State v. ClinkenbeardState v. Clinkenbeard
¶ 1 Dennis Clinkenbeard appeals his conviction for sexual misconduct with a minor in the first degree. He contends that the pertinent statute,
FACTS
¶ 2 This case arises out of a sexual relationship between an 18-year-old high school student, M.Q., and Dennis Clinkenbeard, a 62-year-old bus driver. While the evidence at trial indicated the sexual component to their relationship did not begin until after M.Q. turned 18, it also showed the romantic relationship began when M.Q. was only 12.
¶ 3 Mr. Clinkenbeard was employed as a bus driver for the Grand Coulee School District from 1997 until 2003. M.Q. was in the
¶ 4 Mr. Clinkenbeard paid special attention to M.Q. as her bus driver. He would give M.Q. personal notes and testimony at trial indicated that he placed his hands on her buttocks on more than one occasion. Once M.Q. became older and no longer rode on Mr. Clinkenbeard‘s bus route, the two passed notes through M.Q.‘s younger brother. There were several occasions, however, when Mr. Clinkenbeard drove the bus for school events that M.Q. attended. During one of these trips, a friend of M.Q.‘s witnessed the two kissing on the bus. When M.Q. was in ninth grade, she began taking music lessons from Mr. Clinkenbeard. The two talked frequently over the phone.
¶ 5 Mr. Clinkenbeard divorced his wife during M.Q.‘s senior year of high school, shortly after M.Q. turned 18. He then moved his trailer next to M.Q.‘s house. M.Q. told a friend that she and Mr. Clinkenbeard had had sex on more than one occasion. However, she said that they did not have sex until May 2003, which was after M.Q. had turned 18 but before she had graduated from high school. Neither M.Q. nor Mr. Clinkenbeard ever made any statements or otherwise indicated that they had sex prior to M.Q. turning 18.
¶ 6 Based on reports from several sources of an improper relationship between Mr. Clinkenbeard and M.Q., Sergeant Larry Hall and Officer Joseph Lauseng served a search warrant on M.Q.‘s residence on June 4, 2003. In their search of her room, the officers uncovered several items relating to M.Q.‘s relationship with Mr. Clinkenbeard, including gifts, photos, and personal letters.
¶ 7 Officer Lauseng also questioned M.Q. about her relationship with Mr. Clinkenbeard. Specifically, the officers tried to find out if the two had ever been intimate or had sex. Sergeant Hall asked if M.Q. wanted him to tell her mom that M.Q. and Mr. Clinkenbeard were sexually involved. M.Q. responded that, “[n]ews like this, a mother should hear from her daughter.” Report of Proceedings (RP) I at 125.
¶ 8 At trial, M.Q. explained that her statement was not an admission that she and Mr. Clinkenbeard had sex, but was merely an attempt to end the line of questioning from Sergeant Hall. When asked directly if she and Mr. Clinkenbeard had sex, M.Q. stated, “No.” RP II at 77.
¶ 9 Mr. Clinkenbeard was charged on June 9, 2003, with two counts of child molestation in the second degree, one count of sexual misconduct in the first degree, and one count of communication with a minor for immoral purposes. He was ultimately tried on the molestation and sexual misconduct charges only. A jury found Mr. Clinkenbeard not guilty of the two counts of molestation, but convicted him of sexual misconduct with a minor in the first degree.
ANALYSIS
I. DUE PROCESS AND EQUAL PROTECTION CHALLENGES TO RCW 9A.44.093(1)(b)
¶ 10 Mr. Clinkenbeard contends that the United States Supreme Court decision in Lawrence v. Texas has established that the right of consenting adults to engage in private sexual behavior is protected under the fundamental rights of privacy and intimate association. Lawrence v. Texas, 539 U.S. 558, 123 S.Ct. 2472, 156 L.Ed.2d 508 (2003). He further asserts that
¶ 11
A. Facial constitutionality of RCW 9A.44.093(1)(b)
¶ 13 Mr. Clinkenbeard asserts that
¶ 14 Mr. Clinkenbeard cannot show that
B. Constitutionality of RCW 9A.44.093(1)(b) as applied in this case
¶ 15 Mr. Clinkenbeard argues that
1. Lawrence v. Texas and standard of review
¶ 16 Two potential fundamental rights are implicated in the exercise of personal liberty to engage in private, adult, consensual sexual conduct: the right to freedom of association or intimate association, and the right to privacy.
¶ 17 The term “freedom of association” refers to the choice to enter into and maintain certain intimate human relationships. Roberts v. United States Jaycees, 468 U.S. 609, 617-18, 104 S.Ct. 3244, 82 L.Ed.2d 462 (1984). This choice is protected against undue intrusion by the state because this freedom is a fundamental element of personal liberty. Id. at 618, 104 S.Ct. 3244. Additionally, the formation and preservation of intimate personal relationships is afforded a substantial measure of
¶ 18 There is also an individual right to privacy which, although not expressly guaranteed in the United States Constitution, is implicitly one aspect of the liberty that is protected by the due process clause of the Fourteenth Amendment, or as one of the “penumbras” of the express guarantees of the Bill of Rights. See Carey v. Population Servs. Int‘l, 431 U.S. 678, 684, 97 S.Ct. 2010, 52 L.Ed.2d 675 (1977); Griswold v. Connecticut, 381 U.S. 479, 484-85, 85 S.Ct. 1678, 14 L.Ed.2d 510 (1965). This right to privacy also includes the right of personal autonomy, particularly in matters pertaining to marriage, procreation, contraception, family relationships, and child-rearing. Bedford v. Sugarman, 112 Wash.2d 500, 513, 772 P.2d 486 (1989).
¶ 19 The Court in Lawrence invalidated a Texas statute that made it a misdemeanor offense for two persons of the same sex to engage in certain intimate conduct. Lawrence, 539 U.S. at 563-64, 123 S.Ct. 2472. Specifically, the Court determined that the statute violated the guarantees of substantive due process because it regulated a “personal relationship that, whether or not entitled to formal recognition in the law, is within the liberty of persons to choose without being punished as criminals.” Id. at 567, 123 S.Ct. 2472.
¶ 20 The Lawrence Court also looked to an “emerging awareness that liberty gives substantial protection to adult persons in deciding how to conduct their private lives in matters pertaining to sex.” Id. at 572, 123 S.Ct. 2472. This implies that part of the substantive protections of due process includes personal decisions relating to sexual practices either in the bedroom or in other private places.
¶ 21 The Court also noted that the state and courts should avoid interfering in private relationships, “absent injury to a person or abuse of an institution the law protects.” Id. at 567, 123 S.Ct. 2472. Therefore, the decision in Lawrence may also be fairly said to restrict what courts should consider a legitimate state interest when the conduct in question is private, consensual sexual activity between adults.
¶ 22 Additionally, the Lawrence opinion does not employ a fundamental rights analysis, but instead applied a rational basis review to the challenged statute. Id. at 578, 123 S.Ct. 2472. The basis of the court‘s decision was that the statute at issue, “furthers no legitimate state interest which can justify its intrusion into the personal and private life of the individual.” Id. This application of rational basis review implicitly asserts that the right of consenting adults to engage in private, sexual behavior does not rise to the level of a fundamental right.
¶ 23 While the decision in Lawrence restricts the degree to which government may regulate private, adult, consensual sexual behavior, the court did not establish that this behavior rises to the level of a fundamental right. Moreover, even if Lawrence did establish that heightened review was required in some cases of private, consensual, adult sexual activity, the decision specifically points out that these protections do not apply to cases that may involve minors, those who are vulnerable to coercion, and those who are situated in relationships where consent may not easily be refused. Id.
¶ 24 Because Lawrence v. Texas does not establish a fundamental right to all consensual adult sexual conduct, we apply a rational basis review to Mr. Clinkenbeard‘s as-applied due process and equal protection claims.
2. Substantive due process
¶ 25 The right to due process is protected by the Fourteenth Amendment and
¶ 27 The police powers of government allow the legislature to enact laws in the interests of the people. Weden v. San Juan County, 135 Wash.2d 678, 691, 958 P.2d 273 (1998). The scope of that power is broad and encompasses measures which bear a reasonable and substantial relation to promotion of the general welfare of the people. Id. at 692, 958 P.2d 273. In legislating for the general health, safety, and welfare of the people, certain constraints on individual freedom have traditionally been imposed by the state. State v. Smith, 93 Wash.2d 329, 339, 610 P.2d 869 (1980). It is not the proper function of the courts to substitute their judgment for that of the legislature with respect to the necessity of these constraints. Id.
¶ 28 The state‘s interest in protecting children from sexual exploitation and abuse is a compelling government objective that justifies at least some regulation of sexual conduct, even where it infringes on the right to privacy. Farmer, 116 Wash.2d at 422, 805 P.2d 200. Courts show even greater deference to the determinations of the state in the context of education. See, e.g., Grutter v. Bollinger, 539 U.S. 306, 328, 123 S.Ct. 2325, 156 L.Ed.2d 304 (2003); Hazelwood Sch. Dist. v. Kuhlmeier, 484 U.S. 260, 273, 108 S.Ct. 562, 98 L.Ed.2d 592 (1988).
¶ 29 The state is constitutionally obligated to provide an education to its children.
¶ 30
3. Equal protection
¶ 31 The Fourteenth Amendment provides that, “[n]o state shall ... deny to any person within its jurisdiction the equal protection of the laws,” and the
¶ 32 The equal protection clauses of the federal and state constitutions require that persons similarly situated with respect to a legitimate purpose of the law receive like treatment. State v. Harner, 153 Wash.2d 228, 235, 103 P.3d 738 (2004). At the threshold of an equal protection determination, the court must first identify the standard of review. O‘Hartigan v. Dep‘t of Pers., 118 Wash.2d 111, 122, 821 P.2d 44 (1991).
¶ 33 One of three tests may be used to determine whether the right to equal protection has been violated. First, strict scrutiny applies when a classification affects a suspect class or a fundamental right. Westerman v. Cary, 125 Wash.2d 277, 294, 892 P.2d 1067 (1994). Under the strict scrutiny test, a law may be upheld only if it is shown to be necessary for a compelling state interest. Id. Second, the intermediate scrutiny test may apply in certain limited circumstances where the classification affects an important right and applies to a semi-suspect class not accountable for its status. Id. Under
¶ 34 Because Lawrence did not recognize a fundamental right of consenting adults to engage in private, sexual behavior without government interference, strict scrutiny does not apply in this case.
¶ 35 However, Mr. Clinkenbeard may have an argument for the application of intermediate scrutiny. While the Lawrence court did not establish that private sexual behavior between consenting adults was protected as a fundamental right, the court did make clear that this area of autonomy is of great importance. The decision cautions strongly against the states interfering in private relationships. Lawrence, 539 U.S. at 567, 123 S.Ct. 2472. The court also referred to the importance of safeguarding the individual liberty of adult persons to decide for themselves how to conduct their private lives in matters relating to sex. Id. at 572, 123 S.Ct. 2472. Therefore, the Lawrence decision may have established private sexual behavior between consenting adults as an important right.
¶ 36 Even assuming that Lawrence did establish an important right, intermediate scrutiny does not apply to this case because Mr. Clinkenbeard has not demonstrated his membership in a semi-suspect class. The class at issue in
¶ 37 Because this case does not involve the infringement of a fundamental right, or the infringement of an important right and disparate treatment of a semi-suspect class, we apply the rational basis review to Mr. Clinkenbeard‘s claim. In order to invalidate the statute based on equal protection grounds, Mr. Clinkenbeard must show, beyond a reasonable doubt, that no state of facts exist that justify the challenged classification. Smith, 93 Wash.2d at 337, 610 P.2d 869. A legislative distinction will survive the rational basis test if (1) all members of the class are treated alike; (2) there is a rational basis for treating differently those within and outside of the class; and (3) the classification is rationally related to the purpose of the legislation. O‘Hartigan, 118 Wash.2d at 122, 821 P.2d 44.
¶ 38 Here, the pertinent class is public school employees. There is nothing else in the text of
¶ 39 We hold that
II. USE OF IMPEACHMENT EVIDENCE AS SUBSTANTIVE EVIDENCE OF GUILT
¶ 40 Mr. Clinkenbeard alleges that the trial court improperly permitted impeachment
¶ 41 Mr. Clinkenbeard‘s assertion presents two questions for review. First, did the State improperly use impeachment evidence as substantive evidence of guilt? Second, if the impeachment statements were improperly used, was the remaining evidence sufficient to support the conviction? From the record before this court, it appears that the State did use impeachment evidence as substantive evidence of guilt, and that this was the sole evidence of the essential element of sexual intercourse in this case. Because there was no other evidence from which a reasonable jury could have found the essential element of sexual intercourse, we hold that there was insufficient evidence to convict Mr. Clinkenbeard of sexual misconduct with a minor and reverse his conviction with prejudice.
A. State‘s use of impeachment evidence as substantive evidence of guilt
¶ 42 We review a trial court‘s rulings on the admissibility of the evidence under an abuse of discretion standard. State v. Powell, 126 Wash.2d 244, 258, 893 P.2d 615 (1995). An abuse of discretion exists when the trial court‘s exercise of discretion is manifestly unreasonable or is based upon untenable grounds. Id.
¶ 43 Hearsay is a statement, other than one made by the declarant while testifying at trial, offered into evidence to prove the truth of the matter asserted.
¶ 44 An out-of-court-statement is hearsay when offered to prove the truth of the matter asserted, even if the statement was made and acknowledged by someone who is an in-court witness at trial. State v. Sua, 115 Wash.App. 29, 41, 60 P.3d 1234 (2003).
¶ 45 Mr. Clinkenbeard was charged with sexual misconduct with a minor under
¶ 46 Statements made by M.Q. to others were used as the sole proof of the element of sexual intercourse in this case. These statements were allowed in as impeachment evidence based on M.Q.‘s denial at trial that she and Mr. Clinkenbeard had sexual intercourse. These statements, as hearsay, would not otherwise have been admissible.
¶ 47 A witness may be impeached with a prior out-of-court statement of a material fact that is inconsistent with his testimony in court, even if such a statement would otherwise be inadmissible as hearsay. State v. Dickenson, 48 Wash.App. 457, 466, 740 P.2d 312 (1987). Impeachment evidence affects the witness‘s credibility but is not probative of the substantive facts encompassed by the evidence. State v. Johnson, 40 Wash.App. 371, 377, 699 P.2d 221 (1985).
¶ 48 Because such evidence cannot be used as substantive proof of guilt, the State may not use impeachment as a guise for submitting to the jury substantive evidence that would otherwise be inadmissible. State v. Babich, 68 Wash.App. 438, 444, 842 P.2d 1053 (1993). The concern behind this prohibition is that prosecutors will exploit the jury‘s difficulty in making the subtle distinction between impeachment and substantive evidence. See, e.g., State v. Hancock, 109 Wash.2d 760, 763, 748 P.2d 611 (1988).
¶ 49 Here, the only evidence that established sexual intercourse between M.Q. and Mr. Clinkenbeard came from the impeachment evidence brought out on the State‘s direct examination of Sergeant Hall and from the testimony of one of M.Q.‘s friends, Reanna Gall. The record does contain at least one objection by Mr. Clinkenbeard to the testimony
¶ 50 The State represented to the court that any questions directed to Ms. Gall about what M.Q. might have said regarding her relationship with Mr. Clinkenbeard were solely for impeachment purposes and would be limited to the scope of questions previously put to M.Q. The State asserted that the purpose of the testimony regarding M.Q.‘s statements was to impeach M.Q.‘s denial that she made the statements and of the sexual relationship between her and Mr. Clinkenbeard.
¶ 51 The admission of M.Q.‘s statement to Sergeant Hall would ordinarily be a violation of the hearsay rule. While the record is less clear as to the basis for admitting Sergeant Hall‘s testimony as to M.Q.‘s statement, the statement appears to be impeachment evidence against M.Q.‘s denial that the sexual intercourse occurred. The admission of M.Q.‘s statement is permissible for this purpose, as the State is allowed to impeach its own witness using a prior inconsistent statement.
¶ 52 Despite the fact that the proper use of M.Q.‘s prior inconsistent statements was for impeachment purposes only, the State used them as substantive evidence of guilt at trial. In its closing statements to the jury, the prosecution asserted that M.Q.‘s statements to Sergeant Hall and Ms. Gall were proof of sexual intercourse between M.Q. and Mr. Clinkenbeard. Therefore, we hold that this was an improper use of impeachment testimony as substantive evidence.
¶ 53 The State urges that the issue of the use of impeachment testimony as substantive evidence was waived by Mr. Clinkenbeard because he failed to make an objection on the record. However, the trial court in this case made no record of any of the objections, arguments, or rulings that took place outside of the presence of the jury. The trial court noted that it had no court reporter and, in order for the parties to discuss anything outside the presence of the jury, the court had to “turn off the sound system and then there‘s no record.” RP II at 15-16.
¶ 54 While normally the onus is on the appellant to perfect the trial record, a criminal defendant also has a due process right to a record of sufficient completeness for review of errors. State v. Larson, 62 Wash.2d 64, 66-67, 381 P.2d 120 (1963); State ex rel. Henderson v. Woods, 72 Wash. App. 544, 550-52, 865 P.2d 33 (1994). In light of the fact that the omissions in the record are extensive, and there is virtually no way for Mr. Clinkenbeard to supplement the record or to prove the specific content of the omitted sections, we decline to deem this issue waived.
B. Sufficiency of the evidence
¶ 55 Having determined that the State improperly used impeachment evidence as substantive evidence in this case, we must next determine whether there was any other evidence sufficient to support Mr. Clinkenbeard‘s conviction for sexual misconduct with a minor.
¶ 56 Evidence is sufficient to support a conviction if, when taken in the light most favorable to the state, the evidence would allow any rational trier of fact to find the elements of the crime beyond a reasonable doubt. State v. DeVries, 149 Wash.2d 842, 849, 72 P.3d 748 (2003). A claim of insufficiency admits the truth of all of the State‘s evidence and all of the inferences that can reasonably be drawn from it. Id. However, there must be at least substantial evidence that supports the elements of the crime charged. State v. Cleman, 18 Wash. App. 495, 498, 568 P.2d 832 (1977).
¶ 57 In this case, the State was required to prove beyond a reasonable doubt that M.Q. and Mr. Clinkenbeard engaged in sexual intercourse as an essential element of the crime of first degree sexual misconduct with a minor. “Sexual intercourse” is defined according to its ordinary meaning, and includes any penetration that is not for medical treatment or diagnostic purposes as well as any act of sexual contact between the sex organs
¶ 58 In the absence of M.Q.‘s statements to Sergeant Hall and Ms. Gall regarding having sex with Mr. Clinkenbeard, there is no other evidence in this case that would establish the conduct that is required to prove sexual intercourse. Because there is no other evidence at all in the record regarding the specific act of sexual intercourse, there is insufficient evidence to allow a rational trier of fact to find the elements of the crime beyond a reasonable doubt. As such, there is insufficient evidence in this case to support Mr. Clinkenbeard‘s conviction for first degree sexual misconduct with a minor.
¶ 59 A defendant whose conviction is reversed due to insufficient evidence cannot be retried. DeVries, 149 Wash.2d at 853, 72 P.3d 748. Therefore, we reverse Mr. Clinkenbeard‘s conviction with prejudice.
WE CONCUR: KATO, C.J., and BROWN, J.