State v. CromptonState v. Crompton
Appeal pursuant to
Joshua H. Stein, Attorney General, by Brenda Eaddy, Special Deputy Attorney General, and Caden W. Hayes, Assistant Attorney General, for the State-appellee.
Glenn Gerding, Appellate Defender, by Sterling Rozear, Assistant Appellate Defender, for defendant-appellant.
MORGAN, Justice.
¶ 1 Defendant challenges the sufficiency of the allegations against him, contained in six probation violation reports, that he committed the revocable probation violation of absconding. Defendant also disputes the sufficiency of the State‘s factual basis for its absconding allegation, contending that even if the charge is taken as true, it cannot serve as the basis for a finding that defendant had in fact absconded. In this case, we determine that the probation violation reports at issue effectively pleaded that defendant absconded probation and that the trial court did not abuse its discretion in revoking defendant‘s probation upon concluding that defendant had, in fact, absconded his probation. We therefore affirm the trial court‘s decision.
I. Background
¶ 2 Defendant pleaded guilty to one count еach of felony breaking and entering, felony larceny after breaking and entering, felony breaking and entering a motor vehicle, felony
¶ 3 Defendant soon began to violate the terms of his probation, resulting in his supervising probation officer issuing violation reports on each of defendant‘s cases two months later on 28 June 2017. The probation violation reports alleged that defendant missed curfew on several dates, left the jurisdiction of the trial court without permission on multiple dates, and admitted to the usage of marijuana while on probation. The violation reports were called for consideration by the trial court on 7 September 2017; defendant admitted that he violated the conditions of his probation as alleged. The trial court found defendant to be in willful violation of his probation and ordered him to serve a 90-day term of confinement with the North Carolina Division of Adult Correction and to complete 90 days of house arrest upon release from his prison confinement.
¶ 4 Defendant tested positive for marijuana again in April of 2018, after completing his period of confinement and subsequent house arrest as the consequences for the probation violations which he admitted on 7 September 2017. On 14 May 2018, which was the day that defendant was scheduled to report to the probation office for an appointment, defendant called his supervising probation officer Jamie Harris by telephone and left a voicemail message that defendant would be unable to keep the day‘s appointment due to an altercation which occurred on the previous night between defendant and defendant‘s brother with whom the probationer lived. Officer Harris returned defendant‘s telephone call and left a voicemail message instructing defendant to provide updated information concerning defendant‘s residential situation and to report to the probation office on 16 May 2018. Contrary to Officer Harris’ directive, defendant did not contact the probation officer again. Defendant‘s whereabouts were unknown to the State until defendant‘s arrest almost three months later on 8 August 2018.
¶ 5 Officer Harris conducted an absconding investigation in which the probation officer visited defendant‘s last known address on two occasions, called all of the references and telephone contact numbers that defendant had provided during defendant‘s term of probation, called the local hоspital by telephone to determine if defendant had been admitted, reviewed law enforcement databases to ensure that defendant was not in custody, and called a vocational rehabilitation program in which defendant was enrolled in order to determine if the program providers had any knowledge of defendant‘s whereabouts. Having exhausted all available avenues of contacting defendant, and being cognizant of defendant‘s earlier probation violation which Officer Harris considered to have put defendant on notice of “the ramifications of absconding,” on 23 May 2018 defendant‘s probation officer issued another рrobation violation report and accompanying order for arrest in each of defendant‘s cases. The probation violation report in each case alleged that defendant had willfully violated the following conditions of probation:
- Regular Condition of Probation:
General Statute 15A-1343(b)(3a) “Not to abscond, by willfully avoiding supervision or willfully making the supervisee‘s whereabouts unknown to the supervising probation officer” in that, THE DEFENDANT HAS FAILED TO REPORT AS DIRECTED BY THE OFFICER, HAS FAILED TO RETURN THE OFFICER‘S PHONE CALLS, AND HAS FAILED TO PROVIDE THE OFFICER WITH ACERTIFIABLE ADDRESS. THE DEFENDANT HAS FAILED TO MAKE HIMSELF AVAILABLE FOR SUPERVISION AS DIRECTED BY HIS OFFICER, THEREBY ABSCONDING SUPERVISION. THE OFFICER‘S LAST FACE TO FACE CONTACT WITH THE OFFENDER WAS DURING A HOME CONTACT ON 4/16/18. - Condition of Probation “Not use, possess or control any illegal drug or controlled substance unless it has been prescribed for the defendant by a licensed physician and is in the original container with the prescription number affixed on it . . .” in that THE DEFENDANT TESTED POSITIVE FOR MARIJUANA ON 4/16/18.
- “Report as directed by the Court, Commission or the supervising officer to the officer at reasonable times and places . . .” in that THE DEFENDANT FAILED TO REPORT AS DIRECTED ON 5/14/18, 5/16/18, AND 5/23/18.
- Condition of Probation “The defendant shall pay to the Clerk of Superior Court the “Total Amount Due” as directed by the Court or probation officer” in that THE DEFENDANT HAS FAILED TO MAKE ANY PAYMENTS TOWARD HIS COURT INDEBTEDNESS AND RESTITUTION.1
¶ 6 Defendant was arrested on 8 August 2018 and his alleged probation violations came on for hearing on 25 October 2018. At the hearing, Officer Harris provided the trial court with a synopsis of the investigation which he conducted, along with a factual basis for the non-absconding alleged probation violations listed on the violation reports. Defendant admitted his commission of all of the alleged probation violations as detailed—including the allegation of absconding supervision—and represented that he had turned himself in for the purposes of arrest and for “the sake of . . . his family.” Defendant offered these explanations to the trial court in an effort to persuade the trial court to allow defendant to serve his underlying sentences concurrently, rather than consecutively as the initial sentencing trial court had ordered. In accepting defendant‘s admission to a revocable probation violation, the trial court revoked defendant‘s probation, denied defendant‘s request that his sentences be served concurrently, and activated defendant‘s sentеnces as originally determined. Defendant verbally noticed his appeal.
¶ 7 The Court of Appeals issued a divided opinion in which the majority held that the State had met its burden of proof to show that defendant willfully violated a revocable condition of probation and that the trial court‘s revocation of defendant‘s probation was not an abuse of discretion. State v. Crompton, 270 N.C. App. 439, 448–49 (2020). The dissenting opinion considered the absconding allegation in the probation violation reports to allege only violations of regular conditions of probation found in
II. Analysis
¶ 8 The trial court‘s decision to revoke a defendant‘s term of probation pursuant to a valid probation violation report is reviewed for abuse of discretion on appeal. State v. Murchison, 367 N.C. 461, 464 (2014).
¶ 9 Defendant argues that the absconding allegation contained within each of the probation violation reports was “merely an assertion that [defendant] failed to report, failed to return phone calls, and failed tо provide a certifiable address,” which merely amount to violations of the regular conditions of probation codified in
¶ 10 First, this Court must determine whether the probation violation reports sufficiently alleged that defendant absconded supervision. Our analysis is guided by
our discussion in State v. Moore, 370 N.C. 338 (2017), in which this Court addressed whether a probation violation report sufficiеntly alleged that the defendant had committed the revocable violation of committing a new criminal offense while on probation as prohibited by
The defendant has the following pending charges in Orange County. 15CR 051315 No Operators License 6/8/15, 15CR 51309 Flee/Elude Arrest w/MV 6/8/15. 13CR 709525 No Operators License 6/15/15, 14CR 052225 Possess Drug Paraphernalia 6/16/15, 14CR 052224 Resisting Public Officer 6/16/15, 14CR 706236 No Motorcycle Endorsement 6/29/15, 14CR 706235 Cover Reg Sticker/Plate 6/29/15, and 14CR 706234 Reg Card Address Change Violation.
Id.
¶ 11 At the probation violation hearing, the defendant Moore‘s probation officer testified about the probationer‘s alleged criminal offenses that were identified in each of the
¶ 12 Just like defendant in the instant case, the defendant in Moore contended on appeal that “the probation violation reports did not give him adequate notice because they did not specifically state the condition of probation that he allegedly violated.” Here, defendant claims that there was not sufficient notice of an absconding allegation which was “separate and apart from violations of other conditions of probation“; in Moore, the defendant contended that “because the probation violation reports did not specifically list the ‘commit no criminal offense’ condition as the condition violated, the reports did not provide the notice . . . require[d].” Id. In upholding the trial court‘s revocation of the defendant‘s probation in Moore, we explained that
“a statement of the violations alleged” refers to a statement of what a probationer did to violate his conditions of probation. It does not require a statement of the underlying conditions that were violated . . . [
N.C.G.S. § 15A-1345(e) ] requires only a statement of the actions that violated the conditions, not of the conditions that those actions violated.
Id. at 341.
¶ 13 The absconding allegation in the case at bar satisfies the notice requirement for probation violation reports established in Moore. Each report alleged that defendant willfully (1) failed to report to the office as directed by his supervising officer, (2) failed to return his supervising officer‘s telephone calls, (3) failed to provide a certifiable address, and (4) generally failed to make himself available for supervision as directed by his officer. The absconding allegation in each violation report provided further notice to defendant of the details of the charge by specifying the time period of defendant‘s alleged conduct by alerting him and the trial court that defendant was last seen in person on 16 April 2018, and therefore he could not be held accountable for absconding prior to that date. Defendant‘s admission to all of the probation violations as alleged connotes the effectiveness of the sufficiency of the notice to defendant. More specifically, defendant‘s admission that he willfully failed to make himself available for supervision demonstrates that defendant absconded “by willfully avoiding supervision or by willfully making the defendant‘s whereabouts unknown to the supervising officer.”
¶ 14 Defendant‘s argument that his failures to report to his probation officer as directed, to return his probation officer‘s telephone calls, and to provide a legitimate address could not independently serve as the bases for both violating the regular conditions of probation as codified in
would also operate to eliminate absconding as a ground for probation revocation. As a practical matter, those conditions laid out in Section 15A-1343(b)(3) make up the necessary elements of “avoiding supervision” or “making [one‘s] whereabouts unknown.” A defendant cannot avoid supervision without failing to report as directed to his probation officer at reasonable times and places. Neither can a defendant make his whereabouts unknown without failing to answer reasonable inquiries or notify his probation officer of a change of address.
Crompton, 270 N.C. App. at 446. This Court is constrained from interpreting
III. Conclusion
¶ 16 The trial court did not abuse its discretion in revoking defendant‘s probation. The Court of Appeals opinion upholding the trial court‘s judgments is affirmed.
AFFIRMED.
Justicе BERGER did not participate in the consideration or decision of this case.
Justice EARLS dissenting.
¶ 17 In 2011, the General Assembly passed the Justice Reinvestment Act (JRA) as “part of a national criminal justice reform effort” the purpose of which was to reduce corrections spending and reinvest the savings in strategies that reduce recidivism and improve public safety. State v. Johnson, 246 N.C. App. 139, 143 (2016) (quoting Jeff Welty, Overcriminalization in North Carolina, 92 N.C. L. Rev. 1935, 1947 (2014)). Among other changes, the JRA “made it more difficult to revoke offenders’ probation and send them to prison.” Id. The General Assembly was seeking to address a significant problem: “Before the JRA was enacted, over half of the individuals entering North Carolina prisons were doing so because of violations of conditiоns of probation.” State v. Moore, 370 N.C. 338, 344 (2017) (citing James M. Markham, The North Carolina Justice Reinvestment Act 1 (2012)).
¶ 18 With today‘s decision, the Court potentially takes an unwarranted step toward rolling back a critical part of those reforms. By failing to sharply distinguish between “absconding,” which permits a trial court to immediately revoke a defendant‘s probation, and other probation violations, which do not, the majority‘s opinion in this case could be seen to be changing the law to permit the revocation of probation for failing to report, failing to answer a probation officer‘s phone calls, and failing to notify a probation officer of a change in address. I am sure that is not the course this Court intends to take. I dissent from the aрplication of the JRA in this case and write separately to observe that prior precedents enforcing the distinction embodied in the JRA between failing to report and willfully absconding remain good law.
¶ 19 The defendant, Justin Blake Crompton, pleaded guilty to breaking and/or entering, larceny after breaking and/or entering, three counts of obtaining property by false pretenses, breaking or entering a motor vehicle, possessing a firearm with an altered or removed serial number, and carrying a concealed gun on 24 April 2017. The trial court
¶ 20 Approximately a year into his probation, on 14 May 2018, Mr. Crompton called his probation officer. Mr. Crompton told his probation officer that he had gotten into a fight with his brother and would not be able to attend his appointment that day. The officer called back and left a message, saying “let me know what you work out for housing and report two days later.” The probation officer did not hear back from Mr. Crompton and initiated an absсonding investigation.1
¶ 21 On 23 May 2018, the probation officer filed violation reports against Mr. Crompton. The reports alleged that Mr. Crompton had absconded supervision, used a controlled substance, failed to report to his probation officer, and failed to make mandatory payments. The factual allegations in the reports that supported the allegation of absconding were that Mr. Crompton had “failed to report[ ] as directed by the officer,” “failed to provide the officer with a cer[t]ifiable address,” “failed to make himself available for supervision as directed by his officer,” and that “the officer[‘]s last face to face сontact with [Mr. Crompton] was during a home contact on 4/16/18.” At a hearing on 22 October 2018, Mr. Crompton admitted the violations. The trial court found that Mr. Crompton “willfully and intentionally violated the terms and conditions of the probationary sentencing by absconding” and activated his sentences.
¶ 22 The majority holds that the trial court did not err in finding that Mr. Crompton had absconded and activating Mr. Crompton‘s sentences. However, doing so based on the factual allegations in the probation violation report is, at best, inferring evidence of willfulness that is not in the report itself.
¶ 23 There are two categories of probation violations relevant to the instant case. In the first category, consisting of most probation violations, “[t]he court may not
defendant absconded in violation of
revoke probation unless the defendant has previously received a total of two periods of confinement under this subsection. [CRVs].”
¶ 24 The violation reports filed by Mr. Crompton‘s probation officer only allege, and Mr. Crompton therefore only admitted to, conduct which amounts to violations of Section 15A-1343(b)(3)—a violation in the first category, for which a court “may not revoke probation unless the defendant has previously received” two CRVs.
¶ 25 While the facts alleged are violations of Subsection 15A-1343(b)(3), they are alleged as violations of Subsection 15A-1343(b)(3a), absconding. This misapprehension of the statutory provisions does not, however, somehow transform Mr. Crompton‘s conduct into absconding. See, e.g., State v. Williams, 243 N.C. App. 198, 205 (2015) (“Although the report alleged that Defendant‘s actions constituted ‘abscond[ing] supervision,’ this wording cannot convert violations of [N.C.G.S.] §§ 15A-1343(b)(2) and (3) into a violation of
WL 6613936 (N.C. Ct. App. Dec. 18, 2018) (unpublished) (holding the evidence did not support a conclusion defendant absconded where violations of regular conditions of probation did not authorize revocation based upon violations of those conditions); State v. Melton, 258 N.C. App. 134 (2018) (emphasizing that there was insufficient evidence that defendant willfully refused to make herself available for supervision merely because she failed to attend scheduled meetings and the probation officer was unable to reach defendant after two days of attempts); State v. Krider, 258 N.C. App. 111 (2018) (reasoning that the State‘s allegаtions and supporting evidence were very similar to those rejected in Williams because defendant‘s actions only amounted to a violation of
¶ 26 The only possible conclusion from the majority‘s silence on this point is that these cases remain good law. A defendant absconds by “willfully avoiding supervision or by willfully making the defendant‘s whereabouts unknown to the supervising probation officer, if the defendant is placed on supervised probation.”
¶ 27 The majority errs by concluding in this case that the alleged conduct will support a finding that Mr. Crompton has absconded. Allowing actions which explicitly violate a regular condition of probation other than those found in
¶ 28 The majority‘s logic is that if the allegations in this case do not suffice to establish absconding, then no allegations could achieve that end because such conduct is the only possiblе way to prove a defendant absconded within the meaning of the statute. However, the distinction between failing to report and willfully avoiding supervision gives legal significance to the differences between negligence and intent; accident and willfulness. These are common distinctions throughout civil and criminal law. And in this context, other cases provide clear examples of allegations that are sufficient to show willful avoidance of supervision. See, e.g., State v. West, No. COA18-242, 2019 WL 190239 (N.C. Ct. App. Jan 15, 2019) (unpublished). In West, the probation violation report alleged that, among other things, defendant was aware his probation officer was looking for him, demonstrably lied about whether he had transрortation, and was instructed by his probation officer to remain at his house until she could arrive. Instead, defendant disregarded that instruction and the urging of his family by leaving before his probation officer got to his home. The trial court correctly concluded that “the violation reports filed by [the probation officer] expressly alleged willful conduct distinct from Defendant‘s mere failure to report.” Id at *4.
¶ 29 In contrast, there are no allegations in this case that Mr. Crompton willfully avoided supervision, only that he failed to call, he failed to provide an address, he failed to report, and he failed to make mandatory payments. Following established and well-reasoned precedent from the Court of Appeals on this point, and understanding the logic of the statutory structure, I would conclude that these allegations are not sufficient to establish willful absconding.
¶ 30 “The JRA‘s purpose was ‘to reduce prison populations and spending on corrections and then to reinvest the savings in community-based programs.’ ” Moore, 370 N.C. at 343 (quoting James M. Markham, The North Carolina Justice Reinvestment Act 1 (2012)). It accomplished this objective by restricting the situations for which a defendant‘s probation could be revoked to those wherein a defendant has committed a new criminal offense, absconded supervision, or already served two CRVs for other probation violations. Id. at 344; see also