Lead Opinion
OPINION
{1} Following a jury trial, Defendant Steven DeGraff was convicted of: felony murder, contrary to NMSA 1978, § 30-2-l(A)(2) (1994); armed robbery, contrary to NMSA 1978, § 30-16-2 (1973); aggravated burglary, contrary to NMSA 1978, § 30 — 16—4 (1963); and five counts of tampering with evidence, contrary to NMSA 1978, § 30-22-5 (1963, prior to 2003 amendment). The district court dismissed the armed robbery conviction as the predicate felony underlying Defendant’s felony murder conviction. On appeal, Defendant argues that because the prosecutor asked the jury to draw an inference of guilt from his failure to tell the police he acted in self-defense, he was denied due process contrary to the Fifth Amendment, and he is entitled to a new trial. He also argues that he has been subject to multiple punishments, contrary to the Double Jeopardy Clause of the Fifth Amendment, and he is entitled to an amended judgment and sentence, because (1) his convictions for both aggravated burglary and felony murder are based on the same conduct, and (2) his convictions for tampering with evidence are based on a continuous course of conduct.
{2} Because the prosecutor’s comments did not amount to fundamental error, we affirm the felony murder conviction. Nevertheless, we take this opportunity to clarify our approach to unpreserved claims that a prosecutor has commented on a defendant’s silence. We conclude that the felony murder and aggravated burglary convictions are not based on the same conduct and affirm both convictions. Because we conclude that three convictions for tampering with evidence are based on a single course of conduct and the Legislature did not intend to impose multiple punishments for this conduct, we remand with instructions to dismiss two of the tampering convictions.
I. BACKGROUND
{3} Sometime in the evening of December 7, 2001, Father Michael Mack was killed in his home. Investigators found that he had been hit on the head numerous times with a hammer and a glass or crystal object. He had also been stabbed in the neck at least eight times with a knife. Defendant was arrested for unrelated auto theft charges by the Pojoaque Tribal Police on December 16, 2001, and remained in custody from December 16 to December 28.
{4} During the State’s closing argument, the prosecutor explained that the case “is not so much what [Defendant] did on December 7th but what he did afterward.” The prosecutor commented in closing arguments:
So I’m saying wouldn’t a person have called Deputy Baker or Deputy Toya and said “Deputy, something terrible has happened, I’m sorry, I was defending myself from a vicious attack. I’m a victim and I’m calling you now because I want you to know the truth.” But that didn’t happen in this case, did it? And there’s a reason why it didn’t happen that way. Because the story that [Defendant] gave is a complete fabrication.
{5} The prosecutor made repeated references in his closing argument to the three weeks between the murder and Defendant’s statement to officers. He argued that Defendant had time in those three weeks to fabricate a self-defense story, and that his story was not credible because he did not volunteer it sooner. The defense did not object to these comments at trial.
II. DISCUSSION
{6} Defendant now argues that these statements were fundamental error and necessitate a new trial. Alternatively, he suggests he is entitled to a remand for entry of an amended judgment and sentence. His arguments primarily raise questions of constitutional law, which we review de novo. State v. Javier M.,
A. Comment on Silence Claims
{7} We first consider whether the prosecutor commented on Defendant’s silence, contrary to his constitutional rights. We then address whether and how Defendant’s silence was protected. Finally, we determine whether the comment should be characterized as fundamental error.
1. Comment
{8} In Griffin v. California,
{9} Where comments by the prosecutor are ambiguous, we consider what inference the jury was asked to draw from the defendant’s silence and the propriety of that inference. For example, in State v. Garcia,
{10} The prosecutor used Defendant’s silence immediately after the attack, and in the following weeks, to suggest that Defendant’s explanation was fabricated. In closing argument, the prosecutor repeatedly stated that Defendant had three weeks to fabricate a story and suggested that most people would come forward immediately if they had killed another in self-defense. The prosecution’s comments regarding the three weeks between the attack and Defendant’s statement were indirect, but the jury was implicitly asked to reject Defendant’s self-defense explanation because Defendant did not offer it immediately. We conclude that the prosecutor’s statement regarding Defendant’s failure to come forward immediately was a comment on Defendant’s pre-arrest silence, and the references to the three weeks between the attack and Defendant’s statement to police was a comment on both pre-arrest silence and post-arrest silence while he was in the custody of the Pojoaque Tribal Police. We next consider whether and how that silence was protected.
2. Protection
{11} There are four relevant time periods at which a defendant may either volunteer a statement or remain silent: before arrest; after arrest, but before the warnings required by Miranda v. Arizona,
{12} The Fifth Amendment protects a defendant’s decision not to testify at trial from prosecutorial comment. See Griffin,
{13} The law regarding post-arrest, preMiranda silence is less clear. The United States Constitution does not limit the use of post-arrest, pr e-Miranda silence to impeach a defendant at trial. Fletcher v. Weir,
{14} We have recognized the general absence of a constitutional limitation on using pre-arrest silence to impeach, see State v. Gonzales,
{15} New Mexico evidentiary rules limited comment on a defendant’s silence prior to the Supreme Court’s decision in Doyle. See Baca,
{16} We also have reviewed comments on a defendant’s silence as prosecutorial misconduct, see, e.g., Hennessy,
{17} The comments made by the prosecutor refer to Defendant’s silence in the immediate aftermath of the attack and also in the three-week interval between the attack and Defendant’s statement to police. Defendant was not immediately apprehended by police. The prosecutor’s comment that Defendant could have, but chose not to, contact the police was a reference to pre-arrest silence, but it should not be reviewed as an evidentiary matter. These comments may, however, have constituted prosecutorial misconduct by encouraging the jury to convict Defendant on improper grounds, and we consider below whether this comment constituted fundamental error. Id.
{18} The prosecutor also commented on Defendant’s silence after his arrest. The three-week interval on which the prosecutor commented includes time when Defendant was in the custody of the Pojoaque Tribal Police between December 16 and December 28. The record does not indicate whether Defendant was given the Miranda warnings on Decemberl6, and the State argues that we should assume that no warning was given. We decline, however, to place on Defendant the burden of showing that law enforcement complied with the well-known requirements of Miranda. Rather, where such an inference will benefit a defendant, we presume that the warning was given. See Gutierrez,
{19} We conclude that Defendant’s silence while in the custody of the Pojoaque Tribal Police is protected even though he was held on unrelated charges. Doyle,
{20} The State has also suggested that Defendant did not invoke his right to remain silent, and the prosecutor could not have commented on the exercise of a right that was not invoked. Compare State v. Garvin,
3. Fundamental Error
{21} When a defendant fails to object at trial to comments made by the prosecution about his or her silence, we review only for fundamental error, recognizing that it is “fundamentally unfair and a violation of due process” to allow an individual’s invocation of the right to remain silent to be used against him or her at trial. Allen,
{22} Our cases may have created some confusion about the proper analysis of a claim that a prosecutor has commented on a defendant’s silence when no objection was made at trial. See, e.g., Gutierrez,
{23} Although we conclude that the prosecution’s comments regarding Defendant’s silence were error, they were not fundamental error. There is a reasonable argument that the comments did not directly call on the jury to infer guilt from Defendant’s silence. The comments on the three-week interval suggest that the Defendant had an opportunity to think up an explanation in that time, not that the failure to give a statement was in itself proof of guilt. The prosecution offered evidence at trial that was inconsistent with self-defense. Investigators testified that a screen at the back of the house had been cut. The victim had been stabbed eight times and hit repeatedly with a hammer and another object, and blood spatter low to the ground suggests that a portion of the attack occurred while he was on the ground. After the attack, Defendant gathered up key pieces of evidence, took the victim’s keys and wallet, and fled the scene, later disposing of the incriminating weapons. In light of the evidence of forcible entry into the victim’s house, an extended struggle within the house, Defendant’s flight, and attempt to hide evidence of the attack, we conclude that the prosecutor’s comments were not a significant factor in deliberations and do not rise to the level of fundamental error.
B. Double Jeopardy
{24} Defendant next argues he was denied constitutional protection against multiple punishments for the same offense because the same conduct forms the basis of both his felony murder and aggravated burglary convictions, and his five tampering with evidence convictions were based on a continuous course of conduct with a single mens rea which the Legislature intended to constitute a single crime. With respect to the felony murder and aggravated burglary claims, we conclude that the underlying conduct is not unitary and that the convictions do not violate the protection provided against multiple punishments. We conclude that the Legislature did not intend the tampering statute to punish unitary conduct, but that some of Defendant’s actions are distinct enough to support multiple tampering convictions. Accordingly, we dismiss two of Defendant’s five tampering convictions.
{25} The Double Jeopardy Clause of the Fifth Amendment, enforced against the states by the Fourteenth Amendment, protects defendants from receiving “multiple punishments for the same offense.” North Carolina v. Pearce,
1. Double-Description Claim
{26} We first address Defendant’s double-description claim. In double-description cases, we consider first whether the conduct underlying the offenses is unitary and then consider whether the Legislature intended multiple punishments for this conduct. See Swafford,
{27} When determining whether Defendant’s conduct was unitary, we consider whether Defendant’s acts are separated by sufficient “indicia of distinctness.” Swafford,
{28} The statutory definition of the relevant crimes controls the conduct we consider. Aggravated burglary is the unauthorized entry of a dwelling with the intent to commit a felony therein, when the entrant either “is armed with a deadly weapon; after entering, arms himself with a deadly weapon; [or] commits a battery upon any person while in such place, or in entering or leaving such place.” Section 30-16-4. The jury was instructed to return a guilty verdict with respect to the aggravated burglary claim if it found that Defendant “entered a dwelling without authorization ... with the intent to commit any felony or theft once inside ... [and that] defendant touched or applied force to [the victim] in a rude or angry manner while entering or leaving, or while inside.”
{29} The State theorized that Defendant broke into the victim’s home intending to steal. Defendant was surprised by the victim’s return to the house, attacked him, and in the course of an extended struggle, killed him. The State argues on appeal that the underlying conduct was not unitary because the aggravated burglary took place when Defendant first used a weapon against the victim, while the murder took place at a later point in time. Defendant argues that the force used in the aggravated burglary was the same force used to commit the felony murder, and that all of the events took place in the same location as part of a single struggle. See Contreras,
{30} The jury was not instructed to determine when the aggravated burglary was completed. Nevertheless, the evidence offered at trial supports a conclusion that Defendant’s conduct was not unitary. Cf. Foster,
{31} Because the conduct underlying the convictions for aggravated burglary and felony murder was not unitary, we do not consider “whether the [L]egislature intended to create separately punishable offenses” for the unitary conduct. Swafford,
2. Unit of Prosecution Claim
{32} Defendant was convicted of five counts of tampering with evidence, one each for hiding the knife, glass, hammer, car, and clothing. He argues that his disposal of these items consisted of a continuous course of conduct with a single mens rea and constitute a single crime. In “unit of prosecution” cases, where a defendant is charged with multiple violations of a single statute, we inquire “whether the [L]egislature intended punishment for the entire course of conduct or for each discrete act.” Id. at 8,
{33} Defendant argues that the statute forbids tampering with “any” physical evidence, rather than each piece of evidence and reasons that the use of the word “any” suggests punishment for the entire course of conduct rather than each act of tampering. The State suggests first that this analysis is inconsistent with State v. Morro, 1999— NMCA-118, ¶ 1,
{34} The State argues that the underlying purpose of the tampering statute is to punish those who deprive the State of evidence needed in investigating possible crimes. Because the harm associated with tampering increases with each piece of evidence removed, we are asked to conclude the Legislature intended to punish each act of tampering, rather than the course of conduct. This argument proves too much. First, the statute, prior to the 2003 amendment, made no distinction based on the severity of the underlying crime, suggesting that the Legislature was not focused on the severity of the harm caused by tampering. Compare § 30-22-5 (1963, prior to 2003 amendment) (providing that “[w]hoever commits tampering with evidence is guilty of a fourth degree felony”), with NMSA 1978, § 30-22-5 (2003) (providing for different degrees of the offense of tampering). Second, given the ambiguity in the term “evidence,” the State’s interpretation could open the door to a virtually unlimited number of tampering prosecutions in any given case. Defendant in this case, for example, could have been charged with separate tampering counts for each article of clothing he concealed: shoes, shirt and pants. We believe the Legislature intended a more moderate result, consistent with our unitary conduct analysis. We consider whether a defendant’s actions can be divided into discrete acts, and permit only a single conviction where they cannot. In the absence of clear evidence that the Legislature intended to punish a defendant for every individual piece of evidence hidden, we apply the rule of lenity and presume that the Legislature did not intend to impose multiple punishments on a single action.
{35} Because we conclude that the statute does not clearly define the unit of prosecution, we consider whether Defendant’s acts are separated by sufficient “indicia of distinctness.” Swafford,
{36} Defendant’s conduct appears to be three distinct acts rather than a single continuous action. All of the evidence was gathered from the crime scene in a relatively short span of time, but was disposed of at three distinct times in different locations. The State argues that each act of removing material from the crime scene should be viewed as a separate act of tampering. At the time of the alleged tampering, the tampering statute prohibited “destroying, changing, hiding, placing or fabricating any physical evidence” and did not differentiate among the degrees of offenses with which the tampering had occurred. Section 30-22-5. The jury was instructed to return guilty verdicts if it found that Defendant hid evidence. They were not instructed to consider specifically whether Defendant changed or removed evidence. The relevant actions are, therefore, throwing the knife, hammer, and crystal or glass from the car, abandoning the car, and placing the clothing in the van.
{37} Defendant hid evidence at three different times: throwing the box containing the knife, glass, and hammer from the car; leaving the car on the side of the road on his return trip; and hiding his clothing in his van the next morning after he returned to his house. These actions each took place in a different location. These were three distinct acts, supporting three convictions for tampering with evidence.
{38} Defendant has made a strong argument that the disposal of the knife, glass, and hammer was a single action. Not only were the three items gathered in a short period of time, but they were also thrown together, in a single box, on the side of the road. No events intervened as he hid each weapon. There is no indication that Defendant’s intentions were different with respect to each weapon. To the extent that the crime had identifiable victims, they were the same with respect to each weapon. In the present case, the same interest was harmed when the knife, glass, and hammer were hidden, and we have already found that these items were hidden at the same time and in the same location.
{39} We therefore dismiss two of the tampering counts because Defendant’s disposal of the weapons constituted a single act and can support only a single tampering conviction.
III. CONCLUSION
{40} We hold that the prosecutor’s comments on Defendant’s pre-arrest and post-Miranda silence do not rise to the level of fundamental error. We affirm Defendant’s convictions for felony murder and aggravated burglary and r'emand to the district court with directions to dismiss two of the five tampering convictions.
{41} IT IS SO ORDERED.
Notes
. The record does not indicate when he was transferred from the custody of the Pojoaque Tribal Police to the Sandoval County Sheriffs Department.
. Compare United States v. Velarde-Gomez,
. Defendant argues that two other comments by the prosecutor in closing were also prejudicial and that he is entitled to a new trial on the basis of cumulative error. First, the prosecutor made reference to the possibility that the claw of a hammer was used in Defendant’s attack. The trial court sustained defense counsel’s objection to this comment and no curative instruction was requested. Second, at the end of his closing the prosecutor asked the jury to "send a signal that this could never be tolerated in New Mexico.” Counsel again objected; however, the trial court did not rule on the objection, and defense counsel began his closing rather than requesting a ruling or curative instruction. These issues were not preserved for appeal and are not fundamental error. Allen,
. We recognize our inquiry is highly fact specific, but note that the essential facts were not contested at trial. In cases where the facts relevant to a determination that conduct was unitary are contested at trial, courts should carefully consider whether the instructions given will allow the jury to adequately resolve the factual issues presented.
Concurrence Opinion
(concumng in part and dissenting in part).
{42} I concur with the discussion in Section 11(A) in its entirety and Section 11(B)(2) of the majority opinion. However, because the conduct which supports the aggravated burglary is indistinguishable from the conduct that caused the victim’s death, I would vacate the aggravated burglary conviction as a violation of double jeopardy. See State v. Contreras,
{43} Conduct is not unitary if the defendant commits acts which are separated by sufficient indicia of distinctness. State v. Mora,
{44} The forensic pathologist who testified at trial opined that the cause of death was due to “injuries to the head and stab wounds of the neck.” After describing the wounds to the head and neck the pathologist was asked whether it was possible “to determine the order in which these wounds were sustained.” The response was “Actually no. All these wounds looked to be made in what we call the perimortem interval that means right before death, during death or right after death, the wounds are going to look similar irregardless of when they occurred in relationship to each other.” I find it difficult to find a separation of time or physical distance between the illegal act giving rise to aggravated burglary and the act giving rise to murder.
{45} The distinction is difficult because in this case the jury was instructed that for it to find Defendant guilty of Felony Murder, the State was required to prove beyond a reasonable doubt that Defendant caused the death of the victim during the commission of or the attempt to commit aggravated burglary.
The State must prove to your satisfaction beyond a reasonable doubt each of the following elements of the crime:
1. The defendant entered a dwelling without authorization;
2. The defendant entered the dwelling with the intent to commit any felony or theft once inside;
3. The defendant touched or applied force to Fr. Michael Mack in a rude or angry manner while entering or leaving, or while inside.
{46} The key element is the application of force. In the past, we have upheld a felony murder conviction and aggravated burglary conviction as against a double jeopardy challenge because the defendant entered a structure, while armed, with the intent to commit a felony in the structure. State v. Livemois,
{47} Defendant in this case was not charged with aggravated burglary based on his entry into the victim’s home while armed or even that he armed himself with a deadly weapon once inside. Instead, the State charged Defendant with aggravated burglary based on his entry into the structure and application of force to Fr. Mack. It was Defendant’s touching or application of force to Fr. Mack in a rude or angry manner while entering, leaving or inside Fr. Mack’s house that resulted in the aggravated burglary conviction. It was also the force used during the commission of the aggravated burglary that resulted in the victim’s death.
{48} The majority relies on State v. Cooper,
{49} When the force used during the commission of an aggravated burglary results in death, the Legislature has elevated the crime from a second degree felony to a capital felony. The punishment is therefore increased from nine years for aggravated burglary to life imprisonment for felony murder with the predicate felony being aggravated burglary. Therefore, in my opinion the Legislature did not intend punishment for both aggravated burglary and felony murder. See Swafford v. State,
{50} For the foregoing reasons, I would vacate Defendant’s aggravated burglary conviction. The majority disagreeing, I respectfully dissent.
. Armed robbery was also a predicate felony for felony murder. As noted in the majority opinion, the district court dismissed the conviction for armed robbery.
