The STATE of Texas v. James CROOK, Appellee.
No. PD-0001-07.
Court of Criminal Appeals of Texas.
Feb. 6, 2008.
Rehearing Denied March 19, 2008.
248 S.W.3d 172
The trial court here rendered summary judgment for the insurer, concluding that the homebuilder‘s CGL policy did not protect the builder from property damage claims involving its own work. The court of appeals affirmed, concluding among other things, that defective work was a contract claim outside the scope of the CGL‘s insuring agreement. 188 S.W.3d 805, 812-15. We rejected similar arguments in Lamar Homes, concluding that labels of tort or contract could not override the language of the insuring agreement. 242 S.W.3d at 13. Because the court of appeals’ decision here conflicts with our analysis in Lamar Homes, we reverse its judgment and, without hearing oral argument, we remand the case to the trial court for further proceedings consistent with this opinion.
David L. Botsford, Austin, TX, for Appellant.
John L. Davis, Asst. District Atty., El Paso, Jeffrey L. Van Horn, State‘s Atty., Austin, TX, for State.
OPINION
HERVEY, J., delivered the opinion of the Court in which MEYERS, PRICE, and KEASLER, JJ., joined.
In this case, we decide that the trial court was required to order appellee‘s
A jury convicted appellee in a single criminal action of thirteen counts of barratry,1 which arose out of the same criminal episode.2 The jury assessed punishment on each count at 10 years confinement with a recommendation of community supervision (probation) for this portion of appellee‘s sentence. The jury also assessed a $10,000 fine on each count with no recommendation of probation for this portion of appellee‘s sentence. The trial court placed appellee on probation for seven years on each count and ordered these periods of probation to run concurrently. Over the state‘s objection, the trial court also ordered the $10,000 fines to run concurrently. The state appealed, claiming that this portion of appellee‘s sentence is illegal,3 because the trial court was required to order the fines to run consecutively instead of concurrently. The court of appeals rejected this claim,4 and we granted review.5
With exceptions not applicable here, the general rule in cases like this is set out in
This Court has decided, however, that a fine is part of a sentence. See State v. Ross, 953 S.W.2d 748, 750 (Tex.Cr.App. 1997) (“[A] sentence is nothing more than the portion of the judgment setting out the terms of punishment. For example, the sentence in this case would include the facts that appellant is to serve sixteen years in the penitentiary beginning July 28, 1995, that his term is concurrent and that he must pay a $500 fine.“) (emphasis in original); see also State v. Kersh, 127 S.W.3d 775, 777 (Tex.Cr.App.2004) (sentence includes a fine).7 The concurrent
The state argues, however, that this would be inconsistent with over 100 years of case law, which the state claims requires a holding in this case that fines run consecutively even though the terms of confinement (in this case, the probationary terms) run concurrently.8 These cases, however, either pre-date
The argument has been made that the Legislature could not have intended the concurrent sentences provision of Section
The legislative history of
Testifying on behalf of the Criminal Defense Lawyers Association at a Senate
Testifying on behalf of the Texas County and District Attorneys Association at a House Criminal Jurisprudence Sub-Committee hearing on February 26, 1973, Tom Hanna, who was the Jefferson County District Attorney, agreed with Frank Maloney‘s description of Chapter 3. Mr. Hanna also testified that one of the purposes of Chapter 3 was to provide prosecutors with the ability to clear crowded dockets and to save tax-payer money by disposing of multiple crimes in one trial. He further testified that sentences under Section 3.03(a) must “run concurrently” unless the defendant exercised the right to sever, in which case the trial court would have the discretion to stack the sentences. Mr. Hanna testified that Chapter 3 was a “finely worked out balance” with prosecutors receiving the ability to clear crowded dockets and defendants receiving the right to concurrent sentences.17
There is nothing in the legislative history of
KELLER, P.J., concurred.
HOLCOMB, J. filed a dissenting opinion in which JOHNSON and COCHRAN, JJ., joined.
COCHRAN, J. filed a dissenting opinion in which WOMACK, J., joined.
HOLCOMB, J., filed a dissenting opinion, in which JOHNSON and COCHRAN, JJ., joined.
I respectfully dissent from the majority‘s holding that the concurrent provision of the
Since 1899, this Court has held that pecuniary fines imposed in separate cases should be cumulated. See Ex Parte Banks, 41 Tex. Crim. 201, 53 S.W. 688 (1899). Accord Ex Parte Williams, 133 Tex.Crim. 116, 109 S.W.2d 171 (1937); Ex Parte Hall, 158 Tex.Crim. 646, 258 S.W.2d 806 (1953); Bristow v. State, 160 Tex. Crim. 111, 267 S.W.2d 415 (1954); McCurdy v. State, 159 Tex. Crim. 477, 265 S.W.2d 600 (1954); Evans v. State, 169 Tex.Crim. 295, 333 S.W.2d 387 (1960); Ex parte Minjares, 582 S.W.2d 105 (Tex.Crim.App. 1978). We reasoned that such cases were “independent of each other, and that the applicant owe[d] the distinct amounts of fine and costs adjudged against him.” Banks, 53 S.W. at 689. We, therefore, concluded that the fines were also “independent of each other, and the payment of one was not a satisfaction of the other.” Id.
We have maintained this position to the present day. As we explained in Minjares, “[w]ere we to hold that the fines assessed by a municipal judge may run concurrently, a defendant such as petitioner would have a means of avoiding the satisfaction of many judgments by discharging the largest of the fines assessed against him. We decline to so hold.” 582 S.W.2d at 107. While Minjares was a misdemeanor case, the same reasoning is applicable to felonies, which are different from misdemeanors only because they have been considered by the Legislature to be more serious. Since these offenses are more serious, the fines imposed in these cases are likely to be higher than those imposed in misdemeanor cases. Nevertheless, the higher fines in such cases do not justify a departure from the longstanding rule that pecuniary fines should be cumulated. On the contrary, such a departure would be unjustified because it would in effect allow a person who has been convicted of a felony to be treated far more leniently than one who has been convicted only of a misdemeanor. This would not only be ironic, considering the relative seriousness of the offenses in question, but would also raise serious questions of equity and due process.
The lower courts have faithfully followed the above rule of cumulating fines in both misdemeanor and felony cases, and we have implicitly affirmed this trend. See, e.g., Rocky Mountain v. State, 789 S.W.2d 663 (Tex.App.-Houston [1st Dist.] 1990, pet. ref‘d) (misdemeanor); Juarez v. State, 796 S.W.2d 523 (Tex.App.-San Antonio 1990, pet. ref‘d)(felony); Mills v. State, 848 S.W.2d 878 (Tex.App.-Houston [1st Dist.] 1993, no pet.)(misdemeanor); Veteto v.State, 8 S.W.3d 805 (Tex.App.-Waco 2000, pet. ref‘d)(felony). As the Veteto court noted, “the long standing rule has been that fines are cumulated and the Penal Code does not alter that rule. The Court [of Criminal Appeals] has not taken issue with this interpretation, and neither will we.” 8 S.W.3d at 818 (internal citations omitted).
The majority is correct that most of the cases cited by the State either pre-date
Indeed, since at least 1994 to the present, the West‘s Notes of Decisions to § 3.03, in the hardbound copies of the Vernon‘s Texas Codes Annotated, have consistently recited the following for “pecuniary fines“: “This section applies only to penal sentences and does not change long-standing rule that pecuniary fines are to be cumulated for different counts in same criminal episode.” See, e.g.,
The majority states that “[t]here is nothing in the legislative history of Section 3.03(a) or any other provision of the 1973[sic] Penal Code to indicate that anyone at any time ever took the position or even suggested that the concurrent sentences provision of Section 3.03(a) should not apply to fines.” Ante, op. at 176. I suggest that the reason for the absence of such discussion was that the thought of changing the long-standing rule of cumulating fines for multiple counts of the same criminal episode did not even occur to the participants, precisely because it has been such a long-standing and well-established rule. It is significant to note that, in spite of the majority‘s obviously extensive research on the legislative history of § 3.03, it failed to discover any support for the specific proposition that the Legislature intended to deviate from this long-standing rule.
By the same token, I believe that the majority fails to give due consideration to the Legislature‘s use of the word “run” in Section 3.03(a). Ante, op. at 174-78. As we have previously explained at some length,
When we interpret statutes ... we seek to effectuate the “collective” intent or purpose of the legislators who enacted the legislation. We do so because our state constitution assigns the law making function to the Legislature while assigning the law interpreting function to the Judiciary.
When attempting to discern this collective legislative intent or purpose, we necessarily focus our attention on the literal text of the statute in question and attempt to discern the fair, objective meaning of that text at the time of its enactment. We do this because the text of the statute is the law in the sense that it is the only thing actually adopted by the legislators, probably through compromise, and submitted to the Governor for her signature. We focus on the literal text also because the text is the only definitive evidence of what the legislators (and perhaps the Governor) had in mind when the statute was enacted into law. There really is no other certain method for determining the collective legislative intent or purpose at some point in the past, even assuming a single intent or purpose was dominant at the time of enactment. Yet a third reason for focusing on the literal text is that the Legislature is constitutionally entitled to expect that the Judiciary will faithfully follow the specific text that was adopted.
Boykin, 818 S.W.2d at 785 (emphasis in original) (citations omitted).
Thus, we concluded that “if the meaning of the statutory text, when read using the established canons of construction relating to such text, should have been plain to the legislators who voted on it, we ordinarily give effect to that plain meaning.” Id. (citation omitted). We did note that there was “a legitimate exception to this plain meaning rule,” id., stating that:
[W]here application of a statute‘s plain language would lead to absurd consequences that the Legislature could not possibly have intended, we should not apply the language literally. When used in the proper manner, this narrow exception to the plain meaning rule does not intrude on the lawmaking powers of the legislative branch, but rather demonstrates respect for that branch, which
we assume would not act in an absurd way.
Id. (emphasis in original).
In the case before us, however, it is not the plain language of the statute but the majority‘s interpretation thereof that leads to “absurd consequences that the Legislature could not possibly have intended” because fines, by definition, cannot “run.”2 Thus, the majority disregards our own directions for statutory interpretation and, by failing to give due consideration to the Legislature‘s use of the word “run,” ignores the literal text of Section 3.03(a) and focuses instead on the absence of a discussion in the legislative sessions to assume that the Legislature intended the concurrent-sentences provision to apply to all sentences, including fines, even though a plain reading of the literal text of the statute actually indicates that Section 3.03(a) is applicable only to those sentences that can “run” and is thus not applicable to fines at all.3
In short, the long-standing rule requires the trial court to cumulate the fines imposed for multiple counts in the same criminal episode. Since the majority seeks to abolish that rule without any clear directive from the Legislature to do so, I respectfully dissent.4
COCHRAN, J., filed a dissenting opinion in which, WOMACK, J., joined.
Time runs; money is paid. A term of imprisonment runs for a period of time; a fine is paid, either immediately or over a period of time. One term of imprisonment may run concurrently with another term of imprisonment. One fine cannot “run” concurrently with another fine. At least not until today. Before today, all fines could be paid at the same time, i.e. concurrently, but each fine had to be paid.
Never before has a $200 fine for speeding “run” with a $100 fine for simultaneously failing to wear a seat belt. One has never before paid the fine for the single most expensive traffic ticket violation and let all the others ride free. But a new day has dawned. Traffic-ticket scofflaws may rejoice.
I respectfully dissent.
Notes
§ 3.03 Sentences for Offenses Arising Out of Same Criminal Episode
When the accused is found guilty of more than one offense arising out of the same criminal episode prosecuted in a single criminal action, sentence for each offense for which he has been found guilty shall be pronounced. Such sentences shall run concurrently.
with the current
§ 3.03 Sentences for Offenses Arising Out of Same Criminal Episode
(a) When the accused is found guilty of more than one offense arising out of the same criminal episode prosecuted in a single criminal action, a sentence for each offense for which he has been found guilty shall be pronounced. Except as provided by Subsection (b), the sentences shall run concurrently.
(Emphasis added.) I have added the emphasis to show the difference between the two provisions, which is primarily the addition of the phrase “Except as provided by Subsection (b)” in the current Section 3.03(a). This difference between the two provisions is irrelevant for our purposes, however, because it is undisputed that subsection (b) is not pertinent to the issue before us.
In effect [Section 3.03] treats multiple convictions resulting from prosecution of joined offenses as a single conviction for sentencing purposes. A separate sentence is pronounced for each conviction—so that, for example, if one conviction is invalidated on appeal valid sentences will remain—but any imprisonment assessed must run concurrently.
(Vernon 1974) (emphasis added).
QUESTION FOR REVIEW ONE: Because in a single prosecution resulting in a multi-count conviction for repeated commission of the same offense (such as this case), the imprisonment assessed each count (including probation) runs concurrently, but fines must always be cumulated, didn‘t the Court of Appeals err in holding that the trial court did not act without authority and did not render an illegal sentence when it refused to cumulate the fines totaling $130,000, instead ordering concurrent payment of the fines, in effect, ordering payment of one fine of $10,000?
QUESTION FOR REVIEW TWO: Didn‘t the Court of Appeals err in holding that the law requiring cumulation of fines applies only in misdemeanor cases and not in all cases, including felonies?
QUESTION FOR REVIEW THREE: Didn‘t the Court of Appeals err in holding that because case law interpreting section 3.03 of the Penal Code simply states that section 3.03 does not apply to fines, the trial court had the discretion to not cumulate the fines?
When an accused is found guilty of more than one offense arising out of the same criminal episode prosecuted in a single criminal action, a sentence for each offense for which he has been found guilty shall be pronounced. Except as provided by Subsection (b), the sentences shall run concurrently.
In effect [Section 3.03(a)] treats multiple convictions resulting from prosecution of joined offenses as a single conviction for sentencing purposes. A separate sentence is pronounced for each conviction—so that, for example, if one conviction is invalidated on appeal valid sentences will remain—but any imprisonment assessed must run concurrently.
See Practice Commentary to Section 3.03 (Vernon‘s 1974) (emphasis supplied).
Under these circumstances, we believe that it is more reasonable to conclude that, when the participants in the 1973 legislative process referred to “sentences” under Section 3.03(a) running concurrently, they meant what they said and intended for “sentence” to refer to the entire sentence (including fines). This is consistent with the language of Section 3.03(a), particularly the term “sentence,” and the “finely worked out balance” that Section 3.03(a) was intended to accomplish. See House Criminal Jurisprudence Sub-Committee hearing on February 26, 1973: Tape 1, Side 2 (145-600); Tape 2, Side 1 (0-600).
