783 N.E.2d 939 | Ohio Ct. App. | 2002
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *210 [EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *211
{¶ 3} In performing this administrative investigation, Pavlich obtained the pharmaceutical records of 1,000 to 1,500 citizens. (6/5/02 Tr. 208, 215). He received these records by entering 20 of the 21 pharmacies in Jefferson County and asking for all prescriptions for Oxycodone products. (6/5/02 Tr. 173). He inputted the records into a database to detect multiple and sometimes simultaneous drug activity by the same patients from different pharmacies and doctors. This profile narrowed the field to 50 patients. The number was then lowered to 10 by consulting a pharmacist on the State Board of Pharmacy. Pavlich then contacted the physicians who wrote the prescriptions to those patients. Questionnaires were submitted to the doctors to be filled out and returned to him.
{¶ 4} Interviews occurred with three of Desper's physicians, Dr. Kalla, Dr. Roig and Dr. Senchyshak. Doctors Kalla and Roig signed a statement (questionnaire) indicating they were unaware that other prescriptions were being written for Desper for an Oxycodone-based drug. (6/5/02 Tr. 50; 6/24/02 Tr. 30). Dr. Senchyshak stated that Desper was his patient and he wrote prescriptions for Desper in 2000. Later Dr. Parulkar was interviewed. She told Pavlich she was unaware that Desper was obtaining Oxycodone-based drug prescriptions from other doctors. (6/13/02 Tr. 15). Desper did not consent or authorize the release of any information from his doctors or pharmacies. (4/15/02 Tr. 54).
{¶ 5} The Jefferson County Grand Jury indicted Desper on eight counts of Deception to Obtain Dangerous Drugs (fourth degree felonies) and eight counts of Possession of Drugs (third degree felonies). Desper was arraigned and pled not guilty.
{¶ 6} Prior to trial, Desper filed a motion to suppress based on violations of R.C.
{¶ 7} The trial court suppressed all evidence. The state timely appeals from that decision.
{¶ 10} "The Trial Court Erred In Determining That Ferguson v. CityOf Charleston (2001),
{¶ 11} "The Trial Court Erred In Determining That Revised Code
{¶ 12} The state argues the trial court erred in finding that Ferguson impliedly overrules Stone thereby rendering R.C.
{¶ 13} R.C.
{¶ 14} The Ohio Supreme Court has upheld the constitutionality of R.C.
{¶ 15} The Stone decision was based upon the United States Supreme Court's decision and reasoning in Whalen v. Roe (1977),
{¶ 16} Applying the United States Supreme Court's holding, the Ohio Supreme Court observed:
{¶ 17} "This is not a situation in which the police officers are attempting to use warrantless administrative searches to uncover evidence of general criminality. See State v. AkronAirport Post No. 8975 (1985),
{¶ 18} Years after the Stone and Whalen holdings, the United States Supreme Court decided Ferguson. In that case, the Court held that when the primary purpose of a warrantless "special needs" search is the discovery of violations of the criminal code, the search is no longer a "special needs" search and a search warrant is required. Ferguson v.Charleston (2001),
{¶ 19} Desper contends that since an expectation of privacy applies to the results of medical tests/records, it likewise applies to pharmaceutical records. Therefore, according to Desper, R.C.
{¶ 20} "Accordingly, this case differs from New York v. Burger,
{¶ 21} Furthermore, Ferguson, factually having nothing to do with pharmaceutical records, is not comparable to the Court's previous decision in Whalen or the Ohio Supreme Court's decision in Stone. In Ferguson, a provider tested a pregnant patient's urine for drugs, specifically crack cocaine. If the test was positive, then the patient was referred to treatment. If the patient refused treatment or did not comply with the terms of treatment, the urinalysis results were given to the police. The patient never consented to the urine drug test. The United States Supreme Court specifically held that using the threat of criminal sanctions to deter pregnant women from using cocaine was not justification from a departure from the general rule that an official nonconsensual search is unconstitutional if not authorized by a valid warrant. Id. As such, the primary purpose of the Charleston program was to use the threat of arrest and prosecution *216 to force women into treatment. Id. at 86. In both Whalen and Stone, the purpose of the administrative search was to monitor controlled substances, not primarily for law enforcement purposes. As such, Ferguson does not overrule Stone.
{¶ 22} Having found that Ferguson does not overrule Stone, we now turn our attention to whether the administrative search complied with R.C.
{¶ 23} In order for a search to fall within the ambit of a purely administrative search, four factors must be met. Burger,
{¶ 24} Second, there must be a "`substantial' government interest that informs the regulatory scheme pursuant to which the inspection is made." Burger,
{¶ 25} Next, the warrantless inspection must be necessary to further the regulatory scheme. Burger,
{¶ 26} Finally, the inspection scheme adequately substitutes a warrant requirement because the provisions make clear to a commercial property owner that his property will be subject to periodic inspections for specific purposes. Burger,
{¶ 27} At the point that the State Board of Pharmacy narrowed the search to ten patients, the discovery of criminal violations was no longer incidental to the administrative search, but rather was the objective. Therefore, at that point the search stopped being an administrative search and a criminal investigation commenced. Any evidence sought to be obtained after that point would require a search warrant. However, a search warrant is not required for statements given by potential witnesses. Therefore, a search warrant was not required to obtain statements given by Desper's physicians to the State Board of Pharmacy.
{¶ 28} While this court disagrees with the trial court's conclusion regarding the pharmaceutical records, the trial court's journal entry was extremely well written and brought to light many of the points that are also troubling for this court, i.e. the possible misuse of power by a police officer to obtain records since they do not need to provide documentation or authorization. The trial court also indicated that a centralized prescription record keeping system could easily be devised. However, a citizen's constitutional right to privacy is not violated by acting under the administrative search statutes as they are written now. While the trial court's concerns may be well placed, neither it nor this court has the authority to rewrite a better version of the law. The fact that this court may agree with the trial court that the statutes and administrative code could provide better protection for the individual citizen without disruption to the process and the objectives of the administrative search is inconsequential. We must defer our concerns to the legislature to remedy. It is the distinct function of the legislature to make laws and formulate public policy, and the function of the judiciary to interpret those laws.
{¶ 29} Since the pharmaceutical records were obtained pursuant to an administrative search where potential criminality was incidental to the search, sections
{¶ 31} The state argues that the physician-patient privilege does not rise to the level of a constitutional privacy right. Furthermore, the state contends that the statutory right to privilege does not attach when a patient is dishonest with his or her physician.
{¶ 32} The physician-patient privilege was created by the General Assembly to protect from public disclosure communications between physicians and patients in the treatment of patients. State v. Garrett
(1983),
{¶ 33} The trial court held that Ferguson recognized the physician-patient privilege as a constitutional privacy right. We disagree. Ferguson was discussed at length under the first two assignments of error. Nowhere in the majority opinion is it implied or explicitly stated that the physician-patient privilege is a constitutional privacy right. As such, the physician-patient privilege is merely a creature of statute. State v. Webb (1994),
{¶ 34} Furthermore, the Sixth Circuit Court of Appeals has specifically rejected the proposition that medical records, which fall within the physician-patient privilege, have a constitutional privacy right. Mann v. University of Cincinnati (May 27, 1997), 6th Cir. Nos. 95-3195, 95-3293. In Mann, the Court stated: *219
{¶ 35} "The lower courts held that the medical records at issue were of such a private and personal nature that plaintiff enjoyed constitutional protection. This Court has consistently rejected such constitutional claims." Mann, 6th Circuit Nos. 95-3195, 95-3293, affirmed by 114 F.2d 1188.
{¶ 36} The physician-patient privilege is not a constitutional privacy right. The trial court incorrectly suppressed the evidence based upon that reason. Suppression is not the appropriate remedy for a non-constitutional violation, rather the appropriate remedy is the grant of a motion in limine. State v. Jones (2000),
{¶ 37} Since the information obtained from the physicians was not excludable under the constitutional privacy rights, we must now determine whether it was excludable under the statutory privilege enumerated in R.C.
{¶ 38} The questionnaire submitted to the physician asked the following six questions.
{¶ 39} "1. Do you know the patient in question as previously named in this statement and indicated in the following profile? If so, please indicate by briefly noting the association you have with this patient.
{¶ 40} "2. If you are the physician of this patient, please note how long you have been the physician of record for this patient and are you currently the patient's physician? *220
{¶ 41} "3. Did the previously named patient advise you, that he/she was obtaining controlled drug medications as indicated in his profile, while you were also their prescriber for similar medications? Were you aware of these multiple medications? Please review your patient records and the provided profile prior to providing this answer.
{¶ 42} "4. After your review and noting the prescribing of similar pain medications by another prescriber, would you have prescribed/written the amplified prescription if you were aware that the other medications were also prescribed?
{¶ 43} "5. Have you had any previous problems with this patient regarding prescribed medications?
{¶ 44} "6. Do you have any additional information regarding this incident that would be relevant to this investigation?"
{¶ 45} Questions one and two are not protected by the physician-patient privilege. The physician-patient privilege does not prevent the physician from testifying under oath that a person consulted him in a professional capacity on a certain date. State v. Spencer
(1998),
{¶ 46} However, question three asks the physician to disclose a communication. Question three asks the physician to look at the profile filled out by the patient and to disclose the answer given by the patient to the question of whether another physician was prescribing controlled drug medications. This could be a communication between the physician and the patient. A patient's answer to questions in their profile are generally privileged.
{¶ 47} However, if Desper lied to the physician about whether another physician was prescribing him controlled drug medications, that statement would not be considered a communication under the statute. The definition of communication states that communications that arenecessary to enable a physician to diagnose, treat, prescribe or act are protected. R.C.
{¶ 48} The prescription records and the answers to these questionnaires indicate that Desper lied to his physicians regarding similar prescriptions for controlled substances from other physicians. When a patient is visiting multiple physicians in order to obtain multiple prescriptions for the identical controlled drug and securing those drugs from multiple pharmacies, the patient's purpose in visiting the doctors is not for treatment, but rather is to deceptively secure a controlled substance. Jackson, 2002-Ohio-2746 at ¶ 31. "Inordinate amounts of prescribed drugs immediately raises red flags and suggests activity not within the scope of privileged communication." Spencer,
{¶ 49} Accordingly, we agree with our sister districts' holdings that R.C.
{¶ 51} Our disposition of the first three assignments of error renders this assignment of error moot.
{¶ 52} For the foregoing reasons, the judgment of the trial court is hereby reversed and this case is remanded for further proceedings according to law and consistent with this court's opinion.
Donofrio, J. and Waite, J., concurs.