84 Conn. App. 70 | Conn. App. Ct. | 2004
Opinion
The defendant, Christopher Cortes, appeals from the judgment of conviction, rendered after a jury trial, of unlawful restraint in the first degree in violation of General Statutes § 53a-95 (a) and assault in the second degree in violation of General Statutes § 53a-60 (a) (2).
The following relevant facts and testimony were elicited at trial. The defendant, then twenty-three years old, and the complainant, then sixteen years old, began dating in January, 2001. Their relationship lasted until April 25, 2001. The complainant and the defendant presented very different versions of events that transpired immediately thereafter, which underlie this appeal.
The complainant testified that she ended the relationship because the defendant was very possessive of her and did not permit her to do as she pleased. She testified that the defendant did not accept that the relationship was over. The complainant testified that during the late afternoon of April 29, 2001, the defendant called her at her home. She recalled that she was on another telephone line and, when she switched to answer the defendant’s call, she overheard the defendant saying, apparently to someone else, “I’m going to f ing kill her.” The complainant hung up the telephone, and immediately thereafter, the defendant called her again and threatened to kill her. The complainant’s friend, D, testified that she was with the complainant when the complainant received that call and that she overheard the defendant threaten to kill the complainant “because he wanted to be with her and that if he couldn’t be with her, nobody else could.” At trial, the complainant’s mother testified that the complainant thereafter called her and told her that the defendant had threatened to kill the complainant.
The complainant further related that on returning home from school the following afternoon, she encoun
The complainant further testified that after the defendant briefly “calmed down,” he again threw her to the bed and stabbed her a second time, this time in her back, causing moderate injury. The complainant attempted to calm the defendant, and the defendant told her that they could either leave the scene together or that he was going to kill her. The complainant, motivated by a concern for her safety, agreed to leave with the defendant. The defendant led her to his car, holding a knife to her neck.
The complainant testified that the defendant drove her to his apartment where his brother, Raphael Cortes, joined them. The defendant forced the complainant to sit in the backseat of the automobile with him while his brother drove. The defendant told the complainant that he was taking her to Lawrence, Massachusetts, to visit his aunts. On the drive to Lawrence, the complainant, at the defendant’s instruction, called her mother on a cellular telephone and told her that she loved the defendant, wanted to be with him and was going to
The complainant’s mother testified that she thereafter called her boyfriend, Ron Nihill, a sergeant with the Connecticut state police. Nihill reported the matter to the state and local police. Luis Cruz, a friend of the defendant, later called the complainant’s home and conveyed information to the complainant’s mother and Nihill concerning the complainant’s likely whereabouts in Lawrence, as well as information about the car that the defendant was using.
Michael Montecalvo, a police officer with the Lawrence police department, testified that, at approximately 8 p.m., he located the defendant’s unoccupied car parked along a street in Lawrence. After driving around the area in which the car was parked, Montecalvo noticed that the car was being driven. Montecalvo followed the car and ultimately stopped it once detectives arrived to assist him. Montecalvo testified that the complainant was driving the car, with the defendant in the passenger seat. Montecalvo also testified that the complainant told him that she had been kidnapped and that he immediately observed wounds on her hands and back. Montecalvo called for medical assistance and later found a knife with a bent blade under the driver’s seat of the car. The defendant’s arrest followed.
The defendant further testified that the complainant thereafter armed herself with a piece of broken min or glass, which she held to her chest. The complainant threatened to kill herself and told the defendant that she could not continue to live “like this.” The defendant testified that he placed the complainant on the bed and pulled her hands apart to remove the glass from her
The defendant denied stabbing, restraining or abducting the complainant. He testified that he asked the complainant to accompany him to Massachusetts “to calm her down and make her feel happy,” and that the complainant voluntarily accompanied him to Lawrence with his brother, who knew the directions to get there. The defendant explained that he took a kitchen knife from his apartment when he left the apartment and used it, as he commonly did, as a door key, to loosen and tighten screws on the apartment door’s latching mechanism. The defendant recalled speaking with the complainant’s mother during the trip to Lawrence, that the complainant’s mother accused him of kidnapping her daughter and that he informed her that she should speak with her daughter about the trip, not him. The defendant testified that both he and the complainant visited with his friends and ate dinner at his aunt’s house in Lawrence. The defendant testified that the complainant was in the act of voluntarily moving his car, which had been double-parked near a friend’s house, when Montecalvo stopped him and the complainant. Additional facts will be presented as necessary.
I
The defendant first claims that the court improperly excluded evidence of the sexual nature of the relationship between the complainant and himself. We agree.
The court heard argument on the state’s motion. The defendant argued that the evidence was relevant to the emotional mindset of the complainant and the defendant as well as to the status of their relationship before the incident. Further, the defendant argued that the evidence was relevant to discrediting the testimony of the complainant’s mother, who had testified that the complainant and the defendant had not spent “the night together.” The court ruled that the defendant could seek to introduce any such evidence outside of the jury’s presence and that the court would determine, at such time, whether the probative value of such evidence outweighed its prejudicial effect.
On the next day of trial, the defendant gave notice of his intention to question witnesses concerning sexual relationships between (1) the complainant and the defendant, (2) the complainant and the defendant’s brother, and (3) the defendant and the complainant’s friend, D. The defendant represented that evidence of a sexual relationship between himself and the complainant was relevant to the emotional state and motives of the parties, to show the “intensity of feelings” between
The court granted the state’s motion, precluding evidence of the sexual relationships that the defense sought to introduce as evidence. The court stated that “relationships are an appropriate area of inquiry between people when they testify because it may go to the issue of motive, bias, prejudice, which is also appropriate for examination.” The court, however, explained that sexual relationships were different and implicated other concerns. The court explained to the defendant’s attorney: “You are correct when you say that this is not a sexual assault case, but I think the court can take direction from what our legislature has established when it enacted the rape shield law, which, as you know, involves a sexual assault case and the limited, the very limited disclosure of sexual contact between the accused in a sexual assault case and the victim, the limited disclosure that can only come in as to a certain specific issue, consent.” The court reasoned that because the legislature had so limited the admissibility of evidence of sexual contact in sex assault cases, such evidence was “even less relevant” in a case that did not concern sexual assault.
The defendant thereafter sought to introduce four letters written to him by the complainant as evidence
The defendant’s attorney also made an offer of proof, through the defendant, concerning the defendant’s relationship with the complainant. The defendant testified that when he was in the complainant’s bedroom on April 30, 2001, the complainant was upset with him because he told her that he was going to leave Connecticut to live in Massachusetts. The defendant testified that the complainant was crying and told him that she could not “believe” that he was “doing this after she gave it up to [the defendant] . . . .” The complainant told him that she did not want him to leave. The defendant also testified that the complainant then told him something that “scared him,” that she was pregnant. The defendant further testified that he offered to take the complainant to Lawrence with him because he did not want the complainant’s mother or Nihill to “get involved” and that, feeling responsible, he “came up with a solution to make [the complainant] happy . . . .” The defendant offered that evidence to show the effect of the complainant’s remarks on him, as well as to demonstrate the complainant’s state of mind and alleged bias toward him. The state argued that the court
The corut disallowed the proffered evidence. The court stated: “[T]he specific acts that are claimed to be offered as it relates to sexual intercourse are not appropriate in this setting. . . . [Reference is made to my citing of the rape shield law and its relevance on a sexual assault case. This is not a sexual assault case. If you’re going to the state of mind of the victim, obviously, I’ve given you thus far . . . and I don’t think you can take umbrage with that, sufficient leeway to establish the basis of the relationship, the involvement of the relationship. You can get into areas that she was upset about the breakup, things of that sort, but the court feels that those two areas, give it up for him and that she was pregnant, go beyond the bounds of what the court feels is appropriate in this case, feels that it is prejudicial, also feels that it’s being offered for additional information other than for state of mind for the truth, and that is hearsay and it also is prejudicial, and the court feels that it’s not appropriate. You have my ruling maintained on the motion in limine.”
“Our standard of review for evidentiary matters allows the trial court great leeway in deciding the admissibility of evidence. The trial court has wide discretion in its rulings on evidence and its rulings will be reversed only if the court has abused its discretion or an injustice appears to have been done. . . . The exercise of such discretion is not to be disturbed unless it has been abused or the error is clear and involves a misconception of the law. . . . Every reasonable presumption should be made in favor of the correctness of the court’s ruling in determining whether there has been an abuse of discretion.” (Citation omitted; internal quotation
“Relevant evidence is evidence that has a logical tendency to aid the trier in the determination of an issue. . . . [E]vidence need not exclude all other possibilities [to be relevant]; it is sufficient if it tends to support the conclusion [for which it is offered], even to a slight degree. . . . [T]he fact that evidence is susceptible of different explanations or would support various inferences does not affect its admissibility, although it obviously bears upon its weight. So long as the evidence may reasonably be construed in such a manner that it would be relevant, it is admissible. . . .
“There are situations where the potential prejudicial effect of relevant evidence would suggest its exclusion. These are: (1) where the facts offered may unduly arouse the jury’s emotions, hostility or sympathy, (2) where the proof and answering evidence it provokes may create a side issue that will unduly distract the jury from the main issues, (3) where the evidence offered and the counterproof will consume an undue amount of time, and (4) where the defendant, having no reasonable ground to anticipate the evidence, is unfairly surprised and unprepared to meet it.” (Citations omitted; internal quotation marks omitted.) State v. Booth, 250 Conn. 611, 645-46, 737 A.2d 404 (1999), cert. denied sub nom. Brown v. Connecticut, 529 U.S. 1060, 120 S. Ct. 1568, 146 L. Ed. 2d 471 (2000).
We conclude that the court improperly excluded relevant evidence as to the intimate relationship between the complainant and the defendant. “The sixth amendment to the [United States] constitution guarantees the right of an accused in a criminal prosecution to confront the witnesses against him. . . . The primary interest
“The right of confrontation is preserved if defense counsel is permitted to expose to the jury the facts from which jurors, as the sole triers of fact and credibility, could appropriately draw inferences relating to the reliability of the witness.” (Internal quotation marks omitted.) State v. Abernathy, 72 Conn. App. 831, 836, 806 A.2d 1139, cert. denied, 262 Conn. 924, 814 A.2d 379 (2002).
The court correctly recognized that “relationships are an appropriate area of inquiry between people when they testify because it may go to the issue of motive, bias, prejudice, which is also appropriate for examination,” and that this case was not a prosecution for a sexual assault. The court, nevertheless, was guided in its rulings by the rape shield statute
We agree with the defendant that under the circumstances of this case, the court’s attempt to protect the complainant’s reputation precluded him from confronting his accuser. The defendant’s right to confront the complainant encompassed his right to cross-examine her vigorously for purposes of his defense. The excluded evidence was relevant to assessing the credibility of the parties and their motives. The evidence tended to corroborate the defendant’s version of events, especially the fact that the complainant was distraught over the end of the relationship and that he had invited her to accompany him to Lawrence in direct response to what he claims the complainant told him in her bedroom and in an effort to calm her emotional state. Likewise, the evidence was relevant to assessing the complainant’s version of events concerning the relationship between her and the defendant and what occurred between them. Stated generally, the fact finder reasonably might have viewed the evidence of the events that transpired on April 30, 2001, from a different perspective than it would have absent such evidence.
The exclusion of that probative evidence was especially detrimental here, where assessing credibility was the key issue in the case. The jury had before it two versions of what transpired between the complainant and the defendant after their relationship ended. In light of the fact that the relationship between the complainant and the defendant lay at the heart of this case, the excluded evidence was most relevant, and the court abused its discretion in excluding it.
II
The defendant next claims that the court violated his due process right to a fair trial by referring to the complainant as “the victim” during its jury charge. We agree.
The record reflects that during the course of the trial, numerous witnesses referred to the complainant as “the victim.” The defendant objected to the use of that terminology during the state’s examination of one witness, and the court overruled the objection. The court later explained its ruling outside the jury’s presence: “This [objection] has been raised on the ninth witness in this trial. I just wanted for consistency sake, the court felt it appropriate to maintain what has been presented to the jury rather than change with the ninth witness during the course of this trial.”
The prosecutor referred to the complainant as “the victim” numerous times during closing arguments. During its charge, the court referred to the complainant as “the victim” many times.
“In determining whether a trial court’s charge satisfies constitutional requirements . . . individual jury instructions should not be judged in artificial isolation, but must be viewed in the context of the overall charge. . . . The pertinent test is whether the charge, read in its entirety, fairly presents the case to the jury in such a way that injustice is not done to either party under established rules of law. . . . Thus, [t]he whole charge must be considered from the standpoint of its effect on the [jurors] in guiding them to the proper verdict . . . and not critically dissected in a microscopic search for possible error. . . . Accordingly, [i]n reviewing a constitutional challenge to the trial court’s instruction, we must consider the jury charge as a whole to determine whether it is reasonably possible that the instruction misled the jury.” (Internal quotation marks omitted.) State v. Jones, 82 Conn. App. 81, 86, 841 A.2d 1224, cert. denied, 269 Conn. 912, 852 A.2d 741 (2004).
“The principles guiding a trial judge in conducting a criminal trial are well established. Due process requires that a criminal defendant be given a fair trial before an impartial judge and an unprejudiced jury in an atmosphere of judicial calm. ... In a criminal trial, the
In cases in which the fact that a crime has been committed against the complaining witness is not contested, but only the identity of the perpetrator is in dispute, a court’s use of the term “victim” is not inappropriate. In cases in which the fact that a crime has been committed is contested, and where the court’s use of the term “victim” has been the subject of an objection and has not been the subject of a subsequent curative instruction, a court’s use of the term may constitute reversible error. The danger in the latter type of case is that the court, having used the term without specifically instructing the jury as to its intention in using the term, might convey to the jury, to whatever slight degree, its belief that a crime has been committed against the complainant.
We agree with the defendant that given the particular circumstances of this case, as well as the fact that the
We also ask whether any prejudicial effect of the court’s use of the term “victim” was negated by the court’s other instructions to the jury. State v. Robinson, 81 Conn. App. 26, 32-33, 838 A.2d 243, cert. denied, 268 Conn. 921, 846 A.2d 882 (2004). We are confident that the court’s other instructions could not have negated such effect under these circumstances, in which the jury faced two conflicting versions of events and had to credit one witness’ word over that of another witness.
Accordingly, we agree with the defendant that the court’s instructions deprived him of his right to a fair trial. The court’s use of the term “victim” in reference to the complainant, under the particular circumstances of this case, may have invaded the fact-finding function of the jury concerning the issue of whether a crime had been committed and, therefore, constitutes reversible error.
The judgment is reversed and the case is remanded for a new trial.
In this opinion the other judges concurred.
The court sentenced the defendant to a total effective term of ten years imprisonment. The state also charged the defendant with one count of kidnapping in the first degree in violation of General Statutes § 53a-92 (a) (2) (A) and one count of kidnapping in the first degree in violation of § 53a-92 (a) (2) (C). The jury found the defendant not guilty of those charges.
Because we conclude that a new trial is necessary, we deem it unnecessary to address the defendant’s third and fourth claims.
The complainant testified that the defendant instructed her to tell her mother that she was going to Pennsylvania with the defendant, but that she instead told her mother that she was going to New Hampshire.
Cruz’ sister had rented the car that was used by the defendant. The defendant admitted that he had used the car without permission.
The court admitted two of the letters, exhibit P, dated February 2, 2001, and exhibit Q, dated March 28, 2001. The court excluded another letter, exhibit R for identification, dated April 11, 2001, because it determined that the letter contained hearsay. The court excluded the fourth letter, exhibit S for identification, also dated April 11,2001, on the grounds discussed herein.
The letter, dated April 11, 2001, stated in relevant part: “Hi Sweetie! What’s up? I am really happy that you moved home. I am going to ask my mom if I can sleep over tomorrow night. I wish that I could spend every minute of every day with you. I love you so much. I wanna spend the rest of my life with you. I can not wait for the day I say T do!’ I also can not wait until we get to live together. Well baby, I gotta go because the bell is gunna ring any minute. I love you! 4-life!”
This court recently stated: “[I]n cases involving sexual crimes, [t]he rape shield statute [General Statutes § 54-86f] was enacted specifically to bar or limit the use of prior sexual conduct of an alleged victim of a sexual assault because it is such highly prejudicial material. . . . We must remember that [t]he determination of whether the state’s interests in excluding evidence must yield to those interests of the defendant is determined by the facts and circumstances of the particular case. ... In every criminal case, the defendant has an important interest in being permitted to introduce evidence relevant to his defense. . . . Whenever the rape shield statute’s preclusion of prior sexual conduct is invoked, a question of relevancy arises. If the evidence is probative, the statute’s protection yields to constitutional rights that assure a full and fair defense. ... If the defendant’s offer of proof is sufficient to show relevancy, and that the evidence is more probative to the defense than prejudicial to the victim, it must be deemed admissible at trial. . . . When the trial court excludes defense evidence that provides the defendant with a basis for cross-examination of the state’s witnesses, [despite what might be considered a sufficient offer of proof] such exclusion may give rise to a claim of denial of the right to confrontation and to present a defense.” (Intemal quotation marks omitted.) State v. Sells, 82 Conn. App. 332, 354-55, 844 A.2d 235, cert. denied, 270 Conn. 911, 853 A.2d 529 (2004).
The defendant’s claim on appeal encompasses the court’s exclusion of evidence of a sexual relationship “between witnesses for the state and defense . . . On remand, we leave the issue of the admissibility of any evidence related to any other sexual relationships, between witnesses for the state and witnesses for the defense, to the court’s sound discretion in light of our holding today. We likewise leave the issue of the admissibility
The defendant claims that the court referred to the complainant as “the victim” as many as eighty times.
The defendant’s attorney objected to the court’s reference to the complainant as “the victim,” and the court, in noting the defendant’s exception to the charge, stated: “I’m not going to readdress [this issue].” The court
In so concluding, we are, nevertheless, mindful that the jury found the defendant not guilty of the kidnapping char ges brought by the state.