State v. Commission on Human Rights & OpportunitiesState v. Commission on Human Rights & Opportunities
The plaintiffs, the state of Connecticut and the state teachers retirement board (board), appealed to the Appellate Court from a judgment of the Superior Court upholding an order of the defendant commission on human rights and opportunities (CHRO) awarding the defendant Paul B. Kirkland an increase in his future pension benefits. We transferred the case to ourselves pursuant to
The facts are not disputed. Kirkland retired from his teaching position in the West Hartford school system on February 1,1975. Chapter 167 of the General Statutes required public school teachers to participate in a retirement benefits program, the state teachers’ retirement system (system). See
Kirkland received his first retirement benefit check in February, 1975. As an early retiree, Kirkland’s benefits were actuarially reduced.
On June 29,1977, Kirkland filed a complaint with the CHRO, alleging that the board had discriminated against him on the basis of sex.
Ultimately, in January, 1986, a CHRO hearing officer found that the board’s use of gender-based tables to calculate retirement benefits discriminated against Kirkland and similarly situated men on the basis of sex. The hearing officer ordered the board to compensate the “class” for the difference between the benefits received since their retirements and the benefits
The plaintiffs appealed the CHRO’s decision to the Superior Court.
On appeal from the trial court’s judgment, the plaintiffs do not dispute the finding that the board’s use of gender-based actuarial tables to compute retirement benefits violated
I
Because the plaintiffs generally rely on federal case law to support their claims, it is useful to recognize the scope of our past reliance on federal law concerning discriminatory employment practices. “Although the
The plaintiffs first claim that the trial court erred in affirming the CHRO hearing officer’s conclusion that the complaint Kirkland filed with the CHRO on June 29, 1977, was timely.
The plaintiffs’ first claim of error is largely controlled by our decision in Veeder-Root Co. v. Commission on Human Rights & Opportunities,
Upon the CHRO’s appeal, we held that the complainant was entitled to back pay dating from ninety days prior to the filing of her complaint on February 26, 1969. “There can be no doubt that the legislature intended the ninety-day limitation to serve as a bar to recovery of back pay beyond ninety days prior to the complaint.” Id., 332. “By limiting the time of redress to the act of discrimination which occurred within ninety days of the complaint, the incentive for bringing . . . spurious actions is substantially reduced, and we think this was the intent of the legislature in establishing the ninety-day limit.” (Emphasis added.) Id., 331. Veeder-Root Co. therefore established that the limitation period of
Our holding in Veeder-Root Co. clearly contemplated a “continuing violation” theory in the context of discriminatory employment practices. The employer in that case committed acts of sex discrimination preceding the effective date of the inclusion of the prohibition against sex discrimination in our antidiscrimination statute in October, 1967. The complainant, however, filed her complaint some sixteen months after that date. Nevertheless, we concluded that, rather than acting as a complete bar to the complaint, the limitation period
The tacit recognition of the continuing violation principle in Veeder-Root Co. became express in Board of Education v. Commission on Human Rights & Opportunities,
We reject the plaintiffs’ argument that the payment of retirement benefits pursuant to a discriminatory pension plan simply reflects the “present effect of a past act of discrimination.” Many of the cases the plaintiffs cite as authority concerned past acts of discrimination
The plaintiffs’ reliance on Florida v. Long, supra, is unsound. They argue that because this is a “pension” case and not a “wages” case, like Board of Education and Veeder-Root Co., the continuing violation theory does not apply in determining whether Kirkland’s complaint was timely. While the court in Long found that it is “incorrect” to consider discriminatory pension benefits as a continuing violation, its analysis was confined to the issue whether, under Title VII, an award of future increases in pension benefits was an appropriate remedy. Id., 2363. The court reasoned that a
While the rationale of Veeder-Root Co. and Board of Education disposes of the plaintiffs’ first claim, we note here that the principle of the “equitable tolling” of limitations periods based on an employer’s continuing acts of discrimination is well established in the federal courts. See, e.g., Wingfield v. United Technologies Corporation, 678 F. Sup. 973, 979 (D. Conn. 1988) (tolling of period in federal age discrimination action). The federal courts have expressly recognized the applicability of equitable tolling in Title VII sex discrimination employment cases. DiMaggio v. United States Postal Service, 643 F. Sup. 1, 7 (D. Conn. 1984). The doctrine has also been applied to the limitation period applicable to pension benefit claims under the Employee Retirement Income Security Act (ERISA).
In the present case, we are persuaded that the rationale of Board of Education and Veeder-Root Co. applies to the payment of Kirkland’s discriminatory retirement benefits. We hold that each separate payment of retirement benefits to Kirkland constituted a violation of
II
The plaintiffs next claim that the trial court erred in failing to find that the CHRO hearing officer abused her discretion. They argue that an increase in Kirkland’s future retirement benefits is unfair because at the time Kirkland retired, the case law had not established the impermissibility of gender-based actuarial computations of such benefits. See Florida v. Long, supra, 2363 (holding that 1983 decision in Norris established that unequal payments in retirement benefits based on gender-based actuarial tables is Title VII violation). The resources in the pension system reflect the presumed legality of the board’s computation method, they argue, and to impose on the system an unexpected new liability may infringe on the statutory pension rights of other system members. We are not persuaded.
A
Review of an appeal taken from the order of an administrative agency such as the CHRO is limited to determining whether the agency’s findings are supported by substantial and competent evidence and whether the agency’s decision exceeds its statutory authority or constitutes an abuse of discretion.
We first reject any suggestion that the variety of relief ordered by the CHRO hearing officer is not authorized by statute.
The plaintiffs rely exclusively on the United States Supreme Court’s Title VIÍ decisions in Manhart, Norris and Long, decisions not binding on this court’s interpretation of Connecticut antidiscrimination statutes, in arguing that the type of relief accorded Kirkland was improper. In each of those cases, the court ruled that although the use of gender-based actuarial tables to compute retirement benefits is impermissible under Title VII, retroactive relief was unnecessary to ensure compliance with Title VII. Of critical significance to the court was the fact that the employers may well have assumed that the method employed in computing retirement benefits was legal. Florida v. Long, supra, 2362; Arizona Governing Committee v. Norris, supra, 1110 (O’Connor, J., concurring); Los Angeles Department of Water & Power v. Manhart, supra, 720-21. As the court reasoned in Long, “[t]he effect of ‘drastic changes in the legal rules governing pension and insurance funds’ on the provision of reserves for unexpected benefits . . . the potential instability in pension and retirement programs and the resulting harm to other retirees as innocent third parties; and the absence of any reason to believe that ‘the threat of a backpay award’ was necessary to effect pension fund compliance with our decision, [compels] our conclusion . . . that ‘the rules that apply to these funds should not be applied retroactively unless the legislature has plainly commanded that result.’ [Los Angeles Department of Water & Power v.] Manhart, supra, [720-23].” Florida v. Long, supra, 2362.
We find several defects in the plaintiffs’ application of the United States Supreme Court’s Title VII cases to the present case. First, their argument overlooks the difference between
Second, we also agree with the CHRO that the District Court for the District of Connecticut’s decision of September 14, 1974, in Fitzpatrick v. Bitzer, 390 F. Sup. 278 (D. Conn. 1974), rev’d in part on other grounds,
Third, the hearing officer found as a matter of fact that the imposition of a retroactive remedy and future equalization of benefits to the entire class represented by Kirkland would not unduly burden the retirement benefits system. The plaintiffs have not challenged the hearing officer’s finding that the “funding [of cost of living increases and ‘catch-up’ allowances] is subject to adjustment by the [plaintiffs] in accordance with public policy as well as actuarial principles.” In light of this finding, the plaintiffs have not substantiated their claim that imposition of an order requiring only the future equalization of Kirkland’s benefits alone “inequitably” threatens the system’s ability to meet existing and expected obligations to other retirees.
Fourth, there are great practical differences between the present case and Long, Norris and Manhart. The three United States Supreme Court decisions involved class actions seeking Title VII remedies. This case involves one complainant seeking a remedy under Gen
Fifth, we are persuaded that a greater “inequity” may be done in applying the “retroactivity” analysis of the Manhart, Norris and Long Title VII decisions to remedies available under
Finally, the conclusion we reach today is not without federal precedent. In Rosen v. Public Service Electric & Gas Co.,
B
We do agree with the plaintiffs’ claim, however, that the CHRO hearing officer exceeded her statutory authority in shaping the specific contours of Kirkland’s remedy. As noted above, the hearing officer determined that Kirkland’s future benefits should be equalized with the benefits received by similarly situated females, rather than recomputed by the unisex table. The CHRO in this case did not file its own complaint against the board but acted solely on Kirkland’s complaint.
We conclude that the trial court did not err in finding that Kirkland’s complaint was not untimely under
There is error only with respect to the amount of the future retirement benefit increase to which Kirkland is entitled, and the case is remanded with direction to correct the judgment in that respect in accordance with this opinion.
In this opinion the other justices concurred.
Notes
The teachers’ retirement system currently is codified in
In 1980, the legislature substituted the phrase “discriminatory practice” for “unfair employment practice.” Public Acts 1980, No. 80-422, § 9. In 1981, the pertinent provisions of the Fair Employment Practices Act, General Statutes (Rev. to 1975) c. 563, § 31-122 et seq., were transferred to General Statutes c. 814c, entitled Human Rights and Opportunities. See
In the present case, the CHRO hearing officer, the trial court and the parties on appeal have intermingled references to the present statutory sections with references to those sections as they existed on February 1, 1975, the date Kirkland retired. The parties on appeal have not raised any arguments concerning retroactive application of any amendments to the statutes pertinent to this case. Further, the record does not indicate that the parties raised such an issue below. Consequently, for the purpose of this appeal, our analysis is confined to the statutory scheme extant on February 1, 1975.
In its original memorandum of decision, the trial court made a finding that Kirkland was deceased. One-time Hartford storyteller Samuel L. Clemens would have appreciated this finding, however, since rumors of Kirkland’s death had been greatly exaggerated. On January 9,1989, after the plaintiffs had filed their appeal, the parties stipulated to open the judgment to correct the finding that Kirkland was deceased. The trial court did so. Although the opening of a judgment after an appeal has been filed usually moots the appeal; State v. Phillips,
Title 42 of the United States Code,
As noted above, the CHRO has not appealed from the trial court’s judgment invalidating the hearing officer’s order providing Kirkland with relief for the period preceding the filing of the complaint.
The full text of the remedy section of
Title 42 of the United States Code,
The current version of the remedies provision at issue in this case retains the mandatory language respecting orders of affirmative relief. “If, upon all the evidence presented at the hearing . . . the hearing officer finds that a respondent has engaged in any discriminatory practice, the hearing officer shall state his findings of fact and shall issue and file with the commission and cause to be served on the respondent an order requiring the respondent to cease and desist from the discriminatory practice and further requiring the respondent to take such affirmative action as in the judgment of the hearing officer will effectuate the purpose of this chapter.”
Despite its ruling that the retirement plan violated Title VII, the District Court held that the eleventh amendment barred the plaintiffs’ request for retroactive relief and attorney’s fees against the state. Fitzpatrick v. Bitzer, 390 F. Sup. 278 (D. Conn. 1974). Upon the plaintiffs’ appeal, the Court of Appeals for the Second Circuit affirmed the District Court’s ruling respecting retroactive relief, but held that the plaintiffs were entitled to attorney’s fees. Fitzpatrick v. Bitzer,