Lead Opinion
¶ 1. Defendant Carl Devoid, Jr. appeals his jury conviction for attempted voyeurism, a crime that the State did not originally charge, but that the court instructed the jury could find was committed. Among other arguments, defendant contends that the evidence at trial does not support the conviction. We agree and reverse.
¶2. Complainant resides on the second floor of an apartment building located in a secluded area in Colchester, Vermont. There is a window in her bathroom shower that overlooks a parking lot used by residents of the building. The bottom of the window is at the level of complainant’s mid-chest. When complainant moved in, her landlord suggested that she cover the window with a shower curtain to protect the window from water damage. Complainant, however, did not do so. She did not think anyone could see her through the window.
¶ 3. Defendant is complainant’s neighbor who resides on the first floor. He can hear complainant’s shower turn on and off from his apartment. On September 1, 2008, complainant saw defendant for a few moments while he stood in the parking lot looking at her bathroom window as she was showering. On September 15, 2008, complainant again saw defendant standing in the parking lot looking at her bathroom window while she was in the shower. This time, defendant stared at her window for
¶ 4. Later that day, complainant asked her roommate — who is the same height as complainant — to stand in her shower. Meanwhile, complainant went to the parking lot and looked up at her bathroom window to determine whether anyone could see her from the ground. The parties disagree on what complainant saw when she looked up at her window and whether defendant could see any part of complainant’s body that is protected by the voyeurism statute.
¶ 5. On September 16, 2008, complainant reported the incident, and the State charged defendant with voyeurism “by viewing [complainant] . . . through a window while she was showering in the privacy of her home” in violation of 13 V.S.A. § 2605(b)(1). The statute provides in relevant part that “[n]o person shall intentionally view . . . the intimate areas of another person without that person’s knowledge and consent while the person being viewed . . . is in a place where he or she would have a reasonable expectation of privacy.” 13 V.S.A. § 2605(b)(1). The statute further defines “view” as “the intentional looking upon another person for more than a brief period of time, in other than a casual or cursory manner,” and states that the term “intimate areas” includes a “female breast,” which is defined as “any portion of the female breast below the top of the areola.” Id. § 2605(a)(2), (4), (7).
¶ 6. The case went to trial, and defense counsel moved for judgment of acquittal, arguing that the evidence was insufficient to conclude either that defendant intended to view the intimate areas of complainant’s body or that defendant did view those areas. The court denied the motion and submitted the case to the jury. During deliberations, the jury sent a note to the judge that read: “If we think that he is guilty of trying; but was not able to see her nipples. What kind of verdict do we give? We have not proven that he saw anything. But we believe he was trying.” In response, the judge, over defendant’s objection, issued the following supplemental instruction on attempt:
Under Vermont law, a person who attempts to commit an offense and does an act toward the commission thereof, but by reason of being interrupted or prevented in the execution of the same, may be found guilty of the offense charged if the jury finds, beyond a reasonable doubt, that the attempt to commit the offense was made.
¶ 7. The jury then asked the judge to clarify whether “by reason of being interrupted or prevented in the execution of the same” could mean a physical block, such as a windowsill, rather than an occurrence whereby someone physically prevented commission of the act. The judge did not give a direct answer, but instead cited a case that discusses the elements of attempt. The jury returned a verdict finding defendant guilty of attempted voyeurism. Defendant renewed his motion for judgment of acquittal, arguing that the evidence presented at trial was insufficient for a conviction of attempted voyeurism, and that the supplemental instructions were prejudicial to him. The court denied defendant’s motion. The court held that the evidence that defendant looked up at complainant’s window for three minutes while holding his crotch was sufficient to support a conviction for attempted voyeurism, and that the timing of the supplemental instructions was not prejudicial to defendant. This appeal followed.
¶ 8. On appeal, defendant argues that the trial court erred by giving supplemental
¶ 9. When reviewing a denial of motion for judgment of acquittal, we view the evidence “in the light most favorable to the prosecution, . . . and determine whether the State’s evidence sufficiently and fairly supports a finding of guilt beyond a reasonable doubt.” State v. Lemay,
¶ 10. Vermont’s attempt statute provides that “[a] person who attempts to commit an offense and does an act toward the commission thereof, but by reason of being interrupted or prevented fails in the execution of the same, shall be punished as herein provided.” 13 V.S.A. § 9(a). As we have previously held, two elements
¶ 11. An overt act must advance beyond mere intent and “reach far enough toward accomplishing the desired result to amount to the commencement of the consummation.” Id. (quotation omitted). Preparation counts as an act if it “would be likely to end, if not extraneously interrupted, in the consummation of the crime
¶ 12. Here, the alleged overt act committed by defendant is standing on the ground, staring at complainant’s second-floor bathroom window for three minutes with a hand on his crotch. The key point of disagreement is whether defendant was able to see complainant’s intimate areas, as defined by the voyeurism statute, from his location on the ground. The State asserts that defendant could and did; defendant contends that he could not. Based on our review of the jury’s conclusions and the evidence, we agree with defendant.
¶ 13. At trial, complainant agreed, in response to the prosecutor’s question, that the bottom of the window was at her “mid-chest area,” without specifying whether the intimate areas protected by the voyeurism statute were lower or higher than the windowsill. She also testified that she observed her roommate at the window from defendant’s vantage point, but the prosecution did not ask whether she could see an intimate area of her roommate’s body as defined by the voyeurism statute. Other evidence on this issue includes a picture taken from inside of complainant’s bathroom that shows complainant standing in front of her bathroom window. This picture clearly demonstrates that intimate areas of complainant are lower than the windowsill. We must conclude from this evidence that the jury could not find that defendant could see intimate areas of complainant’s body, as defined by the statute, particularly given that complainant’s shower was located on the second floor and defendant was looking at her bathroom window from the ground. Obviously, the jury agreed. The jury’s notes to the judge indicate that the jurors concluded that the State had failed to prove that defendant was able to see an intimate area of complainant’s body from his vantage point. Thus, even when viewed most favorably to the State, the evidence reveals that the window was too high to allow defendant to see any intimate areas of complainant’s body.
¶ 14. The critical question before us, then, is whether, given defendant’s inability to see complainant’s intimate areas, the jurors could still find him guilty of attempted voyeurism. We hold that they could not, as his actions did not constitute an overt act of attempted voyeurism and the State could not prove the requisite intent.
¶ 15. An overt act of attempted voyeurism requires an action that “would be likely to end” in acquiring a view of complainant’s intimate areas. See Hurley,
¶ 16. The State’s theory in this case is that defendant’s looking at the window is a sufficient overt act. There are significant difficulties with this theory. Under it, any looking in the direction of a person known to be naked is an overt act even if the person were fully behind a wall. Because defendant could not see the intimate areas of complainant’s body and must have been aware of that circumstance, we cannot distinguish between desire to view those intimate areas and intent to do so. Thus, the alleged overt act is not corroborative of defendant’s criminal purpose. See Model Penal Code § 5.01(2) (for conduct to be a “substantial step” to commission of the crime, the conduct must be “strongly corroborative of the actor’s criminal purpose.”).
¶ 17. For related reasons, we do not believe that the State has provided sufficient evidence of defendant’s intent to view complainant’s intimate areas as required for a criminal attempt. Defendant apparently obtains sexual gratification from watching the upper body of a woman he believes is naked, and we can infer from that fact that he would like to see her naked. We cannot infer from the facts in the record, however, that he had the intent to commit voyeurism or would have committed that crime. As Professor LaFave notes in discussing the interrelationship between impossibility and intent, “a defendant’s declared intent to kill another person may be put in doubt if he only attacks with a small switch.” 2 W. LaFave, Substantive Criminal Law § 11.5, at *2 (2009).
¶ 18. Defendant has argued that commission of the crime of voyeurism was impossible, and we should hold that impossibility is a complete defense to the intent crime. This argument is superficially attractive because the facts demonstrate that it was impossible for defendant to view complainant’s intimate areas. In State v. Curtis, however, we considered and rejected the availability of an impossibility defense in a case where defendant shot at a deer decoy, believing it was a deer, and was charged with attempt to shoot a live deer out of season.
¶ 19. As Curtis states, the modern trend has been to eliminate impossibility as a defense in attempt cases. Thus, it is important to distinguish Curtis and attempt cases involving impossibility generally.
¶20. We hold that in this case the evidence presented did not “sufficiently and fairly” support a verdict of guilt of attempt to commit voyeurism. For that reason, the motion for judgment of acquittal should have been granted.
Reversed.
Notes
Defendant argues that there is a third element in the statutory language, that defendant failed in the execution of the crime “by reason of being interrupted or prevented.” As we quote in the text, the decision in State v. Hurley distinguishes preparation for a crime from an attempt to commit a crime, stating that the preparation “must be such as would be likely to end, if not extraneously interrupted, in the consummation of the crime intended.”
Despite these discussions of interruption and prevention, we ruled in State v. Brown,
Because of our disposition, we do not examine whether the language contains an additional element or, if so, how it would apply in this case.
Curtis notes that the Model Penal Code rejected the impossibility defense to an attempt, suggesting that the defendant in Curtis would have been guilty under the Model Penal Code definition.
Concurrence Opinion
¶ 21. concurring. I agree with the majority’s conclusion that the evidence adduced at trial could not support the attempted voyeurism charge. And I certainly agree with the jury’s apparent-but-unannounced decision that the evidence at trial did not support the original charge of voyeurism. I write this addendum because in my view the trial court’s decision to instruct the jury on a new charge — after they had begun to deliberate — was error, serious error that deprived defendant of his constitutionally protected right to a fair trial.
¶ 22. As the majority notes, defendant was only ever charged with voyeurism. The charge of attempted voyeurism, upon which he was ultimately convicted, came about only after the jury had begun deliberating on the charge of voyeurism and appeared to conclude that defendant was not guilty of the charged crime, sending the judge a note asking, “If we think he is guilty of trying; but was not able to see her nipples. What kind of verdict do we give? We have not proven that he saw anything.” In his initial instructions to the
¶ 23. We have generally recognized that the “necessity, extent and character of supplementary instructions requested by a jury” are within the sound discretion of the trial court. State v. West,
¶ 24. The bulk of our jurisprudence on supplementary jury instructions involves cases where the later instruction addressed a question about the trial or clarified an element of the existing charge. See, e.g., State v. Rideout, 2007 VT 59A, ¶¶ 13-14,
¶ 25. At first glance, it is clear that instructing the jury on attempt — based on their apparent belief that “he is guilty of trying” — was an abuse of discretion and violated defendant’s right to a fair trial. The jury’s question to the judge was simple: “[Defendant] was not able to see her nipples. What kind of verdict do we give?” The judge had clearly instructed the jury on the elements of voyeurism, including the central requirement that defendant
¶ 26. Other courts have observed that one of the chief dangers of instructing a jury on new charges during deliberation is that “the stalled jury may regard the newly furnished theory of liability as the court’s recommendation to resolve the impasse.” United States v. Welbeck,
¶ 27. Beyond this potential influence and the fact that, as the majority makes clear, there was insufficient evidence to support any such attempt charge, defendant was harmed on a fundamental level when the trial court offered a new charge against him which altered the central theory of his defense and in effect denied him the right to respond to this new compromise charge. In making his closing argument,
¶ 28. This highlights another danger of giving a new instruction on an uncharged crime after the jury has begun deliberations: it deprives á defendant of the ability to adequately defend himself during the trial against the ultimate charge, and it denies him the ability to make a full and complete closing argument “on the evidence and the applicable law.” Herring v. New York,
The very premise of our adversary system of criminal justice is that partisan advocacy on both sides of a case will best promote the ultimate objective that the guilty be convicted and the innocent go free. In a criminal trial, which is in the end basically a factfinding process, no aspect of such advocacy could be more important than the opportunity finally to marshal the evidence for each side before submission of the case to judgment.
Id. at 862. When a criminal defendant is denied the opportunity to address a charge against him because it is provided to the jury after the closing argument, this right is violated. His opportunity for a fair trial is virtually nil when, in reliance upon one set of instructions, he makes an argument conceding points that can prove his guilt under a later set of instructions. See Welbeck,
¶ 29. The State argues that defendant waived his opportunity to address the jury on the new charge by not requesting a supplemental closing argument. I express no opinion on whether that burden lies upon defendant, but observe that other courts have recognized that when such an opportunity is granted, it may not necessarily right the wrong of adding an additional charge after the closing argument. Compare United States v. Horton,
¶ 30. Our Rules of Criminal Procedure are also instructive on this point. Rule 30 unequivocally states that the “court shall
¶ 31. From my perspective, there is little question that defendant’s right to address the charges against him was violated in this case. Defendant’s closing argument focused on the impossibility of defendant committing the offense from his vantage point and thus, even if he stood in the parking lot and looked at complainant’s second-floor bathroom window, he knew he could not view complainant’s intimate areas. The jury easily could have found this argument to be a concession that he intended to commit the crime but was “prevented in the execution” of the underlying offense — a central component in the attempt charge — by the height of the window. No additional argument could undo such concessions and, if anything, the closing only bolstered the charge of attempted voyeurism.
¶ 32. In responding to the jury’s statement that defendant was not able to commit the charged crime but was “guilty of trying” by providing them with an instruction enabling them to find him “guilty of trying,” the trial court exercised its discretion to an unreasonable extent. The compromise instruction effectively distorted defendant’s closing argument into an expression of frustration and denied him the opportunity to address the novel charge against him. It upended his entire theory of the case, and he had virtually no ability to respond to it. This stands to reason as the instruction itself came out of the jury’s own desire to convict defendant of something. But that is not the role the jury fills. Alongside the majority’s holding on the insufficiency of the evidence, I would likewise reverse based on this violation of defendant’s right to a fair trial.
¶ 33. I am authorized to state that Justice Johnson joins this concurrence.
The judge’s instruction was the statutory definition of attempt from 13 V.S.A. § 9:
Under Vermont law, a person who attempts to commit an offense and does an act toward the commission thereof, but by reason of being interrupted or prevented in the execution of the same, may be found guilty of the offense charged if the jury finds, beyond a reasonable doubt, that the attempt to commit the offense was made.
The State points out that these cases involved stalled juries who had been deliberating for hours or even days. While I do not equate the jury’s impasse in this case — which, again, pointed to a verdict of not guilty — with some of the longer deadlocked cases above, I believe the danger of undue influence is present whenever a judge responds to a jury’s request for more options with an additional charge.
