The defendant, Juan Corchado, was tried by a jury and found guilty of manslaughter in the first degree in violation of General Statutes § 53a-55 (a) (1). He was sentenced to a term of not less than five years and not more than ten years. In this appeal, the defendant alleges three claims of error: 1 (1) that the court erroneously instructed the jury on the law of self-defense; (2) that the court erred in denying his motion for a judgment of acquittal in that the verdict was contrary to the law and the evidence; and (3) that the court erred by not instructing the jurors that they could infer that the defendant was innocent because he summoned the police and surrendered to them.
From the evidence presented at trial the jury could have found the following facts: The defendant lived at 1196 State Street in Bridgeport, where he was the superintendent of the building. The defendant’s job required him to collect and to carry rent money. For his protection he owned a gun for which he had a permit. He had been separated from his wife for five years. In the interim, he had lived with another woman, Luz Bosco, for approximately four to five years. He had two children by her whom he raised along with a third child of Bosco’s. At the time of the incident, Bosco was living at 29 Russell Street in Bridgeport.
The incidents leading directly to the victim’s death occurred on November 17, 1979. The defendant had been in Hartford on that day. He left
Within a half hour after Ventura had first pointed a gun at the defendant, the defendant decided to go back to his house, but he told Bosco that he was first going to get some beer out of his car to leave for Bosco’s brother. By that time he thought Ventura had left. When he went outside, however, he heard Ventura call him. Ventura was seated in his car which was parked in the middle of the road, about twenty to thirty feet from the front of Bosco’s house, with its lights on and the motor running. The
The defendant then went inside Bosco’s house where he emptied his gun and telephoned the police. When the police arrived, he gave himself up and stated that the shooting was in self-defense. He was taken to the police station where he gave two statements. Bosco also went to the police station to give a statement.
We turn to the defendant’s claim that the court erred in its instructions to the jury on the law of self-defense and provocation. He argues that error was committed because the court gave certain
The state, referring to the instructions objected to, together with instructions which immediately followed, states that “[t]he above portion
6
of the jury instructions while not in the exact language of the statute [General Statutes § 53a-19] certainly did convey its meaning and its application to this case to the jury.” Moreover, it claims that the instructions “met the test of being correct in law and sufficient to guide the jury.” It also claims that because there is “no discernible constitutional issue properly encompassed by this appeal,” the
We begin our analysis by determining the proper standard of review to be applied to the court’s
We have said that “[a] fundamental element of due process is the right of a defendant charged with a crime to establish a defense.
Washington
v.
Texas,
“To determine whether an error in a charge constitutes reversible error, the court must consider the whole charge.
Cupp
v.
Naughten,
In addressing the codification of the self-defense principle in General Statutes § 53a-19,
8
we have noted that “[t]he statutes which enumerate the situations where the use of force is justified ‘attempt to restate the common law. They should be read
The self-defense statute, i.e., General Statutes § 53a-19, in subsection (a) provides in part, subject to the exceptions in subsections (b) 10 and (c): “a person is justified in using reasonable physical force upon another person to defend himself . . . from what he reasonably believes to be the use or imminent use of physical force, and he may use such degree of force which he reasonably believes to be necessary for such purpose . . . .” (Emphasis added.) The statute focuses on the person, here the defendant Corchado, claiming self-defense. It focuses on what he reasonably believes under the circumstances and presents a question of fact. This subsection also makes clear that such a person may not use “deadly physical force” 11 unless he reasonably believes that the other person is either “using or about to use deadly physical force” or is “inflicting or about to inflict great bodily harm.” This statutory emphasis upon the defendant further demonstrates the function of the jury in their evaluation of the self-defense claim.
The court told the jury, quoting from the state’s request, that “ [h] omicide is classified as justifiable when the defendant is without fault and is attacked and reasonably believing that he is in danger of death or great bodily harm kills his attacker to defend himself.”
13
We believe that the words “with
Much is made of the slap given the victim by the defendant just before the fatal shooting, after the former had made a “mean smile.” The slap, of course, is to be viewed not only as a response to the “mean smile” but also in light of the earlier altercation in which the victim had pointed a gun at the then unarmed defendant after the defendant had accused him of “fooling around” with Bosco. Thus, to a layman on a jury, there was some “fault” on both sides. Yet “without fault,” open ended as it was in context, propounded an absolute for the jury while the statute does not. Its use served, at the very least, to dilute the right of the jury to assess the defendant’s conduct, including his intent, from
We take up now the balance of the instructions attacked. The court charged the jury that “[a]ny direct personal assault made in anger, by the accused, upon the deceased, of course, renders the accused the aggressor, and when he kills the person assailed, precludes him from pleading self-defense.”
14
In addition, the court told the jury that “[i]t has been held that self-defense may not be
Initially, we note that singly, and certainly collectively, these instructions, fairly construed, foreclosed the defendant from his right to have the jury pass upon his claim of self-defense under § 53a-19. This is principally, if not entirely so, because the instructions, in effect, made bim the initial aggressor not only because of the slapping incident 16 but also because he returned to the scene after arming himself.
The state argues in its brief that the defendant’s argument concerning the slap “is not relevant to this case since it did not provoke Ventura to use physical force. And even if the slap did provoke Ventura to the use of physical force the subsequent shooting was not justified since Corchado was the
These instructions, therefore, include some “directed verdict” language, i.e., “a person is the aggressor when he leaves a quarrel to go to his home to arm himself, and then returns to the scene of the quarrel and kills the other person,” which serves to preclude the jury not only from determining Corchado’s “intent” under § 53a-19 (c), but also from determining what he “reasonably believes” under § 53a-19 (a), including the propriety of the quantum of force he employed — all of which went to the issue of justification of his conduct. The instructions did not inform the jury that they might distinguish between force which is deadly yet reasonable and force which, although not deadly, is unreasonable. The instructions also prevented the jurors from knowing that it was for them to decide whether the defendant, by slapping the victim or returning to the scene after arming himself, intended to cause physical injury or death as well as whether he reasonably believed his action would
While certain instructions and the applicable principles of law on self-defense were correctly stated, intermixed with these were material instructions, to which we have alluded, which were clearly erroneous.
Natale
v.
White,
The defendant argues that “[i]f the law allows an instruction that flight may imply guilt then it is only fair that the law provide an instruction that surrender implies innocence and that a Defendant who surrenders is telling the truth.” The failure to give this instruction, the defendant continues, violates his due process right to a fair trial and to equal protection of the laws under both the United States and the Connecticut constitutions. The defendant cited no authority at all in his request. See Practice Book § 852. Moreover, neither in his request to charge nor in his exception in the trial court after the charge did the defendant give any indication of the constitutional claims he now makes for the first time on appeal. “ ‘The general rule against considering claims not raised at trial, Practice Book § 3063, applies also to constitutional issues.
Mechanics Savings Bank
v.
Tucker,
There is error, the judgment is set aside and the case is remanded for a new trial.
In this opinion the other judges concurred.
Notes
In his brief, the defendant alleged a fourth claim of error based upon the conduct of the prosecuting attorney in providing certain authorities for his request to charge. At oral argument before this court, counsel for the defendant abandoned this claim as being a distinct issue. We have taken note, as he urges, of the arguments raised by counsel to the extent that they are relevant to the validity of the court’s jury charge in general.
A subsequent police investigation revealed that there was a .22 caliber handgun in the front seat of Ventura’s car. The gun was inoperable when the police retrieved it from, the car because the trigger and hammer were frozen in place.
The pathologist who examined the victim testified that he had been struck by four bullets.
The request in question was as follows:
“The State requests the Court to instruct the jury as follows:
“1. As to Homicide in Self-Defense: Homicide is classified as justifiable when the defendant is without fault and is attacked, and reasonably believing that he is in danger of death or great bodily harm, kills his attacker to defend himself. Wharton’s Criminal Law and Procedure, Vol. 1, Sec. 213, p. 464. Allen v. United States,150 U.S. 551 , 37 L. [E]d. 1179,14 S. Ct. 196 [1893]. Acers v. United States,164 U.S. 388 , 41 L. [E]d. 481,17 S. Ct. 91 [1896].
“2. As to provocation by the defendant: While there is no fixed rule applicable to every ease with reference to what constitutes one an aggressor so as to preclude his right to self-defense, it may be stated generally that any act of the accused in violation of law and reasonably calculated to produce the occasion amounts to bringing on the difficulty and bars his right to assert self-defense as a justification or excuse for a homicide. Any direct personal assault made in anger by the accused upon the deceased of course renders the accused the aggressor, and when he kills the person assailed, precludes him from pleading self-defense. Wharton’s Criminal Law and Procedure, Vol. 1 Sec. 229, p. 501, People v. Hecker,109 Cal. 451 [42 P. 307 (1895)]. State v. Rogers,18 Kan. 78 [1877]. It is also held that a person is the aggressor when he leaves a quarrel to go to his home to arm himself, and then returns to the scene of the quarrel and kills the other person. Wharton’s Criminal Law and Procedure, Vol. 1 Sec. 229, p. 501. It has been held that self-defense may not be claimed by one who deliberately places himself in a position where he has reason to believe his presence would provoke trouble. Rowe v. United States,370 F.2d 240 [(D.C. Cir. 1966)].”
We note that the defendant’s brief does not directly address the last sentence of the state’s request.
Neither the state nor the defense requested an instruction on the need to retreat and the court did not instruct the jury on the subject of retreat.
“Of course, you know that we’re dealing with a homicide. Homicide is classified as justifiable when the defendant is without fault and is attacked and reasonably believing that he is in danger of death or great bodily harm kills his attacker to defend himself.
“While there is no fixed rule applicable to every case with reference to what constitutes one — an aggressor so as to preclude his right to self-defense, it may be stated generally that any act of the accused in violation of law and reasonably calculated to produce the occasion amounts to bringing on the difficulty and bars his right to assert self-defense as a justification or excuse for homicide. Any direct personal assault made in anger, by the accused, upon the deceased, of course, renders the accused the aggressor, and when he kills the person assailed, precludes him. from pleading self-defense.
“It is also a concept of our law, lady and gentlemen, that a person is the aggressor when he leaves a quarrel to go to his home to arm himself, and then returns to the scene of the quarrel and kills the
“I have also been asked to charge you as follows: Lady and gentlemen, Mr. Corchado has presented evidence that he was justified or acting in self-defense when he shot Ventura. This is — become obvious to you, by now, this is the principal issue in this case.
“Our law holds that a person is justified in using reasonable physical force upon another to defend himself from what a person reasonably believes to be the use or imminent use of physical force by another.
“The law holds that a person, such as Juan Corchado, would have been justified in using such degree of force which he reasonably believes to be necessary to defend himself, except that he was not allowed to use deadly physical force unless he reasonably believed that Eaphael Ventura was using or about to use deadly physical force or was inflicting or about to inflict great bodily harm.”
This portion of the instructions includes the state’s request, which is attacked and is followed, in the last three paragraphs of the quoted portion, by the substance of one of the defendant’s requests to charge.
It is a fair assumption that the “materials from texts” referred to here are those portions of “Wharton’s Criminal Law and Procedure” cited in the state’s request to charge.
General Statutes § 53a-19, entitled “Use of physical force in defense of person,” provides: “(a) Except as provided in subsections (b) and (c) a person is justified in using reasonable physical force upon another person to defend himself or a third person from what he reasonably believes to be the use or imminent use of physical force, and he may use such degree of force which he reasonably believes to be necessary for such purpose; except that deadly physical force may not be used unless the actor reasonably believes that such other person is (1) using or about to use deadly physical force, or (2) inflicting or about to inflict great bodily harm.
“(b) Notwithstanding the provisions of subsection (a), a person is not justified in using deadly physical force upon another person if he knows that he can avoid the necessity of using such force with complete safety (1) by retreating, except that the actor shall not be required to retreat if he is in his dwelling, as defined in section 53a-100, or place of work and was not the initial aggressor, or if
“(c) Notwithstanding the provisions of subsection (a), a person is not justified in using physical force when (1) with intent to cause physical injury or death to another person, he provokes the use of physical force by such other person, or (2) he is the initial aggressor, except that his use of physical force upon another person under such circumstances is justifiable if he withdraws from the encounter and effectively communicates to such other person his intent to do so, but such other person notwithstanding continues or threatens the use of physical force, or (3) the physical force involved was the product of a combat by agreement not specifically authorized by law.”
The instructions requested by the state cited -no Connecticut case or statute.
General Statutes § 53a-19 (b) is not critical to the issues in this case. The court did not instruct the jury on the issue of retreat, whieh was the focus of
State
v.
Shaw,
General Statutes § 53a-3 (5) defines “deadly physical force” to mean “physical force which can be reasonably expected to cause death or serious physical injury.” See
State
v.
Miller,
General Statutes § 53a-19 (e) (2) bars the justification benefits of § 53a-19 (a) to one who uses physical force who is the “initial aggressor, except that his use of physical force upon another person under such circumstances is justifiable if he withdraws from the encounter and effectively communicates to such other person his intent to do so, but such other person notwithstanding continues or threatens the use of physical force This exception is not applicable in this appeal and neither party has claimed that it is.
Section 53a-19 (c) (3) does not apply to this appeal.
The state’s request to charge set out above offered as authority for this statement:
“Wharton’s Criminal Law and Procedure,
Vol. 1, Sec. 213, p. 464;
Allen
v.
United States,
A reading of
Allen,
which was a murder case, discloses that one of the issues on appeal was the trial court’s instruction on self-
Acers involved the appeal of a conviction of assault with intent to kill and the only questions presented to the United States Supreme Court arose out of the trial court’s instructions to the jury. Acers v. United States, supra, 389-90. Certain of those instructions were on the matter of self-defense. We do not read Acers as authority for the “without fault” portion of the state’s request. See Acers v. United States, supra, 391-92.
The sentence immediately preceding this verbatim quotation from 1 Wharton, Criminal Law and Procedure § 229, p. 501, which was not in the state’s request, states: “It is generally held that the aggressor is the one who first does acts of such nature as would ordinarily lead to a deadly combat or as would put the other person involved in fear of death or serious bodily injury.”
The sentence immediately following this verbatim quotation from 1 Wharton, Criminal Law and Procedure § 229, pp. 501-502, which was not in the state’s request states: “The fact that a person has invited the discussion of a subject as to which animus existed between the parties, or that he has demanded an explanation of offensive words or conduct or the settlement of a claim, or that a person has insulted another, or even that he was the first to strike a blow, does not by itself make him the aggressor.” (Emphasis added.)
During deliberations the jury sent the following question to the court: “The jury requests the reading back of the testimony where [the defendant] Juan Corchado admits to striking Mr. Ventura with the back of his hand. We would like the questions previous to this incident and the response made.”
The court had this testimony reread. About ten minutes after this rereading the jury returned with their verdict of guilty.
The defendant claims that because the evidence could not reasonably support a finding of guilty, this court should render a judgment of not guilty in his favor. This claim merits only brief discussion. The defendant, referring to
State
v.
Giguere,
In Giguere we said: “In determining whether the evidence is sufficient to sustain a verdict, 'the issue is whether the jury could have reasonably concluded, upon the facts established and the reasonable inferences drawn therefrom, that the cumulative effect of the evidence was sufficient to justify the verdict of guilty beyond a reasonable doubt.’ ” (Citations omitted.) State v. Giguere, supra.
It is apparent from the evidence we set out that had the court instructed the jury correctly on self-defense the jury could reasonably have found the defendant guilty.
