261 Conn. 336 | Conn. | 2002
Opinion
After a jury trial, the defendant, Errol Dehaney, was convicted of one count of capital felony in violation of General Statutes § 53a-54b (8) and two counts of capital felony in violation of § 53a-54b (9),
The jury reasonably could have found the following facts. The defendant and his wife, Shennavia Brooks (victim), lived in Hartford with their two children, Errol, Jr., who was bom in 1990, and Shantalique, who was bom in 1993. In 1993, the defendant’s marriage began to deteriorate. Mary Shears testified that at one point in 1993, the victim left the defendant and, along with the two children, moved in with Shears. In December, 1993, the victim had the defendant arrested for allegedly attempting to strangle her with an extension cord. According to Anne Marie Cook, the victim’s coworker at the department of children and families, the victim would “cower” in the defendant’s presence. In the fall of 1995, the victim had told Shears that she was planning on moving into her own apartment and getting divorced. Cook testified that, at that time, she was helping the victim find programs through which she could obtain affordable housing for herself and the children.
On September 29, 1995, the victim applied for and obtained an ex parte restraining order against the defen
On November 23,1995, the defendant, the victim and their children spent much of the day together, celebrating Thanksgiving at the home of the defendant’s sister, Sharon James. At approximately 2:30 p.m. that afternoon, the defendant left James’ home to attend another Thanksgiving gathering at 39 Grant Street in Hartford, the home of some friends. The defendant’s father, aunt and other close friends were present at that gathering, but the victim had not been invited because of the criminal charges she had filed against the defendant. At approximately 9 p.m. that evening, the defendant returned to James’ home to pick up the victim and the children and drive them home. James testified that the defendant appeared happy and ate from a plate of food the victim had prepared for him. At 10 p.m. that evening, the defendant drove the victim and the children back to 39 Grant Street in order to pick up his father and take them all home. The defendant left the victim with the children in the car while he went into 39 Grant Street. After approximately one hour, Maureen Grant, one of the guests, testified that she went outside and saw the victim sitting in the defendant’s car with the children. Up until this point, no one in the house knew that they were outside. The victim asked Grant to find out if the defendant was coming out soon because their daughter had wet herself and they needed to go home. Another guest, Velora McIntosh Jones, overheard this and went back inside the house to tell the defendant that the victim and the children were waiting for him. He responded to Jones’ comments by “hiss[ing]”
The defendant reentered the house, pacing back and forth, holding the gun to his head and threatening to kill himself. Grant picked up the telephone to call 911 and found that her husband was already on the telephone, speaking with the 911 dispatcher. She then handed the telephone to the defendant, who told the dispatcher that he had just killed his wife and children. He explained that he shot his wife because she had lied to the police about him. Shortly thereafter, the police arrived at the house, the defendant surrendered his gun and he was taken into custody.
At trial, the defendant asserted the defenses of insanity and extreme emotional disturbance. In support of these defenses, he presented two psychiatrists as expert witnesses. Harold Schwartz testified that the defendant has a personality disorder and that, at the time of the
The jury returned a verdict of guilty on each count. This appeal followed.
I
BATSON CHALLENGES
The defendant claims that the trial court, Barry, J.,
In order to review the defendant’s Batson claims, we follow a well established principle of law. “Peremptory challenges are deeply rooted in our nation’s jurisprudence and serve as ‘one state-created means to the constitutional end of an impartial jury and a fair trial.’ Georgia v. McCollum, 505 U.S. 42, 57, 112 S. Ct. 2348,
“In Batson . . . the United States Supreme Court recognized that a claim of purposeful racial discrimination on the part of the prosecution in selecting a jury raises constitutional questions of the utmost seriousness, not only for the integrity of a particular trial but also for the perceived fairness of the judicial system as a whole. . . . The court concluded that [although a prosecutor ordinarily is entitled to exercise permitted peremptory challenges for any reason at all, as long as that reason is related to his [or her] view concerning the outcome of the case to be tried . . . the Equal Protection Clause forbids the prosecutor to challenge potential jurors solely on account of their race ....
“Under Connecticut law, [o]nce a [party] asserts a Batson claim, the [opposing party] must advance a neutral explanation for the venireperson’s removal. . . . The [party asserting the Batson claim] is then afforded the opportunity to demonstrate that the [opposing party’s] articulated reasons are insufficient or pretextual. . . . [T]he trial court then [has] the duty to determine if the [party asserting the Batson claim] has established purposeful discrimination. . . . The [party asserting the Batson claim] carries the ultimate burden of persuading the trial court, by a preponderance of the evidence, that the jury selection process in his or her
“We have identified several specific factors that may indicate that [a party’s removal] of a venireperson through a peremptory challenge was . . . motivated [by race or gender]. These include, but are not limited to: (1) [t]he reasons given for the challenge were not related to the trial of the case ... (2) the [party exercising the peremptory strike] failed to question the challenged juror or only questioned him or her in a perfunctory manner ... (3) prospective jurors of one race [or gender] were asked a question to elicit a particular response that was not asked of the other jurors ... (4) persons with the same or similar characteristics but not the same race [or gender] as the challenged juror were not struck ... (5) the [party exercising the peremptory strike] advanced an explanation based on a group bias where the group trait is not shown to apply to the challenged juror specifically ... (6) the [party exercising the peremptory strike] used a disproportionate number of peremptory challenges to exclude members of one race [or gender]. . . .
“In assessing the reasons proffered in support of the use of a peremptory challenge . . . [a]n explanation . . . need not ... be pigeon-holed as wholly acceptable or wholly unacceptable . . . and even where the acceptability of a particular explanation is doubtful, the inquiry is not at an end. In deciding the ultimate issue of discriminatory intent, the judicial officer is entitled to assess each explanation in light of all the other evidence relevant to prosecutorial intent. The officer may think a dubious explanation undermines the bona fides of other explanations or may think that the sound explanations dispel the doubts raised by a questionable one. As with most inquiries into state of mind, the ultimate determination depends on an aggregate assessment of all the circumstances. . . .
We consider each of the defendant’s Batson claims in turn.
A
Venireperson J.R.
J.R. was bom in Jamaica and moved to this country in 1983, at the age of seventeen. She testified that she is employed at the state department of social services, counseling clients about welfare benefits. At the conclusion of her examination, the state exercised a peremptory challenge to excuse her. When asked to provide a race neutral explanation for removing J.R. from the panel, the state offered the following reasons: (1) J.R. was extremely concerned about her work; specifically, that her absence would cause a backlog of client appointments that either her coworkers would have to take care of or she would have to reschedule; (2) J.R. was distracted by the imminent scheduling of the clos
The defendant countered that the state’s challenge was motivated by improper racial and religious considerations. The defendant claims the state’s proffered reasons were pretextual because other jurors shared at least one of the negative characteristics that the state attributed to J.R.
We agree with the state that the record supports the trial court’s conclusion that the reasons offered by the state for excluding J.R. from the jury panel were not pretextual. The fact that there may be similarities between J.R. and other venirepersons of different races and religions who were not excluded is not sufficient by itself to prove that the reasons proffered for the exclusion were pretextual. Although the defendant observed that venirepersons of other races and religions shared some similar characteristics with J.R., “the failure to strike a white juror who shares some traits with a struck black juror does not itself automatically prove the existence of discrimination.” (Emphasis in original; internal quotation marks omitted.) State v. Hodge, supra, 248 Conn. 237. In Hodge, we found that venirepersons sharing similar characteristics with the excluded venireperson were distinguishable from the excluded venireperson in ways that obviated the negativity of the shared characteristic and enhanced the desirability of those venirepersons for jury selection. There, the excluded juror had limited formal education; the state accepted a white juror with limited formal education who also had owned and operated his own business for many years, thereby demonstrating maturity and a sense of responsibility. Id. Furthermore, the
Analyzing the characteristics of the accepted venirepersons in the present case, as revealed in the record before us, we conclude that each of them possessed characteristics that made them attractive for jury selection and that outweighed the possible negative quality of the trait they might have shared with J.R. G.F. had indicated that he would follow the court’s instructions despite any religious teachings; C.J. expressed willingness to participate in a capital case; M.O. said she would follow the court’s instructions regardless of her shock at the crimes alleged; Y.B.’s work concerns were allayed during voir dire; C.W. clarified that being a juror would not cause her hardship; A.D. indicated she would follow the court’s instructions despite any personal misgivings; and C.L. said there would be no problem regarding his job. We conclude that the state had strong reasons to select the venirepersons it did accept, notwithstanding some of the characteristics they might have shared with J.R.
The defendant also argues that the state improperly excluded J.R. because of her religious affiliation. We disagree. J.R.’s expressed religious beliefs indicated that she would be unsuitable as a juror. She said that she was not certain what her church’s position was on the death penalty, and that she would like to consult with her pastor about that issue. Although she later said she would be able to follow the law regardless of her church’s position, she said she did not want to “have a person’s life ... in [her] hands.”
B
Venireperson R.R.
R.R. testified that she works for the state judicial department as a data terminal operator in the small claims department of geographical area number twelve in Manchester. She indicated that she had been raised as a Catholic until she was five or six years old, and that she was presently studying to become a Jehovah’s Witness. When questioned, R.R. indicated that she did not know the teachings of the Jehovah’s Witnesses
Again, we conclude that the trial court properly rejected the defendant’s Batson claim. The record reveals to our satisfaction that the state did not excuse R.R. because she was a Jehovah’s Witness, but because her religious beliefs reasonably may have adversely impacted her ability to serve as an impartial juror in a death penalty case.
II
ADMISSIBILITY OF AFFIDAVIT
On September 29, 1995, the victim filed an affidavit in support of her request for an ex parte restraining order against the defendant. During its case-in-chief, the state proffered a certified copy of that request and the affidavit as evidence of the victim’s state of mind on September 29, 1995, claiming that her state of mind was relevant to show the deterioration of the couple’s marriage, to establish the defendant’s motive for murder, and to rebut his defense of extreme emotional disturbance. The defendant objected to the admission
The following additional facts are necessary in order to assess the defendant’s claim. In response to the defendant’s objections to the admissibility of the proffered affidavit, the trial court gave a limiting instruction, informing the jury that the affidavit was to be considered only for the state of mind of the affiant, the victim,
Thereafter, the court instructed the jury once again: “I just want to underscore again. . . . You must always be cautioned that the statements signed onto in this affidavit by [the victim] are not being presented to you for purposes of your accepting them as truthful in whole or in part. They’re being presented to you to show [the victim’s] state of mind on September 29,1995. That’s it.”
The defendant argues that the affidavit improperly was admitted because the alleged events that caused the victim’s fear of the defendant and her belief that he intended to kill her and her children were actually statements of alleged prior misconduct by the defendant and would be used for their truth. The admission of statements of these alleged acts of misconduct, he argues, violated his right to confrontation because he could not cross-examine the victim to prove to the jury that the alleged events had not occurred. The defendant also argues that even if the affidavit was admissible as nonhearsay evidence proving circumstantially the victim’s state of mind, portions of it nonetheless should have been excluded because their prejudicial effect far outweighed their probative value. While we agree with the defendant that portions of the affidavit improperly were admitted, we further conclude that the prejudicial effect of that evidence did not outweigh its probative value and, accordingly, we conclude that the admission of the affidavit, in its entirety, constituted harmless error.
Our analysis is based on well established principles of law. “The trial court’s ruling on the admissibility of evidence is entitled to great deference. . . . [T]he trial court has broad discretion in ruling on the admissibility . . . of evidence. . . . The trial court’s ruling on evidentiary matters will be overturned only upon a show
At trial, there was more than ample evidence, presented through the testimony of eyewitnesses, that the defendant shot and killed the victim and the children. It is important to note at the outset, therefore, that the central issue in the present case was the extent to which the defendant was culpable for his homicidal acts. In order to make that determination, the jury had to consider evidence of the defendant’s possible motives, as well as assess the nature of the defendant’s relationships with the victim and the children and consider the defense of extreme emotional disturbance. Consequently, the state offered the affidavit as circumstantial evidence of the victim’s state of mind, to reflect the nature of the relationship between the victim and the defendant and to undermine his defense.
The rules of evidence relating to this issue are well established. “[A]n out-of-court statement that is offered to establish the truth of the matter asserted is inadmissible hearsay unless the statement falls within a recognized exception to the hearsay rule.” State v. Wargo, 255 Conn. 113, 137-38, 763 A.2d 1 (2000). One such
“We previously have held that evidence of a victim’s mental state may be relevant to establish the defendant’s motive to kill the victim. See, e.g., State v. Hull, 210 Conn. 481, 501-502, 556 A.2d 154 (1989) (‘[t]he victim’s mental state was relevant both to show the victim’s fear of the defendant . . . and to establish the defendant’s motive for committing the crime’ . . .); State v. Thomas, 205 Conn. 279, 285, 533 A.2d 553 (1987) (‘The trial court correctly determined that [the victim’s expression of fear of the defendant] was reliable circumstantial evidence of a deteriorated relationship. As such, it was relevant and probative because it tended
In this case, the victim’s statement regarding her fearful state of mind was particularly relevant in light of the defendant’s theory of defense. “A defendant’s articulated or implied theory of defense may make the victim’s state of mind material to the determination of the defendant’s guilt or innocence.” State v. Crafts, 226 Conn. 237, 253-54, 627 A.2d 877 (1993).
The defendant argues that, even if this evidence were admissible, it should have been excluded because its prejudicial impact outweighed its probative value. We disagree. “Although relevant, evidence maybe excluded by the trial court if the court determines that the prejudicial effect of the evidence outweighs its probative value. ... Of course, [a]ll adverse evidence is damaging to
We acknowledge the heightened potential for prejudice in cases such as this, in which the evidence considered is from the voice of the victim. “As we have recognized, a real risk of prejudice exists in allowing surrogates to speak for the victim pointing back from the grave. . . . State v. Crafts, supra, 226 Conn. 255. Because of that risk, trial courts must take special care in evaluating the relevance of such evidence and in weighing its probative value and prejudicial effect.” (Internal quotation marks omitted.) State v. Wargo, supra, 255 Conn. 142.
In light of the other evidence of the defendant’s violent and emotional nature, the victim’s statement, “I fear for the safety of the lives of me [and] my children,” cannot reasonably be characterized as unfairly prejudicial. Furthermore, the limiting instructions provided by
The remaining portion of the affidavit, however, improperly was admitted. Every other statement contained in the victim’s affidavit referred not directly to her state of mind, but rather to specific acts of alleged prior misconduct by the defendant. The state of mind hearsay exception excludes such statements because they are “statement[s] of memory or belief to prove the fact remembered or believed.” Conn. Code Evid. § 8-3 (4). “Th[is] exclusion ... is necessary to prevent the exception from swallowing the hearsay rule. This would be the result of allowing one’s state of mind, proved by a hearsay statement, to provide an inference of the happening of an event that produced the state of mind.” United States v. Cardascia, 951 F.2d 474, 487 (2d Cir. 1991); see also United States v. Hernandez, 176 F.3d 719, 727 (3d Cir. 1999) (“scope of this exception must be limited to prevent it from devouring the rule”). Accordingly, while courts may admit evidence of direct expressions of a declarant’s fear of a defendant, they generally do not permit statements as to the cause of that fear. See, e.g., United States v. Joe, 8 F.3d 1488, 1492-93 (10th Cir. 1993), cert. denied, 510 U.S. 1184, 114 S. Ct. 1236, 127 L. Ed. 2d 579 (1994); United States v. Liu, 960 F.2d 449, 452 (5th Cir.), cert. denied sub nom. Ai-Ti Ting v. United States, 506 U.S. 957, 113 S. Ct. 418, 121 L. Ed. 2d 341 (1992); United States v. Emmert, 829 F.2d 805, 810 (9th Cir. 1987); United States v. Brown, 490 F.2d 758, 781 (D.C. Cir. 1973); see also 2 C. McCormick, supra, § 276, p. 244 (explaining that even statements of fear1 unconnected to specific allegations are fraught with evidentiary problems).
In the present case, the state attempts to circumvent the prohibition on statements pointing to acts of another as the cause of the declarant’s state of mind by claiming that the affidavit was offered to prove cir
It is evident, however, that the value of the statements in the present case did not lay in demonstrating that the victim feared the defendant and that her marriage had deteriorated—points that readily were demonstrated by the facts that the victim had sought the restraining order, filed for divorce, and looked for new housing. Instead, the real value of the statements lay in their use to demonstrate that the victim’s fear was reasonable and indeed objectively justified because the statements regarding the defendant’s threats and prior acts of violence were true. The likelihood of this improper use was underscored by the trial court’s comments, out of the presence of the jury, in ruling on the admissibility of the statements: “We’re talking fear and what caused the fear. That comes in as hearsay to show circumstantially the victim’s apprehension and [her] state of mind. In this instance, she twice predicts he’s going to kill her. She’s a pretty good prophet.”
While the state’s proffered rationale for the admission of the affidavit is consistent with our prior case law; see State v. Wargo, supra, 255 Conn. 136-37 (relevant to deteriorating relationship); State v. Blades, supra, 225 Conn. 631-33 (relevant to victim’s fear of defendant); States. Hull, supra, 210 Conn. 502 (same); State v.
For example, we have affirmed the admission of statements that circumstantially reflect the victim’s subjective state of mind.
In State v. Wargo, supra, 255 Conn. 137, we concluded that a witness properly testified to a victim’s statement regarding a prior act of or threat of violence by the defendant. In that case, one of the victim’s statements to which the witness had testified was the victim’s declaration that the defendant had slammed her up against a wall and had threatened to kill her. Id., 136. Although this statement clearly implicates the same concern as the one raised by the statements in the present affidavit, namely, that the jury would use the statements for then-truth, we never addressed in Wargo the circumstantial state of mind versus hearsay issue because the defendant challenged only the relevancy of those statements. Id., 138. It is noteworthy, however, that, in Wargo, the witness also properly had testified that the defendant had admitted doing precisely what the victim had claimed.
According to the state’s reasoning, any statements by a victim regarding a defendant’s prior acts of or
Because we conclude that the trial court improperly admitted the majority of the affidavit, it is necessary
“It is well recognized that any error in the admission of evidence does not require reversal of the resulting judgment if the improperly admitted evidence is merely cumulative of other validly admitted testimony.” (Internal quotation marks omitted.) Fink v. Golenbock, 238 Conn. 183, 211, 680 A.2d 1243 (1996). The improperly admitted portion of the affidavit was not so harmful as to either affect the result of the trial or to undermine confidence in the fairness of the verdict. The allegations of the defendant’s past acts are merely cumulative of other, properly admitted evidence about the deteriorating relationship between the defendant and the victim and the defendant’s violent tendencies. As noted, the state had presented evidence about the restraining order, the pending divorce action, the pending charges of sexual assault filed by the victim against the defendant, and the testimony of witnesses who stated that they assisted the victim in her search for alternate living arrangements and who had observed the victim and the defendant together. Importantly, defense counsel began
Ill
EXCLUSION OF HYPNOTICALLY-INDUCED VIDEOTAPED CONFESSIONS
The defendant claims that the trial court improperly excluded sixteen hours of videotaped sessions with Zonana. Approximately 10 to 15 percent of the sixteen hours was spent using hypnosis. During these sessions, Zonana hypnotized the defendant in order to elicit and clarify his memories about the shootings. The balance of time was spent interviewing the defendant about what he remembered before the hypnosis, reviewing with the defendant what was revealed during the hypnosis, and conducting a complete and full psychiatric evaluation of the defendant. As a result of these sessions, Zonana concluded that the defendant was not suffering from any mental disease or defect at the time he shot his wife, but that, due to that event, he experienced an extreme emotional disturbance during which time he shot and killed his children. The videotaped sessions were offered into evidence twice: first, during Zonana’s direct examination, as the basis of his opinion, and second, after Zonana’s redirect examination, to rebut portions of the state’s cross-examination. The trial court denied both proffers, explaining that the videotapes were too lengthy to view in their entirety, that they contained many self-serving statements, and that they would constitute the defendant testifying without being subject to cross-examination. The court also explained
“The sixth amendment right to compulsory process includes the right to offer the testimony of witnesses, and to compel their attendance, if necessary, [and] is in plain terms the right to present a defense, the right to present the defendant’s version of the facts as well as the prosecution’s to the jury so that it may decide where the truth lies. . . . When defense evidence is excluded, such exclusion may give rise to a claim of denial of the right to present a defense. ... A defendant is, however, bound by the rules of evidence in presenting a defense. . . . Although exclusionary rules of evidence cannot be applied mechanistically to deprive a defendant of his rights, the constitution does not require that a defendant be permitted to present every piece of evidence he wishes.” (Citation omitted; internal quotation marks omitted.) State v. King, 249 Conn. 645, 668, 735 A.2d 267 (1999).
We state once more that “[t]he trial court’s ruling on the admissibility of evidence is entitled to great deference. . . . [T]he trial court has broad discretion in ruling on the admissibility ... of evidence. . . . The trial court’s ruling on evidentiary matters will be overturned only upon a showing of a clear abuse of the court’s discretion. . . . We will make every reasonable presumption in favor of upholding the trial court’s ruling, and only upset it for a manifest abuse of discretion.” (Internal quotation marks omitted.) Id., 669.
We conclude that the defendant’s constitutional right to present a defense was not violated. The videotapes,
Furthermore, the trial court expressed concern that the admission of the videotapes would constitute putting the defendant’s testimony before the jury without affording the state the right to cross-examine him.
IV
INSTRUCTION ON EXTREME EMOTIONAL DISTURBANCE
The defendant claims that the trial court improperly instructed the jury on the defense of extreme emotional disturbance because the trial court failed to include, in accordance with his request, the charge that the jury must consider not only the factual situation in which the defendant found himself, but also his unique mental and emotional characteristics and the impact of those factors on his perception of the circumstances. The defendant contends that the reasonableness of the explanation or excuse must be assessed from his particular perspective, not from the perspective of the reasonable person. We disagree.
“Our review of the defendant’s claim requires that we examine the court’s entire charge to determine whether it is reasonably possible that the jury could have been misled by the omission of the requested instruction. . . . While a request to charge that is relevant to the issues in a case and that accurately states the applicable law must be honored, a court need not tailor its charge to the precise letter of such a request. ... If a requested charge is in substance given, the court’s failure to give a charge in exact conformance with the words of the request will not constitute a ground for reversal.” (Citations omitted.) State v. Ortiz, 217 Conn. 648, 661-62, 588 A.2d 127 (1991). “As long
Section 53a-54a (a) provides in relevant part that “[a] person is guilty of murder when, with intent to cause the death of another person, he causes the death of such person or of a third person . . . except that in any prosecution under this subsection, it shall be an affirmative defense that the defendant committed the proscribed act or acts under the influence of extreme emotional disturbance for which there was a reasonable explanation or excuse, the reasonableness of which is to be determined from the viewpoint of a person in the defendant’s situation under the circumstances as the defendant believed them to be . . . .” The trial court instructed the jury that “[e]xtreme emotional disturbance is composed of the following three criteria that must be proven by the defendant by a preponderance of the evidence: (1) that at the time the defendant intentionally caused the death of [the victim], he acted under the influence of an emotional disturbance; (2) that such emotional disturbance was extreme; and (3) that under all the circumstances, as the defendant believed them to be, there was a reasonable explanation or excuse for such extreme emotional disturbance influencing his conduct. . . . You must measure the reasonableness from the viewpoint of a person in the defendant’s situation under the circumstances as he believed them to be. The reasonableness standard is applied to determine the reasonableness of the explanation for the killing and not the reasonableness of the killing itself.” The defendant had requested that the trial court include the following elaboration to the instruction: “First, you must determine what the circumstances were which [the defendant] believed existed. Second, you must
“In State v. Ortiz, [supra, 217 Conn. 652-53], we rejected a virtually identical challenge to such an instruction. In Ortiz, the defendant claimed that § 53a-54a (a) required an instruction that the jury must consider the reasonableness of the explanation or excuse as determined from the defendant’s viewpoint rather than from the viewpoint of a reasonable person in the defendant’s situation under the circumstances as he believed them to be. Relying on our decision in State v. Elliott, 177 Conn. 1, 411 A.2d 3 (1979), we concluded that the legislature intended to establish a standard that is objective in its overview, but subjective as to the defendant’s belief; id. [7]; and, with regard to the objective element contained in the statute, [we stated] that the reasonable man yardstick is only used to determine the reasonableness of the explanation or excuse of the action of the defendant from the viewpoint of a person in the defendant’s situation under the circumstances as the defendant believed them to be. State v. Ortiz, supra, 653.” (Emphasis in original; internal quotation marks omitted.) State v. Raguseo, 225 Conn. 114, 127, 622 A.2d 519 (1993).
In the present case, as in both Raguseo and Ortiz, the defendant’s proposed instruction would “eviscerate the element of objectivity that the drafters [of the Model Penal Code] intended to preserve, and would make the
The judgment is affirmed.
In this opinion the other justices concurred.
General Statutes § 53a-54b provides in relevant part: “A person is guilty of a capital felony who is convicted of . . . (8) murder of two or more persons at the same time or in the course of a single transaction; or (9) murder of a person under sixteen years of age.”
General Statutes § 53a-54a (a) provides in relevant part: “A person is guilty of murder when, with intent to cause the death of another person, he causes the death of such person . . . except that in any prosecution under this subsection, it shall be an affirmative defense that the defendant committed the proscribed act or acts under the influence of extreme emotional disturbance for which there was a reasonable explanation or excuse, the reasonableness of which is to be determined from the viewpoint of a person in the defendant’s situation under the circumstances as the defendant believed them to be . . .
General Statutes (Rev. to 1995) § 53-21, as amended by No. 95-142 of the 1995 Public Acts, provides in relevant part: “Any person who (1) wilfully or unlawfully causes or permits any child under the age of sixteen years to be placed in such a situation that the life or limb of such child is endangered, the health of such child is likely to be injured or the morals of such child are likely to be impaired, or does any act likely to impair the health or morals of any such child . . . shall be guilty of a class C felony.”
General Statutes § 51-199 (b) provides in relevant part: “The following matters shall be taken directly to the Supreme Court ... (3) an appeal in any criminal action involving a conviction for a capital felony, class A felony, or other felony . . . for which the maximum sentence which may be imposed exceeds twenty years . . . .”
The defendant also claimed that the trial court improperly denied his motion in limine regarding the use of his confession, thereby forcing him to choose between his fifth amendment right not to be convicted on the basis of an involuntary confession, and his eighth amendment right to present mitigating evidence. On June 27, 1997, the defendant filed a motion to suppress his confessions to police on the grounds that his statements were involuntary. On January 14, 1999, he filed a motion in limine to preclude the state from using any evidence that he had attempted to suppress any evidence. The motion in limine was denied on September 1, 1999, and, in response to that denial, the defendant withdrew the motion to suppress. On appeal, the defendant argues that the denial of his motion in limine violated his right to due process. We conclude that the defendant waived this claim by his withdrawal of the motion to suppress prior to trial and by his failure to object, at trial, to the admission of his confession. Without the motion to suppress, there is no substantive basis for the motion in limine. The defendant’s action of withdrawing the motion to suppress rendered the motion in limine moot. Accordingly, we conclude that any issue for appeal related to this motion has been waived.
The state and the defendant stipulated to this fact.
Judge Barry presided over jury selection, but fell ill prior to trial. Judge Spada substituted for him and presided over both the trial and the sentencing phases.
We use the initials of each venireperson in order to protect that venireperson’s legitimate privacy interests.
On appeal, the defendant argues that one juror shared all of the negative characteristics attributed to J.R. That argument, however, was not raised at the trial level and, therefore, is not reviewable. “[B]ecause a claim of purposeful discrimination under Batson raises issues of fact to be decided by the trial court, the moving party’s failure to inform the trial court of the full factual basis for the claim renders that claim unreviewable.” (Internal quotation marks omitted.) State v. Mukhtaar, supra, 253 Conn. 290.
The sixth amendment to the United States constitution provides in relevant part: “In all criminal prosecutions, the accused shall er\joy the right ... to be confronted with the witnesses against him . . . .”
The fourteenth amendment to the United States constitution, § 1, provides in relevant part: “No State shall . . . deprive any person of life, liberty or property, without due process of law . . .
The constitution of Connecticut, article first, § 8, provides in relevant part: “In all criminal prosecutions, the accused shall have the right ... to be confronted by the witnesses against him . . .
The court instructed the jury as follows: “Now, ladies and gentlemen, you heard testimony that a portion of exhibit sixty-one coming to you is entitled ‘An Affidavit Relief from Abuse’ and that it was signed by [the victim] and her signature was subscribed to and sworn before either a clerk or a notary of the public of the civil court across the street.
“Now, there are approximately ten or eleven lines that will be read to you. This is what is important for you to note and to remember because [the victim] is not present in court and is not giving you this testimony under oath before you so she can be cross-examined. But there are certain exceptions to our rules of evidence, and one of them appears to be in control on this situation. This evidence is coming to you so that you may use it in a circumstantial fashion to determine [the victim’s] state of mind on September 29, 1995.
“Now, all of us know from our own experiences that we have states of mind on certain matters that we confront or intersect through life that may or may not over a passage of time be based on accurate [predictions], accurate suppositions. So this is not coming to you for the truth of testimony as other witnesses have been presented to you and will be presented to you. They will testily under oath and whether you accept it or reject it [it] is your responsibility and your right, but at least it’s being presented to you for you to accept as truth. If you want to reject it, you are free to reject it. This is not being presented to you for that purpose, not being presented for the truth of what you will hear momentarily. It’s only being presented to circumstantially establish [the victim’s] state of mind on September 29, 1995.”
Our conclusion that portions of the affidavit were inadmissible raises an evidentiary issue only. We do not find that the defendant’s constitutional rights are implicated. We adhere, therefore, to the standard of review governing evidentiary claims. If it was a constitutional issue, the standard would be different; namely, the state would have the burden of proving the constitutional error was harmless beyond a reasonable doubt. State v. Spillane, 255 Conn. 746, 756-57, 770 A.2d 898 (2001).
The exception to the hearsay rule contained in § 8-3 (4) of the Connecticut Code of Evidence provides: “A statement of the declarant’s then-existing mental or emotional condition, including a statement indicating a present intention to do a particular act in the immediate future, provided that the statement is a natural expression of the condition and is not a statement of memory or belief to prove the fact remembered or believed.” The federal rule of evidence pertaining to the state of mind hearsay exception; Fed. R. Evid. 803 (3); mirrors the Connecticut rule, save for an exception to the prohibition on proof of facts remembered or believed for wills. C. Tait, Connecticut Evidence (3d Ed. 2001) § 8.19.2, p. 625. Federal case law is instructive, therefore, on this issue.
As noted, the necessary determination in the present case was not whether the defendant killed the victim and the children. On the basis of the evidence at trial, no reasonable jury could find the defendant innocent of killing them. What was at issue, rather, was the defendant’s culpability for those acts. We conclude that the rationale we adopted in Crafts, namely, that the theory of defense may make the victim’s state of mind material, is equally relevant here.
We also have concluded that nonassertive conduct is admissible to prove circumstantially a victim’s state of mind. For example, in State v. Thomas, supra, 205 Conn. 284, witnesses testified that the victim had tried to hide when told that the defendant was at the door and that, following an argument between the defendant and the victim, the victim’s daughter had been trembling and afraid. In concluding that the tesfimony properly was admitted to prove state of mind, we explained that “[n]onassertive conduct such as running to hide, or shaking and trembling, is not hearsay. State v. McCarthy, 197 Conn. 166, 173, 496 A.2d 190 (1985).” State v. Thomas, supra, 285. Likewise, in State v. Blades, supra, 225 Conn. 633, we concluded that a witness’ testimony that the victim had an ice pick in her purse “concerned a nonassertive act of the victim that tended to show her fear of the defendant.” Accordingly, in those cases, there was no issue as to whether the jury could use the evidence for an improper hearsay use, as in the present case.
Although not addressed specifically in Wargo, it is well established that a defendant’s own statements are admissible for their truth as an admission of a party opponent. Conn. Code Evid. § 8-3 (1) (A); see also State v. Gaston, 198 Conn. 490, 495 n.2, 503 A.2d 1157 (1986); State v. DeMatteo, 186 Conn. 696, 702, 443 A.2d 915 (1982).
Shepard v. United States, supra, 290 U.S. 96, illustrates both the application of, and the rationale for, the distinction between statements to prove the victim’s state of mind and statement to prove the truth of the act giving rise to the state of mind. In that case, the United States Supreme Court concluded that a victim’s statement (hat her husband had poisoned her was inadmissible to rebut the defendant’s contention that his wife was suicidal. Id., 104-106. The court rejected the notion that the jury would use the evidence as proof of the victim’s state of mind, rather than for the truth of the accusation. Id., 104. Justice Cardoza, writing for the court, explained: “It will not do to say that the jury might accept the declarations for any light that they cast upon the existence of a vital urge, and reject them to the extent that they charged the death to some one else. Discrimination so subtle is a feat beyond the compass of ordinary minds. The reverberating clang of those accusatory words would drown all weaker sounds. It is for ordinary minds, and not for psychoanalysts, that our rules of evidence are framed.” Id. The court recognized that, although there are instances when state of mind properly may be proved, the victim’s statements in that case could not so be used, because they “spoke to a past act, and more than that, to an act by [someone other than] the speaker.” Id., 106.
The trial court stated: “[The videotaped evidence] is totally tainted by [the defendant’s] self-serving statements and his pronouncements orally that go unattacked, unrebutted, unrefuted, which advances his position that he was—he lacked capacity at the time of the shootings. You clearly are not prejudiced because you have your witness here. You have the witness who architected the hypnosis and the interviews. You have the witness who can respond to any number of questions as to what he asked the defendant. And you have a witness [who has] testified now, excessively, as to the voices, the hallucinations, the psychoses, coupled with the depressions. So there is no prejudice to the . . . defendant. ... I also concluded that the tapes in and of themselves possessed [an] excessive amount of self-serving statements that should not go to the jury if he’s not going to take the witness stand and be cross-examined.”