Lead Opinion
delivered the Opinion of the Court.
¶1 Ronald Allan Clark appeals from the order of the District Court for the Eighteenth Judicial District, Gallatin County, dismissing his appeal from the Bozeman Municipal Court. We affirm.
BACKGROUND
¶2 On July 7, 2005, Clark was cited by a City of Bozeman police officer with operating a motor vehicle without proof of insurance, second offense, a misdemeanor, in violation of § 61-6-302, MCA. He pleaded not guilty at his initial appearance in Municipal Court on July 21, 2005. Following four continuances, three of which were requested by Clark, the court set a bench trial for Junе 12, 2006. Clark failed to appear for trial on this date, and the court tried and convicted him in absentia.
¶3 After finding Clark guilty, the court solicited a sentencing recommendation from the prosecutor. Thereupon, the court stated that “the sentence of the court” was 6 months in the Gallatin County Detention Center, all suspended, a $450 fine, and $120 in costs. In addition, the court listed a number of conditions on “the sentence imposed this afternoon.” Finally, the court required Clark to surrender to the Department of Motor Vehicles, for a period of 90 days, the license plates and registration of the vehicle he had been driving. The court’s written sentencing order, dated June 12, 2006, is identical to the court’s oral sentence.
¶4 Also on June 12, 2006, the Municipal Court issued a bench warrant due to Clark’s failure to appear. The bench warrant was served in Missoula on or about July 11, 2006, and Clark appeared before the Municipal Court on July 14, 2006. At this time, the court informed Clark of “the sentence that was imposed” on June 12 (emphasis added). However, in explaining the 90-day suspension of thе license plates and registration, the court stated that the vehicle Clark had been driving “cannot be operated for 90 days once this sentence is imposed, which is now, today, even though this occurred on June 12th.... You didn’t know about it, so it’s imposed today” (emphasis added). Furthermore, the court informed Clark that “any period of appeal that might exist begins to run from today.” In this regard, we note that the Uniform Municipal Court Rules of Appeal to District Court (“U.M.C.R.App.”; see Title 25, Chapter 30, MCA) provide that an appeal from a judgment in a criminal cаse shall be taken by filing a timely notice of appeal in
¶5 Clark, proceeding pro se, filed a combined Notice of Appeal and Request for Public Defender on July 28, 2006-46 days after the Municipal Court found him guilty and first announced his sentence, and 10 business days after he appeared on the bench warrant and was informed of the sentence. The Municipal Court transferred the file to District Court on August 15, 2006. That same day, the District Court gаve notice that it had received the file and that, pursuant to U.M.C.R.App. 14(a), Clark had 15 days in which to file a brief. Notwithstanding, on August 21, 2006, the District Court sua sponte issued an order dismissing Clark’s appeal on the ground that his appeal from the Municipal Court was untimely.
¶6 Clark, now represented by counsel, appeals from the District Court’s order.
ISSUE
¶7 The sole issue raised by Clark is whether the District Court erred in its determination that Clark’s appeal from the Municipal Court was untimely.
STANDARD OF REVIEW
¶8 To determine whether Clark’s appeal was untimely, it is necessary to detеrmine when Clark’s sentence was imposed by the Municipal Court. This latter determination involves the application of controlling legal principles to undisputed factual circumstances. As such, it is a mixed question of law and fact, which we review de novo. See State v. Warclub,
DISCUSSION
¶9 Did the District Court err in its determination that Clark’s appеal from the Municipal Court was untimely?
¶10 An appeal from a municipal court in a criminal case may be taken only from a final judgment of conviction and orders after judgment. U.M.C.RApp. 5(b)(2); § 46-20-104(1), MCA. A judgment is not “final” until the sentence is pronounced by the court. Section 46-1-202(11), MCA; see also State v. Bonamarte,
¶11 The parties do not dispute these rules, nor do they dispute that Clark’s notice of appeal was filed within 10 business days after July 14, 2006. Rather, they disagree as to what date the period for filing Clark’s notice of appeal began to run. More specifically, they disagree as to when the Municipal Court’s final judgment was entered.
¶12 Clark contends that his sentence was orally pronounced on July 14,2006, when he appeared on the bench warrant. He points out that the Municipal Court explicitly stated that it was imposing sentence that day. He acknowledges that the court, at one point, referred to the sentence previously announced
¶13 In response, the State insists that oral pronouncement of sentence occurred on June 12, 2006. The State points out that the Municipal Court did not issue an order following Clark’s conviction “setting a sentencing hearing оr otherwise reserving sentence for the personal appearance of Clark.” The State also points out that “ £[i]n all misdemeanor cases, the verdict may be returned and the sentence imposed without the defendant being present’ ” (emphasis added; quoting § 46-16-123(1), MCA). Thus, the State maintains that Clark’s sentence was pronounced in open court on June 12 “regardless of whether Clark was informed of the sentence at the time.” As for Clark’s July 14, 2006 appearance in the Municipal Court, the State contends that this hearing was “as a result of a bench wаrrant” and was “not, in name, form, or substance, a ‘sentencing hearing.’ ” In addition, the State asserts that the Municipal Court “was without authority to extend the rules of procedure and allow additional time for Clark to appeal his sentence.”
¶14 A critical issue is readily apparent from the parties’ arguments and the facts of this case. Clark contends that his sentence was not imposed until he appeared in court on July 14,2006, whereas the State contends that his sentence was imposed in his absence on June 12, 2006. Thus, in detеrmining the legally effective date of Clark’s sentence, the question arises as to whether a defendant can lawfully be sentenced in absentia on a misdemeanor offense. In this regard, we note that this Court held in Lane that “the sentence orally pronounced from the bench in the presence of the defendant is the legally effective sentence and valid, final judgment.” Lane, ¶ 40 (emphasis added). This holding rested on a number of considerations. We noted that a criminal defendant has a constitutional right to be present in the courtroom when his sentence is pronounced. See Lane, ¶ 31. Furthermore, we observed that a number of Montana statutеs-namely, §§ 46-16-121(1), 46-16-123(2), and 46-18-115, MCA-implement this constitutional right by requiring the defendant’s presence at sentencing and by giving him an opportunity to respond before the trial court imposes the sentence. See Lane, ¶¶ 32-33. Yet, §§ 46-16-121(1) and -123(2), MCA, are specific to felonies; and in contrast to these two statutes, § 46-16-123(1), MCA, authorizes the sentencing of a defendant in absentia on a misdemeanor offense. Clark has not challenged § 46-16-123(1), MCA, in light of Lane; therefore, we will assume, for purposes of this case, that Clark could lawfully be sentenced in absentia. Our holding herein should not be construed as expressing an opinion either way on this question.
¶15 Given this assumption, we agree with the State that the Municipal Court pronounced a legally effective sentence immediately following Clark’s conviction on June 12, 2006. The court did not set a sentencing hearing or otherwise suggest that it would impose sentence once Clark appeared on the bench warrant. Rather, the audio recording of the June 12 proceeding establishes that the court solicited a sentencing recommendation from the prosecutor and, immediately thereafter, announced the specifics of Clark’s sentence. Among other things, the court ordered that Clark comply with “the conditions of the sentence imposed this afternoon” (emphasis added). That same day, the court entered a written sentencing order which contained terms identical to the court’s oral sentence. There is no indication anywhere in the record of the events of June 12 that the court was postponing pronouncement of Clark’s sentence until he appeаred on the bench warrant.
¶16 Indeed, even at the outset of the July 14 hearing, the court informed Clark of “the sentence that was imposed” on June 12 (emphasis added). It was not until the court explained the 90-day suspension of the license
¶17 Given these facts, we hold that Clark’s sentence was pronounced and entered on June 12, 2006. Accordingly, pursuant to U.M.C.R.App. 4(a), 5(b)(3), and 20(a), Clark had until June 26, 2006, to file his notice of appeal. He filed his notice of appeal on July 28, 2006. Accordingly, we conclude that the District Court did not err in its determination that Clark’s appeal from the Municipal Court was untimely.
¶18 Affirmed.
Notes
Clark and the State both rely on State v. Mortenson,
Concurrence Opinion
specially concurring.
¶19 I believe that the Court’s Opinion correctly and fully resolves the specific issue presented by Clark-namely, whether the Distriсt Court erred in its determination that his appeal from the Municipal Court was untimely. However, the obvious question left unanswered by our Opinion-because Clark failed to raise it-is whether it was appropriate for the District Court to dismiss Clark’s untimely appeal sua sponte. In view of recent decisions of this Court and the United States Supreme Court, I write separately to explain why, in my view, the ground provided by the District Court for dismissing Clark’s appeal was incorrect.
¶20 The District Court dismissed Clark’s appeal in light of the time prescriptiоn contained in U.M.C.R.App. 5(b)(3). The court reasoned that by virtue of this rule and the untimely filing of Clark’s notice of appeal, it did not have “jurisdiction” over his appeal. In other words, the District Corut assumed that its jurisdiction over appeals from municipal court judgments is circumscribed by U.M.C.R.App. 5(b)(3). There is support for this reasoning in our caselaw, as we have, not infrequently, described the filing deadlines for notices of appeal as “mandatory and jurisdictional.”
¶21 In more recent cases, however, we have acknowledged that “^Jurisdiction is a word of many, too many, meanings” and that we, along with other courts, sometimes have been “profligate” in our use of the term. DeShields v. State,
¶22 In Kontrick v. Ryan,
¶23 Of particular relevance to the case at hand, the Supreme Court stated in Kontrick that time limitations contained in rules of court are not jurisdictional. See Kontrick,
¶24 Given these clarifications in this Court’s and the Supreme Court’s recent jurisprudence concerning the meaning of jurisdiction, the District Court’s reasoning that it did not have “jurisdiction” over Clark’s appeal because his notice of appeal was untimely under U.M.C.R.App. 5(b)(3) was incorrect. Jurisdiction is conferred on courts only by
¶25 The State points out that the Montana Code contains a statutory time prescription for appeals from courts of limited jurisdiction. Specifically, § 46-17-311(2), MCA, states that “[t]he defendant may appeal to the district court by filing written notice of intention to appeal within 10 days after a judgment is rendered following trial or the denial of the motion to withdraw a plea as provided in 46-17-203(2)(b).” However, statutory time limitations are not necessarily jurisdictional. For instance, the Supreme Court held in Scarborough v. Principi,
¶26 Here, § 46-17-311(2), MCA, does not proscribe a class of cases that the district
¶27 But even if § 46-17-311(2), MCA, could be read as setting forth a limitation on the appellate jurisdiction of the district courts, the Legislature lacks the power and authority to impose such a limitation. Article VII, Section 4(2) of the Montana Constitution specifically recognizes the appellate jurisdiction of the district courts. It states, in pertinent part: “The district court shall hear appeals from inferior courts as trials anew unless otherwise provided by law.” When Delegate John M. Schütz presented the proposed language of this section, it read simply: “The District Court shall hear appeals from inferior courts as trials anew.” See Montana Constitutional Convention, Verbatim Transcript, February 29, 1972, p. 1074. Speaking on behalf of the ad hoc committee, which had worked out a compromise with respect to the language of Article VII, Section 4, he explained: “We provided that the District Court should have the absolute duty to hear appeals from inferior courts and that those would be tried anew.” Montana Constitutional Convention, Verbatim Transcript, February 29, 1972, p. 1074. The clause “unless otherwise provided by law” was added later, by amendment, to provide the Legislature with the authority to eliminate the “anew” aspect of aрpeals from inferior courts; in other words, the delegates contemplated that the Legislature might limit such appeals to the record. See Montana Constitutional Convention, Verbatim Transcript, February 29, 1972, pp. 1075-78. But there is no indication in the debate or in the language ultimately adopted that the delegates sought to limit the appellate jurisdiction of the district courts in any other way or to authorize the Legislature to do so by statute.
¶28 For these reasons, I conclude that the 10-day limit on filing a notice of appeal in
¶29 In Day v. McDonough,
¶30 Such considerations are equally applicable here. Indeed, as noted above, § 46-17-311(3), MCA, contemplates that failure to timely file the notice оf appeal may be excused upon a showing of good cause. Clark, however, was never afforded the opportunity to make such a showing. For that matter, there is nothing in the record to suggest that the District Court provided notice that it was raising the 10-day filing deadline on its own motion; nor is there anything to suggest that the court, having raised the issue sua sponte, considered whether the interests of justice would be better served by allowing Clark’s appeal to proceed.
¶31 Again, these omissions by the District Court are not surprising, given the court’s “jurisdiction” rationale for dismissing Clark’s appeal. Be that as it may, I find Justice Souter’s comments in Bowles v. Russell,
The District Court told petitioner Keith Bowles that his notice of appeal was due on February 27, 2004. He filed a notice of appeal on February 26, only to be told that he was too late because his deadline had actually been February 24. It is intolerable for the judicial system to treat people this way, and there is not even a technical justification for condoning this bait and switch.
Bowles,
¶32 That said, Clark has not challenged the propriеty of the District Court’s decision to dismiss his untimely appeal sua sponte. For this reason, I concur in our decision to affirm the District Court. However, I do not believe that our Opinion should be read as condoning sua sponte, without-notice dismissals of untimely appeals.
See e.g. Colmore v. Uninsured Employers’ Fund,
For these same reasons, the suggestion in Rule 4 of the Rules of Appellate Procedure that the timeliness of a notice of appeal is “jurisdictional” is unsustainable. This Court’s appellate jurisdiction is established by Article VII, Section 2 of the Montana Constitution. While we “may make rules governing appellate procedure,” Mont. Const, art. VII, § 2(3), we may not, by rule, expand or withdraw our appellate jurisdiction.
In Bowles v. Russell, _ U.S. _,
In this regard, our statement in State v. Tweed,
This history behind the adoption of Article VII, Section 4(2), calls into question this Court’s past assumption that the right to appeal from a сourt of limited jurisdiction to a district court is “purely statutory.” In State v. Province,
