— This case presents two issues: (1) whether a defendant waives an objection under the confrontation
FACTS
On August 5, 1999, Michael Crawford stabbed Richard Rubin Kenneth Lee at Lee’s apartment. State v. Crawford, noted at
Several hours after police taped the first statements, they again questioned the Crawfords independently regarding the events of August 5. Id. Their stories were again similar to each other, but distinctly different from the earlier version of the encounter. Id. This time the Crawfords each revealed that the alleged sexual assault had actually occurred several weeks earlier. Id. On the night in question, both Crawfords contended, Michael became angry when Lee was mentioned and he and his wife left to find Lee. Id. Sylvia directed her husband to Lee’s apartment and after talking with him for a short period, Crawford stabbed Lee twice. Id. Although unclear, the main distinguishing factor in these second statements was that Crawford alluded that Lee may have had something in his hand when Crawford
Crawford was charged with attempted first degree murder while armed with a deadly weapon and first degree assault while armed with a deadly weapon. Clerk’s Papers (CP) at 2. At trial, Crawford claimed that he acted in self-defense and he invoked the marital privilege to prevent his wife from testifying against him. Report of Proceedings (RP) at 7-8. The trial court admitted both of Sylvia’s statements on the grounds that the statements would not violate the marital privilege and because the court determined that the statements were sufficiently reliable to alleviate confrontation clause concerns. RP at 45, 53; RP at 219-21, Exs. 37, 38; RP at 231, Exs. 41-42. A jury subsequently convicted Crawford of first degree assault while armed with a deadly weapon. CP at 2. In an unpublished opinion, a divided Court of Appeals concluded that Crawford did not waive his right to confrontation when he invoked the marital privilege. Crawford,
WAIVER OF RIGHT TO CONFRONTATION
Crawford invoked the marital privilege, RCW 5.60.060, to keep his wife from testifying against him at trial. RP at 7. The marital privilege in Washington states in relevant part:
A husband shall not be examined for or against his wife, without the consent of the wife, nor a wife for or against her husband without the consent of the husband; nor can either during marriage or afterward, be without the consent of the other, examined as to any communication made by one to the other during marriage.
The State contends that Crawford waived his right to confrontation when he neglected to call Sylvia at trial, relying on State v. Salazar,
In Salazar, the defense counsel did not call an informant suggesting that defense was unable to locate him.
In Sauve, the defendant claimed that his confrontation right was violated when the police officer who received an informant’s tip, failed to testify at the suppression hearing.
There is no evidence that petitioner asked the State for the testimony of the officer who received the tip, nor did petitioner*430 himself attempt to call the officer to the stand. The State was not given a chance at trial to either present the officer’s testimony or prove his unavailability. The failure of petitioner to exercise his rights at trial does not constitute a denial of such rights.
Id.
In both Salazar and Sauve the witnesses were available, but the defense failed to call them at trial. In the case presented, in contrast, the witness, Sylvia Crawford, was unavailable to testify because Michael Crawford had invoked his marital privilege. The marital privilege explicitly states that “[a] husband shall not be examined for or against his wife, without the consent of the wife, nor a wife for or against her husband without the consent of the husband.” RCW 5.60.060(1). This language specifically denies Sylvia the ability to testify either for or against her husband, rendering her unavailable as a witness. Although Michael, not Sylvia, invoked the privilege, the result is the same—Sylvia was unavailable to testify, unlike the witnesses in Salazar and Sauve. Therefore, the situation before us is distinct from Salazar and Sauve and it does not logically follow that Crawford waived his confrontation rights by not calling his wife to testify.
The conclusion that Crawford did not waive his confrontation rights is supported by a decision from this court that directly addressed the issue of marital privilege and extrajudicial statements by a third party. See State v. Burden,
Further, courts are hesitant to accept waiver of a defendant’s Sixth Amendment rights because of their significance in the trial process. See generally John R. Kroger, The Confrontation Waiver Rule, 76 B.U. L. Rev. 835 (1996). “ ‘There are few subjects, perhaps, upon which [the Supreme Court] and other courts have been more nearly unanimous than in their expressions of belief that the right of confrontation and cross-examination is an essential and fundamental requirement for the kind of fair trial which is this country’s constitutional goal.’ ” Id. at 840 (quoting Pointer v. Texas,
As the Court of Appeals acknowledged here, forcing the defendant to choose between the marital privilege and confronting his spouse presents an untenable Hobson’s choice. Crawford,
ADMISSIBILITY OF HEARSAY
If Crawford did not waive his right to confrontation, the State contends in the alternative that Sylvia’s out-of-court
This court has noted a distinction between in-court testimony and extrajudicial statements by a spouse. In drawing a distinction between the two, we have concluded that hearsay statements may be admissible under certain circumstances. Burden,
To assess whether an extrajudicial hearsay statement is admissible we apply a multilayered analysis, in consideration of the valuable constitutional protections afforded by the Sixth Amendment. Simply because a statement falls within a hearsay exception does not mean that it will satisfy the Sixth Amendment. State v. Rice,
Sylvia’s first statement to the police is not hearsay because it was not offered to prove the truth of the matter asserted.
Before we determine whether the statement is sufficiently reliable to satisfy confrontation clause concerns, we must assess which portions of the statement were actually against Sylvia’s penal interest. Only the portions of Sylvia’s statement that are self-inculpatory will be admitted under the statement against interest exception to the hearsay rule. See State v. Roberts,
A statement against interest, or a self-inculpatory statement, is defined as:
*436 A statement which was at the time of its making so far contrary to the declarant’s pecuniary or proprietary interest, or so far tended to subject the declarant to civil or criminal liability, or to render invalid a claim by the declarant against another, that a reasonable person in the declarant’s position would not have made the statement unless the person believed it to be true.
ER 804(b)(3) (emphasis added).
Crawford objected to the admission of Sylvia’s statements that he was “ ‘infuriated,’ ” “ ‘past tipsy,’ ” and that he said Lee “ ‘deserves a ass whoopin.’ ” Crawford,
While potentially damaging to Michael, these statements are all inculpatory of Sylvia as well. It was Sylvia who showed Michael where to find Lee and she was present through the duration of the violent encounter. She walked away from the stabbing with Michael and did not turn to the police when she had the opportunity. As a potential accomplice,
Because a codefendant’s confession is presumed unreliable,
The Court of Appeals here held that, although the Crawfords’ statements were “very similar,” they differed regarding whether Lee was armed when Michael stabbed him. Crawford,
Sylvia’s statement:
Q: did Kenny do anything to fight back from this assault
*438 A: (pausing) I know he reached into his pocket... or somethin’... I don’t know what
Q: after he was stabbed
A: he saw Michael coming up. He lifted his hand ... his chest open, he might of went to go strike his hand out or something and then (inaudible)
Q: okay, you, you gotta speak up
A: okay, he lifted his hand over his head maybe to strike Michael’s hand down or something and then he put his hands in his. . . put his right hand in his right pocket. . . took a step back . . . Michael proceeded to stab him . . . then his hands were like . . . how do you explain this . . . open arms . . . with his hands open and he fell down. . . and we ran (describing subject holding hands open, palms toward assailant)
Q: okay, when he’s standing there with his open hands you’re talking about Kenny, correct
A: yeah, after, after the fact, yes
Q: did you see anything in his hands at that point
A: (pausing) um um (no)
Ex. 42, at 6-7.
Michael’s statement:
Q: okay. Did you ever see anything in [Lee’s] hands
A: I think so, but I’m not positive
Q: okay, when you think so, what do you mean by that
A: I coulda swore I seen him goin’ for somethin’ before, right before everything happened. He was like reachin’, fiddlin’ around down here and stuff. .. and I just... I don’t know, I think, this is just a possibility, but I think, I think that he pulled somethin’ out and I grabbed for it and that’s how I got cut. . . but I’m not positive. I, I my mind goes blank when things like this happen. I mean, I just, I remember things wrong, I remember things that just doesn’t, don’t make sense to me later.
Ex. 44, at 7.
Although the Court of Appeals concluded that the statements were contradictory, upon closer inspection they ap
Michael’s statement is equally ambiguous. He states, “I coulda swore I seen him goin’ for somethin’ before, right before everything happened. He was like reachin’, fiddlin’ around down here and stuff. . . and I just... I don’t know, I think, this is just a possibility, but I think, I think that he pulled somethin’ out and I grabbed for it and that’s how I got cut. . . but I’m not positive.” Ex. 44, at 7. Thus, both of the Crawfords’ statements indicate that Lee was possibly grabbing for a weapon, but they are equally unsure when this event may have taken place. They are also equally unsure how Michael received the cut on his hand, leading the court to question when, if ever, Lee possessed a weapon. In this respect they overlap.
Self-defense is at issue in this case, so admittedly the timing of Lee’s possession of a weapon is significant. However, both of the Crawfords’ statements are ambiguous as to whether Lee ever actually possessed a weapon. The interlocking confession rule is designed to admit “virtually identical” statements. Rice,
CONCLUSION
We hold that a defendant does not waive his Sixth Amendment right to confront an adverse witness when he invokes the marital privilege to keep his wife from testifying at trial. Thus, Michael Crawford did not waive his confrontation clause rights when he invoked RCW 5.60.060 and refused to call his wife, Sylvia, to testify at his trial. Sylvia’s pretrial statements to the police, at issue in this case, were admissible, however, because they were self-inculpatory and they interlocked with Michaels’ own admissible statements.
We reverse the Court of Appeals and reinstate the conviction.
Alexander, C.J., and Smith, Johnson, Madsen, Sanders, Ireland, Chambers, and Owens, JJ., concur.
Reconsideration denied December 12, 2002.
Notes
Citing Kosanke, the Burden court further supported its position that the admission of the testimony neither indirectly violated the marital privilege nor forced the defendant to waive the privilege to refute the testimony.
“[T]he court [has not gone] so far as to hold that relevant and material evidence could not be adduced merely because, in order to refute the same, the wife of a defendant might have to be called as a witness. In this case the wife of appellant was not called as a witness by respondent, nor was the attention of the jury called to her in such a way as to require objection on the part of appellant in order to preserve his rights under the statute. . .. [T]he fact that refutation of competent evidence would require the wife being a witness does not make it erroneous to adduce the testimony. The statute [testimonial privilege] was not violated either directly or indirectly.”
Burden,
Although no formula has emerged for application of the confrontation waiver rule, case law suggests six major legal issues that courts will resolve before applying the doctrine: “(1) witness unavailability, (2) cause of unavailability, (3) intent, (4) standard of proof, (5) statement reliability, and (6) waiver hearing procedure.” Kroger, supra, at 846. The key element for this case is the cause of the unavailability. “Two paradigmatic ways in which a defendant satisfies the causation requirement have evolved: murder and threats.” Id. at 849. From this statement it is apparent that the evolution of the waiver doctrine has not been directed at the legitimate invocation of statutory privileges, absent threat or other indication of malfeasance.
The nine factors include: (1) whether the declarant, at the time of making the statement, had an apparent motive to lie; (2) whether the declarant’s general character suggests trustworthiness; (3) whether more than one person heard the statement; (4) the spontaneity of the statement; (5) whether trustworthiness is suggested from the timing of the statement and the relationship between the declarant and the witness; (6) whether the statement contains express assertions of past fact; (7) whether the declarant’s lack of knowledge could be established by cross-examination; (8) the remoteness of the possibility that the declarant’s recollection is faulty; and (9) whether the surrounding circumstances suggest that the declarant misrepresented the defendant’s involvement.
The defense counsel did not object to the admission of the statements as hearsay when they were presented at trial. See RP at 219-32. Defense argument appears to hinge on the previous invocation of the marital privilege and right to confrontation. See RP at 7-21, 37.
An accomplice is someone who with knowledge that it will promote or facilitate the commission of a crime either (1) solicits, commands, encourages, or requests such other person to commit the crime or (2) aids or agrees to aid the other person in planning or committing the crime. RCW 9A.08.020(3)(a).
Although Sylvia is not a codefendant, as she has not been formally charged with a crime, her role is similar to that of a codefendant. She was present during the assault, was arrested and gave a statement to the police concerning the events, and had an arguable motive to shift the blame away from herself. Her role in this case thus suggests applying the Rice interlocking confession analysis by analogy.
As previously noted, a statement against penal interest is not a firmly rooted hearsay exception for purposes of the confrontation clause.
