State v. CleveState v. Cleve
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{1} Defendant Charles Cleve appeals the Court of Appeals’ affirmance of his two convictions of cruelty to animals. A jury found Cleve guilty of two counts of unlawful hunting and two counts of cruelty to animals based on his killing of two deer. Cleve contends that his actions, while within the scope of the prohibition against unlawful
I. Facts
{2} Cleve owns a one-hundred acre ranch near Elk, New Mexico. At one time, Cleve maintained a herd of approximately three hundred cows on the land. Beginning in the early 1970’s, however, Cleve began having difficulty with as many as one hundred deer coming onto his land and destroying his crops and pastxxres. As a result, Cleve needed to pxxrchase more feed and was forced to reduce the number of cows in his herd.
{3} Around 1977, Cleve began requesting assistance from the New Mexico Department of Game and Fish (Department) in alleviating his deer problems. Over the course of approximately twenty years, the Department, through numerous means, attempted to reduce the number of deer on Cleve’s property. The Department eventually leased Cleve’s property for two years and used it as a wildlife viewing area. In 1994, the Department, although recognizing the persistence of the deer problem, terminated its lease and, the following year, notified Cleve that it had exhausted its efforts to alleviate his situation.
{4} Three months after receiving the letter from the Department, faced with a continued presence of deer on his land and apparently no further outside assistance, Cleve decided to kill some of the deer. On several occasions, Cleve shot at the deer on his property. Witnesses reported that Cleve shot in the direction of a fishing camp, as well as a highway, and that several bullets had gone into the camp area. Cleve shot at least thirteen deer, five in the abdomen, and snared two others. In one of the snares, a fawn was caught by the neck and died of strangulation, probably within about five minutes of being caught. In the other snare, a spike buck was caught by its antlers and died of either stress-related fatigue, starvation, or dehydration.
{5} The State charged Cleve with three counts of negligent use of a deadly weapon, see NMSA 1978, § 30-7h1 (1993), seven counts of cruelty to animals, see
{6} Cleve appealed his conviction of two counts of cruelty to animals to the Court of Appeals. Cleve argued that game and fish statutes and regulations preempt application of
II. Standard of Review and Rules of Statutory Construction
{7} Cleve argues that the trial court and the Court of Appeals misconstrued
{8} Our ultimate purpose in the interpretation of a statute is to ascertain and give effect to the intent of the Legislature. Roth v. Thompson, 113 N.M. 331, 332, 825 P.2d 1241, 1242 (1992). In doing so, we look first to the plain language of a statute. Wilson v. Denver, 1998-NMSC-016, ¶ 16, 125 N.M. 308, 961 P.2d 153. However, “courts must exercise caution in applying the plain meaning rule. Its beguiling simplicity may mask a host of reasons why a statute, apparently clear and unambiguous on its face, may for one reason or another give rise to legitimate (i.e., nonfrivolous) differences of opinion concerning the statute’s meaning.” State ex rel. Helman v. Gallegos, 117 N.M. 346, 353, 871 P.2d 1352, 1359 (1994). As a result, we must examine the context surrounding a particular statute, such as its history, its apparent object, and other statutes in pari materia, in order to determine whether the language used by the Legislature is indeed plain and unambiguous. See id.
III. Interpretation of
{9}
Cruelty to animals consists of:
A.torturing, tormenting, depriving of necessary sustenance, cruelly beating, mutilating, cruelly killing or overdriving any animal;
B. unnecessarily failing to provide any animal with proper food or drink; or
C. cruelly driving or working any animal when such animal is unfit for labor.
The Court of Appeals concluded that the phrase “any animal” plainly means all animals, including game animals. See Cleve, 1997-NMCA-113, ¶12, 949 P.2d 672. The Court of Appeals relied on the lack of definition for “animal” in
{10} In State v. Buford, 65 N.M. 51, 331 P.2d 1110 (1958), this Court reviewed a statute nearly identical to
{11} The Court of Appeals concluded that our discussion of the cruelty-to-animals statute applying only to brute creatures and work animals constituted dicta. We disagree. Obiter dictum is defined as “[w]ords of an opinion entirely unnecessary for the decision of the case.” Black’s Law Dictionary 1072 (6th ed.1990). The language quoted above from Buford clearly demonstrates that on” discussion of the history and scope of the cruelty statute, far from being idle observation, was essential to our analysis of the Legislature’s intent and directly influenced our holding that the statute did not apply to cockfighting. While it is true that we assumed without deciding that the cruelty statute protected gamecocks, we did not assume that the phrase “any animal” had the broad meaning attributed to it by the Court of Appeals in this case. Instead, as noted in Buford, some courts had apparently held gamecocks to be domestic animals within the provisions of cruelty-to-animals statutes expressly limited to the protection of domesticated animals. See Buford, 65 N.M. at 52, 56-57, 331 P.2d at 1111, 1114. Thus, we understand Buford as assuming that, even though the history of New Mexico’s cruelty statute suggested that it applied only to work animals, the Legislature also intended to protect domesticated animals such as gamecocks from cruelty, though not from such sports as cockfighting. To the extent Buford stands for the proposition that the Legislature, in enacting the cruelty to animals statute, primarily intended to protect work animals and that the Legislature did not intend to prohibit such sports as cockfighting, it is binding precedent in New Mexico, and the State fails to argue that it should be overruled.
{12} In any event, we are persuaded that Buford accurately captures the history and scope of cruelty to animals statutes in New Mexico, including the present version contained in
If any person torture, torment, deprive of necessary sustenance, cruelly beat, mutilate, cruelly kill or overdrive any animal, or unnecessarily fail to provide the same with proper food or drink, or cruelly drive or work the same when unfit for labor, he shall be punished by a fine____
1887 NM Laws, ch. 1, § 1 (emphasis added). We believe the use of “the same” to describe “any animal,” like the repeated use of “any animal” in
{13} In addition to the language of the statute, we believe the history of
{14} Finally, we presume that the Legislature was aware of Buford and our interpretation of the former cruelty-to-animals statute, 1887 NM Laws, ch. 1, § 1, when it repealed that statute and enacted
IV. New Mexico’s Game and Fish Laws
{16} Even if we had concluded that wild animals are protected by
[w]here one statute deals with a subject in general terms, and another deals with a part of the same subject in a more detailed way, the two should be harmonized if possible; but if there is any conflict, the latter will prevail, regardless of whether it was passed prior to the general statute, unless it appears that the legislature intended to make the general act controlling.
2B Norman J. Singer, Sutherland Statutory Construction § 51.05 (5th ed.1992) (footnotes omitted); accord State v. Blevins, 40 N.M. 367, 368-69, 60 P.2d 208, 209 (1936). This rule in effect treats the special law as hn exception to the general law because the Legislature is presumed not to have intended a conflict between two of its statutes and because the Legislature’s attention is more particularly directed to the relevant subject matter in deliberating upon the special law. See Wilburn v. Territory, 10 N.M. 402, 408, 62 P. 968, 971 (1900), overruled sub silencio on other grounds, Tais v. Territory, 14 N.M. 399, 402-03, 94 P. 947, 948-49 (1908). In the context of criminal laws, this rule of construction has a corollary: if two statutes, one general and one special, punish the same criminal conduct, the special law operates as an exception to the general law “to the extent of compelling the state to prosecute under” the special law. Blevins, 40 N.M. at 369, 60 P.2d at 210.
{18} Cleve contends that the unlawful hunting statute,
{19} Although courts and commentators are readily able to recite the general/speeifie statute rule, its practical application has caused considerable difficulty. This Court has discussed the rule on several occasions. In Wilburn, a defendant, who had stolen a cow, argued that he should have been sentenced pursuant to a general larceny provision, which provided for a value-structured punishment based on the dollar amount of the item stolen, rather than under a statute governing the theft of livestock, which contained a single penalty regardless of the value of the livestock. Wilburn, 10 N.M. at 407-08, 62 P. at 970. We concluded that the object of the earlier-enacted statute governing the theft of livestock “was not to prevent larceny in general, but to protect the ownership of a certain class of property,” and the statute therefore operated as an exception to the statute defining the general crime of larceny. Id. at 409, 62 P. at 971. Subsequently, we relied on the general/speeifie statute rule in Blevins to conclude that the •prosecution had improperly charged the defendant under a general statute proscribing the sale of another’s property rather than a specific statute governing the sale of cattle. Blevins, 40 N.M. at 369-70, 60 P.2d at 210. For determining whether the general/speeifie statute rule applied, we adopted “[t]he test applied in the United States Supreme Court [in Blockburger v. United States, 284 U.S. 299, 303-04, 52 S.Ct. 180, 76 L.Ed. 306 (1932) ] for determining whether the offenses inveighed against are the same or distinct offenses.” Blevins, 40 N.M. at 369, 60 P.2d at 210. Under this test, the relevant inquiry is whether each provision requires proof of an additional fact that the other does not. Id. Applying this test in Blevins, we noted that “the possible prejudice to the [defendant] is in the increased penalty” under the general statute proscribing the sale of another’s
{20} Our more recent cases have relied on Blevins in applying the general/specific statute rule as it affects the charging discretion of the prosecutor. For example, in Aragon v. Cox, 75 N.M. 537, 541, 407 P.2d 673, 676 (1965) (per curiam), overruled on other grounds, State v. Chavez, 77 N.M. 79, 82, 419 P.2d 456, 458 (1966), we addressed the relationship between a statute specifically proscribing the possession of marijuana and a statute proscribing the possession of a narcotic drug, the, latter of which specifically defined marijuana as a narcotic drug. We concluded that the statutes were equally specific and that, therefore, the general/specific rule did not apply. Id. 1
{21} On a number of occasions, this Court has encountered some disagreement in the application of the general/specific statute rule. In Chavez, for example, while the majority followed Aragon in determining that the two statutes proscribed marijuana possession with equal specificity, two justices dissented because they believed that, under Blevins, the more specific statute relating exclusively to marijuana controlled over the statute relating to narcotic drugs in general. Chavez, 77 N.M. at 83-85, 419 P.2d at 459-60 (Moise, J., dissenting); see also State v. Reams, 98 N.M. 215, 216, 647 P.2d 417, 418 (1982) (reaching a-split decision regarding the application of the general/specific statute rule). More recently, the Court of Appeals again recognized some ambiguities in the application of the general/specific statute rule. See State v. Wasson, 1998-NMCA-087, ¶ 19, 125 N.M. 656, 964 P.2d 820 (stating that “it is problematic to discern which of the two statutes is the more specific”), cert. denied, 125 N.M. 322, 961 P.2d 167 (1998); State v. Arellano, 1997-NMCA-074, ¶ 12, 123 N.M. 589, 943 P.2d 1042 (same), cert. quashed, 124 N.M. 589, 953 P.2d 1087 (1998). These cases demonstrate that New Mexico courts frequently resort to the general/specific statute rule as an aid in statutory construction but that the rule is also frequently difficult for courts to apply. As a result, we believe it is necessary to clarify the application of this rule in New Mexico.
{22} Although not explicit in our earlier cases, it is clear that the general/specific statute rule, to the extent that it requires prosecution under one statute instead of another, is connected with the principle of double jeopardy as it relates to multiple punishment for unitary conduct. For example, in Blevins, “[w]e start[ed] with the premise that both acts condemn the same offense. A conviction under one statute could be pleaded as a former jeopardy against a subsequent prosecution under the other statute.” 40 N.M. at 368, 60 P.2d at 209. Thus, our determination that the Legislature did not intend multiple punishment under the two statutes was a prerequisite to our inquiry under the general/specific statute rule. In-deed,
{23} This Court more recently discussed the principle of double jeopardy in relation to multiple punishments in Swafford v. State, 112 N.M. 3, 7-16, 810 P.2d 1223, 1227-36 (1991). We noted that the double jeopardy clause of the Fifth Amendment, applicable to the states through the Fourteenth Amendment, provides “limited expectations” to criminal defendants facing multiple convictions and punishments in a single trial arising out of the same criminal conduct. Id. at 7, 810 P.2d at 1227. In the context of simultaneously imposed multiple punishments, “the Double Jeopardy Clause does no more than prevent the sentencing court from prescribing greater punishment than the legislature intended.” Missouri v. Hunter, 459 U.S. 359, 366, 103 S.Ct. 673, 74 L.Ed.2d 535 (1983). As a result, we acknowledged that “[t]he necessary corollary to the focus on legislative intent is that the Blockburger test is not a constitutional rule, but merely a canon of construction used to guide courts in deciphering legislative intent.” Swafford, 112 N.M. at 9, 810 P.2d at 1229.
{24} In Swafford, we adopted
a two-part test for determining legislative intent to punish. The first part of our inquiry asks ... whether the conduct underlying the offenses is unitary, i.e., whether the same conduct violates both statutes. The second part focuses on the statutes at issue to determine whether the [Legislature intended to create separately punishable offenses. Only if the first part of the test is answered in the affirmative, and the second in the negative, will the double jeopardy clause prohibit multiple punishment in the same trial.
Swafford, 112 N.M. at 13, 810 P.2d at 1233. After describing the relevant considerations for determining whether underlying conduct is unitary, we explained the proper focus in ascertaining legislative intent. First, under the Blockburger test, a court should compare the elements of the two offenses, and if the elements of one crime are subsumed within the elements of the other, “the inquiry is over and the statutes are the same for double jeopardy purposes-punishment cannot be had for both.” Swafford, 112 N.M. at 14, 810 P.2d at 1234. On the other hand, if the elements of the crimes do not correspond,
then the Blockburger test raises only a presumption that the statutes punish distinct offenses. That presumption, however is not conclusive and it may be overcome by other indicia of legislative intent. Here, we must turn to traditional means of determining legislative intent: the language, history, and subject of the statutes.
Id. Although double jeopardy prevents certain multiple punishments in accordance with legislative intent, it typically does not infringe upon the discretion of the prosecution to charge multiple offenses.
{25} Like the double jeopardy inquiry in the multiple punishment context, the general/specific rule is a canon of statutory construction with constitutional overtones. See Mills v. State, 722 S.W.2d 411, 413 (Tex.Crim.App.1986) (en banc) (“In the case in which the special statute provides for’ a lesser range of punishment than the general, obviously an irreconcilable conflict exists, and due process and due course of law dictate that an accused be prosecuted under the special provision, in keeping with presumed legislative intent.” (internal quotation marks omitted)). Both analyses focus on legislative intent. However, whereas courts use the principle of double jeopardy in this context to assess the propriety of multiple punishments
{26} Accordingly, we reaffirm our reliance on the Blockburger test, as the test has been explained in Swafford, for determining whether the general/specific statute rule should apply. Courts should compare the elements of the two relevant crimes. If the elements of the two crimes are the same, the general/specific statute rule applies, and the prosecution must charge the defendant under the special law absent a clear expression of legislative intent to the contrary. See Blevins, 40 N.M. at 369-70, 60 P.2d at 210; Wilburn, 10 N.M. at 407-09, 62 P. at 970-71. If the elements differ, courts must look to other indicia of legislative intent and determine whether the Legislature intended to limit prosecutorial discretion in the selection of charges for the specific criminal conduct. In ascertaining legislative intent, courts should balance the rule of lenity, which favors applying the general/specific statute rule in cases of ambiguity, with the judiciary’s longstanding deference to prosecutorial discretion, which favors the exercise of caution before applying the general/specific statute rule. See State v. Anaya, 1997-NMSC-010, ¶ 32, 123 N.M. 14, 933 P.2d 223 (“Application of the rule of lenity requires that criminal statutes be interpreted in the defendant’s favor when ‘insurmountable ambiguity persists regarding the intended scope of [that] statute.’ ” (quoting Ogden, 118 N.M. at 242, 880 P.2d at 853) (alteration in original)); Ball v. United States, 470 U.S. 856, 859, 105 S.Ct. 1668, 84 L.Ed.2d 740 (1985) (“This Court has long acknowledged the Government’s broad discretion to conduct criminal prosecutions, including its power to select the charges to be brought in a particular case.”); cf. Mitchell v. Superior Court, 49 Cal.3d 1230, 265 Cal.Rptr. 144, 783 P.2d 731, 743 (1989) (stating that the general/specific statute rule “do[es] not purport to limit the People’s discretion to prosecute under a general statute that provides a sanction less severe than that called for under a specific statute”).
{27} In Ibn Omar-Muhammad, 102 N.M. at 277-78, 694 P.2d at 925-26, we focused our inquiry on the elements of the two relevant crimes and determined that the Legislature did not intend to limit prosecutorial discretion due to the clearly distinct behavior each statute sought to prevent and the distinct level of culpability that the Legislature sought to punish. Although we focused our inquiry on the elements of the two relevant crimes, we now clarify that we did not intend to suggest that the elements of the crimes serve as the only relevant factor under the general/specific statute rule. Rather, in conformity with Swafford, our application of the general/specific statute rule in State v. Yarborough, 1996-NMSC-068, ¶¶ 26-29, 122 N.M. 596, 930 P.2d 131, serves as an example of additional relevant factors in ascertaining legislative intent. In Yarborough, we reviewed the history of statutes proscribing homicide by vehicle and involuntary manslaughter in New Mexico. Id. ¶¶ 28-29. In addition, we reviewed decisions from other jurisdictions that concluded that “the enactment of a comprehensive motor vehicle code shows a legislative intent to preempt the field.” Id. ¶ 27. From the history of the statute, we found a similar legislative intent in New Mexico and concluded that the Legislature “intended to preempt involuntary manslaughter when the predicate offense is a misdemeanor contained within the Motor Vehicle Code.” Id. ¶ 29. Thus, an inquiry under the general/specific statute rule should always focus primarily on whether the Legislature intended that the specific law operate as an exception to the general law and whether the Legislature intended that certain criminal conduct be charged under one special law to the exclusion of other more general laws. This inquiry may include the elements of the crimes, the language of the statutes, the histories and purposes of the statutes, and other relevant indicia of legislative intent. To the extent that Ibn Omar-Muhammad might
{28} We note that a determination that the Legislature intended to limit the prosecutor’s charging discretion may not fully resolve the matter. As expressed in some recent cases, it may be difficult in some circumstances to determine which of two laws can be characterized as specific and which can be characterized as general. However, this difficulty does not preclude, application of the rule or signal that such an inquiry would be futile. As with the interpretation of all statutes, courts should resort to traditional means of ascertaining legislative intent. For example, in Reams, Judge Wood of the Court of Appeals, whose dissenting opinion was adopted by this Court, see Reams, 98 N.M. at 216, 647 P.2d at 418, reviewed the purpose and history of the Controlled Substances Act, as well as the language of several of its provisions, to conclude that the Legislature focused its attention on criminal drug offenses more particularly in enacting the Controlled Substances Act than in the Drug and Cosmetics Act and that the Legislature intended that the Controlled Substances Act take priority in criminal prosecutions concerning conduct contemplated by the Controlled Substances Act. See State v. Reams, 98 N.M. 372, 377-78, 648 P.2d 1185, 1190-91 (Ct.App.1981) (Wood, J., dissenting). Judge Wood’s analysis demonstrates that, after determining that the general/specific statute rule applies, traditional rules of statutory construction adequately illuminate which of two statutes the Legislature intends to apply in a particular case.
{29} Applying these principles to the facts of this case, we note that Cleve’s focus on the general/specific statute rule in relation to his prosecution for violations of both
{30} Under Swafford, we look first at the elements of the two crimes in order to determine legislative intent.
2
From a review of these two crimes, it is clear that the elements of unlawful hunting are not subsumed within the crime of cruelty to animals. Unlawful hunting requires proof that a defendant hunted, took, captured, or killed any game animal, game fish, or game bird, or attempted the same, in a manner not permitted by game and fish regulations or some other law.
{31} In this context, we ask whether the violation of one statute will normally result in a violation of the other. See Swafford, 112 N.M. at 14, 810 P.2d at 1234; see also Jenkins, 170 Cal.Rptr. 1, 620 P.2d at 592 (stating that the general/specific statute rule applies “[i]f it appears from the entire context that a violation of the ‘special’ statute will necessarily or commonly result in a violation of the ‘general’ statute”). As the Court of Appeals noted, if
It is the purpose of this act and the policy of the state of New Mexico to provide an adequate and flexible system for the protection of the game and fish of New Mexico and for their use arid development for public recreation and food supply, and to provide for their propagation, planting, protection, regulation and conservation to the extent necessary to provide and maintain an adequate supply of game and fish within the state of New Mexico.
Id. Taking into account such statutory factors as language, history, and purpose, we conclude that the Legislature intended to create separately punishable offenses by enacting
{32} Notwithstanding a lack of conflict between the statutory prohibition against unlawful hunting, by itself, and
{33} The Legislature has established in New Mexico a system under which game and fish may be “use[d] and developed] for public recreation and food supply.”
{34} Cleve’s cruelty to animals convictions are based on the snaring of two deer. In placing his snares, it is clear that Cleve was engaged in the activity of hunting the deer on his land and that his manner of hunting, trapping by snare, is within the range of hunting activity contemplated by the game and fish statutes. We believe that Cleve’s conviction of cruelty to animals for snaring game animals exemplifies the conflict between
{35} Although Cleve’s conduct violated Commission regulations, thereby constituting unlawful hunting, it was not beyond the scope of activity that the Legislature has chosen to place within the regulatory power of the Commission. In fact, the Legislature has recently addressed the specific problems arising in this case, providing that landowners may, in accordance with Commission regulations, take a game animal on private land if the animal “presents an immediate threat to human life or an immediate threat of damage to property, including crops.”
{36} Like the comprehensive Motor Vehicle Code addressed in Yarborough, 1996-NMSC-068, ¶¶ 27-29, 930 P.2d 131, we believe the comprehensive nature of the game and fish laws with respect to hunting activity demonstrates a legislative intent to preempt application of
V. Conclusion
{37}
{38} IT IS SO ORDERED.
MINZNER, C.J., BACA and FRANCHINI, JJ., concur.
Notes
. Although we also concluded in Aragon that “the State has a choice in the matter of initiating prosecutions for possession of marijuana” because both statutes “are specific in condemning certain conduct relating to ... marijuana,” Aragon, 75 N.M. at 541, 407 P.2d at 676, we quickly modified this conclusion in State v. Chavez, 77 N.M. 79, 419 P.2d 456 (1966). In Chavez, we concluded that, because the two statutes at issue in Aragon “condemn the same act” in a specific way, the “view which would permit the law enforcement authorities to subject one person to the possibility of a greater punishment than another who has committed an identical act ... would do violence to the equal protection clauses of our state and federal constitutions.” Id. at 82, 419 P.2d at 458; see also People v. Estrada, 198 Colo. 188, 601 P.2d 619, 621 (1979) (concluding that prosecutorial discretion between two statutes proscribing identical conduct with different penalties violates state constitutional principles of equal protection). But see United States v. Batchelder, 442 U.S. 114, 118-25, 99 S.Ct. 2198, 60 L.Ed.2d 755 (1979) (concluding that, given Congress‘s intent that two nearly-identical statutes apply independently, prosecutorial discretion in selective enforcement does not violate the federal Constitution unless it is based on constitutionally impermissible grounds such as race or gender). Thus, we implicitly reaffirmed our conclusion in Aragon that the general/specific statute rale does not apply to two equally specific statutes. However, in such a case, if the penalty provisions áre different, then the statutes are irreconcilable, and we determined in Chavez that the later enactment governing narcotics, including marijuana, implicitly repealed the prior enactment exclusively governing marijuana. See Chavez, 77 N.M. at 82, 419 P.2d at 458.
. At oral argument, the State suggested that double jeopardy would not apply in this case because the underlying conduct for the crimes was not unitary. The State asserted that Cleve committed unlawful hunting by simply setting the snares but did not commit cruelty to animals until the animals were actually caught. Because the State relied on the actual snaring of the deer for both crimes in the trial court, and in fact chose not to prosecute Cleve for setting a snare that did not trap any animals, we assume the underlying conduct was unitary for purposes of this inquiry.