Lead Opinion
I. Background
On the evening of 7 June 2016, Defendant was sitting outside of his neighbor's house with friends. At the time, Defendant was recovering from a broken leg and was using crutches and a wheelchair. Derrick Garris, who "stayed at [Defendant's] house off and on," approached Defendant at the neighbor's house and punched Defendant, causing him to fall out of his chair. Defendant got up and began walking home on crutches. When Defendant arrived home, Garris grabbed Defendant and threw him up against the door. After Defendant opened the door, Garris grabbed Defendant and threw him over two chairs. Defendant bounced off the chairs and landed on the floor. Garris then grabbed and threw Defendant into a recliner. Garris repeatedly called Defendant "12," which is slang for a narcotics officer or law enforcement agent, and accused Defendant of "snitch[ing] on [his] brothers" and getting them "locked up" for trafficking guns. Defendant denied Garris' accusations.
On 12 December 2016, the Guilford County Grand Jury indicted Defendant for attempted first-degree murder, assault with a deadly weapon with intent to kill inflicting serious injury, and possession of a firearm by a felon. During the charge conference at trial, the court denied Defendant's request for jury instructions on self-defense and defense of habitation. Defendant objected and preserved the issue for appeal.
The jury found Defendant not guilty of attempted first-degree murder and assault with a deadly weapon with intent to kill inflicting serious injury. The jury found Defendant guilty of assault with a deadly weapon inflicting serious injury, a lesser-included offense without intent to kill, and possession of a firearm by a felon. The trial court sentenced Defendant to twenty-six to forty-four months' imprisonment for assault with a deadly weapon inflicting serious injury, together with a
II. Jurisdiction
An appeal of right lies with this Court pursuant to N.C. Gen. Stat. §§ 7A-27(b) and 15A-1444 (2017).
III. Standard of Review
A defendant is entitled to a self-defense instruction when "competent evidence of self-defense is presented at trial." State v. Morgan ,
Determining whether a trial court erred in instructing the jury is a question of law reviewed de novo . State v. Voltz , --- N.C. App. ----, ----,
IV. Self-Defense
Defendant argues the trial court erred by failing to instruct the jury on self-defense. We agree.
The trial judge must instruct the jury on the law applicable to the substantive features of the case arising from the evidence and apply the law to the facts of the case. State v. Covington ,
In North Carolina, the right to use deadly force to defend oneself is provided both by statute and case law. Under statute,
(a) A person is justified in using force, except deadly force, against another when and to the extent that the person reasonably believes that the conduct is necessary to defend himself or herself or another against the other's imminent use of unlawful force. However, a person is justified in the use of deadly force and does not have a duty to retreat in any place he or she has the lawful right to be if either of the following applies:
(1) He or she reasonably believes that such force is necessary to prevent imminent death or great bodily harm to himself or herself or another.
(2) Under the circumstances permitted pursuant to G.S. 14-51.2.
The State's cross-examination of Defendant focused upon whether or not Defendant had intended to kill Garris when Defendant shot at him. However, intent to kill is not necessary for an instruction on self-defense, only that the defendant intentionally used deadly force to defend himself without retreating from a place where he had a lawful right to be. State v. Richardson ,
An instruction on self-defense is not appropriate where a defendant testifies he did not intend to hit anyone when he fired his weapon. State v. Cook , --- N.C. App. ----, ----,
Defendant's statement of the shot being a "warning shot" came only as a response to the prosecutor's question on whether Defendant had "intend[ed] to kill" Garris. Taken as a whole, Defendant's testimony supports his argument that he had shot at Garris, and intended to do so:
[Prosecutor:] Did you shoot [Garris]?
[Defendant:] Yes, I did.
[Prosecutor:] Did you intend to kill [Garris]?
[Defendant:] No, I didn't.
[Prosecutor:] When you shot [Garris] and, be clear, you did not intend to kill [Garris]?
[Defendant:] No, sir. My intentions was to warn him off so he wouldn't hurt me again.
[Prosecutor:] So, you were shooting a warning shot?
[Defendant:] Yes, sir.
[Prosecutor:] So, isn't a warning shot when you shoot in the air?
[Defendant:] Sometimes people shoot warning shots in the air, sometimes people shoot them at the door, sometimes people shoot warning shots at people's feet. I mean, there's several places you can shoot a warning shot.
[Prosecutor:] But it's your testimony that your intentions were not to kill [Garris]?
[Defendant:] And that is correct. That's why there was only one shot fired.
[Prosecutor:] So, why would you use deadly force if it was not your intention to kill [Garris]?
[Defendant:] Because that was the only means of protection that I could use. I had nothing else.
(Emphasis supplied).
The prosecutor introduced the idea of a warning shot, and tried to assert a warning shot would occur when a person "shoot[s] in the air." Our precedents hold this action would not be entitled to a self-defense instruction. State v. Williams ,
Defendant's testimony asserts he only fired one shot at Garris because he did not intend to kill him, but was using "the only means of protection" he had to defend himself against Garris' repeated attacks. If Defendant had intended to simply warn Garris and then cause further injury to defend himself, he would have fired more than one shot. See id. at 874,
In Williams , our Supreme Court concluded "a reasonable person believing that the use of deadly force was necessary to save his or her life would have pointed the pistol at the perceived threat and fired at the perceived threat."
During direct examination, Defendant had testified to his fear of Garris. Garris had implied Defendant was a "snitch" and, as Defendant stated:
[Defendant:] Normally in the streets a snitch get beat up. They jump-they jump on snitches.
[Defense Counsel:] Okay. When you say beat up, is-is that the extent of it?
[Defendant:] I mean, it could go from being killed, beaten with bats. I mean, it's-there's no limit to what could happen to you.
...
[Defense Counsel:] You said you had a feeling he was going to come back. Why-why did you have that feeling?
[Defendant:] Because he had already jumped on me so many times, I mean, he-he, as they seen, as the jury seen, he's a pretty big dude. He had jumped on me so many times, I took him as being a aggressive individual.
[Defense Counsel:] Did you-did you have any-what-what did you think he was going to do if he came back?
[Defendant:] He was going to jump on me again or possibly even kill me. I, you know, I had no understanding of what he might have did.
...
[Defendant:] Well, again, like I said, he had attacked me so many times, my statement he was going to jump on me as if he was going to punch me in my face or maybe even try to hurt, harm, or endanger me physically. Like I never knew what he left to go get, as if he might have-he could have went and got another weapon, I don't know.
Defendant's testimony of his fear of Garris, his uncertainty of whether Garris was armed, and his need to protect himself continued during cross-examination.
[Prosecutor:] Okay. And you-[Garris] did not have a gun in his hand when he walked in the door, did he?
[Defendant:] No, he didn't, but I don't know what he had. He could have possessed a knife, a bat, anything.
[Prosecutor:] He could have, but you didn't see any of that in his hand, did you?
[Defendant:] I don't know what he possessed.
[Prosecutor:] I'm just asking what you saw.
[Defendant:] At the time, no, I wasn't looking to see what he had. I was only worried about getting hurt.
[Prosecutor:] So, the answer to my question is you did not see a weapon in [Garris'] hand?
[Defendant:] At the time I didn't-I wasn't looking. I was more focused on not getting hurt.
...
[Prosecutor:] How would you describe the force that you used?
[Defendant:] As protective.
[Prosecutor:] Did you think that the shot that you gave [Garris] was something that he could die from?
[Defendant:] No, I didn't.
[Prosecutor:] So, you didn't think that shooting a person in vital areas of their body they would die from that?
[Defendant:] I didn't feel it was a vital area.
...
[Prosecutor:] So, you thought the appropriate response was to shoot him?
[Defendant:] Once he came back in, I felt like he was going to attack me another time, yes, sir.
(Emphasis supplied).
Viewing Defendant's testimony as true, competent evidence was presented from which a jury could reasonably infer Defendant intended to "strike the blow" when he aimed at Garris and shot his gun in self-defense. Ayers , --- N.C. App. at ----,
Viewed in the light most favorable to him, ample testimony was presented showing Defendant had an objectively reasonable belief he needed to use deadly force to repel another physical attack to his person by Garris. Cf. Williams ,
The State's argument focuses on a very brief portion of Defendant's responses to the prosecutor's questions, that he fired a "warning shot," but neglects to review in the light most favorable to Defendant his testimony to support a jury instruction for self-defense. Even though contradictory evidence exists, sufficient evidence was presented to provide an instruction on self-defense to the jury. Moore ,
V. Defense of Habitation
Our statutes provide that a lawful occupant of a home "is presumed to have held a reasonable fear of imminent death or serious bodily harm to himself or herself or another when using defensive force that is intended or likely to cause death or serious bodily harm to another" if:
(1) The person against whom the defensive force was used was in the process of unlawfully and forcefully entering,or had unlawfully and forcibly entered, a home, motor vehicle, or workplace, or if that person had removed or was attempting to remove another against that person's will from the home, motor vehicle, or workplace.
(2) The person who uses defensive force knew or had reason to believe that an unlawful and forcible entry or unlawful and forcible act was occurring or had occurred.
Defendant was inside his home when Garris crossed over the door's threshold, according to Defendant's testimony. Garris had repeatedly assaulted Defendant previously that evening, including throwing Defendant into and over furniture inside his home. Defendant had barely managed to get himself off of the floor and into his wheelchair when Garris returned and entered Defendant's home.
The dissenting opinion argues Garris also had a right to be in the house, negating the defense of home presumption in
Presuming a conflict in the evidence exists as to whether Garris had a right to be in the home, it is to be resolved by the jury, properly instructed. See Moore ,
Defendant presented competent evidence at trial that he was acting in self-defense. The trial court was required to instruct the jury on self-defense. See Morgan ,
Viewed in the light most favorable to Defendant, the evidence was sufficient to support a jury instruction on self-defense and on defense of habitation. See Moore ,
NEW TRIAL.
Judge CALABRIA concurs.
Judge ZACHARY dissents with separate opinion.
Dissenting Opinion
In this case, Defendant testified that he fired a warning shot at Garris. This acknowledgment by Defendant demonstrates that he did not "inten[d] to strike the victim with the blow," State v. Ayers, --- N.C. App. ----, ----,
I.
In North Carolina, both statute and case law provide the right to use force to defend oneself. The General Assembly has enacted two relevant statutes concerning self-defense and defense of habitation. See
(a) A person is justified in using force, except deadly force, against another when and to the extent that the person reasonably believes that the conduct is necessary to defend himself or herself or another against the other's imminent use of unlawful force. However, a person is justified in the use of deadly force and does not have a duty to retreat in any place he or she has the lawful right to be if either of the following applies:
(1) He or she reasonably believes that such force is necessary to prevent imminent death or great bodily harm to himself or herself or another.
(2) Under the circumstances permitted pursuant to G.S. 14-51.2.
(b) A person who uses force as permitted by this section is justified in using such force and is immune from civil or criminal liability for the use of such force....
Regarding defense of habitation,
(b) The lawful occupant of a home, motor vehicle, or workplace is presumed to have held a reasonable fear of imminent death or serious bodily harm to himself or herself or another when using defensive force that is intended or likely to cause death or serious bodily harm to another if both of the following apply:
(1) The person against whom the defensive force was used was in the process ofunlawfully and forcefully entering, or had unlawfully and forcibly entered, a home, motor vehicle, or workplace....
(2) The person who uses defensive force knew or had reason to believe that an unlawful and forcible entry or unlawful and forcible act was occurring or had occurred.
(c) The presumption set forth in subsection (b) of this section shall be rebuttable and does not apply in any of the following circumstances:
(1) The person against whom the defensive force is used has the right to be in or is a lawful resident of the home, motor vehicle, or workplace, such as an owneror lessee, and there is not an injunction for protection from domestic violence or a written pretrial supervision order of no contact against that person.
....
(d) A person who unlawfully and by force enters or attempts to enter a person's home ... is presumed to be doing so with the intent to commit an unlawful act involving force or violence.
(e) A person who uses force as permitted by this section is justified in using such force and is immune from civil or criminal liability for the use of such force....
(f) A lawful occupant within his or her home, motor vehicle, or workplace does not have a duty to retreat from an intruder in the circumstances described in this section.
(g) This section is not intended to repeal or limit any other defense that may exist under the common law.
However, a defendant cannot establish that he is entitled to a self-defense instruction under any of these standards when he testifies that he did not "inten[d] to strike the victim with the blow." Ayers, --- N.C. App. at ----,
II.
If an individual reasonably believes that deadly force is necessary to prevent death or great bodily harm to that individual or to another, then the individual is justified in the use of that deadly force and does not have a duty to retreat in any place that the individual has a lawful right to be.
In State v. Cook , officers were executing a search warrant at the defendant's residence while the defendant was upstairs in his bedroom. --- N.C. App. ----, ----,
Here, as in Cook , Defendant testified that he did not intend to kill Garris, but merely to "warn him off" by firing one shot:
[The State:] Did you shoot [Garris]?
[Defendant:] Yes, I did.
[The State:] Did you intend to kill [Garris]?
[Defendant:] No, I didn't.
[The State:] When you shot [Garris] and, be clear, you did not intend to kill [Garris]?
[Defendant:] No, sir. My intentions was to warn him off so he wouldn't hurt me again.
[The State:] So, you were shooting a warning shot?
[Defendant:] Yes, sir.
....
[The State:] But it's your testimony that your intentions were not to kill [Garris]?
[Defendant:] And that is correct. That's why there was only one shot fired.
[The State:] So, why would you use deadly force if it was not your intention to kill [Garris]?
[Defendant:] Because that was the only means of protection that I could use. I had nothing else.
(Emphasis added).
It is evident from Defendant's testimony that he intended merely to fire a warning shot. Defendant's act of shooting a warning shot exceeded that which was reasonably necessary to protect himself from death or serious bodily harm, thereby precluding a jury instruction on self-defense. Therefore, the trial court did not err by refusing to instruct the jury on self-defense.
Despite Defendant's testimony that he meant to fire a warning shot, the majority argues that "Defendant's testimony supports his argument that he had shot at Garris, and intended to do so." Majority Op. at 765. The
III.
The trial court properly declined to instruct on defense of habitation as well. In 2011, the General Assembly enacted the defense of habitation statute,
The statutory defense of habitation with its presumption of reasonable fear does not apply where the defendant testifies that he fired a warning shot and did not intend to shoot his attacker. Cook , --- N.C. App. at ----,
Moreover, Garris was a lawful occupant of Defendant's home, thereby precluding Defendant's right to a jury instruction on defense of habitation. Defendant allowed Garris to live with him at his residence "off and on," and Garris possessed a key to the house. Garris testified that on the night that Defendant shot Garris, he was going to Defendant's residence to retrieve some of his clothes. The statutory presumption of "reasonable fear of imminent death or serious bodily harm" does not apply if "[t]he person
Garris was a lawful occupant of the home because he had been living at the residence, he possessed a key to the residence, and some of his personal belongings remained at Defendant's residence. Even viewed in the light most favorable to Defendant, no evidence was presented that Defendant rescinded Garris's right to be present in the home even after their altercation-in fact, Garris testified that he left "voluntarily" after the altercation with Defendant. For this reason, and because Defendant's testimony that he shot a warning shot rebutted the statutory presumption that Defendant held a reasonable fear of imminent harm, the trial court correctly declined to instruct the jury on defense of habitation.
IV.
Where Defendant testified that he shot in warning, lacking an intent to shoot the attacker, the trial court did not err in declining to instruct the jury on self-defense or defense of habitation. In addition, the trial court did not err in refusing to instruct the jury on defense of habitation where Garris was a lawful occupant of the house into which he entered. For these reasons, I would find no error in the trial court's jury instructions concerning self-defense and defense of habitation. I respectfully dissent.
