STATE v. Lisa A. DiSTEFANO.
No. 99-119-C.A.
Supreme Court of Rhode Island.
Dec. 20, 2000.
764 A.2d 1156
Present: WEISBERGER, C.J., LEDERBERG, BOURCIER, FLANDERS, and GOLDBERG, JJ.
Randy Olen, Providence, John F. Cicilline, Bristol, for defendant.
OPINION
GOLDBERG, J.
This case came before the Court pursuant to three questions certified from the Superior Court in accordance with
FACTS AND PROCEDURAL HISTORY
The essential facts of this case are undisputed. The defendant, Lisa A. DiStefano (defendant), was charged by information with one count of driving under the influence of liquor or drugs (DUI), death resulting, in violation of
Subsequently, defendant was taken to the Warwick police station, where she submitted to a breath test, the results of which indicated a blood alcohol content (BAC) of .026. Sergeant Peter Johnson, a drug evaluation expert, performed a drug influence evaluation on defendant and con
Before trial, defendant filed a motion to suppress the introduction of the test results on the ground that her blood was drawn without her consent, in violation of
- In view of State v. Timms, 505 A.2d 1132 (R.I. 1986), should
R.I. Gen. Laws § 31-27-2(c) be interpreted to preclude, in a case involving an alleged violation ofR.I. Gen. Laws § 31-27-2.2 (driving under the influence, death resulting), the admission at trial of the results of breathalyzer, blood or urine tests at trial, when the breath, blood or urine samples were seized without defendant‘s consent and pursuant to a judicially authorized search warrant? - Does the statutory language of
R.I. Gen. Laws § 31-27-2.1 , the Breathalyzer Refusal Statute, preclude members of law enforcement from obtaining a judicially authorized search warrant to seize a defendant‘s blood for alcohol or drug testing? - If
R.I. Gen. Laws § 31-27-2.1 does preclude law enforcement from obtaining a search warrant, is this an unconstitutional limitation on the judicial authority to issue search warrants as provided in Article 5 of the Rhode Island Constitution andR.I. Gen. Laws § 12-5-1 ?
RHODE ISLAND‘S DRUNK-DRIVING LAWS—BACKGROUND
Although drunk-driving statutes have existed for some time, the collective awareness of the people of the State of Rhode Island led to an overhaul of the state‘s drunk-driving laws in the early 1980s. In 1982, the offense of driving under the influence of intoxicating liquor (DUI) was upgraded to a misdemeanor, and the necessity of producing competent evidence of intoxication in addition to proof of a defendant‘s blood alcohol level was eliminated.1 A year later, the DUI statute,
RHODE ISLAND‘S DRUNK-DRIVING LAWS—PRESENT DAY
In the case at bar, defendant was charged under the current version of
Our holding in Timms, in which we espoused the well-known canon of statutory construction in pari materia (statutes relating to the same subject matter should be construed together for consistency and to effectuate the policy of the law), would seem to indicate that consent would be necessary to make blood tests admissible, even in cases of DUI, death resulting. Timms, 505 A.2d at 1135. Although the issue before us in Timms involved a different public safety statute, namely
Although
§ 31-27-1 *** does not explicitly require that the defendant consent to the taking of a blood test before that test may be introduced as evidence in a criminal prosecution, the Legislature must have intended it to include the consent safeguards explicitly provided in§ 31-27-2 . Both statutes concern the same subject matter, namely driving in a manner so as to threaten public safety. Furthermore, in addition to the already-enacted §§ 31-27-1 and31-27-2 , the Legislature subsequently created§ 31-27-2.2 , ‘Driving under the influence of liquor or drugs, resulting in death.’ The consent safeguards in§ 31-27-2.2 are also not explicitly in its text, yet the Legislature would not have enacted two separate driving-under-the-influence sections, intending that the consent safeguards apply only to one. ‘It follows that if a mechanical application of a statutory definition produces an absurd result or defeats legislative intent, this court will look beyond mere semantics and give effect to the purpose of the act.’ *** Thus ascertaining the intent of the Legislature, we are duty bound to give effect to that intent.
Timms, 505 A.2d at 1135-36. (Emphasis added.)
Moreover, in DiCicco, a DUI death resulting case, we declared that, [t]he wrong proscribed by
This Court has stated in scores of cases that when a statute is clear and unambiguous, there is no room for statutory interpretation and the language of the statute must be given its plain and literal meaning. See, e.g., RIH Medical Foundation, Inc. v. Nolan, 723 A.2d 1123, 1126 (R.I. 1999); State v. Peterson, 722 A.2d 259, 264 (R.I. 1998); Accent Store Design, Inc. v. Marathon House, Inc., 674 A.2d 1223, 1226 (R.I. 1996). One of the earlier cases that set forth this proposition in colorful language was Kastal v. Hickory House, Inc., 95 R.I. 366, 187 A.2d 262 (1963), in which the Court commented:
Only when the legislature sounds an uncertain trumpet may the court move in to clarify the call. But when the call is clear and certain as it is here we may not consider whether the statute as written comports with our ideas of justice, expediency or sound public policy. In such circumstances that is not the court‘s business.
Id. at 369, 187 A.2d at 264-65 (citing Blais v. Franklin, 31 R.I. 95, 77 A. 172 (1910)).
Moreover, we are cognizant that in the fourteen years since our decision in Timms, the General Assembly has amended
It is interesting to note that in the same year it enacted
One of the statutory aids to construction is a maxim entitled noscitur a sociis, the literal translation of which is [i]t is known from its associates. Black‘s Law Dictionary 1060 (6th ed. 1990). The definition goes on to state that, [u]nder the doctrine of ‘noscitur a sociis,’ the meaning of questionable or doubtful words or phrases in a statute may be ascertained by reference to the meaning of other words or phrases associated with it. Id. (Emphasis added.) Thus, an application of this doctrine might cause one to construe the juxtaposition of
DISCUSSION
I
Questions One and Two
Question one requires us to determine whether, in view of Timms,
A
Refusal to Submit to a Chemical Test
Section 31-27-2.1, entitled Refusal to submit to chemical test, provides in subsection (a) that, [i]f a person having been placed under arrest refuses upon the request of a law enforcement officer to submit to the tests, as provided in
In its brief, the state pointed to State v. Berker, 120 R.I. 849, 391 A.2d 107 (1978), as support for its position that the prohibition against a nonconsensual test in
Although we often have stated that the DUI and the refusal statutes are two separate and distinct offenses for which there is no double-jeopardy bar, State v. Jenkins, 673 A.2d 1094, 1097 (R.I. 1996), there is nonetheless an important temporal distinction between the two. The offense of refusal under
The clear language of
We note that in addition to the statutory penalties for refusal,9 a driver may nonetheless be charged with DUI, felony or otherwise, and a conviction can rest on evidence other than BAC evidence, including the opinion of the experienced
We reject the state‘s argument that the phrase none shall be given has no applicability beyond the issue of whether a driver may be charged with refusal under
Further, the state was unable to indicate whether the Warwick police or the Attorney General have developed any policies and procedures relative to the amount of force and restraint that may be exerted upon an intoxicated individual who refuses to cooperate. Nor has there been any mention of the real danger a cocktail of blood, needles, and a resistant, intoxicated motorist presents to those who attempt to subdue the suspect in order to draw blood. Indeed, when asked these questions at oral argument, the attorney for the state acknowledged the need for greater consideration of these issues. The question we ask is, consideration by whom? Certainly not this Court, nor a member of the Executive Branch of state government, nor the local police departments. We are satisfied that this area is clearly within the province of the General Assembly.
Accordingly, a majority of the members of the Court conclude that the language none shall be given is plain and unambiguous and becomes operative after a suspect refuses a chemical test, and that, upon such a refusal, a test shall not be given, with or without a warrant, to [a]ny person who operates a motor vehicle within this state, pursuant to
B
Forcible Seizure of a Suspect‘s Blood
We are equally satisfied that, in addition to the prohibition contained in
Importantly, in the majority of states that admit evidence of a defendant‘s BAC when the blood or urine was drawn without compliance with implied consent procedures, there exists a statute that either requires or permits the withdrawal of blood in felony DUI cases. In State v. Robarge, 35 Conn.Supp. 511, 381 A.2d 184 (1977), a case relied upon by the state in the case at bar, the Superior Court of Connecticut, Appellate Session, held that the State of Connecticut‘s failure to establish that the defendant-motorist consented to the taking of a blood sample that was seized at the direction of the state‘s medical examiner after the death of her passenger was irrelevant because consent applied only to prosecutions for DUI, not to those for vehicular homicide cases. However, Connecticut‘s implied consent statute does not prohibit the seizure of blood after a refusal, and in fact, it authorizes a test of a motorist‘s blood by or at the direction of the state‘s medical examiner after a fatal accident.10
In addition to Connecticut, several states have amended their respective implied consent statutes in response to judicial pronouncements that the prohibition against a test in the face of a refusal applies to felony, as well as misdemeanor, offenses. Indeed, many of these jurisdictions faced issues similar to those facing us today. In State v. Bellino, 390 A.2d 1014 (Me. 1978), the Supreme Judicial Court of Maine, citing the great concern over the right of the State to take blood or breath samples of the motoring public, interpreted Maine‘s then-existing implied consent statute, and concluded that an arrest and the actual consent of the offending motorist were conditions precedent to the admissibility in both misdemeanor and felony cases, and suppressed the results of a blood test in a DUI, death resulting, case in which the blood was drawn by a nurse at the direction of a police officer. Id. at 1020. Maine‘s implied consent statute has since been amended, and carves out an exception for those who drink, drive, and kill. Maine‘s present statute11 not only requires the withdrawal of blood from a DUI suspect involved in an accident resulting in death, it provides immunity for any medical technician who performs the test.12 Likewise, Vermont‘s current implied consent law specifically authorizes a law enforcement officer, upon the refusal of a motorist to submit to a test, to secure a search warrant to obtain a blood sample in any DUI case resulting in serious bodily injury or death.13
Moreover, the history of the State of New Hampshire concerning the applicability of that state‘s implied consent law to
Additionally, the State of Maryland‘s experience is almost identical to the case at bar. Prior to 1982, Maryland‘s implied consent statute required that certain procedural steps be taken before a chemical test was administered. In Loscomb v. State, 45 Md.App. 598, 416 A.2d 1276 (1980), the Court of Special Appeals declared the implied consent statute applicable to all DUI death offenses, including the prohibition against a compulsory test. Thereafter, the Legislature amended Maryland‘s implied consent statute to require a driver to submit to a chemical test in all accident cases resulting in death or serious injury to another person. It also provided immunity from liability to any medical personnel who perform the test.15
Similarly, a survey of many other jurisdictions throughout the United States with statutes that provide that none shall be given when a driver refuses to consent to a test demonstrates that statutory authorization of some kind is necessary for the compulsory withdrawal of blood upon a refusal. Included in this survey is the State of New Mexico, where that state‘s Court of Appeals found that, [t]he act of obtaining a search warrant to circumvent the statutory prohibition [against the giving of a test upon a refusal] *** is unavailing, and held that the implied consent statute under consideration contained no exceptions for a search for a driver‘s blood alcohol content. State v. Steele, 93 N.M. 470, 601 P.2d 440, 441 (Ct. App. 1979). The court invited the Legislature to write an exception into the law and refused to encroach upon the legislative prerogatives by judicial fiat or, even, by applying constitutional exceptions to statutes specifically denying such exceptions. Id. The Legislature reacted. New Mexico‘s present refusal statute contains a specific exception for the issuance of a search warrant authorizing chemical tests upon a finding of probable cause that a person was driving under the influence and caused the death or great bodily injury of another.16
Although this Court believes it unnecessary to continue to canvass the remaining states, we find the experience of the State of Tennessee particularly relevant. That state‘s implied consent statute prohibits the admission of test results taken after a refusal, but contains a specific exception for the admissibility of evidence in criminal
Accordingly, a majority of this Court holds that under the existing statutory framework, consent is a condition precedent to admissibility. Further, the Chief Justice and I conclude that our holding in Timms furnishes direct authority for the requirement that a defendant give his or her consent in DUI, death resulting, cases before the results of blood tests may be admitted. The Chief Justice and I are not persuaded that we should revisit this holding to sustain the admissibility of blood evidence drawn pursuant to a search warrant.
We are of the opinion that any changes to this mandate must emanate from the General Assembly. Further, we answer question two in the affirmative, and hold that in cases in which a motorist has refused consent, members of law enforcement are precluded from obtaining a search warrant to seize blood for alcohol or drug testing.
II
Question Three
Question three requires this Court to decide whether a determination that
To properly answer this question, we must construe still another portion of the General Laws, namely
Grounds for issuance.—A warrant may be issued under this chapter to search for and seize any property:
(1) Stolen or embezzled, or obtained by any false pretense, or pretenses, with intent to cheat or defraud within this state, or elsewhere;
(2) Kept, suffered to be kept, concealed, deposited, or possessed in violation of law, or for the purpose of violating the law;
(3) Designed or intended for use, or which is or has been used, in violation of law, or as a means of committing a violation of law; or
(4) Which is evidence of the commission of a crime.
The only portion of
Search and seizure.—The right of the people to be secure in their persons, papers and possessions, against unreasonable searches and seizures, shall not be violated; and no warrant shall issue, but on complaint in writing, upon probable cause, supported by oath or affirmation, and describing as nearly as may be, the place to be searched and the persons or things to be seized.
This Court has long recognized that the Superior Court is statutory in origin and derives its powers from statutes
Finally, it should be noted that law enforcement officers generally have been allowed by both federal and state decisional law to search a suspect incident to a lawful arrest. Indeed, in Schmerber, the Supreme Court of the United States, in an opinion by Justice Brennan, held that an officer who had probable cause to believe that the defendant was operating an automobile while under the influence of alcohol could constitutionally require him to submit to the withdrawal of blood by a physician in a hospital, even though the defendant objected to the procedure. Schmerber, 384 U.S. at 771, 86 S.Ct. at 1836, 16 L.Ed.2d at 920. The Court held that the warrant requirement was precluded by the emergent necessity to conduct the tests before the BAC was reduced by the passage of time to the point where it would constitute the destruction of evidence. Id. Therefore, the Court concluded that the attempt to secure evidence of blood-alcohol content in this case was an appropriate incident to petitioner‘s arrest. Id. From the point of view of the Fourth Amendment and the Four
However, here we are confronted with the question of whether an officer, in reliance upon a warrant that was not specifically authorized by statute, may, under Rhode Island law, obtain a blood sample after the suspect has refused to consent to a chemical test. Assuming that Schmerber still represents the constitutional law of the United States, the warrant in this case would have been surplusage under federal requirements if, indeed, the officer had probable cause to believe that defendant was operating under the influence of a controlled substance.
However, the Chief Justice and I are of the opinion that the absence of a statute authorizing the issuance of a search warrant to obtain a blood sample or a sample of other bodily fluids places the question of our overturning Timms in a totally different light. Our Legislature has chosen to construct an elaborate requirement of consent, buttressed with an equally elaborate set of admonitions around the procedure for obtaining a chemical test. These requirements, in addition to the absence of a statute specifically authorizing the issuance of a warrant to obtain such samples, leads us to conclude that Timms struck the appropriate balance with respect to Rhode Island law. Accordingly, we are convinced that to overrule Timms, as well as St. Jean, we would impermissibly involve ourselves in the enterprise of legislation. We would first be required to legislate the issuance of a warrant for a purpose not authorized by statute. In addition, we would be required to hold that this judicially authorized warrant would trump the various provisions set forth by the General Assembly requiring the consent of any suspect who may be subjected to a chemical test for breath, blood, or urine. Moreover, if such a test may be authorized by an officer without a warrant, is that officer also empowered to force a physician, nurse, or medical assistant to withdraw the sample against their will, in light of the fact that medical personnel are restricted by the statutes relating to a patient‘s confidential health care information from disclosing information without a person‘s consent. See
Accordingly, we decline to accept the state‘s invitation to venture into the realm of piecemeal legislation. We are mindful that this Court previously has held that the consent requirement was designed to avoid confrontation between a suspect and an officer who might wish to require him or her to submit to a chemical test. State v. Locke, 418 A.2d 843 (R.I. 1980). Consequently, even though the Federal Constitution may not require a warrant to authorize an officer to compel a suspect to submit to a blood test as long as the officer has probable cause to believe that the suspect was driving while impaired, a byproduct of leaving enforcement of this decision to an officer unaided by a warrant would be to create many dangerous and unintended consequences that should be dealt with and prevented by legislative enactment, not by judicial fiat. In Schmerber, the United States Supreme Court merely decided the lengths a state might go without violating the Federal Constitution. Therefore, the wisdom and framework for requiring tests and implementing testing procedures should properly be left to the Legislature, which as set forth in Timms has indicated its choice.
Accordingly, we conclude that
CONCLUSION
For the reasons stated herein, we answer the certified questions as follows:
- The Chief Justice and I would answer question one in the affirmative.
- We answer question two in the affirmative and hold that
§ 31-27-2.1 does preclude members of law enforcement from obtaining a judicially authorized search warrant to seize blood from a defendant who has refused to consent to such test. - We answer question three in the negative, because the judicial power to issue warrants is derived from the General Assembly, and the General Assembly has not vested the District Court or Superior Court with the power to issue a search warrant for the seizure of blood.
Justice FLANDERS concurs in our answer in question two and question three which set forth the judgment of the Court.
WEISBERGER, Chief Justice, concurring.
I concur completely in the opinion written by Justice Goldberg, not only in respect to her conclusions, but also in respect to the rationale of that opinion.
I write separately only to indicate that our dissenting justices have expended more than twenty pages of enunciation of policy that could have been implemented by less than a paragraph of legislation had the General Assembly been inclined so to provide.
I do not disagree that sound policy would support legislation that would enable a police officer to obtain a warrant for the production of a blood sample in the event that he or she had probable cause to believe that a suspect committed a felony by taking the life or seriously injuring a human being while under the influence of alcohol or a controlled substance. The sad fact is that
The dissenters eloquently argue that common sense should dictate that the consent of one who has committed the crime of driving under the influence of drugs or a controlled substance resulting in death should not be required as a condition precedent to obtaining a blood sample by a physician or qualified medical technician for the purpose of testing the content of that blood. I would agree that common sense would support such an outcome. However, the incontrovertible truth is that our felony statutes,
I sincerely wish that our statutory provisions in chapter 27 of title 31 and in chapter 37.3 of title 5 would authorize the obtaining of a blood sample or other chemical tests of breath and body fluids when probable cause exists to believe that a suspect has committed vehicular homicide. The plain fact is that our statutes make no such provision. All of the oratory in the dissent cannot amend these statutes to achieve the desired purpose. Only the General Assembly has this power.
I believe that the statements of policy and reason set forth in the dissent have considerable merit. However, these statements should be addressed to the Legislature and not to this Court. An examination of the relevant statutes indicates that there is a significant tension evidenced by our statutory structure between the objec
However, I do not believe that the members of this Court have the power to torture the language of these various relevant statutes in order to bring about the desired result. I would, therefore, respectfully ask the members of the General Assembly to review these statutes in the light of State v. DiCicco, 707 A.2d 251 (R.I. 1998); State v. Timms, supra; and State v. St. Jean, 554 A.2d 206 (R.I. 1989), as well as the various opinions in this case, and enact into law the suggestions contained in the dissenting opinion. I would certainly applaud such action, but do not have the power by decisional legerdemain to amend the existing statutes so as to achieve the dissenters’ objective.
FLANDERS, J., concurring in part and dissenting in part.
I concur with that portion of Justice Goldberg‘s opinion that concludes that
I also agree, however, with Justice Bourcier‘s analysis of the scope of
Moreover, there is a further reason why the use of a search warrant to compel a suspect to submit to a blood test against his or her will may be problematic under our state Constitution. Under the Fifth Amendment to the United States Constitution, [n]o person *** shall be compelled in any criminal case to be a witness against himself ***. The comparable provision in our state Constitution, however, contains different and potentially more expansive wording: article 1, section 13, of the Rhode Island Constitution entitled Self-crimination, provides that No person in a court of common law shall be compelled to give self-criminating evidence. Thus, while the Fifth Amendment is limited to a prohibition against compelling persons in any criminal case to be a witness against themselves, the bar against compulsory self-incrimination in Rhode Island‘s Declaration of Rights arguably provides broader protection by precluding the government not just from compelling people to be witnesses against themselves but also from compelling them to give self-criminating evidence. R.I. Const. art. 1, sec. 13. Cf. Commonwealth v. Mavredakis, 430 Mass. 848, 725 N.E.2d 169, 178 (2000) (comparing the textual differences between Massachusetts Declaration of Rights, art. 12, which states No subject shall *** be compelled to accuse, or furnish evidence against himself, and the Fifth Amendment, and noting that [t]he text of art. 12, as it relates to self-incrimination, is broader than the Fifth Amendment, citing Opinion of the Justices, 412 Mass. 1201, 591 N.E.2d 1073 (1992), in which the Supreme Judicial Court advised the Massachusetts Senate that admitting evidence of a defendant‘s refusal to consent to a breathalyzer test at a criminal trial would violate art. 12, in contradiction to the United States Supreme Court‘s decision in South Dakota v. Neville, 459 U.S. 553, 564, 103 S.Ct. 916, 923, 74 L.Ed.2d 748, 759 (1983)).
Although previous Rhode Island judicial decisions have refused to differentiate be
In other words, unlike the Federal Constitution, the Rhode Island Constitution does not seem to incorporate, by its terms, an express testimonial or a communicative limitation on the compelled giving of evidence by a person. Thus, the possibility exists that the framers drafted article 1, section 13, in such a manner as to provide for a broader ban on the government‘s compelling of self-incriminatory acts than the Fifth Amendment analogue to the United States Constitution (at least as that clause has been construed most recently by a majority of the United States Supreme Court). For example, such acts as forcing suspects and witnesses to give their blood, handwriting exemplars, DNA samples, fingerprints, or documents, or otherwise to assist the prosecution in a court of common law by the compulsory giving of evidence of a self-criminating nature may fall within the literal terms of article 1, section 13, regardless of whether the compelled giving of such evidence is testimonial in nature. See, e.g., Doe v. United States, 487 U.S. 201, 108 S.Ct. 2341, 101 L.Ed.2d 184 (1988).
Moreover, in a recent concurring opinion authored by Justice Thomas (joined by Justice Scalia), in the United States Supreme Court case of United States v. Hubbell, 530 U.S. 27, 120 S.Ct. 2037, 2050-54, 147 L.Ed.2d 24, 43-48 (2000), Justice Thomas noted that, historically, substantial support [exists] for the view that the term ‘witness’ [in the Fifth Amendment] meant a person who gives or furnishes evidence, a broader meaning than that which our case law currently ascribes to the term. Id. at 2050, 147 L.Ed.2d at 44. Justice Thomas specifically observed that during the debate over the ratification of the Federal Constitution Rhode Island was one of four states that proposed a bill of rights that would grant citizens a right against any governmental compulsion to give evidence—regardless of whether, in doing so, the person would be a witness against himself or herself. Id. at 2052, 147 L.Ed.2d at 46 (citing the Rhode Island Proposal of May 29, 1790). Compare Boyd v. United States, 116 U.S. 616, 634-35, 6 S.Ct. 524, 534-35, 29 L.Ed. 746, 752 (1886) (holding that the Fifth Amendment protected a suspect against the compelled production of books and papers), with Fisher v. United States, 425 U.S. 391, 408, 96 S.Ct. 1569, 1579, 48 L.Ed.2d 39, 54 (1976) (permitting the government to force a person to furnish incriminating documentary evidence and protecting only the testimonial aspects of that transfer); but see Hubbell, 530 U.S. at 2048, 147 L.Ed.2d at 41-42 (barring government from indicting an immunized witness based upon the documents produced by the witness in response to a subpoena duces tecum).
In any event, in a case properly preserving this issue, I would remain open to the argument that the Rhode Island Constitution (article 1, section 13) should be construed more broadly than the Federal Constitution in this respect because of the Rhode Island framers’ failure to adopt the Federal Constitution‘s witness against himself language.
For these reasons, I would answer question one in the negative, question two in the affirmative, and question three in the negative.
BOURCIER, Justice, with whom Justice LEDERBERG joins, dissenting.
I would respond in the negative to questions one and two and need not answer the third question that has been certified to us from the Superior Court for the reasons hereinafter set out.
I
Certified Question 1
In view of State v. Timms, 505 A.2d 1132 (R.I. 1986), should
R.I. Gen. Laws § 31-27-2(c) be interpreted to preclude, in a case involving an alleged violation ofR.I. Gen. Laws § 31-27-2.2 (driving under the influence, death resulting), the admission at trial of the results of breathalyzer, blood or urine tests at trial, when the breath, blood or urine samples were seized without the defendant‘s consent and pursuant to a judicially authorized search warrant?
In a felony prosecution for driving under the influence of liquor or drugs, death resulting, pursuant to
First, the Timms case. That case, simply put, created bad law out of mere dicta. Timms, it should be noted, had been charged only with two counts of driving so as to endanger, death resulting, in violation of
In her appeal, she questioned only a single evidentiary trial ruling made by the trial justice. That evidentiary challenge concerned only whether the two police de
As I read Timms, it becomes obvious that its dicta misadventure was prompted by the Court‘s obvious failure to comprehend why the Legislature specifically provided for a suspected driver‘s prior consent to the chemical testing of his or her breath, blood or urine only in a misdemeanor
Both statutes concern the same subject matter, namely driving in a manner so as to threaten public safety. Furthermore, in addition to the already-enacted
§§ 31-27-1 and31-27-2 , the Legislature subsequently created§ 31-27-2.2 , ‘Driving under the influence of liquor or drugs, resulting in death.’ The consent safeguards in§ 31-27-2.2 are also not explicitly in its text, yet the Legislature would not have enacted two separate driving-under-the-influence sections, intending that the consent safeguards apply only to one.
That comment, I believe, exposes the Timms Court‘s failure to appreciate that the chemical testing of a suspected operator‘s breath, blood or urine was designed deliberately to facilitate [a defendant‘s] conviction, [and] not to shield him from prosecution and conviction. White v. Maryland, 89 Md.App. 590, 598 A.2d 1208, 1211 (1991) (quoting Brice v. State, 71 Md.App. 563, 526 A.2d 647, 649 (1987)). Indeed, the Timms Court actually and repeatedly refers to the consent safeguards as being intended to protect the suspected drunk driver. Such references reflect, I believe, that the Timms Court misapprehended for whom the alleged statutory consent safeguards were intended, a misapprehension that today only two justices of this Court continue to espouse.
I believe that this Court should no longer regard Timms as valid judicial precedent, and that Timms should be reversed. Justices Lederberg and Flanders join with me in that regard, and thus, on this matter, as we constitute a majority of this Court, State v. Timms is reversed. The
reversal of Timms does not, however, signal the end of this Court‘s response to the first certified question posed to us. There remains for consideration, the ancillary inquiry posed to us in that question concerning whether, in a driving under the influence, death resulting prosecution, pursuant to
With regard to this Court‘s response to that portion of the inquiry posed to us in Certified Question One, Justice Lederberg and I would respond that chemical test results, derived from a sample of a non-consenting suspected operator‘s breath, blood or urine, taken pursuant to a judicially authorized search warrant, would be admissible as evidence in a felony prosecution for driving under the influence, death resulting, pursuant to
I believe, as was said in State v. Bruskie, 536 A.2d 522, 524 (R.I.1988), that the “goal of legislation against drunken driving *** is to reduce the carnage occurring on our highways attributable to persons who imbibe alcohol and then drive[,]” and the objective of those statutes is “to remove from the highway drivers who by drinking become a menace to themselves and to the public.”
This Court has often proclaimed that when interpreting legislative enactments, it does so with a view towards carrying out the intent and purpose of the particular legislation, and in doing so, gives the legislation “what appears to be the meaning that is most consistent with its *** obvious purpose.” Kirby v. Planning Board of Review of Middletown, 634 A.2d 285, 290 (R.I.1993) (quoting Zannelli v. Di Sandro, 84 R.I. 76, 81, 121 A.2d 652, 655 (1956)). See also State ex rel. Town of Middletown v. Anthony, 713 A.2d 207, 210 (R.I.1998).
I believe that the majority‘s response today, barring the chemical test results of a sample of a non-consenting suspected alcohol- or drug-impaired drivers’ breath, blood or urine in
“31-27-2. Driving under influence of liquor or drugs. — (a) Whoever operates or otherwise drives any vehicle in the state while under the influence of any intoxicating liquor, drugs, toluene, or any controlled substance as defined in chapter 28 of title 21, or any combination thereof, shall be guilty of a misdemeanor and shall be punished as provided in subsection (d) of this section.
(b)(1) Any person charged under subsection (a) of this section whose blood alcohol concentration is one-tenth of one percent (.1%) or more by weight as shown by a chemical analysis of a blood, breath, or urine sample shall be guilty of violating subsection (a) of this section. *** (emphasis added)
(2) ***
(c) In any criminal prosecution for a violation of subsection (a) of this section, evidence as to the amount of intoxicating liquor, toluene, or any controlled substance as defined in chapter 28 of title 21, or any combination thereof in the defendant‘s blood at the time alleged as shown by a chemical analysis of the defendant‘s breath, blood, or urine or other bodily substance shall be admissible and competent, provided that evidence is presented that the following conditions have been complied with:
(1) The defendant has consented to the taking of the test upon which the analysis is made. Evidence that the defendant had refused to submit to the test shall not be admissible unless the defendant elects to testify.” (Emphasis added.)30
I am unable to join with the majority of this Court who opine that chemical test result evidence of a defendant driver‘s breath, blood or urine, taken following an incident in which that defendant‘s vehicle has killed or permanently crippled some innocent person on our public highways, should be inadmissible and barred as evidence of impairment in the trial of the death-causing driver. The majority‘s
In his concurring opinion, the Chief Justice candidly acknowledges “that common sense should dictate that the consent of one who has committed the crime of driving under the influence of drugs or a controlled substance resulting in death should not be required as a condition precedent to obtaining a blood sample by a physician or qualified medical technician for the purpose of testing.” However, he then retreats from that position by adding that the “incontrovertible truth is that our felony statutes,
Justice Goldberg‘s opinion, in which the Chief Justice joins, appears to ignore the troubling implications that will flow from the opinion in response to Certified Question One, and seeks to justify their prior consent viewpoint in all cases with the aid of the Latin phrase “noscitur a sociis,”32 as well as by citing to what little remains of Rochin v. California, 342 U.S. 165, 72 S.Ct. 205, 96 L.Ed. 183 (1952). They embellish their Rochin cite with misplaced compassionate concern for those alcohol- or drug-impaired drivers who kill innocent people on our highways and who cause the carnage that our Legislature so deplores. They stress in their concern that even the
It is difficult for me to accept the opinion that Rochin labels the simple procedure utilized in the taking of a blood sample from a chemically-impaired driver as a sort of medieval torture concocted in some dark medieval dungeon, and which law enforcement officials should never be permitted to utilize in attempting to prosecute an alcohol- or drug-impaired driver. Rochin, in fact, was virtually emasculated by the United States Supreme Court less than five years after it was decided. See Breithaupt v. Abram, 352 U.S. 432, 77 S.Ct. 408, 1 L.Ed.2d 448 (1957). What Justice Goldberg and the Chief Justice in this case today view as constituting a “cocktail of blood and needles,” the United States Supreme Court in Breithaupt views differently:
“Modern community living requires modern scientific methods of crime detection lest the public go unprotected. The increasing slaughter on our highways, most of which should be avoidable, now reaches the astounding figures only heard of on the battlefield. The States, through safety measures, modern scientific methods, and strict enforcement of traffic laws, are using all reasonable means to make automobile driving less dangerous.
“As against the right of an individual that his person be held inviolable, even against so slight an intrusion as is involved in applying a blood test of the kind to which millions of Americans submit as a matter of course nearly every day, must be set the interests of society in the scientific determination of intoxication, one of the great causes of the mortal hazards of the road. And the more so since the test likewise may establish innocence, thus affording protection against the treachery of judgment based on one or more of the senses. Furthermore, since our criminal law is to no small extent justified by the assumption of deterrence, the individual‘s right to immunity from such invasion of the body as is involved in a properly safeguarded blood test is far outweighed by the value of its deterrent effect due to public realization that the issue of driving while under the influence of alcohol can often by this method be taken out of the confusion of conflicting contentions.” Id. at 439-40, 77 S.Ct. at 412, 1 L.Ed.2d at 452-53.
The Supreme Court additionally noted that:
“due process is not measured by the yardstick of personal reaction or the sphygmogram of the most sensitive person, but by that whole community sense of ‘decency and fairness’ that has been woven by common experience into the fabric of acceptable conduct. It is on this bedrock that this Court has established the concept of due process. The blood test procedure has become routine in our everyday life. It is a ritual for those going into the military service as well as those applying for marriage licenses. Many colleges require such tests before permitting entrance and literally millions of us have voluntarily gone through the same, though a longer, routine in becoming blood donors. Likewise, we note that a majority of our States have either enacted statutes in some form authorizing tests of this nature or permit findings so obtained to be admitted in evidence. We therefore conclude that a blood test taken by a skilled technician is not such ‘conduct that shocks the conscience,’ Rochin, supra, at 172[, 72 S.Ct. 205], nor such a method of obtaining evidence that it offends a ‘sense of justice,’ Brown v. Mississippi, 1936, 297 U.S. 278, 285-286, 56 S.Ct. 461, 464-465, 80 L.Ed. 682.” Brei-
thaupt, 352 U.S. at 436-37, 77 S.Ct. at 410-11, 1 L.Ed.2d at 451-52.
I also question the misplaced emphasis in Justice Goldberg‘s opinion upon the inability of the state‘s appellate counsel to respond in detail to a hypothetical question posed at oral argument regarding the manner in which a suspected alcohol- or drug-impaired driver‘s blood sample would be taken. Appellate counsel‘s response, whatever it might have been, would have been of no consequence. The Legislature has long ago, proscribed the procedure to be employed in the taking of a suspected driver‘s blood sample. In misdemeanor prosecutions under
In sum, I believe that such statutory safeguards as described above effectively answer the concerns of Justice Goldberg and the Chief Justice. They eliminate any potential risks associated with the administering of those chemical tests and further provide the suspected alcohol- or drug-impaired driver with a sufficient opportunity to take additional chemical tests in an environment and a manner substantially of his or her own choosing. While Justice Goldberg‘s opinion expresses remarkable and compassionate, but certainly misplaced, concern for the rights of alcohol- and drug-laden drivers on our public highways, I cannot help but observe that the rights of the general public to travel those same roads with some modicum of safety is almost completely ignored in their calculus.
Also ignored in that calculus is the unfortunate effect their response to question one will have on all future felony prosecutions of persons charged with driving under the influence resulting in death or in severe personal injuries to some unfortunate person or persons.
In light of what a majority of this Court today opines, the Legislature‘s recently enacted, and much heralded, lowering of the statutory under the influence presumption from one tenth of one percent to one eighth of one percent effectively has been neutralized and essentially becomes useless. See P.L.2000, ch. 264. The Legislature‘s good intention in hopes of assisting state prosecutors to rid our highways of alcohol- and drug-impaired drivers causing the carnage on our public highways has been scuttled. All that a driver who is suspected of being impaired and who has caused a highway fatality need do to avoid conviction and imprisonment is to say “no” to an arresting officer‘s request that he or she consent to the giving of a sample of his or her breath, blood or urine for purposes of the chemical testing. In that event, in the absence of an available eyewitness willing to testify at trial as to the manner of the defendant‘s driving, the suspected alcohol- or drug-impaired driver, whose vehicle has just killed or maimed some innocent person or persons on a public highway, will avoid conviction and jail. His or her only punishment simply then will be a civil “tap on the wrist” for refusing to consent to the chemical testing procedure. That “tap on the wrist” could be but a short suspension of his or her license to operate and a small fine.
Justice Lederberg joins with me in concluding that breath, blood and urine chemical testing laws never were intended to
II
Certified Question 2
“Does the statutory language of
We are asked in this certified question to decide whether, in a prosecution for driving under the influence, death resulting, pursuant to
I would respond to that question in the negative. My reason for so doing, I believe, is dictated by our long-standing rule of statutory interpretation that possits when the language of a statute is clear and unambiguous this Court should not search beyond the statute for a different meaning because “[i]n such a case the statute declares itself.” Bouchard v. Price, 694 A.2d 670, 680 (R.I.1997) (Flanders, J., concurring). “[A] ‘court is not at liberty to indulge in a presumption that the Legislature intended something more than what it actually wrote in the law.‘” In the Matter of the Civil Commitment of J.G., 322 N.J.Super. 309, 730 A.2d 922, 929-30 (Ct.App.Div.1999) (quoting Graham v. City of Asbury Park, 64 N.J.Super. 385, 165 A.2d 864 (Ct.Law.Div.1960), rev‘d on other grounds, 69 N.J.Super. 256, 174 A.2d 244 (Ct.App.Div.1961), aff‘d, 37 N.J. 166, 179 A.2d 520 (1962)). Additionally, I respond to the certified question in the negative because I believe that the legislative purpose and intent that prompted the enactment of
The concept of requiring consent first was conceived in 1959 when the Legislature amended
The Legislature had envisioned its 1959 amendment to
Seven years later, the Legislature once again took aim at curbing the escalating carnage on our public highways caused by drivers being under the influence of alcohol or drugs. In 1966, the Legislature
Incorporated as part of that new implied consent law were statutory presumptions that presumed a defendant to have been operating under the influence if the chemical test performed indicated the presence of .10 percent or more, by weight, of alcohol in the defendant‘s blood. Thus, for the first time in a prosecution for driving under the influence, that presumption alone could support a defendant‘s conviction pursuant to
Thus, the Legislature, it must be noted, had a dual purpose for enacting
Secondly, the Legislature anticipated that by making chemical test results admissible as proof of culpability, a defendant, after being tested and found to have the presumptive amount of alcohol in his or her blood, breath or urine, then would realize the futility and risk of insisting upon trial and incurring the attendant legal expenses and, instead, would readily opt to enter a plea. However, that legislative expectation never materialized. The Legislature in its 1966 enactment, although providing for chemical testing, made that testing procedure again subject to the defendant‘s prior consent to be tested and neglected to provide for any criminal or financial penalty for those suspected drivers who refused to give their consent. Thus, with little incentive to consent, few defendants did consent. From 1966 onward, all will acknowledge that driving-under-the-influence cases escalated in numbers and simply languished in the District Courts.
In 1982, the Legislature, in hopes of “beefing up” the evidentiary effect of chemical testing result evidence in
In May 1983, the Legislature, obviously aware of, and now more alarmed by the escalating numbers of highway deaths and serious injuries being caused by alcohol- and drug-impaired drivers on our state highways, enacted two consecutive statutory amendments aimed at finally curbing that carnage. First, P.L.1983, ch. 227, was enacted to amend section 1(b) of
“Any person charged under subsection (a) of this section whose blood alcohol concentration is one-tenth of 1% or more by weight as shown by a chemical analysis of a blood, breath or urine sample shall be guilty of violating subsection (a) of this section. This provision shall not preclude a conviction based on other admissible evidence.” P.L.1983, ch. 227.
As a result of P.L.1983, ch. 227, the necessity for prosecution expert testimony to establish and relate the effect of that percentage of alcohol to a defendant‘s ability to safely operate his or her vehicle was eliminated. The second amendment enacted in May 1983, amended
“If such a person having been placed under arrest refuses upon the request of a law enforcement officer to submit to a test, as provided in section 31-27-2, as amended, none shall be given, but an administrative judge of the division of administrative adjudication, upon receipt of a report of a law enforcement officer that he [or she] had reasonable grounds to believe the arrested person had been driving a motor vehicle within this state under the influence of intoxicating liquor, toluene, or any controlled substance as defined in chapter 21-28 of the general laws, or any combination thereof, that the person had been informed of his or her rights in accordance with Section 31-27-3, that the person had been informed of the penalties incurred as a result of noncompliance with this section, and that the person had refused to submit to the test upon the request of a law enforcement officer, shall promptly order that the person‘s operator‘s license or privilege to operate a motor vehicle in this state be immediately suspended and that the person‘s license be surrendered within five (5) days of notice of suspension.” P.L.1983, ch. 228, § 1.
It is clear to me that the Legislature intended the implied consent law originally enacted in 1966 for use only in misdemeanor prosecutions for driving under the influence, pursuant to
In 1983, the Legislature enacted P.L.1983, ch. 228, and provided for the imposition of a financial penalty upon a defendant who refused to consent to chemical testing. In doing so, I believe that the Legislature envisioned that a suspected driver more
Common sense mandates that the minor penalty that is required to be imposed upon a non-consenting defendant pursuant to
I would also point out that the Uniform Vehicle Code and Model Traffic Ordinance, prepared by the National Committee on Uniform Traffic Laws and Ordinances, specifically excludes any requirement for a defendant‘s prior consent to chemical testing in felony driving-under-the-influence cases in which death or serious injuries are involved. The Uniform Vehicle Code provides that a driver, when arrested in those felony cases, can be “compelled by a police officer to submit to a test or tests of driver‘s blood, breath or urine to determine the alcohol concentration or the presence of other drugs.” Uniform Vehicle Code § 6-210 — “Chemical test of drivers in serious personal injury or fatal crashes” (1992).34
In the usual run-of-the-mill misdemeanor case, pursuant to
As Justice Sutherland in West Coast Hotel Co. v. Parrish, 300 U.S. 379, 404, 57 S.Ct. 578, 587, 81 L.Ed. 703, 715 (1937), aptly noted, “[t]he judicial function is that of interpretation; it does not include the power of amendment under the guise of interpretation.” Justice Flanders, writing along similar lines some time ago in his dissent in Kaya v. Partington, 681 A.2d 256 (R.I.1996), observed what I believe bears repetition in this case. He said:
“[T]he reality is, when, as here, a statute is silent on the subject at issue, we judges have absolutely no clue about what result the Legislature would have intended had it ever considered the question presented, especially when we depart from the text of a statute and attempt to find some hidden legislative design or intent that answers a problem not resolved by what the Legislature actually said.” Id. at 264.
He further explained:
“‘For purposes of judicial enforcement, the “policy” of a statute should be drawn out of its terms, as nourished by their proper environment, and not, like nitrogen, out of the air.’ *** Our goal is to construe the statute as it is written and not to divine sound public policy out of legislative silence, references to imagined legislative intentions, or our own predilections. As Justice Frankfurter once warned, ‘The search for significance in the silence of [the Legislature] is too often the pursuit of a mirage. We must be wary against interpolating our notions of policy in the interstices of legislative provisions.’
“The reason to be on guard is that when legislative silence is confronted, the temptation is omnipresent for *** the court to intrude its own preferred policies into the law under the euphemistic banner of ‘filling in a legislative gap’ or ‘interstitial’ lawmaking.” Kaya, 681 A.2d at 267-68.
Justice Lederberg concurs with me in the above and we would respond in the negative to Certified Question Two.
III
Certified Question 3
“If
In light of my responses proffered to Certified Questions One and Two, any response to question three becomes unnecessary. However, because of the response proffered by the majority concerning
I do not agree with the majority‘s general statement that blood itself is not property and thus not evidence of the commission of a crime. Blood itself can, in many instances, be evidence of the commission of a crime. In the real world, which certainly includes the State of Rhode Island, a bottle of liquor is property. It is property that can be the subject of larceny or embezzlement and is even taxed as property. Likewise, a cache of cocaine in someone‘s pocket, car, or dwelling also is considered to be property. The fact that the liquor or drugs are ingested and used by someone in violation of law does not transform that property into non-property.
The majority, however, advances the problematic contention that because they are “not satisfied that one‘s bodily fluid is property” or “evidence of the commission of a crime” it cannot be seized pursuant to
IV
Conclusion
For the reasons above set out, Justice Lederberg and I would respond to Certified Questions One and Two in the negative. Because of the nature of our response to those questions, we need not respond to Certified Question Three, but our response to that question reasonably might be indicated from our brief discussion relating to that question.
Notes
(a) When the death of any person other than the operator ensues as a proximate result of an injury received by the operation of any vehicle, the operator of which is under the influence of any intoxicating liquor, toluene, or any controlled substance *** the person so operating the vehicle shall be guilty of ‘driving under the influence of liquor or drugs, resulting in death.’
(b) Any person charged with the commission of the offense set forth in subsection (a) shall, upon conviction, be punished as follows:
(1) Every person convicted of a first violation shall be punished by imprisonment in the state prison for not less than five (5) years ***.
In any criminal prosecution for a violation of subsection (a) of this section, evidence as to the amount of intoxicating liquor, toluene, or any controlled substance *** in the defendant‘s blood at the time alleged as shown by a chemical analysis of the defendant‘s breath, blood, or urine or other bodily substance shall be admissible and competent, provided that evidence is presented that the following conditions have been complied with:
(1) The defendant has consented to the taking of the test upon which the analysis is made.
Section 31-27-2(a) provides that:Whoever operates or otherwise drives any vehicle in the state while under the influence of any intoxicating liquor, drugs, toluene, or any controlled substance as defined in chapter 28 of title 21, or any combination thereof, shall be guilty of a misdemeanor and shall be punished as provided in subsection (d) of this section.
To the extent provided by law, a blood or breath sample may also be obtained from any surviving operator whose motor vehicle is involved in such [a fatal] accident. The test shall be performed by or at the direction of a police officer according to methods and with equipment approved by the Department of Public Safety and shall be performed by a person certified or recertified for such purpose by said department or recertified by persons certified as instructors by the Commissioner of Public Safety. The equipment used for such test shall be checked for accuracy by a person certified by the Department of Public Safety immediately before and after such test is performed. If a blood test is performed, it shall be on a blood sample taken by a person licensed to practice medicine and surgery in this state, a qualified laboratory technician, an emergency medical technician II, a registered nurse or a phlebotomist, as defined in subsection (m) of section 14-227b. The blood samples obtained from the surviving operator shall be examined for the presence and concentration of alcohol by the Division of Scientific Services within the Department of Public Safety.
Jurisdiction of supreme and inferior courts—Quorum of supreme court.—The supreme court shall have final revisory and appellate jurisdiction upon all questions of law and equity. It shall have power to issue prerogative writs, and shall also have such other jurisdiction as may, from time to time, be prescribed by law. A majority of its judges shall always be necessary to constitute a quorum. The inferior courts shall have such jurisdiction as may, from time to time, be prescribed by law. (Emphasis added.)
“Any person charged under subsection (a) of this section whose blood alcohol concentration is eight one-hundredths of one
“The claim of the defendant that the failure to meet the requirements of
Later that year, the Connecticut Supreme Court rejected the argument of a defendant charged with misconduct with a motor vehicle where he asserted that his blood sample should have been excluded because the taking and testing of the sample did not meet the consent requirements outlined in
For example, in State v. Bellino, 390 A.2d 1014 (Me.1978), cited in the majority opinion, the implied consent statute at issue in Maine provided for its provisions to be applicable in all criminal prosecutions for “violation of any of the provisions” in that state‘s motor vehicle code. Id. at 1023. The New Hampshire statute construed in State v. Berry, 121 N.H. 324, 428 A.2d 1250 (1981), also cited by the majority, specifically provided for its implied consent provisions to be applicable in “any offense arising out of acts alleged to have been committed while *** driving a motor vehicle while intoxicated.” Id. at 1251. (Emphasis added.) Those particular implied consent statutory provisions, like the statutes at issue in each of the other cases cited in the majority opinion, are totally different from each other and also completely different and distinguishable from our Rhode Island statute. The plain language of
To realize the uniqueness of our Rhode Island statute, one need only to review the comprehensive analysis of the various implied consent statutes from each of the fifty states that is provided in the statutory appendix section in Volume 4 of the treatise by Essen-Erwin, Defense of Drunk Driving Cases (2000). That statutory review discloses that some states, such as Arizona, have implied consent statutes that are made applicable in any offense arising out of acts alleged to be in violation of the Motor Vehicle Code. In those states, if a defendant refuses to consent to chemical testing, no tests can be undertaken except pursuant to a search warrant. That statutory review also discloses that in some other states, implied consent provisions are by specific statutory mandate made applicable in all motor vehicle code violation prosecutions in which liquor or drugs are alleged to be involved. In yet others states, the implied consent statutes are restricted to misdemeanor prosecutions only, but again, one must be careful to note that in Maryland, for example (cited by the majority), the crimes of “manslaughter by motor vehicle” and “homicide by motor vehicle” are deemed misdemeanors. See Loscomb v. State, 45 Md.App. 598, 416 A.2d 1276 (1980). Further, it should be noted that many states, following the Uniform Vehicle Code, have statutes providing that their implied consent provisions are not applicable in under the influence felony death and serious injury prosecutions, and in those instances, chemical testing procedures can be compelled by the arresting officials. See, e.g., Vermont Statutes Ann. title 23, ch. 13, §§ 1201(c) and 1202(f) (1999).
The conclusion that one must inevitably draw after reviewing the various implied consent statutes enacted by each of the fifty states is that generalizations are virtually impossible to arrive at because each state statute has its own unique virtues and faults. See generally Annotation, Vitauts M. Gulbis, Admissibility in Criminal Case of Blood-Alcohol Test Where Blood was Taken Despite Defendant‘s Objection or Refusal to Submit to Test, 14 A.L.R.4th 690 (1982). Our Rhode Island statute therefore must be interpreted as written, and applied as intended by the Legislature, namely to assist in the prosecution of alcohol- and drug-impaired motor vehicle operators, and not as a statutory shield to protect them from prosecution.
