies for all theft offenses the common-law doctrine that a defendant may be found guilty of a lesser offense included in a greater offense charged in the indictment; it statutorily categorizes such offenses as lesser included even though technically their elements may differ. State v. Talley, supra, 94 N.J. at 391 (by virtue of consolidation of theft offenses statute, defendant charged with robbery is on notice that any conduct denominated as theft is within the four corners of a robbery indictment). We thus recognized in Talley that when a defendant is indicted for one manner of theft under Chapter 8, he or she is on notice that the prosecution may prove a theft offense by a different manner under a different provision of Chapter 8. Ibid. It surely follows that if a defendant is indicted for one manner of theft under Chapter 8, the prosecution may prove a theft offense by the same manner, albeit found under a different provision of Chapter 8. As Talley strongly suggests, in either situation, the defendant must still answer to the ultimate crime of theft.
II.
I subscribe to Judge Scalera‘s perception that the Legislature in the enactment of
For these reasons I would affirm the judgment below. Accordingly, I dissent.
Justices POLLOCK and GARIBALDI join in this opinion.
For reversal and remandment—Chief Justice WILENTZ, and Justices CLIFFORD, O‘HERN and STEIN—4.
For affirmance—Justices HANDLER, POLLOCK and GARIBALDI—3.
