*1
This opinion is subject to revision before final
publication in the Pacific Reporter
S UPREME C OURT OF THE S TATE OF U TAH TATE OF U TAH ,
Appellee,
v. M ONTE K. C , Appellant.
No. 20230419 Heard December 9, 2024 Filed March 20, 2025 On Appeal of Interlocutory Order Fourth District Court, Provo The Honorable Kraig Powell No. 171400242 Attorneys: Derek E. Brown, Att’y Gen., Daniel W. Boyer, Asst. Solic. Gen.,
Salt Lake City, for appellee
Jennifer L. Foresta, Dustin Parmley, Provo, for appellant
J USTICE P OHLMAN authored the opinion of the Court, in which HIEF J USTICE D URRANT , A SSOCIATE HIEF J USTICE P EARCE , J USTICE P ETERSEN , and J USTICE H AGEN joined.
J USTICE P OHLMAN , opinion of the Court: INTRODUCTION In 2016, Monte Cooke was involved in a traffic collision
that killed one person and seriously injured another. Cooke was charged with two second-degree felony counts of negligently driving with a measurable amount of a controlled substance in the body and causing death or serious bodily injury. But shortly before his trial was set to begin, the Utah Legislature repealed and replaced the statute under which Cooke had been charged.
¶2 Cooke filed a motion to dismiss the charges against him, arguing that he could not be prosecuted under a statute that had been repealed. The district court ultimately denied Cooke’s motion, ruling that the State could proceed under the original statute. The court concluded that Utah’s general saving statute, Utah Code section 68-3-5, protects from abatement criminal prosecutions initiated before a statute’s repeal.
¶3 The Utah Court of Appeals granted Cooke’s petition to
appeal the district court’s interlocutory order and then certified the
matter to this court. We are now tasked with deciding whether
Utah’s general saving statute permits a prosecution to proceed
unabated when the statutory basis for the charge is repealed before
trial. We hold that it does, because the plain language of the saving
statute says as much: it states that a statute’s repeal does not affect
actions already commenced under that statute, and that includes
criminal actions. We also hold that our decisions in
Belt v. Turner
,
¶4 Accordingly, we affirm the district court’s decision ordering Cooke to stand trial on the charges brought under the since-repealed statute and remand for further proceedings.
BACKGROUND In 2016, Monte Cooke was driving a semitruck southbound on I-15 in Utah County. While driving in the right-hand lane, the semitruck drifted to the right side of the road and struck the guardrail. Cooke then lost control of the semitruck, and it came to a stop diagonally across all lanes of travel. A pickup truck traveling southbound was unable to brake quickly enough to avoid impact and collided with the side of the semitruck. The passenger in the pickup truck was killed on impact, and the driver sustained several serious injuries to his back, shoulder, and head. After the collision, officers investigated its cause. Data
from the semitruck’s onboard computer showed that the semitruck deescalated from 70 mph seconds before the crash to 0 mph one Like the parties, we draw the background facts from the amended information and the preliminary hearing transcript. At this stage of the proceeding, these facts have not been proved. second afterward, and that Cooke did not apply the brakes or engage the clutch system at any point.
¶8 Officers at the scene did not find the logbook to Cooke’s semitruck. But by examining the logbook for a companion semitruck, officers concluded that Cooke had been on duty for too many hours without adequate rest, in violation of federal law. And when Cooke submitted to a routine blood draw, he tested positive for methamphetamine. Based on their investigation into the cause of the collision, officers theorized that Cooke fell asleep and lost control of the semitruck.
¶9 Cooke was subsequently charged with two second-degree felony counts of negligently driving with a measurable amount of a controlled substance in his body and causing death or serious bodily injury to another, in violation of Utah Code section 58-37-8(2)(g) (2016). Under the 2016 version of the statute, a defendant is guilty of a second-degree felony if the defendant (1) “knowingly and intentionally” has “any measurable amount of a controlled substance” in the defendant’s body and (2) “operates a motor vehicle . . . in a negligent manner,” (3) “causing serious bodily injury . . . or the death of another.” U TAH ODE § 58-37- 8(2)(g), (h)(i) (2016). In 2019, Cooke was bound over on both counts. Over the
next three years, the district court set numerous trial dates and granted several continuances. Most recently, Cooke’s seven-day jury trial was scheduled to begin in June 2022. Shortly before trial, the legislature repealed and replaced
the statute under which Cooke was charged, Utah Code section 58- 37-8(2)(g) (the repealed statute). See Driving Offenses Amendments, H.B. 29, 2022 Leg., Gen. Sess. (Utah 2022) (available at https://le.utah.gov/~2022/bills/static/HB0029.html). The legislature removed the offense relating to the negligent operation of a vehicle from the Utah Controlled Substances Act in Utah Code, Title 58, Chapter 37, and housed it in the Utah Criminal Code’s offenses against the individual in Title 76, Chapter 5. Under the new articulation, the legislature separated the
previous offense into two distinct offenses: a second-degree felony
for automobile homicide, U TAH ODE § 76-5-207(2)–(3) (2025), and
a third-degree felony for negligently operating a vehicle resulting
C in serious bodily injury to another,
id
. § 76-5-102.1(2)–(3).
[2]
The
legislature also modified the elements. In the revised articulation,
the legislature increased the mental state requirement for operating
a motor vehicle from simple negligence to criminal negligence, but
it removed the “knowing[] or intentional[]” mental state
requirement for having a controlled substance in one’s body.
See
H.B. 29.
[3]
So, under section 76-5-207, a person now commits
automobile homicide if the person “operates a vehicle in a
criminally negligent manner causing death to another; and . . . has
in the actor’s body any measurable amount of a controlled
substance.” U TAH ODE § 76-5-207(2)(b). Similarly, under section
76-5-102.1, a person now commits the offense of negligently
operating a vehicle resulting in serious bodily injury if the person
“operates a vehicle in a criminally negligent manner causing bodily
injury to another; and . . . has in the actor’s body any measurable
amount of a controlled substance.”
Id.
§ 76-5-102.1(2)(b), (3)(iv).
Two days before trial, Cooke moved to dismiss the charges
against him on the basis that the statute under which he was
charged had been repealed. He asserted that dismissal was
required because he could not be properly tried for an offense that
no longer exists. The district court agreed with Cooke and granted
his motion. But it also granted the State’s request for leave to amend
the information to charge Cooke under the newly adopted statutes.
In an amended information, the State charged Cooke with
one count of automobile homicide, a second-degree felony, in
violation of subsection 76-5-207(2)(b), and one count of driving
with a controlled substance and causing serious bodily injury to
another, a third-degree felony, in violation of subsection 76-5-
102.1(2)(b). Cooke again moved to dismiss, this time on the basis
that the charges violate our constitutional prohibitions against ex
Sections 76-5-207 and 76-5-102.1 have been amended since
2022. Because the recent amendments involved no changes
material to our decision, we cite the current version of the statutes.
With the 2022 legislative changes, a defendant who operates a
motor vehicle with simple negligence and causes death or serious
bodily injury to another may still be found guilty under the statutes
if the defendant was under the influence of a drug “to a degree that
renders the actor incapable of safely operating a vehicle.” U TAH
ODE §§ 76-5-207(2)(a), -102.1(2)(a).
post facto laws. In opposition, the State argued that the district
court erred in ruling that the State was barred from prosecuting
Cooke under the repealed statute, arguing that Utah’s general
saving statute, Utah Code section 68-3-5, “plainly states that
repeals do not apply to pending matters.”
The district court did not immediately rule on Cooke’s
second motion to dismiss; it instead ordered supplemental briefing
on the question of whether the saving statute allows the State to
proceed with its prosecution of Cooke under the repealed statute.
In response, Cooke argued that the general saving statute does not
apply to criminal prosecutions, and that this court’s decisions in
Belt v. Turner
,
the case and ordered Cooke to stand trial on the charges brought against him under the repealed statute. It rejected Cooke’s arguments and reasoned that the general saving statute was “enacted for the express purpose of continuing in force proceedings that are founded on a repealed statute if those proceedings were commenced prior to the repeal.” So “despite the 2022 repeal of the offenses described in the 2016 version of Section 58-37-8(2)(g),” the court held that Cooke “may nevertheless be charged with and prosecuted for those alleged offenses because, at the time of the repeal, he was the subject of an ‘action or proceeding commenced under or by virtue of the statute repealed.’” (Quoting U TAH C ODE § 68-3-5.) Article I, section 18 of the Utah Constitution and article I,
section 10 of the United States Constitution both prohibit ex post facto laws. U TAH ONST . art. I, § 18 (“No . . . ex post facto law . . . shall be passed.”); U.S. ONST . art. I, § 10, cl. 1 (“No State shall . . . pass any . . . ex post facto Law . . . .”). An ex post facto law is one that “punishes as a crime an act previously committed, which was innocent when done[,] which makes more burdensome the punishment for a crime, after its commission, or which deprives one charged with a crime of any defense available according to law at the time when the act was committed.” Monson v. Carver , 928 P.2d 1017, 1026 (Utah 1996) (plurality opinion) (cleaned up).
¶17 The district court also distinguished this court’s precedent
in
Belt
and
State v. Tapp
,
¶18 Cooke sought interlocutory review of the district court’s order, which the court of appeals granted. The court of appeals then certified the matter to this court. See U TAH ODE § 78A-4-103(4).
ISSUE AND STANDARD OF REVIEW The sole issue in this case is whether the district court erred
in interpreting Utah’s general saving statute to permit Cooke’s
prosecution to proceed after the statute under which he was
charged was repealed and replaced before trial. This issue requires
us to interpret the saving statute and our caselaw applying it. A
district court’s interpretation of a statute and our caselaw presents
questions of law that we review for correctness.
Ellis v. Estate of
Ellis
,
ANALYSIS Cooke disagrees with the district court’s construction of
the general saving statute. He first argues that by its plain language,
the statute does not apply to pending criminal prosecutions for
conduct that has been decriminalized and that, therefore, the
common law doctrine of abatement requires dismissal of the
charges against him. Cooke next contends that even if the plain
language of the general saving statute suggests otherwise, this
court’s holdings in
Belt v. Turner
,
conclude that the district court correctly interpreted both the general saving statute and our precedent to conclude that Cooke may be tried under the repealed statute.
I. U TAH ’ S G ENERAL S AVING S TATUTE P ERMITS C ’ S
P ROSECUTION U NDER THE R EPEALED S TATUTE TO P ROCEED U NABATED The statute we are called on to interpret in this case, Utah
Code section 68-3-5, is at times referred to as Utah’s general saving
statute.
See, e.g.
,
Buttrey v. Guaranteed Sec. Co.
, 300 P. 1040, 1045
(Utah 1931) (applying the version of Utah’s general saving statute
codified as section 5842, Compiled Laws of Utah 1917). It provides:
“The repeal of a statute does not revive a statute previously
repealed, or affect any right which has accrued, any duty imposed,
any penalty incurred, or any action or proceeding commenced
under or by virtue of the statute repealed.” U TAH C ODE § 68-3-5.
Historically, under the common
law doctrine of
abatement, repeals and amendments of criminal statutes were
applied retroactively, “abating every prosecution which had not
yet resulted in final conviction . . . unless a special provision had
been enacted to save prosecutions under the repealed statute.”
Holiday v. United States
,
1898, which provided: “The repeal of a statute does not revive a
statute previously repealed, nor affect any right which has accrued,
any duty imposed, any penalty incurred, nor any action or
proceeding commenced under or by virtue of the statute repealed.”
See
U TAH R EV . S TAT . § 2492 (1898). This statute was recodified in
1907 and 1917 without any changes to its language.
See
U TAH OMP . L AWS § 2492 (1907);
id
. § 5842 (1917). In 1933, the legislature
recodified the statute with a minor revision, replacing the word
“nor” with “or.”
See
U TAH R EV . TAT . § 88-2-5 (1933) (“The repeal
of a statute does not revive a statute previously repealed, or affect
any right which has accrued, any duty imposed, any penalty
incurred, or any action or proceeding commenced under or by
virtue of the statute repealed.”). Subsequent amendments have
recodified the statute but have made no changes to its language.
Compare id. with
U TAH ODE § 88-2-5 (1943) and
id
. § 68-3-5 (1953).
To prevent such results, state legislatures often included
specific saving clauses in new legislation “stating that prosecutions
of offenses under the repealed statute were not to be abated.”
Bradley v. United States
,
saving statutes recognize that the statutes reflect “a strong
legislative intent that the law in effect at the time of the commission
of a crime governs the prosecution of criminal offenses.”
See, e.g.
,
State v. Second Jud. Dist. Ct. ex rel. Cnty. of Washoe
,
It states, in relevant part, that “[t]he repeal of a statute does not . . . affect . . . any action or proceeding commenced under or by virtue of the statute repealed.” U TAH ODE § 68-3-5. Thus, by its terms, the statute makes plain that the repeal of a statute has no effect on an action or proceeding already begun. And, as applied here, that means the legislature’s 2022 repeal of the statute under which Cooke was charged has no effect on his pending prosecution. In other words, the statute saves Cooke’s prosecution from abatement. Still, Cooke resists this conclusion, arguing that the general
saving statute does not apply to criminal actions. He acknowledges
that the statute has been applied to save a private right of action
after a legislative repeal of a civil statute.
See Buttrey
,
ascertain the intent of the legislature, the best evidence of which is
the plain language of the statute itself.”
State v. Miller
,
naturally broad. That was true in 1898, when the statute was first enacted. And it’s still true today. The first edition of Black’s Law Dictionary, published in 1891, defined “action” as “an ordinary proceeding in a court of justice by which one party prosecutes another for the enforcement or protection of a right, the redress or prevention of a wrong, or the punishment of a public offense.” Action , B LACK ’ S L AW D ICTIONARY (1st ed. 1891). The definition expressly included both civil and criminal proceedings. Id. The same edition defined “proceeding” as “regular and orderly progress in form of law; including all possible steps in an action from its commencement to the execution of judgment,” or “[i]n a more particular sense, any application to a court of justice, however Cooke concedes that the statute “could act to save” some, but not all, criminal prosecutions from abatement. For example, those where the legislature recodifies the same criminal statute “word-for-word” in a different part of the code, or where the legislature “expand[s] the reach of the offense” or increases the associated penalties. But Cooke’s argument appears to be based in a policy choice; he does not explain how the language of the general saving statute supports the distinction he draws.
S C made, for aid in the enforcement of rights, . . . or for any remedial object.” Proceeding , B LACK ’ S L AW D ICTIONARY (1st ed. 1891).
¶30 The current edition of Black’s Law Dictionary maintains similar definitions for the two terms. It defines an “action” as “[a] civil or criminal judicial proceeding,” Action , B LACK ’ S L AW D ICTIONARY (12th ed. 2024), and a “proceeding” as “[t]he regular and orderly progression of a lawsuit, including all acts and events between the time of commencement and the entry of judgment” or “[a]ny procedural means for seeking redress from a tribunal or agency,” Proceeding , B LACK ’ S L AW D ICTIONARY (12th ed. 2024).
¶31 Because both the historical and present-day meanings of “action” and “proceeding” encompass both civil lawsuits and criminal prosecutions, we read Utah’s general saving statute to apply to actions arising under both civil and criminal law. The fact that the statute does not include words like “prosecution” or “criminal” does not change that result. The statute refers to actions and proceedings without any qualification. That shows a clear legislative intent that the statute apply to all actions and proceedings, no matter the type. And, under Utah law, a criminal action is usually
“commenced” by filing a criminal information. See U TAH R. C RIM . P. 4(a); State v. Christiansen , 2015 UT 74, ¶¶ 1, 25, 365 P.3d 1189. Thus, by its plain meaning, the saving statute allows criminal actions to proceed unabated if a criminal information was filed before the repeal of the statute underlying the charges, unless the legislature indicates otherwise. U TAH C ODE § 68-3-5. Here, when the legislature repealed and replaced the
original 2016 statute with amended statutes, it made no indication that the 2022 repeal and amendment should abate pending prosecutions under the original statute. Because the State commenced its prosecution against Cooke by filing an information against him prior to the repeal of section 58-37-8(2)(g), the saving statute applies by its plain terms and protects the prosecution from abatement.
II. T HIS C OURT ’ S P RECEDENT D OES N OT R EQUIRE D ISMISSAL OF
RIMINAL C HARGES W HEN THE TATUTE U NDERLYING THE
HARGES I S R EPEALED Cooke next argues that this court’s decisions in
Belt v.
Turner
,
contrary, our holdings in
Belt
and its progeny are narrow, confined
to circumstances in which the legislature enacts an ameliorative
sentencing
amendment to a law after a charge has been filed but
before sentencing. In these limited circumstances, we have held
that courts should apply the ameliorative sentencing amendment
at the time of sentencing.
See Belt
,
the charge of issuing a fraudulent check.
that Belt was entitled to the benefit of the ameliorative sentencing amendment. Id at 792–93 . The court reasoned that the saving statute, which provides that a statute’s repeal “does not . . . affect . . . any penalty incurred,” did not apply because “no penalty was incurred until [Belt’s] sentence was pronounced.” Id . at 793 (cleaned up). Thus, the court concluded that sentencing courts must give defendants the benefit of a reduced penalty when the statute is amended before sentencing. Id . at 792–93. Similarly, that same year, a split court again affirmed that
the saving statute does not apply to ameliorative sentencing
amendments adopted before a defendant is sentenced.
State v. Tapp
,
interpret the plain language of the saving statute, this line of cases
controls and requires the dismissal of the charges against him. But
Cooke’s case differs materially from
Belt
and
Tapp
. As explained,
the court in those cases was tasked with deciding whether the
general saving statute applies to ameliorative sentencing
amendments. And to resolve that question, we interpreted the part
of the general saving statute that uniquely applies to penalties. But
we did not address the question now before us: whether the repeal
of a statute effectively terminates prosecutions that were
commenced before the statute’s repeal. Thus,
Belt
and its progeny
The
Belt
court suggested in dicta that it was “doubtful whether
the general language of [the saving statute] was intended to apply
to criminal statutes” at all.
do not control. [8] Rather, the plain language of the general saving statute dictates our result. And, as we’ve shown, see supra ¶¶ 26– 33, the language of the statute clearly reflects a legislative intent to permit such prosecutions to continue unabated. [9] Further, contrary to Cooke’s suggestion, this is not an unusual result. Courts in other jurisdictions have addressed this issue and reached the conclusion that ameliorative sentencing amendments are viewed differently from the repeal or amendment of a criminal offense. For example, in People v. Oliver , 134 N.E.2d 197 (N.Y. 1956), the authority relied upon by this court in Belt , New York’s highest court drew a clear distinction between ameliorative sentencing amendments and the repeal of a criminal offense statute. The court explained that an amendment that falls “within the category of legislation reducing penalties for criminal activity” is “[o]bviously . . . quite different from a change in law abolishing The State has invited us to overrule Belt and its progeny, arguing that this precedent “grew out of a profound misreading of Utah’s saving statute.” Because we conclude that our holding in Belt is limited to ameliorative sentencing amendments and does not control in the present case, see supra ¶¶ 34–39, we need not consider whether Belt and its progeny should be overruled. Yet our decision declining to address that question in this case should not be read as an endorsement of the reasoning in Belt . Cooke also contends that even if Belt alone does not require
dismissal of the charges against him,
Belt
’s holding in combination
with the rule of lenity will require application of ameliorative
statutory changes if he is convicted. Cooke argues that no sentence
could legally be imposed and it would be absurd to convict him if
he can’t be sentenced. These arguments are underdeveloped.
Among other things, it is far from clear that Cooke cannot be
sentenced under the original statute if he’s convicted in this case. It
is also not apparent from Cooke’s argument how the rule of
lenity—a rule of statutory construction applicable to ambiguous
penal statutes—applies here.
See State v. Badikyan
,
a crime, or altering its definition, where the State may prefer to
retain the right to prosecute for the act previously committed in
deliberate defiance of the law as it then existed.”
Id.
at 202 & n.3;
see
also State v. Carpentino,
statute, expressed its general view that a defendant can be convicted for conduct that was criminal when charged—even if the legislature subsequently amends the relevant statute. If the legislature had expressed an intent contrary to the default position it established under the general saving statute, we would give effect to that intent. But where it has manifested no intent to remove the conduct at issue from the reach of the general saving statute, we apply the statute as written. Lastly, Cooke argues that “[w]hen a legislative act
completely decriminalizes what was once criminal, any existing prosecution should be terminated, regardless of the existence of a saving clause.” Cooke’s argument invites us to disregard the general saving statute—something we cannot do. But we also reject the premise of his argument—that the legislature “completely decriminalize[d] what was once criminal.” By reenacting a modified version of the repealed statute, the legislature did not manifest an intent to completely decriminalize the act of negligently causing death or serious bodily injury while driving with methamphetamine in one’s system. To be sure, the legislature modified the elements of the relevant crimes. But the legislature’s action does not suggest that it viewed Cooke’s conduct as unworthy of criminal accountability.
CONCLUSION We hold that the district court correctly determined that
the prosecution of Cooke may continue unabated despite the repeal
of the statute under which he was initially charged. The plain
language of Utah’s general saving statute, Utah Code
section 68-3-5, permits a pending criminal prosecution to continue
unaffected by the repeal of the underlying criminal offense.
Additionally, this court’s precedent originating with
Belt v. Turner
,
before the legislature repealed the criminal statute underlying the charges, so the general saving statute protects the prosecution from abatement. And, because the question of whether the saving statute applies to ameliorative sentencing amendments is not before us, Belt and its progeny have no application here. Accordingly, we affirm the district court’s order denying Cooke’s motion to dismiss and remand for further proceedings under the original statute.
