Lead Opinion
The only exceptive assignment of error is that the verdict does not support the judgment. Defendant contends that, since there was no jury finding that he was a man or boy over 18 years of age at the time of the alleged assault, the maximum legal sentence was a fine not in excess of $50.00 or imprisonment for a term not in excess of 30 days.
According to the agreed case on appeal, the undisputed evidence was that the alleged assault occurred November 7, 1957, the date alleged; and defendant testified (December 2, 1957), on direct examination by his own counsel: “I am 19 years old. . . . Yes, I was in the armed services for 17 months and 25 days.'I have an honorable discharge.”
The precise question is whether, under these circumstances, defendant’s testimony as to his age eliminated the necessity for a jury determination that he was over 18 years of age at the time of the alleged assault.
The verdict, “Guilty of assault on a female,” was a permissible verdict and was accepted. Decisions to the effect that when a jury returns an informal, insensible, or a repugnant verdict, or one that is not responsive to the issues submitted, they may be directed by the court to retire and reconsider the matter and bring in a proper verdict, do not apply. See S. v. Gatlin,
It is noted further that we are not concerned with a situation such as that ■considered in S. v. Brown, ante, 311,
By Chapter 193, Public Laws of 1911, the General Assembly amended said Section 3620 by adding at the end thereof the following: “or to cases of assault or assault and battery by any man or boy over eighteen years of age on any female person.” As so amended, said Section 3620 was brought forward and codified as Section 4215, Consolidated Statutes of 1919.
CS 4215 was amended by Chapter 189, Public Laws of 1933, relating to the 'competency of communicated threats in certain assault cases where the defendant’s plea is self-defense. As so amended, CS 4215 was brought forward and codified as Section 14-33, General Statutes (Volume 1) of 1943. Section 14-33, General Statutes of 1943, was rewritten by Chapter 298, Session Laws of 1949; and as rewritten the relevant statutory provisions are now codified as Section 14-33 of the General Statutes (Volume IB) as recompiled in 1953.
Ch. 193, Public Laws of 1911, amending Revisal, Sec. 3620, was first construed in S. v. Smith,
These specific holdings in S. v. Smith, supra, have been followed consistently by this Court:
1. The said 1911 Act “was not intended to create a separate and distinct offense in law, to be known as an assault and battery by a man, or boy over eighteen years of age, upon a woman,” for “it was always a crime for a man, or a boy over eighteen years of age, to assault a woman.” As stated succinctly by Barnhill, J., (later C. J.), in S. v. Jackson,
2. The presumption is that the male person charged is over 18
3. Since it is not an essential element of the criminal offense, it is not required that the indictment allege that the defendant was a male person over 18 years of age at the time of the alleged assault. S. v. Jones,
Prerequisite to its validity, an indictment must allege every essential element of the criminal offen'se it purports to charge. S. v. Jordan,
A plea of not guilty puts in issue every essential element of the crime charged. S. v. McLamb,
Although not an essential averment, if in fact the indictment charges that the defendant is a male person over the age of 18 years, as in S. v. Leiois, supra, and other cases, it may be ’considered, nothing else appearing, that the defendant’s plea of not guilty is a denial of this nonessential averment; but where as here the indictment does not so charge it cannot be said that the defendant, simply by his plea of not guilty, puts in issue whether he was over 18 years of age at the time of the alleged assault.
In S. v. Lefler, supra, Adams, J., quotes the following from S. v. Smith, supra: “It is best, and certainly safe, that the court should require the jury under a special issue submitted to find the facts necessary to determine the grade of the punishment; . . . and if it is found that he (the man or boy) was over eighteen years of age at the time the offense was committed, he may be punished as for an aggravated assault, whether his age is stated in the indictment or not.”
Whether a deadly weapon was used, whether serious damage was done, whether there was an intent to kill, whether there was an intent to commit rape, relate directly to the defendant’s conduct in relation to the alleged assault; but whether he was then a man or boy over 18 years of age relates solely to the defendant’s personal status at the time of the alleged assault.
Whether defendant was over 18 years of age is a collateral matter, wholly independent of defendant’s guilt or innocence in respect of
Appellant relies principally on S. v. Grimes, supra; and candor compels the admission that this decision, based largely on S. v. Lefler, supra, tends in some measure to support his contention.
In S. v. Lefler, supra, the indictment did not charge that the defendant was a male person over the age of 18 years, but did charge that he “did unlawfully, wilfully and feloniously beat and wound one Dora Shoe, she being a female, by throwing her body upon the Bank of South Yadkin River, and thereby seriously and permanently injuring the said Dora Shoe . . .” The jury’s verdict was “Guilty of simple assault.” The judgment imposed a prison sentence of 12 months.
Neither the evidence nor the judge’s charge was included in the record on appeal. Absent the evidence and charge, this Court surmised that the verdict “signified an assault without the use of a deadly weapon or without the infliction of serious injury.” Whether the defendant, during the trial, contended that he was not over 18 years of age, does not appear; nor does it appear that the court, in instructing the jury, submitted for their consideration and determination whether defendant was over 18 years of age at the time of the alleged assault. It would appear that the skeleton record on appeal caused such uncertainty as to the significance of the verdict as to cause this Court, “in the absence of a finding as to the defendant’s age,” to award a new trial.
In S. v. Grimes, supra, the defendant was first tried in the Recorder’s Court and thereafter in superior court on a warrant charging simply that he unlawfully and wilfully assaulted Mrs. J. C. Perkins, a female. The State’s evidence tended to show that defendant, on a Rocky Mount Street, at nighttime, beat Mrs. Perkins and caused her face to bleed. The defendant testified, denying that he was in any way involved in the alleged assault. While he did not testify directly as to his age, he did testify that he had been in the Maritime Service of the United States Government for five or more years. The jury returned a verdict of “Guilty of an assault on a female as charged'in the warrant.” After verdict, the court, over defendant’s objection, allowed the solicitor’s motion to amend the warrant so as to charge that de
The opinion by Stacy, C. J., states: “Hence, to take the case out of the general rule and place it in the exception, the jury should determine in its verdict, specifically or by reference to the charge, the circumstances of aggravation which make the offense a general misdemeanor. S. v. Lefler, supra; S. v. Lewis, supra.” (Our italics) (Note: “Charge” is used in the sense of accusation by warrant or indictment, not in the sense of instructions to the jury.) The opinion concludes: “There was no error in allowing the solicitor to amend the warrant, as this was a matter resting in the sound discretion of the trial court. S. v. Brown,
The ruling that the court had the power, in its discretion, to allow said amendment to the warrant implied that the warrant as amended did not charge a different criminal offense from that of which the defendant had been convicted in the Recorder’s Court. S. v. Cooke,
In S. v. Grimes, supra, the verdict established that the defendant was guilty of the criminal offense charged in the warrant, to wit, an assault on a female. Assume that, absent an admission that he was over 18 years of age at the time of the alleged assault, punishment for a general misdemeanor could not be imposed unless and until a jury found that he was over 18 years of age. Ordinarily, the illegality of the judgment does not vacate the verdict; but the established practice is to set aside the judgment and remand the cause for proper judgment on the verdict. S. v. Robinson,
It seems appropriate to call attention to the cases discussed below.
In S. v. Stokes,
In S. v. Jones,
In S. v. Kiziah,
In S. v. Morgan,
In S. v. Jackson, supra, in separate indictments, it was charged that defendant, a male person over 18 years of age, did assault (1) Mrs. Earl Walker, a female person, and (2) Mrs. E. L. Jackson, a female person. A nol. pros, was entered to the indictment charging that defendant assaulted Mrs. Jackson. To the indictment charging that defendant assaulted Mrs. Walker, the defendant tendered and the court accepted a plea of guilty of simple assault. The judgment imposed a prison sentence of two years, “suspended upon payment of 1100.00
In S. v. Dickey,
In S. v. Grimes, supra, referring to the Stokes, Jones, Morgan and Jackson cases, the opinion makes two observations: (1) that the question then considered “was not in focus, or mooted,” in said cases; and (2) that “in all these cases the bills were for more serious offenses or more aggravated assaults.”
In S. v. Faison,
In S. v. Robbins,
In the Faison and Bobbins cases, and in the Stokes, Jones, Kiziah, Morgan, Jackson and Dickey cases, referred to above, the defendant did not assign as error the jury’s failure to make a specific finding that the defendant was a man or boy over 18 years of age. Even so, the established practice of this Court is to take notice, ex mero motu, of defects appearing on the face of the record proper; and the verdict and judgment are essential parts of the record proper. G.S. 7-11; Gibson v. Insurance Co., 232 N.C. 712,
Here, as in S. v. Robbins, supra, the defendant, testifying at the
Under the circumstances, we think that the collateral issue as to his age was eliminated by his own testimony. For present purposes, it is sufficient to say that the unqualified statements (quoted above) in S. v. Grimes, supra, are modified to this extent, namely, that when a male defendant, during the progress of his trial on an indictment charging an assault on a female or a more serious crime. embracing the charge of assault on a female, testifies that he was over 18 years of age at the time of the alleged assault and there is no evidence or contention to the contrary, the collateral issue as to defendant's age need not be submitted to or answered by the jury. His testimony, under such circumstances, relating to such collateral issue, relevant solely to punishment, must be considered an admission on which the court may rely in the trial of the cause and in pronouncing judgment.
No error.
Dissenting Opinion
dissenting: The bill of indictment did not charge that the defendant was a male person over 18 years of age. The verdict was “Guilty of an assault on a female.”
This Court said in S. v. Jones,
“The judgment and sentence (in a criminal case) must be responsive to, and in accord with, the verdict of the jury, or the finding of the court, where the trial is by the court without a jury; and if the jury, by their verdict have determined the character of the crime, the court cannot go back of it to any fact of record to aid its sentence, since it is the verdict which gives validity and effect to the judgment so far as the character of the crime is concerned.” 24 C. J. S., Criminal Law, Sec. 1579(a).
A court cannot lawfully pronounce sentence for an offense higher in degree or grade than that of which the defendant was convicted.
In S. v. Lefler,
In S. v. Grimes,
In S. v. Terry,
In S. v. Smith,
In S. v. Lewis,
In S. v. Morgan,
In the following cases where the indictments did not charge that the defendants were male persons over eighteen years of age, and the verdict did not find that the defendants were male persons over eighteen years of age, sentences of imprisonment for assault on a female person in excess of thirty days were upheld. S. v. Jones,
In S. v. Faison,
In S. v. Stokes,
As the majority opinion correctly states, in the Stokes, Faison, Jones, Kiziah, Dickey and Bobbins cases, the respective defendants did not assign as error a sentence in excess of that authorized by G.S. 14-33, for the reason that the verdict did not find that the defendant was a male person over eighteen years of age, either by specific words in the verdict, or by a verdict of guilty as charged, when the indictment charged
What shall we do with these contradictory cases in our Reports? The majority opinion states that S. v. Grimes, supra, should be modified to this extent, that when a male defendant testifies in such cases that he is over eighteen years of age at the time of the assault, and there is no evidence to the contrary, the issue as to defendant’s age need not be submitted to or answered by the jury, for the reason that it is an admission by the defendant upon which the court can rely. With such a holding, I do not agree.
If a person is tried on a warrant charging him with operating an automobile while intoxicated, it being a second offense, and the verdict is simply guilty of drunken driving, can a sentence in excess of the punishment for a first offense be upheld, if the defendant in his trial testified that he had been convicted before of a similar offense? In S. v. Cole,
Article I, section 13, of the North Carolina Constitution, guarantees to every person charged with crime the right to a trial by jury, and, upon a plea of Not Guilty, provides that the defendant shall not be convicted of any crime but by the unanimous verdict of a jury in open court. It is the verdict of the jury which gives validity and effect to
A sentence of imprisonment for a simple assault on a female in excess of the maximum limit fixed by G.S. 14-33 does not vacate the verdict, but requires that the case be remanded to the lower court for a proper judgment, as authorized by the statute. S. v. Robinson,
I think that this case should be remanded to the lower court for a proper sentence upon the verdict. In my opinion, this is a sounder legal position than awarding a new trial.
In my judgment, the cases set forth above sustaining sentences of imprisonment for more than thirty days for assault on a female, when the verdicts did not find by specific words in the verdicts, or by reference to an averment in the indictments, that the defendants were over eighteen years of age at the time of the assault, are wrong in upholding the sentences, and on that specific point should be overruled.
In the Stokes case, supra, and in the Faison case, supra, the pleas were guilty of an assault on a female. I think the Court was in error in sustaining the sentence of imprisonment of three months in the Stokes case, and the sentence of two years imprisonment in the Faison case, on the ground that the sentences were not supported by the pleas.
I take my stand squarely and firmly on the constitutional ground that no person ought to be in any manner deprived of his liberty, but by the law of the land, North Carolina Constitution, Article I, section 17, and that the law of the land requires that a judgment and sentence of imprisonment must be responsive to, and in accord with, the verdict of the jury.
I am authorized to say that Justice Higgins concurs in this dissenting opinion.
