State v. CollinsState v. Collins
- Reporters:
- ,
- Before:
- Botter, King, McElroy
These consolidated appeals concern defendants’ eligibility for pretrial diversion from criminal prosecution. The issues arise from apparent conflicts among legislative provisions, N.J.S.A. 2C:43-12 et seq. (Code diversion) and
Collins was indicted in February 19791 for possession of cocaine contrary to
Melecci was indicted for distribution of cocaine in May 1979 contrary to
Pretrial intervention was introduced in New Jersey on October 7, 1970 by the Supreme Court‘s adoption of Rule 3:28. Almost simultaneously the Legislature provided a system of diversion for certain drug offenders by Section 27 of the New Jersey Controlled Dangerous Substance Act, N.J.S.A. 24:21-1 et seq., L. 1970, c. 226. It was not until the Code of Criminal Justice was adopted in 1978, effective September 1, 1979, that the Legislature provided a system of pretrial intervention generally for all persons accused of crime. The nature and history of pretrial intervention in New Jersey and elsewhere is traced
Diversion by suspension of proceedings under
R. 3:28 provides a broader program of pretrial intervention applicable to “[a]ny defendant accused of crime” who demonstrates amenability to rehabilitation. Guideline 2 of the “Guidelines
Prior Record of Convictions: The pretrial intervention program is not limited to `first offenders.’ Defendants, however, whose criminal history includes a conviction or convictions of a serious nature should ordinarily be excluded. Defendants charged with more than one offense may be enrolled.
Similarly, Guideline 3(g) would permit diversion of someone who has been diverted previously under R. 3:28 or Section 27, although a defendant “should not ordinarily be re-enrolled.”
Thus, until the Code of Criminal Justice was enacted there were two systems for diversion operating in this state. The legislative plan was very limited in scope, designed mainly for drug-dependent or drug-prone persons. Section 27 diversion was limited to persons charged with possession of drugs for personal use only, as distinguished from distribution of drugs. Provision was made for supervision for up to three years, as well as referrals to residential treatment facilities. Diversion was available before or after conviction, but could occur only once and was limited to persons not previously convicted of a drug offense. These provisions earned Section 27 diversion the description as a “drug rehabilitation program,” Leonardis I, supra, 71 N.J. at 95, n. 5, although it was not strictly limited to drug-dependent offenders.
While PTI under R. 3:28 was initiated on a limited, experimental basis, State v. Senno, 79 N.J. 216, 229-231 (1979), from the outset it carried the potential for conflict between the Legislature and the judiciary. Despite the limitations in
With this backdrop the Legislature incorporated a statewide PTI program into the Code of Criminal Justice, N.J.S.A. 2C:1-1 et seq., L. 1978, c. 95; N.J.S.A. 2C:43-12 to -22. The Code provisions largely mirror the guidelines and procedures of R. 3:28, see State v. Dalglish, 86 N.J. 503 (1981), with some differences. Pertinent to this case is the provision that diversion under the Code or Section 27 “may occur only once with respect to any defendant....”
Nothing contained in this act is intended to supersede, repeal or modify the authority granted and procedure prescribed under section 27 of P.L. 1970, c. 226 (C. 24:21-27).
Does this mean that in drug cases diversion is limited to first-time drug offenders, as provided in Section 27? We think not. To explain this conclusion, which is central to the Collins appeal, and to determine Melecci‘s eligibility for a second diversion, we must consider the specific language in the Code as well as the relationship between Code diversion, Section 27 diversion, and the R. 3:28 diversion program if it still exists.
We will deal first with diversion under Title 24. Section 27 provisions constitute a separate, narrow system, whose criteria apply only to Section 27 diversions. It has been viewed this way by the Supreme Court and, to some extent, by the Legislature. Despite Section 27‘s limitation of diversion to simple drug possession offenses, offenders charged with drug offenses not under
(h) Eligibility Under N.J.S.A. 24:21-27: The statute sets forth the criteria for eligibility (§ 27(a)) and guidelines for exclusion (§ 27(c)). Defendants eligible for pretrial intervention or conditional discharge pursuant to § 27 of the Controlled Dangerous Substance Act may be placed under the supervision of a pretrial intervention program.
We note that Section 27 does not use the term “pretrial intervention.” It speaks of suspension of criminal proceedings and supervisory treatment. The Section 27 process includes
In fact, the program is specifically tailored to respect the Legislature‘s judgment... By instructing the program director and the prosecutor to consider the nature of the offense, the guidelines follow the Legislature‘s lead in determining, generally, whether a class of offenders should be diverted into PTI. In addition, Guideline 3(h) specifically requires the court, the program director and the prosecutor to consider the eligibility criteria and guidelines for exclusion enacted by the Legislature where the defendant is being considered for pretrial intervention pursuant to the Controlled Dangerous Substances Act, N.J.S.A. 24:21-27. [73 N.J. at 372]
Clearly, however, offenders not eligible for diversion under Section 27 were diverted under R. 3:28. The Leonardis cases were examples of this dichotomy. In footnote 5, Leonardis I, 71 N.J. at 95, the court said: “We note the strong similarities which exist between the PTI programs established under R. 3:28, and the drug rehabilitation program prescribed by N.J.S.A. 24:21-27.” Despite the fact that all three defendants whose appeals were joined in Leonardis I were disqualified from Section 27 diversion because they were charged with violating
Limitations. Supervisory treatment, whether under this section or under section 27 ... may occur only once with respect to any defendant....
Thus, we conclude, a defendant may be considered for diversion under the Code or under Section 27, and the criteria to be used depend on the PTI authority which is invoked.
The next question is whether the Code provisions for PTI were meant to supersede R. 3:28 completely. The Legislature‘s response to the Supreme Court‘s invitation in Leonardis II, supra, 73 N.J. at 375, for “action in this sphere” in some respects suggests that it intended to occupy the field. The Code contains a public policy statement concerning the purposes of PTI. It contains criteria for eligibility and admissibility; it requires judges to perform certain functions (
I. Pretrial intervention programs are currently operating in New Jersey pursuant to court rule. The Code would place authorization for pretrial intervention programs into our statutes, thus allowing for legislative input into the operation of such programs. [Emphasis supplied]
More than merely allowing for “input” into the operation of the court‘s PTI program, the Legislature reserved a considerable role for itself. It failed to distinguish, however, between areas of procedure and areas of substance, where such distinctions can be made, in order to validly separate the Supreme Court‘s functions from those of the other branches. Thus, the reservations by
Some aspects of R. 3:28 must survive the Legislature‘s action. We need not delimit all these areas, since the Supreme Court‘s response to the adoption of Code provisions for PTI has been constructive. That response may be construed in a fashion that avoids the conflict in eligibility criteria posed in the Melecci appeal.
The Supreme Court amended R. 3:28(a), effective on the same date the Code became operative, to provide:
Each Assignment Judge shall designate a judge or judges to act on all matters pertaining to pretrial intervention programs in the vicinage in accordance with N.J.S.A. 2C:43-12 and -13. ... [Emphasis supplied]
R. 3:28(b) was also amended to omit trial court administrators and chief probation officers as participants in the recommending process, leaving only an approved program director with authority to recommend admission to PTI. This accords with the
The changes in R. 3:28(a) were proposed in the Report of the Supreme Court‘s Committee on Criminal Practice, 103 N.J.L.J. 418 (May 3, 1979). The Committee‘s comments on the change in R. 3:28 include the following:
The proposed Rule amendment would add the language “in accordance with N.J.S.A. 2C:43-12 and -13” to indicate that the pretrial intervention program conformed to the purposes and procedures set forth in the Code. [103 N.J.L.J. 418]
The Report added:
In its consideration of proposed amendments to R. 3:28, the Subcommittee took note of the problems connected with enactment of rule proposals, N.J.S.A. 2C:43-14 et seq., and, therefore, did not attempt to comprehensively revise the Rule. [Id.]
Edwin H. Stern, now Assistant Administrative Director of the Courts, added a separate statement on the “Penal Code Rule Proposals,” in which he said:
2. Rule 3:28 refers to programs involving `penal’ as well as `criminal offenses.’ The Penal Code, 2C:43-12e, refers to `criminal’ matters. Assuming that it can be done, I read nothing in the Code as intended to limit non-indictable programs where they are approved by the Court. See also State v. Leonardis, 73 N.J. 360 (1977); State v. Senno, 79 N.J. 216 (1979).[4] Moreover, 2C:43-12e requires program approval by the Supreme Court. Therefore, reference to programs as `approved’ by the Supreme Court in both R. 3:4-2 and R. 3:28 is appropriate, despite the fact that there must now be indictable programs in all counties. N.J.S. 2C:43-12 et seq. (With respect to R. 3:28 amendments after September 1, 1979, see 2C:43-14 [to] 20). [Id., footnote omitted]
These comments as a whole show a design to amend R. 3:28 so as to utilize the legislative scheme for PTI where applicable. Consistent with the forgoing, on this appeal the Attorney General has taken the position that, since September 1, 1979 “The
By order of January 2, 1981 the Chief Justice suspended the time periods contained in Guideline 6, R. 3:28, to further the court‘s speedy trial experimental study. See Order Re: Criminal Case Disposition, 107 N.J.L.J. 48 (January 15, 1981). Defendants contend that this order signifies the Supreme Court‘s view that R. 3:28 and its related guidelines are still viable. Guideline 6 provides that application for PTI admission must be made “not later than 25 days after original plea to the indictment.” This conflicts with
It is difficult to describe the exact perimeters of assimilation of the Legislature‘s PTI scheme into the Supreme Court‘s preexisting program. (We have seen no indication that any new “supervisory treatment” program has been approved by the Supreme Court with the “consent of” assignment judges and prosecutors as provided in
Our conclusion is that the Supreme Court intended to assimilate into one program Code provisions and R. 3:28 provisions
Turning to defendant Collins we see that the prosecutor‘s refusal to consent to his diversion was based on his prior conviction for a drug offense. The prosecutor relied on the disqualifying provision in Section 27. Obviously, however, defendant was not seeking diversion pursuant to Section 27. He was seeking diversion under the Code or R. 3:28, neither of which limit PTI to first offenders, although they contain a strong bias against anyone who has a prior conviction.
R. 3:28 does not contain criteria for eligibility. The criteria are contained in guidelines promulgated by the Supreme Court. However, as noted above, for the purpose of implementing the new Code of Criminal Justice the Supreme Court amended R. 3:28(a) to provide that judges shall act upon pretrial intervention matters “in accordance with N.J.S.A. 2C:43-12 and -13....” Previously the Court in Leonardis II, supra, 73 N.J. at 374, had invited legislative enactment of “measures affecting the substantive aspects of PTI.” Eligibility criteria must be deemed to be close to “substantive aspects” if not actual substantive aspects. See comments in Leonardis II, supra, 73 N.J. at 372, which are quoted above, as to following the legislature‘s “lead in determining, generally, whether a class of offenders should be diverted into PTI.” We conclude, therefore, that the Legislature‘s prohibition against rediverting an offender should have been applied in this case. We need not decide whether R. 3:28 eligibility criteria must yield to the provisions in the Code. We are satisfied that the Supreme Court‘s amendment of R. 3:28 incorporated Code standards of eligibility by reference, although court rules would prevail as to purely procedural matters. Thus, the trial judge erred in ordering the Sussex County program director to consider Melecci‘s application for PTI, contrary to
The order requiring the Director of PTI for Sussex County to process defendant Melecci‘s application is reversed, and the cause is remanded to the court below for trial.