State v. DeFrancescoState v. DeFrancesco
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The dispositive issues in this appeal and cross appeal are: (1) whether the list of prohibited felidae in
“On February 16, 1992, the DEP, under the authority of a warrant secured after the defendant attempted to sell the three cats, removed the animals from the defendant’s premises and placed them in the care of Elaine Burk, an expert in the field of felidae2 and the head of Future Promise, a facility where rescued wild animals are cared for. The DEP also issued a misdemeanor complaint to the defendant charging her with a violation of
“The trial court found that the defendant possessed potentially dangerous animals in violation of
An appeal to the Appellate Court followed. The defendant presented two issues. First, she claimed that
Second, the defendant claimed that the trial court had improperly convicted her “because the animals [that she possessed] are not specifically listed in the statute or, in the alternative, the statute is unconstitutionally vague as applied in this case.” Id., 747. The Appellate Court first discussed the defendant’s bobcat.
The Appellate Court further concluded that
In contrast, the Appellate Court concluded that neither the plain language nor the legislative history of
We granted the state’s petition for certification to decide whether the Appellate Court had improperly determined that
I
In order to decide whether
“The purpose of statutory construction is to give effect to the intended purpose of the legislature. Dos Santos v. F.D. Rich Construction Co., 233 Conn. 14, 20, 658 A.2d 83 (1995); Vaillancourt v. New Britain Machine/Litton, 224 Conn. 382, 390, 618 A.2d 1340 (1993); Rose v. Freedom of Information Commission, [221 Conn. 217, 225, 602 A.2d 1019 (1992)]. If the language of a statute is plain and unambiguous, we need look no further than the words actually used because we assume that the language expresses the legislature’s intent. Dos Santos v. F.D. Rich Construction Co., supra, 20; American Universal Ins. Co. v. DelGreco, 205 Conn. 178, 193, 530 A.2d 171 (1987).” Office of Consumer Counsel v. Dept. of Public Utility Control, 234 Conn. 624, 642, 662 A.2d 1251 (1995). This court has determined, however, that the word “including” is ambiguous. “[T]here is some ambiguity concerning whether the wоrd ‘including’ . . . was intended as a word of limitation ... or one of enlargement .... We have recognized in the past that the words ‘include’ and ‘including’ can be considered as words of limitation as well as enlargement. Hartford Electric Light Co. v. Sullivan, 161 Conn. 145, 150, 285 A.2d 352 (1971).”
Where the plain language of a statute is ambiguous, “we must аscertain the intent of the legislature by examining the language of the statute, its legislative history and the purpose the statute is to serve.” State v. White, supra, 204 Conn. 422. Various principles of statutory construction assist us in examining the language of the statute. “[P]rinciples of statutory construction . . . require us to construe a statute in a manner that will not thwart its intended purpose or lead to absurd results. Turner v. Turner, 219 Conn. 703, 712, 595 A.2d 297 (1991). We must avoid a construction that fails to attain a rational and sensible result that bears directly on the
The state argues that the interpretation of
Furthermore, it is a basic tenet of statutory construction that “no part of a legislative enactment is to be treated as insignificant or unnecessary, and there is a presumption of purpose behind every sentence, clause or phrase . . . and no word in a statute is to be treated as superfluous.” (Citation omitted; internal quotation marks omitted.) State v. Anderson, 227 Conn. 518, 528, 631 A.2d 1149 (1993); accord Office of Consumer Coun
Additionally, our conclusion is supported by the doctrine of ejusdem generis. According to this doctrine, “unless a contrary intent appears, where general terms are followed by specific terms in a statute, the general terms will be construed to embrace things of the same general kind or character as those specifically enumerated.” Scrapchansky v. Plainfield, supra, 226 Conn. 455. The general term in
The legislative history of
Finally, we are instructed by Pinto v. Dept. of Environmental Protection, United States District Court, District of Connecticut, Docket No. B-87-523 (March 24, 1988), in which the District Court, in deciding whether
Having concluded that
Furthermore, jungle cats and bengal cats19 are prohibited because they are considered potentially dangerous and they share similar characteristics to those animals listed in the statute. Both the state’s expert witness and the defendant testified at trial that these animals are like those listed in the statute in that they have dangerous propеnsities.20 The trial court stated in its oral memo
II
The next issue that we must decide is whether
The vagueness doctrine essentially requires that statutes provide fair warning or notice of the conduct that is prohibited and establish minimum guidelines to govern law enforcement. State v. Indrisano, supra, 228 Conn. 802. “Under the requirements of due process of law mandated by our federаl and state constitutions, a penal statute must be sufficiently definite to enable a person to know what conduct he must avoid. State v. Proto, 203 Conn. 682, 696, 526 A.2d 1297 (1987); State v. Pickering, 180 Conn. 54, 59-60, 428 A.2d 322 (1980); see Buckley v. Valeo, 424 U.S. 1, 77, 96 S. Ct. 612, 46 L. Ed. 2d 659 (1976); State v. Eason, 192 Conn. 37, 46, 470 A.2d 688 (1984) [overruled in part on other grounds, Paulsen v. Manson, 203 Conn. 484, 525 A.2d 1315 (1987)]. [A] statute which either forbids or requires the doing of an act in terms so vague that [persons] of common intelligence must necessarily guess at its meaning and differ as to its application violates the first essential of due process of law. Connally v. General Construction Co., 269 U.S. 385, 391, 46 S. Ct. 126, 70 L. Ed. 322 (1926); State v. Eason, supra [46]; State v. Pickering, supra, 60. State v. Linares, 232 Conn. 345, 354, 655 A.2d 737 (1995); State v. Williams, 205 Conn. 456, 469-70, 534 A.2d 230 (1987).” (Internal quotation marks omitted.) Benjamin v. Bailey, 234 Conn. 455, 483, 662 A.2d 1226 (1995). The proscription of the activity, however, need not be definite as to all aspects of its scope. A statute is not unconstitutional merely because a person must inquire further as to the precise reach of its prohibitions. States. White, supra, 204 Conn. 415 (“It is not necessary . . . that a statute list the precise conduct prohibited or required. ... It is recognized that the law may be general in nature; the constitution requires no more
In addition, “ ‘if arbitrary and discriminatory enforcement is to be prevented, laws must provide explicit standards for those who apply them. A vague law impermissibly delegates basic policy matters to policemen, judges, and juries for resolution on an ad hoc and subjective basis, with the attendant dangers of arbitrary and discriminatory applications.’ Grayned v. Rockford, [408 U.S. 104, 108-109, 92 S. Ct. 2294, 33 L. Ed. 2d 222 (1972)]. Therefore, ‘a legislature [must] establish minimal guidelines to govern law enforcement.’ . . . Kolender v. Lawson, 461 U.S. 352, 357-58, 103 S. Ct. 1855, 75 L. Ed. 2d 903 (1983); see also Connecticut Building Wrecking Co. v. Carothers, 218 Conn. 580, 591, 590 A.2d 447 (1991).” State v. Indrisano, supra, 228 Conn. 803.
In determining whether a statute is unconstitutionally vague, “we take into account any prior interpretations that this court, our Appellate Court and the Appellate Session of the Superior Court have placed on the statute.” State v. Indrisano, supra, 228 Conn. 805. In addition, we can use as a guide judiciаl opinions that, while not binding on this court, refer to the statute in question or to a statute that uses similar language. State v. Proto, supra, 203 Conn. 699-700. Furthermore, we can refer to the common law, legal dictionaries, treatises and the commonly accepted meanings of the terms in other statutes. Id., 699; State v. Pickering, supra, 180 Conn. 62-63.
The standard that we apply in determining whether a statute is unconstitutionally vague is influenced by
In this case, the defendant challenges the constitutionality of § 26-40a as it applies to the particular facts of this case.22 She argues that, because the totality of facts of this case did not sufficiently notify or warn her that the possession of a hybrid bobcat, a jungle cat or a bengal cat is prohibited, § 26-40a is void for vagueness. With all the aforementioned criteria in mind, we must determine whether the defendant had sufficient notice and warning that her possession of the cats was prohibited under § 26-40a.
Mindful of this defendant’s heightened knowledge of exotic cats and our conclusion that the list of prohibited cats in § 26-40a is not exclusive,23 we next examine whether § 26-40a warned the defendant that possession at her home of her three cats was prohibited by the statute. We conclude that she was adequately warned.
We agree with the Appellate Court that § 26-40a sufficiently warned and notified the defendant that possession of a hybrid bobcat was prohibited. Section 26-55-2 classifies a hybrid bobcat as a wild bobcat and § 26-40a clearly prohibits bobcats. In addition, the defendant has heightened knowledge of bobcats that stems from her experienсe with handling them, her contact with breeders and her access to literature on bobcats. The combination of these factors provided adequate warning to this defendant that possession of a hybrid bobcat
We disagree with the Appellate Court that the statute is unconstitutionally vague as applied to bengal аnd jungle cats. Both the state’s expert witness; see footnote 20; and the trial court’s findings indicate that bengal and jungle cats are potentially dangerous in that they “are similar in type, disposition, and species” to those felidae listed in the nonexclusive statute. In addition, because the defendant has owned various cats in the past, including jungle cats, has worked with breeders to buy and sell cats, and reads numerous publications pertaining to these cats, she must be deemed to be aware of the characteristics of these animals. Therefore, we conclude that this defendant was adequately warned and notified that either her cats are prohibited or that, at a minimum, she should have inquired further to determine if they are prohibited. The defendant did not need to guess at the meaning of thе statute. She simply had to compare the cats that she owned to those listed in
Furthermore, the statute provides adequate guidance to law enforcement officials. Id., 362. The statute creates standards that will avoid arbitrary and discriminatory enforcement. The statute applies only to potentially dangerous felidae and provides a list of examples of such potentially dangerous felidae to which law enforcement officials can compare other felidae, such as bengal and jungle cats, to determine if a cat that is not named in the statute is similar to one that is named. Therefore, the statute is not unconstitutionally vague as applied to bengal and jungle cats.
The judgment of the Appellate Court affirming the defendant’s conviction of possession of a potentially dangerous animal under § 26-40a with respect to the bobcat is affirmed; the judgment of the Appellate Court reversing the defendant’s conviction of possession of a potentially dangerous animal under § 26-40a with respect to the bengal and jungle cats is reversed, and the case is remanded to that corut with direction to affirm the judgment of the trial court pertaining to those two cats.
In this opinion the other justices concurred.
Notes
“Burk testified that felidae is the family of the felines that includes all members of the cаt family.” State v. DeFrancesco, 34 Conn. App. 741, 744 n.2, 643 A.2d 271 (1994).
“Burk testified that, in her opinion, this bobcat is a full-blooded bobcat. The defendant contends that the bobcat is a hybrid, a cross between a bobcat and a domestic cat.” State v. DeFrancesco, 34 Conn. App. 741, 744 n.3, 643 A.2d 271 (1994).
“The defendant introduced evidence rebutting the state’s evidence of the potentially dangerous tendencies of the animals.” State v. DeFrancesco, 34 Conn. App. 741, 744 n.4, 643 A.2d 271 (1994).
See footnote 1.
The defendant argued that “the definition of ‘zoo’ should be ‘any park, building, cage, enclosure, or other structure or premise in which a live animal or animals are kept for public exhibition or viewing, regardless of compensation.’ See
“The dictionary definition of ‘zoo’ is a ‘collection of living animals usually for display.’ Webster’s Third New International Dictionary.” State v. DeFrancesco, supra, 34 Conn. App. 745.
As we have stated many times, a reviewing court examines the findings of fact made by a trial court solely to determine whether the trial court’s determination was clearly erroneous. State v. Zarick, 227 Conn. 207, 228, 630 A.2d 565, cert. denied, 510 U.S. 1025, 114 S. Ct. 637, 126 L. Ed. 2d 595 (1993); State v. Pierog, 33 Conn. App. 107, 114-15, 634 A.2d 301 (1993), cert. denied, 228 Conn. 920, 636 A.2d 851 (1994).
“When we interpret statutes ... we accord great deference to the construction given to a statute by the agency charged with its enforcement. Crochiere v. Board of Education, 227 Conn. 333, 354, 630 A.2d 1027 (1993); Police Dept. v. State Board of Labor Relations, 225 Conn. 297, 300, 602 A.2d 1005 (1993); Borent v. State, 33 Conn. App. 495, 499, 636 A.2d 392 (1994).” State v. DeFrancesco, supra, 34 Conn. App. 748.
Section 26-55-2 of the Regulations of Connecticut State Agencies provides in relevant part: “Importation of birds and quadrupeds.
“(a) No person shall import or introduce into the state or possess or liberate therein without a permit, any live wild birds or any of the following wild quadrupeds: those on the threatened or endangered species list; and those in the family Castoridae, beavers; in the family Canidae, foxes; in the family Mustelidae, fisher, otter, mink, martens; in the family Cervidae, sika and white tailed deer; in the family Capromydae, nutria; or any wild hare or rabbit in the family Leporidae except as provided in Section 26-56 of the General Statutes as amended. For the purposes of this Section, a bird or quadrupеd which results from, the crossbreeding of any animal with one of the species listed above in this subsection or in
We granted certification on July 21, 1994, limited to the following issue: “Did the Appellate Court properly reverse the defendant’s convictions for possession of a jungle cat and a bengal cat on the ground that General Statutes § 2640a was unconstitutionally vague as applied to the facts of this case?” State v. DeFrancesco, 230 Conn. 916, 645 A.2d 1019 (1994).
We granted certification on December 12,1994, limited to the following issue: “Did the Appellate Court properly affirm the defendant’s conviction for possession of a hybrid bobcat on thе ground that
We note that the Appellate Court recognized a third plausible interpretation of this statute, namely, that the statute prohibits possession of those felidae that are listed and also prohibits possession of those individual felidae that are determined by a trial court to be potentially dangerous. Because, however, both parties agree that the statute is species-based and not individual cat-based, we need not address this issue.
See footnote 1.
See footnote 11. Although this regulation specifically applies to
At oral argument in this court, the defendant claimed that the regulation is irrational. Because she failed to brief this issue, however, we do not consider it State v. Cavallo, 200 Conn. 664, 666 n.3, 513 A.2d 646 (1986); Bieluch v. Bieluch, 199 Conn. 550, 555 n.5, 509 A.2d 8 (1986); State v. Wright, 197 Conn. 588, 595, 500 A.2d 547 (1985).
The state and the defendant agreed at trial that a bengal cat is inherently a hybrid of a leopard cat and a domestic cat, although the trial court did not explicitly find that fact. Furthermore, we note thatleopard cat is synonymous with ocelot; Webster’s Third New International Dictionary; which is speсifically named in the statute. Assuming that the bengal cat is a hybrid, therefore, we apply the same reasoning as with bobcats and conclude that possession of a bengal cat is prohibited by
The state’s expert witness, Elaine Burk, testified as to the potentially dangerous nature of the bobcat, jungle cat and bengal cat. She testified that “[a] Bobcat is an animal that ranges on the average, from 20 up to as large as 45 pounds. It’s an animal that’s been documented in Massachusetts during winter time to take down deer. I have worked with Bobcats for a number of years. I have not come away without a few scars of my own. Concerning Jungle cats, I’ve worked with a Jungle cat before, I’ve worked at Tufts University with a Junglе cat, and by the nature of it being a wild animal, it does indeed have the potential of being dangerous. A Jungle cat on the average ranges between 15 and 30 pounds. A Bengal is a hybrid. It’s a cross between a Leopard cat, an Asian Leopard cat, Felis Bengalunsis (phonetic spelling) and a domestic cat. I in fact owned a 1st and 2nd generation, or I have owned a 1st and 2nd generation Bengals. I would not allow anyone else to pet them, let alone be around children because I considered them to be too dangerous.”
The parties agree that
In addition, the constitutionality of a statute can be challenged for facial vagueness. In such a situation, the challenger must prove that the statute is vague in all of its possible applications. “A statute that is impermissibly vague in all its applications is vague, not in the sense that it requires a person to conform his conduct to an imprecise but comprehensible normative standard, but rather in the sense that no standard of conduct is specified at all. . . . Such a provision simply has no core. (Citations omitted; emphasis in original.) Smith v. Goguen, 415 U.S. 566, 578, 94 S. Ct. 1242, 39 L. Ed. 2d 605 (1974); see also Parker v. Levy, 417 U.S. 733, 94 S. Ct. 2547, 41 L. Ed. 2d 439 (1974); State v. Ball, 226 Conn. 265, 271, 627 A.2d 892 (1993); State v. Pickering, [supra, 180 Conn. 65]. Professor Laurence Tribe calls such a statute ‘perfectly vague.’ L. Tribe, [American Constitutional Law (2d Ed. 1988)] § 12-32, p. 1036. State v. Indrisano, [supra, 228 Conn. 804].” (Internal quotation marks omitted.) Benjamin v. Bailey, supra, 234 Conn. 484. Any hypothetical application that is not vague would save the statute. Because neither party has challenged the constitutionality of this statute on its face, we need only examine whether
The defendant had sufficient notice and warning that
Similarly, if we assume that a bengal cat is a hybrid of an ocelot and a domestic cat; see footnote 19; the defendant had sufficient notice that a bengal is prohibited because ocelot is named in
We note that the defendant, whose burden it is to prove the statute unconstitutional beyond a reasonable doubt; Moore v. Ganim, 233 Conn. 557, 571-72, 660 A.2d 742 (1995); did not introduce evidence as to what generation hybrid her bobcat or bengal cat is. Consequently, we do not decide whether an owner of, for example, a tenth generation hybrid would be sufficiently warned that possession of such an animal is potentially illegal.