OPINION
This case came before the Supreme Court on September 28, 2004, pursuant to an order directing the parties to appear and show cause why the issues raised in this appeal should not summarily be decided. After hearing the arguments of counsel and reviewing the memoranda submitted by the parties, we are satisfied that cause has not been shown. Accordingly, we shall decide the appeal at this time.
The defendant, Anthony F. DelBonis' (DelBonis or defendant), appeals from a Superior Court judgment of conviction for one count of driving under the influence of liquor or drugs (DUI) in violation of G.L. 1956 § 31-27-2, as amended by P.L.2000, ch. 264, § 1 (effective July 13, 2000). The defendant contends that the trial court erred when it denied his motion to dismiss for lack of subject-matter jurisdiction. For the reasons set forth herein, we vacate the judgment of the trial court.
Facts and Procedural History
In this jury-waived trial,
1
the Superior Court justice found that on September 16, 2002, at about 1:40 a.m., two officers of the Rhode Island State Police, Trooper Lidski (Lidski) and Trooper Buonaito (Buonaito),
2
while traveling south on Route 10 in Cran-ston and entering Route 95 south, observed a vehicle operated by defendant pass the troopers’ cruiser at a high rate of speed. According to Lidski, he activated the cruiser’s radar and clocked the vehicle traveling at a speed of eighty-three miles per hour in a fifty-five-mile-per-hour zone. Both troopers saw the vehicle swaying, from lane to lane slowly, although the testimony also disclosed that the vehicle was not being driven in an erratic manner. The troopers directed defendant’s vehicle to pull over and stop. Lidski approached the driver’s side of defendant’s vehicle and detected an odor of alcohol from inside the
The state filed a criminal complaint in District Court charging defendant with a misdemeanor violation of § 31-27-2. On October 11, 2002, in District Court, defendant moved to dismiss the complaint on state and federal due process grounds. The District Court judge denied the motion and, after trial, she found defendant guilty of a misdemeanor offense of driving under the influence of alcohol. DelBonis appealed his conviction to Superior Court and moved to dismiss the complaint for lack of subject-matter jurisdiction. The defendant argued that when the Legislature amended § 31-27-2 in 2000, it failed to include provisions, either by definition or by the penalties set forth in § 31-27-2(d), for offenses for which there was no evidence of blood alcohol concentration (BAC). As a result, defendant argued, these offenses must be considered civil violations subject to the jurisdiction of the Traffic Tribunal, pursuant to § 31-27-2(h). The trial justice disagreed, concluding that the Superior Court was vested with subject-matter jurisdiction and that defendant was properly before the court. On June 19, 2003, the trial justice found that the state had met its burden of proof beyond a reasonable doubt and declared defendant guilty of a misdemeanor violation of § 31-27-2.
Issues Presented
The defendant contends that the Superior Court erred in its denial of his motion to dismiss for lack of subject-matter jurisdiction. The Rhode Island Supreme Court reviews “an attack on subject matter jurisdiction
de novo.” Zarrella v. Minnesota Mutual Life Insurance Co.,
Discussion
We reject defendant’s contention that the Superior Court, absent evidence of defendant’s BAC, lacked subject-matter jurisdiction over his alleged violation of § 31-27-2. The General Assembly is constitutionally vested with the power to prescribe the jurisdiction of the Superior Court, District Court, and Traffic Tribunal.
3
“The Superior Court is a court of general jurisdiction and may decide any controversy in which the state alleges the commission of * * * any crime unless jurisdiction is conferred upon some other tribunal.”
State v. Souza,
“Driving under influence of liquor or drugs.—
“(h) Jurisdiction for civil violations of this section shall be with the [T]raffle [Tjribunal. Jurisdiction for misdemean- or violations of this section shall be with the [District [Cjourt for persons eighteen (18) years of age or older and to the [Fjamily [Cjourt for persons under the age of eighteen (18) years.” (Emphases added.)
This Court previously has noted the “distinction between error, acting in excess of jurisdiction, and absence of jurisdiction in the fundamental sense.”
Souza,
When confronting a question of statutory interpretation, “ '[ijt is well settled that when the language of a statute is clear and unambiguous, this Court must interpret the statute literally and must give the words of the statute their plain and ordinary meanings.’ ”
State v. DiCicco,
The state filed a criminal complaint in District Court charging defendant with a misdemeanor violation of § 31-27-2. 5 Without question, the District Court was vested with original jurisdiction to decide the controversy and, in accordance with Rule 23 of the District Court Rules of Criminal Procedure, the Superior Court has jurisdiction over misdemeanor appeals from the District Court, which are heard de novo. 6
The defendant argues that without “evidence of percentage of alcohol in a motorist’s blood, there is simply no way to determine that the Superior Court has jurisdiction over the offense” because § 31-27-2 allocated jurisdiction between the Traffic Tribunal and the District Court based upon defendant’s BAC. The defendant has confused the ultimate issue of subject-matter jurisdiction with whether the state can prove his guilt beyond a reasonable doubt. Although the Superior Court was vested with subject-matter jurisdiction to hear and decide the misdemeanor charge of DUI brought under the provisions of the 2000 amendment to § 31-27-2, the elements of that offense and how it may be proven present an entirely different question.
By its enactment of P.L.2000, ch. 264, § 1, the Legislature created two categories of DUI offenses: civil violations, if the offender’s BAC is .08 percent or greater but less than .1 percent; and misdemeanor offenses, when his or her BAC is .1 percent or greater. In addition to explicitly setting forth the elements of a misdemean- or offense of DUI that is tied to an offender’s BAC, the statute’s penalty section was also significantly amended to provide for a penalty for a civil violation and a sentence for the several categories of misdemeanor crimes, each depending on the defendant’s BAC and whether he or she is a first-time offender.
The version of § 31-27-2 now under consideration (P.L.2000, ch. 264, § 1) provided, in relevant part, as follows:
“Driving under influence of liquor or drugs. — (a) Whoever drives or otherwise operates any vehicle in the state while under the influence of any intoxicating liquor, drugs, toluene, or any controlled substance as defined in chapter 28 of title 21, or any combination of these, Shall be guilty'of a violation or a misdemeanor as set forth in subdivision (b)(3) of this section and shall be punished as provided in subsection (d) of this section.
“(b)(1) Any person charged under subsection (a) of this section whose blood alcohol concentration is eight one-hundredths of one percent (.08%) or more by weight as shown by a chemical analysis of a blood, breath, or urine sam-pie shall be guilty of violating subsection (a) of this section. This provision shall not preclude a conviction based on other admissible evidence. Proof of guilt under this section may also be based on evidence that the person charged was under the influence of intoxicating liquor, drugs, toluene, or any controlled substance defined in chapter 28 of title 21, or any combination of these, to a degree which rendered the person incapable of safely operating a vehicle. The fact that any person charged with violating this section is or has been legally entitled to use alcohol or a drug shall not constitute a defense against any charge of violating this section.
U * *
“(d)(l)(i) Every person found to have violated subdivision (b)(1) of this section for a first violation whose blood alcohol level is eight one-hundredths of one percent (.08%) but less than one-tenth of one percent (.1%) by weight may be subject to a fíne of not less than one hundred dollars ($100) nor more than two hundred fifty dollars ($250) * * *. Every person convicted of a first violation whose blood alcohol level is one-tenth of one percent (.1%) by weight or greater but less than fifteen hundredths of one percent (.15%) shall be subject to a fine of not less that one hundred ($100) dollars nor more than three hundred dollars ($300) * * * and/or shall be imprisoned for up to one year. * * * The person’s driving license shall be suspended for a period of three (3) months to six (6) months.
(ii) Every person convicted of a first offense whose blood alcohol concentration is fifteen hundredths of one percent (.15%) or more shall be subject to a fine of five hundred dollars ($500) * * * and/or shall be imprisoned for up to one year. * * * The person’s driving license shall be suspended for a period of three (3) months to six (6) months.”
Thus, the 2000 amendment was a comprehensive revision of the state’s DUI statute. Not only were the elements of the offense redefined and classified according to the driver’s blood alcohol level, but also the penalty provisions were amended significantly and were explicitly linked to the operator’s BAC. Every penalty provision set forth in the amendment was based on the operator’s BAC, but there was no penalty provision for a DUI offense in which the driver was found to be intoxicated “to a degree which rendered the person incapable of safely operating a vehicle.” Section 31-27-2(b)(l). We deem this omission determinative to the case before this Court.
The state bears the burden of proving each and every element necessary to the charge of driving under the influence of alcohol in violation of § 31-27-2 beyond a reasonable doubt.
See State v. Hazard,
As noted, the statute provided that proof of guilt may be based on evidence that defendant was “under the influence of intoxicating liquor[ or] drugs * * * to a degree which rendered the person incapable of safely operating a vehicle.” Section 31-27-2(b)(l). The state argues and the trial justice found that this language created a non-breathalyzer offense that consists of “operating under the influence of intoxicating liquor to a degree which rendered the person incapable of safely operating a vehicle” for which the sanctions set forth for offenses with proof of defendant’s BAC apply. We respectfully disagree.
Under our well-established canons of statutory construction, in passing on an enactment of the Legislature, this Court is obligated to ascertain the legislative intent of the statute.
Brennan v. Kirby,
In
Carter,
Although it is appropriate to construe a remedial statute in its “broad and general sense,” when considering a statute that is penal in nature, the identical language must be read narrowly and the “defendant must be given the benefit of any reasonable doubt as to whether the act charged is within the meaning of the statute.”
Carter,
The trial justice recognized that the only penalties set forth in § 31-27-2 related to an operator’s BAC. He proceeded to declare this deficiency a matter of “clear legislative oversight” that must be corrected by the trial court. In doing so, the trial
In
Olinyk,
Our research has disclosed that
Olinyk
is a holding unique to the State of Colorado. The gap-filling approach adopted by the court in
Olinyk
does not represent the majority position, and no decision of this Court has ever employed that approach in a criminal case.
See State v. Simmons,
In
United States v. Evans,
Moreover, because § 31-27-2 distinguished between a civil violation and a misdemeanor offense based on an offender’s BAC, were we to declare that § 31-27 — 2(b)(1) also provided for an offense defined as operating a motor vehicle while intoxicated “to a degree which rendered the person incapable of safely operating a vehicle,” we would be faced with a dilemma about whether the offense was a civil violation or a misdemeanor. Certainly, we previously have recognized that, under a prior enactment, a driver could be found guilty of violating § 31-27-2 even if his or her BAC was below .1 percent and the misdemeanor penalty would apply.
DiCicco,
It is not the function of the trial court or this Court to construe a penal statute to create a criminal penalty in a statute that specifically has been amended by the General Assembly — particularly where, as here, an entirely different penalty scheme has been set forth.
See Carter,
“[The] fundamental principle that every criminal statute must contain a penalty is one of the foundations of our criminal law and is a development from the deep-seated resentment of the Star Chamber method of trial.”
Fair Lawn Service Center, Inc.,
The 2000 amendment classified two types of DUI offenses, civil violations and misdemeanor crimes, and contained a comprehensive penalty provision, expressly related to an operator’s BAC, including stiffer penalties for anyone whose BAC is .15 percent or more. 8 Certainly, the Legislature could have incorporated the previous misdemeanor penalty scheme that was not linked to an operator’s BAC. It did not do so; instead, it created an entirely different penalty provision wholly dependent upon the BAC of the offender.
This Court recognized that under the statute in effect in 1998 an operator could be convicted of a misdemeanor DUI even if his or her BAC was below .1 percent.
DiCicco,
Presumably, in amending § 31-27-2 to provide for a civil violation for .08 percent, the Legislature intended to reduce the incidence of drunk driving in the state by providing for civil prosecutions for operators whose BAC was .08 percent or greater, but less than .1 percent. It is not for this Court to decide whether § 31-27-2 served to accomplish this result, and it is not our function to opine on the wisdom of the enactment. Fortunately, and seemingly in recognition of this deficiency, § 31-27-2 was amended in 2003. Pursuant to P.L.2003, ch. 88, § 1, § 31-27-2, driving under the influence of liquor or drugs, is now classified as a misdemeanor and the threshold amount for prima facie proof of a DUI offense is a BAC of .08 percent.
Accordingly, to convict a defendant of a misdemeanor DUI under § 31-27-2 as it then existed, the state must prove beyond a reasonable doubt that defendant’s BAC was at least .1 percent. The state may seek to establish the defendant’s guilt by other admissible evidence, including circumstantial evidence supporting an inference of intoxication of .1 percent or greater or through the use of expert testimony. As long as the totality of the evidence constitutes proof of guilt beyond a reasonable doubt, the state may rely on evidence other than direct evidence of a defendant’s BAC.
State v. Simpson,
In
State v. Lussier,
“[TJypically vision impairment begins at 0.03-0.08 percent blood alcohol and becomes significant in all subjects at 0.10 percent [.1%]; reaction-time impairment begins at 0.04 percent; judgment of distance, dimensions and speed at 0.08 percent; coordination and memory at 0.10 percent [.1%].” Id.
In
State v. Lusi,
With respect to the case before this Court, however, we vacate the conviction and remand with instructions to enter a judgment of acquittal. As we announced in
Carter,
“[ujnder our well-established canons of statutory construction ‘penal statutes must be strictly construed in favor of the party upon whom a penalty is to be imposed.’ ”
Carter,
Significantly, the defendant objected to the imposition of sanctions that attach to BAC levels and argued that, because the trial justice had found the defendant guilty of a misdemeanor, he should not sentence the defendant in accordance with § 31-27-2(d)(l)(i). The trial justice rejected this argument and imposed the sanctions for what he characterized as “a non-breathalyzer conviction” in accordance with § 31-27-2(d)(l)(i). In
Tessier,
this Court declared that “law, without punishment for its violation, is in the nature of things impossible.”
Tessier,
Conclusion
For the reasons state herein, we vacate the judgment of the Superior Court. The record shall be remanded to the Superior Court with directions to enter a judgment of acquittal.
Notes
. The record discloses that defendant demanded a trial by jury in Superior Court in the first instance but subsequently waived his right to a trial by jury.
. Although the trial justice discussed the testimony of a "Trooper Burns” in his bench decision, the content of Trooper Buonaito’s testimony before the trial court confirms that the trial justice was referencing the testimony of Trooper Buonaito.
. Article 10, section 2, of the Rhode Island Constitution provides, in pertinent part:
"Jurisdiction of [SJupreme and inferior courts — Quorum of [S]upreme [C]ourt. — The [S]upreme [C]ourt shall have final revisory and appellate jurisdiction upon all questions of law and equity. It shall have power to issue prerogative writs, and shall also have such other jurisdiction as may, from time to time, be prescribed by law. * * * The inferi- or courts shall have such jurisdiction as may, from time to time, be prescribed by law.”
. General Laws 1956 § 12-3-1 directs:
“Offenses triable by [Djistrict [C]ourt.— The [Djistrict [Cjourt shall have jurisdiction and cognizance of all crimes which are not expressly designated as felonies, offenses, misdemeanors, and violations including offenses against town or city ordinances, if no special court exists or is created by charter or law for that purpose, punishable by a fine not exceeding one thousand dollars ($1,000) or by imprisonment not exceeding one year, or both, and of all other criminal matters which are or shall be declared specially to be within the jurisdiction of the court by the laws of the state, which shall legally be brought before the court, with power to try, render judgment, pass sentence, and award a warrant for execution of the sentence.”
. General Laws 1956 § 31-27-2(a), as amended by P.L.2000, ch. 264, § 1 provides:
"Driving under influence of liquor or drugs. — (a) Whoever drives or otherwise operates any vehicle in the state while under the influence of any intoxicating liquor, drugs, toluene, or any controlled substance as defined in chapter 28 of title 21, or any combination of these, shall be guilty of a violation or a misdemeanor as set forth in subdivision (b)(3) * * * and shall be punished as provided in subsection (d) of this section.”
.Rule 23 of the District Court Rules of Criminal Procedure provides, in pertinent part:
"Trial by jury or by the court. — A defendant who is charged with an offense which is punishable by imprisonment for a term of more than six (6) months shall be advised by the Court, at the time of the defendant’s initial appearance, that the defendant has a right to trial by jury in the first instance, but in theevent the defendant chooses to waive that right and to stand trial in the District Court without a jury and is found guilty the defendant is entitled to appeal that judgment to the Superior Court where the defendant will receive a trial de novo before a juiy.”
General Laws 1956 § 8-2-17 directs:
"Jurisdiction of appeals, statutory proceedings, and probate matters. — The [Sjuperior [C]ourt shall have jurisdiction of such appeals and statutory proceedings as may be provided by law, and may exercise general probate jurisdiction in all cases brought before it on appeal from probate courts, or when such jurisdiction is properly involved in suits in equity.”
. Rule 6 of the District Court Rules of Criminal Procedure provides, in pertinent part:
"The complaint. — (a) Nature and Contents. The complaint shall be a plain, concise and definite written statement setting forth the offense charged. A complaint which provides the defendant and the court with adequate notice of the offense being charged shall be sufficient if the offense is charged either (1) by using the name given to the offense by the common law or by statute, or (2) by stating the definition of the offense in terms of either the common law or the statute defining the offense, or in terms of substantially the same meaning.”
. Section 31 — 27—2(d)(l)(ii) provides for a more severe penalty for an offender whose BAC is .15 percent or more.
