799 N.E.2d 229 | Ohio Ct. App. | 2003
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{¶ 2} Appellant is the former Sheriff of Fairfield County, Ohio, elected by popular vote in 1992 and reelected in 1996. In January 2000, appellant was indicted on over 300 counts related to his service as an elected official, including theft in office, money laundering, and tampering with evidence. Many of the counts pertained to appellant's activities surrounding a state audit of the sheriff department's "Furtherance of Justice" fund ("F.O.J."), including allegations that appellant directed certain subordinates and other individuals to sign or prepare false affidavit forms and expenditure documents. Additional charges were filed in May 2000 and December 2000, although 323 counts were ultimately consolidated under one case number. Appellant pled not guilty to all charges. However, prior to the start of the trial in March 2001, the trial court severed 273 of the 323 counts, deferring them until a later time. The remaining fifty counts were thus presented to the jury in the case sub judice. On December 11, 2001, the jury returned a verdict of guilty on thirty-two counts, not guilty on one count, and a hung result on the remaining seventeen.
{¶ 3} On January 18, 2002, the trial court issued its judgment entry of sentence. The court determined therein that none of the felonies should merge for sentencing purposes. The felony sentences were as follows. Appellant received a sentence of six years in prison for one count of engaging in a pattern of corrupt activity ("EPCA"), a felony of the first degree. Appellant also received a sentence of five years for one count of conspiracy to engaging in a pattern of corrupt activity. Appellant was sentenced to four years each on twenty-two counts of evidence tampering or complicity to evidence tampering, felonies of the third degree. Appellant was further sentenced to twelve months each on four counts of theft in office or complicity to theft in office, (some of which were subject to the pre-July 1, 1996 revised Code *115 provisions). Finally, appellant was sentenced to nine months for obstructing justice, a felony of the fifth degree.
{¶ 4} In regard to the misdemeanor convictions, appellant received the following sentences. On two counts of soliciting or receiving improper compensation, misdemeanors of the first degree, appellant was sentenced to six months each. Also, on one count of filing a false financial disclosure statement, a misdemeanor of the first degree, appellant was given a six-month sentence.
{¶ 5} All of the aforesaid felony and misdemeanor sentences were ordered to be served concurrently.
{¶ 6} On February 15, 2002, appellant filed a notice of appeal, and he herein raises the following eleven Assignments of Error:1
{¶ 7} "I. THE APPELLANT, AS A FIRST-TIME OFFENDER WAS DENIED THE PROPER CONSIDERATION OF THE MINIMUM SENTENCE, UNDER R.C.
{¶ 8} "II. THE DEFENDANT-APPELLANT WAS DENIED DUE PROCESS AND A FAIR TRIAL UNDER SECTION
{¶ 9} "III. THE TRIAL COURT ABUSED ITS DISCRETION BY FAILING TO ADHERE TO THE STATUTORY PROVISION OF OHIO R.C
{¶ 10} "IV. THE TRIAL COURT ERRED IN REFUSING TO GIVE SEPARATE INSTRUCTIONS FOR EACH SECTION OF THE COMPLICITY TO TAMPERING WITH EVIDENCE STATUTE EVEN THOUGH THE DEMASTRY [SIC] WAS INDICTED ON MORE THAN ONE SECTION MAKING THE JURY INSTRUCTION OVERBROAD.
{¶ 11} "V. THE TRIAL COURT ERRED IN REFUSING TO GIVE SEPARATE INSTRUCTIONS FOR EACH SECTION OF THE TAMPERING WITH EVIDENCE STATUTE WHEN THE BILL OF PARTICULARS WAS SPECIFIC AS TO THE CONDUCT OF THE DEFENDANT/APPELLATE [SIC] EVEN THOUGH THE DEMASTRY [SIC] WAS INDICTED ON MORE THAN ONE SECTION. *116
{¶ 12} "VI. APPELLANT'S COUNT 50 CONVICTION FOR ENGAGING IN A PATTERN OF CORRUPT ACTIVITY AND COUNT 31 CONVICTION FOR CONSPIRING TO ENGAGE IN A PATTERN OF CORRUPT ACTIVITY MUST BE OVERTURNED AS A MATTER OF LAW BECAUSE PREDICATE OFFENSES MUST BE OVERTURNED, THERE WAS IMPROPER 404(B) EVIDENCE PERMITTED AND THE JUROR [SIC] COULD HAVE BASE [SIC] THEIR VERDICT ON ACQUITTED OR HUNG COUNTS.
{¶ 13} "VII. THE COURT ERRED IN PRESENTING THE JURY WITH MISLEADING AND CONFUSING INSTRUCTIONS AND VERDICT FORMS, UNREASONABLY DENYING REQUESTS TO LIST THE CHARGES SEPARATELY.
{¶ 14} "VIII. THE MULTIPLE ERRONEOUS EVIDENTIARY RULINGS BY THE TRIAL JUDGE, WHEN COMBINED WITH HIS INFINITE NUMBER OF ERRORS IN INSTRUCTING THE JURY, AMOUNTED TO PLAIN AND PREJUDICIAL ERROR.
{¶ 15} "IX. OVER THE OBJECTION OF THE DEFENSE, THE STATE WAS PERMITTED TO USE OTHER ACTS EVIDENCE TO PROVE THE CASE AGAINST APPELLANT. THE TRIAL COURT HAD SEVERED ANOTHER CASE FOR TRIAL, AS IT HAD NOTHING TO DO WITH THE CHARGES THAT WERE TO BE TRIED IN THE FIFTY COUNTS THE STATE HAD BEEN ALLOWED TO SELECT, UNILATERALLY FOR TRIAL. THE STATE WAS ALLOWED TO USE THE ALLEGATIONS, IN THE SECOND CASE, IN THEIR CASE IN CHIEF HEREIN.
{¶ 16} "X. THE TRIAL COURT ERRED IN ARBITRARILY SELECTING FIFTY COUNTS OF A 328-COUNT INDICTMENT AGAINST ONE DEFENDANT AND DELEGATING THE AUTHORITY OF SEVERANCE TO THE STATE OF OHIO.
{¶ 17} "XI. THE TRIAL COURT'S JURY VOIR DIRE WAS INADEQUATE TO ENSURE THAT THE JURY IMPANELED WAS FAIR AND IMPARTIAL.
{¶ 19} After the enactment of Senate Bill 2 in 1996, an appellate court's review of an appeal from a felony sentence was modified. Pursuant to present R.C.
{¶ 20} "(a) That the record does not support the sentencing court's findings under division (B) or (D) of section
{¶ 21} "(b) That the sentence is otherwise contrary to law."
{¶ 22} Clear and convincing evidence is that evidence "which will provide in the mind of the trier of facts a firm belief or conviction as to the facts sought to be established." Cross v. Ledford (1954),
{¶ 23} Appellant argues that he should have been entitled to the R.C.
{¶ 24} "Except as provided in division (C), (D)(1), (D)(2), (D)(3), or (G) of this section, in section
{¶ 25} "(1) The offender was serving a prison term at the time of the offense, or the offender previously had served a prison term.
{¶ 26} "(2) The court finds on the record that the shortest prison term will demean the seriousness of the offender's conduct or will not adequately protect the public from future crime by the offender or others."
{¶ 27} Pursuant to R.C.
{¶ 28} In the case sub judice, the trial judge first made the following general statement on the record: "This is not a whimsical process in which I just say, `Well, today I *118 think I'm going to do something like this.' I have labored over this decision for many hours and days in trying to decide what I thought the Legislature was directing me to do." Tr., Sentencing Hrg., at 26. The trial judge subsequently stated the following:
{¶ 29} "The Court finds that this Defendant has not been sentenced to prison for any previous offense, but that community control sanctions or any lesser penalty than this Court has imposed for any of these offenses would demean the seriousness of that offense and would not adequately protect the public from such offenders — not simply this Defendant, but every sheriff in Ohio and every Prosecutor in Ohio who can be misled into thinking that public funds are slush funds for which there is no duty of accountability and an ability to lie when someone asks for accountability."
{¶ 30} Therefore, we find the trial court sufficiently made R.C.
{¶ 32} R.C.
{¶ 33} The crux of appellant's argument is that he could not have been convicted of engaging in a pattern of corrupt activity ("EPCA") (Count G-50), conspiracy to engaging in a pattern of corrupt activity (Count G-31), and complicity to tampering with evidence, based on appellant's assertion that "the only underlying predicates are the tampering with evidence counts." Appellant's Brief at 19.
{¶ 34} The jury's verdict on Count G-50 declares: "We find defendant Gary DeMastry Guilty of Engaging in a Pattern of Corrupt Activity between January 1, 1994 and December 31, 1999 with a criminal enterprise that included members of the Fairfield County Sheriff's Department which engaged in Theft in Office, Tampering with Evidence, Money Laundering, Obstructing Justice, and Soliciting or Receiving Improper Compensation, as charged in Count G-50."
{¶ 35} The jury's verdict on Count G-31 reads: "We find defendant Gary DeMastry Guilty of Conspiracy to Engage in a Pattern of Corrupt Activity between February 1997 and April 1999 with a criminal enterprise that included Mark Grimm, John Clark, Michael Schorr, Michael Norris, and Penny DeMastry which executed and submitted false affidavits to cover the theft of money from *119 the Sheriff's Furtherance of Justice account and the Sheriff's Law Enforcement Trust account, as charged in Count G-31."
{¶ 36} "It has been said that the vice of a multiplicitous indictment lies in the possibility of multiple punishments for a single offense in violation of the cumulative punishment branch of the Double Jeopardy Clause of the
{¶ 37} In regard to appellant's argument as to the relationship between the EPCA/Conspiracy to EPCA and the multiple tampering offenses in the case sub judice, we note the Ohio Supreme Court has indicated: "The pattern of corrupt activity is demonstrated by the fact that the [defendant] committed the predicate offense. The General Assembly has determined that if a defendant has engaged in two or more acts constituting a predicate offense, he or she is engaging in a pattern of corrupt activity and may be found guilty of a RICO violation." State v.Schlosser (1997),
{¶ 38} We therefore find no merit in appellant's contention that he has been subjected to unlawful cumulative punishment. Appellant's Second Assignment of Error is overruled.
{¶ 40} R.C.
{¶ 41} This Court, however, has analyzed appellant's citations to the following cases set forth in his brief: State v. Wedell (Aug. 23, 2001), Cuyahoga App. No. 78760 (theft of equipment, community control and restitution ordered); State v. Bronkar (Oct. 4, 2001), Muskingum App. Nos. CT2001-0003, CT2000-0033, CT2001-0001 (theft of property or services in excess of $100,000, community control, sixty days in jail and restitution ordered); State v. Baire (Oct. 11, 2001), Franklin App. No. 01AP-309 (theft, eight months incarceration and restitution of $34,800 ordered); and State v. Lehman (Dec. 12, 2001), Fairfield App. No. 01CA12 (theft of $95,752 from ward's bank account, fifteen months incarceration and restitution ordered). Of these cases, none involve the sheer magnitude of counts or the involvement of public funds as in the case sub judice. As such, we find appellant's arguments under R.C.
{¶ 42} Appellant's Third Assignment of Error is overruled.
{¶ 44} Ohio's complicity statute, R.C.
{¶ 45} "(A) No person, acting with the kind of culpability required for the commission of an offense, shall do any of the following:
{¶ 46} "(1) Solicit or procure another to commit the offense;
{¶ 47} "(2) Aid or abet another in committing the offense; *121
{¶ 48} "(3) Conspire with another to commit the offense in violation of section
{¶ 49} "(4) Cause an innocent or irresponsible person to commit the offense."
{¶ 50} In the case sub judice, the relevant complicity to tampering with evidence counts were indicted as follows: Several counts in the range between G-9 through G-30 were under R.C.
{¶ 51} Appellant in essence contends that the aforesaid method of jury instruction permitted the jury to consider all of the statutory possibilities for each count of complicity when only one subsection of R.C.
{¶ 52} "Well, I guess — okay. I understand what the Court's ruling is. But it comes to a particular problem with the complicity to tampering when we're talking about different code sections depending on the counts."
{¶ 53} "So this jury has in front of it a general instruction that allows them to find Gary DeMastry guilty of complicity to tampering if any one of the (A) through (C) is proved. However, according to the indictment, only, for example, in count G-1 would the (A) section apply, and only, for example, in G-22 through 25 would the (C) apply. But the way these instructions are worded, they could find any of those in any of the code sections." Tr. at 3032-3033.
{¶ 54} Jury instructions are within the sound discretion of the trial court and will not be disturbed on appeal absent an abuse of discretion. State v. Musgrave (April 24, 2000), Knox App. No. 98CA10, citing State v. Martens (1993),
{¶ 55} We therefore conclude the trial court did not abuse its discretion in instructing the jury as to the counts of complicity to tampering with evidence. Appellant's Fourth Assignment of Error is overruled.
{¶ 57} R.C.
{¶ 58} "(A) No person, knowing that an official proceeding or investigation is in progress, or is about to be or likely to be instituted, shall do any of the following:
{¶ 59} ***
{¶ 60} "(2) Make, present, or use any record, document, or thing, knowing it to be false and with purpose to mislead a public official who is or may be engaged in such proceeding or investigation, or with purpose to corrupt the outcome of any such proceeding or investigation."
{¶ 61} The state presented the following tampering counts: G-2 (appellant's presentation of a false affidavit to investigators supporting a $100 F.O.J. expenditure allegedly made on November 7, 1994); G-3 (appellant's presentation of a false affidavit to investigators supporting a $100 F.O.J. expenditure allegedly made on November 10, 1994); G-4 (appellant's presentation of a false affidavit to investigators supporting a $56.94 F.O.J. expenditure allegedly made on December 16, 1994); G-6 (appellant's presentation of a false affidavit to investigators supporting F.O.J. Check No. 385 allegedly made on February 27, 1998); G-7 (appellant's presentation of a false affidavit to investigators supporting F.O.J. Check No. 380 allegedly made on February 27, 1998); G-43 (appellant's presentation of documents to the Grand Jury, including a list of names purportedly related to confidential informants, and certain logs and expense sheets).
{¶ 62} The trial court gave the following instruction3 as to the tampering counts: *123
{¶ 63} "In counts G-2, G-3, G-4, G-6, G-7 and G-43, the State charges Gary DeMastry with tampering with evidence.
{¶ 64} "A person commits the offense of tampering with evidence when the person knows that an official proceeding or investigation is in progress or is about to be or likely to be instituted, if the person makes, presents, or uses any record or document, knowing it to be false, with a purpose to mislead a public official who is or may be engaged in such proceeding or investigation, and with a purpose to corrupt the outcome of any such proceeding or investigation.
{¶ 65} "An official proceeding or investigation includes a financial or special audit by the Office of the Ohio State Auditor and a Grand Jury proceeding. Employees of the Ohio State Auditor's Office and grand jurors are public officials for the purpose of this offense." Tr. at 2952.
{¶ 66} Appellant cites our decision in State v. Giles (Feb. 24, 1993), Ashland App. No. CA-1101, for the proposition that jury instructions are to be tailored to the facts of each case. However, in Giles, an appeal in an arson case, we observed that "[t]he difficulty in determining the distinction between the three separate counts was compounded by the trial court reading all five names [of offerees contacted by the defendant to burn down his house] as to each count, as opposed to clarifying to the jury which counts involved which of the persons who testified." Id. We find no such difficulties in the jury instructions at issue in the case sub judice. Our review herein is guided by the principle that the purpose of jury instructions is "to clarify the issues and the jury's position in the case." State v. Smith (March 6, 1996), Lawrence App. No. 94CA37, quoting Bahm v. Pittsburgh LakeErie Rd. Co. (1966),
{¶ 67} Appellant's Fifth Assignment of Error is overruled.
{¶ 69} Appellant's argument is based on his three-part proposition that (1) all of his complicity to tampering with evidence convictions must be reversed (Assignment of Error IV); (2) all of his tampering with evidence convictions must be reversed (Assignment of Error V); and (3) the testimony of witness Tim Grandy caused reversible error under Evid.R. 404 (Assignment of Error IX). Assuming, arguendo, we were to accept appellant's additional premise that the *124 reversal of predicate offenses mandates reversal of any EPCA-based convictions (cf. State v.Yeager (Sept. 6, 2000), Summit App. No. 19593), we have otherwise found no merit in appellant's above proposition. Accordingly, we reject appellant's contention that counts G-50 and G-31 should be reversed.
{¶ 70} Appellant's Sixth Assignment of Error is overruled.
{¶ 72} When reviewing a trial court's jury instructions, the proper standard of review for an appellate court is whether the trial court's refusal to give a requested jury instruction constituted an abuse of discretion under the facts and circumstances of the case. State v.Wolons (1989),
{¶ 73} The trial judge in the case sub judice chose to place all the counts on one verdict form, and directed the jurors to consider each count separately. The jurors were then required to write "guilty" or "not guilty" in the space provided next to each count and to write in any special findings as required, such as dollar amounts at issue on certain counts. Each count on the verdict form repeated the elements of the charge and the particulars of said count. For example, Count G-6 was submitted to the jury as follows: "6. We find defendant Gary DeMastry ___ (insert "Guilty" or "Not Guilty") of Tampering with Evidence on or about February 27, 1998, by submitting to the State Auditor's Office a false affidavit dated February 27, 1998 regarding Check #385 for the Sheriff's Furtherance of Justice Account, as charged in Count G6." This format was apparently in lieu of requiring the jurors to sign their names on fifty different forms. Appellant's trial counsel objected to the use of a single verdict form, although no authority was cited in support thereof. Tr. at 3020. The trial judge replied that the court's chosen methodology "assists the jury and assists the process of all parties ***." Id. Upon review, we are unable to find an abuse of discretion in the use of a single verdict form under the facts and circumstances of this case.
{¶ 74} Appellant otherwise challenges the jury instructions as "utterly confusing, misleading, sub-referencing, and *** poorly organized." In support *125 of his position, appellant reiterates that the jury failed to reach a verdict in seventeen of the counts, purportedly evincing jury confusion. Appellant also directs us, with minimal elaboration, to several pages of the transcript, wherein the jurors communicated a total of six questions to the court during their deliberations, one of which was merely the jury's notification of its pending deadlock on seventeen counts. See Tr. at 3119. When raising on appeal the issue of jury instructions, an appellant is to provide reasons in support of his specific contentions, as required by App.R. 16(A)(7). State v. Lawless (July 12, 2002), Muskingum App. No. CT2000-0037. Upon review, we find appellant's broad challenge to the jury instructions in the case sub judice fails to demonstrate an abuse of discretion warranting reversal by this Court.
{¶ 75} Appellant's Seventh Assignment of Error is overruled.
{¶ 77} In order to prevail under plain error, appellant bears the burden of demonstrating that the outcome of the trial clearly would have been different but for the error. State v. Baskin, (Nov. 9, 2000), Stark App. No. 1999CA00240. Notice of plain error must be taken with utmost caution, under exceptional circumstances and only to prevent a manifest miscarriage of justice. State v. Long (1978),
{¶ 78} Appellant cites just one specific example of alleged evidentiary error: the testimony of Tim Grandy. Cf. Ohio R.App.P. 16(A)(7). We will address Grandy's role as a witness in our analysis of appellant's Ninth Assignment of Error, infra. We are thus confronted with appellant's contention that the retired trial judge was essentially overwhelmed by the task of managing the complexities of this case. Making reference to the judge's "declining years," appellant charges that "it is apparent from the record that he would in almost all occasions follow the lead of the special prosecutors." Appellant's Brief at 31. Appellant makes further spurious reference to "the resolute way the trial Judge followed practically whatever the State of Ohio wanted him to do." Appellant's Brief at 32.
{¶ 79} We are of the opinion that such unsupported attacks against the integrity of the judiciary have no place in an appellate brief. See EC 8-6; Office of Disciplinary Counsel v. Gardner (2003),
{¶ 80} Although appellant encourages us to invoke the doctrine of plain error, we are disinclined to do so where there has been a virtual dearth of documentation stated by appellant in support of his claims of "multiple" and "infinite" erroneous rulings by the trial judge. Accordingly, appellant's Eighth Assignment of Error is overruled.
{¶ 82} Appellant specifically challenges the allowance of the testimony of Tim Grandy, an antique dealer and former deputy sheriff. Grandy had been previously designated as an informant by appellant, but testified at trial that he did not perform such a role. Tr. at 2797. He recalled that appellant asked him repeatedly for a "favor" in the form of signing some blank cash receipt forms, so that appellant could "cover spent money" from the F.O.J. fund. Tr. at 2766. Grandy stated he initially told appellant he could not comply, as he had already told the Grand Jury that he had never received informant money from appellant. Tr. at 2758. Nonetheless, according to Grandy, appellant arranged a meeting with him in a cemetery outside Lancaster, at which time Grandy signed twenty-four blank receipts. Tr. at 2764. Grandy tipped off the meeting to BCI agents, who observed the encounter from a nearby vantage point.
{¶ 83} Appellant's trial counsel twice objected to Grandy testifying, arguing that any counts pertaining to falsified receipts obtained from Grandy had already been severed from the body of fifty counts in the case sub judice. In allowing Grandy to testify, the trial judge downplayed any Evid.R. 404(B) analysis, instead holding that "the real issue is whether or not there is evidence that there is a false informant which was reported to the Grand Jury, which is a charge." Tr. at 2589. During Grandy's testimony, the trial judge gave the following instruction to the jury: "Ladies and gentlemen, there is no charge in this case that asserts the use of false receipts from Mr. Grandy. This evidence is received for whatever significance it may have to you connected with the other charges." Tr. at 2766. *127
{¶ 84} The admission or exclusion of evidence rests in the sound discretion of the trial court. State v. Sage (1987),
{¶ 85} Appellant's Ninth Assignment of Error is overruled.
{¶ 87} Crim.R. 14 reads as follows:
{¶ 88} "If it appears that a defendant or the state is prejudiced by a joinder of offenses or of defendants in an indictment, information, or complaint, or by such joinder for trial together of indictments, informations or complaints, the court shall order an election or separate trial of counts, grant a severance of defendants, or provide such other relief as justice requires. *** "
{¶ 89} Our research indicates there is abundant caselaw addressing defendants seeking severance of offenses. Thus, the general rule is that the defendant bears the burden under Crim.R. 14 to prove prejudice and that the trial court abused its discretion in denying severance. Statev. Coley (2001),
{¶ 90} A trial court is vested with discretion to control judicial proceedings. In re Guardianship of Maurer (1995),
{¶ 91} Accordingly, appellant's Tenth Assignment of Error is overruled.
{¶ 93} "[T]he selection and qualification of jurors are largely under the control of the trial court and, unless an abuse of discretion is clearly shown with respect to rulings thereon, they will not constitute ground for reversal." State v. Trummer (1996),
{¶ 94} Appellant incorporates into his challenge to the voir dire process an argument suggesting the prejudicial influence of media coverage on the jury. Although he cites a number of cases in support of his position, including the well-known Sheppard v. Maxwell (1966),
{¶ 95} We therefore find appellant has not contradicted the presumption of regularity accorded all judicial proceedings. See State v.Robb (2000),
{¶ 96} For the reasons stated in the foregoing opinion, the judgment of the Court of Common Pleas, Fairfield County, Ohio, is hereby affirmed.
By: Wise, J., Gwin, P.J., and Farmer, J., concur.