STATE v. CLARK.
IN THE SUPREME COURT OF NORTH CAROLINA
(Filed April 5, 1904).
134 N.C. 698
The indictment in this case, though drawn according to the precedent in use before the Act of 1893, is in proper form and charges the offense of murder in the first degree. State v. Gilchrist, supra.
We have considered the case and the record with the greatest care and scrutiny, and our conclusion is that there is no error in the rulings of the Court below and none in the record, and it must be so certified.
No Error.
STATE v. CLARK.
(Filed April 5, 1904).
- HOMICIDE—Self-defense.
The facts and circumstances, in a prosecution for murder, in mitigation or excuse, need be shown only to the satisfaction of the jury.
- HOMICIDE—Self-defense.
In a prosecution for murder an instruction that requires the prisoner to prove beyond a doubt that the deceased was actually making a felonious assault and that the prisoner at the time had reasonable ground to believe that the deceased was making such an assault, was erroneous.
- INSTRUCTIONS—Trial—The Code, sec. 413.
Under
The Code, sec 413 , requiring the court to state in plain and correct manner the evidence and declare and explain the law arising thereon, the duty of the court to explain technical words used in instructions cannot be omitted because some of the jury may be able to explain them.
HOMICIDE—Self-defense. Where an instruction states that, in order to justify the use of a deadly weapon in self-defense, it must appear that the danger was so urgent and pressing that to save his own life or to prevent his receiving great bodily harm the shooting by defendant was absolutely necessary, the error as to the existence of the absolutе necessity to kill was not cured by a subsequent instruction explaining what kind of reasonable apprehension that he was about to be killed or to receive great bodily harm would have justified defendant in acting on the facts and circumstances as they appeared to him.
- HOMICIDE—Self-defense.
Where deceased was attempting to kill another or to do him great bodily harm, or defendant had a well-grounded belief or apprehension that he was attempting to do so, he had the right to interfere to prevent deceased from executing his intention, and if, while engaged in the interference for such lawful purpose, deceased advanced on him in such manner as to induce defendant to reasonably apprehend, and defendant did actually аpprehend, that he was about to be killed or receive great bodily harm, he was justified in killing deceased to save his own life or to prevent great bodily harm to himself.
CLARK, C. J., dissenting.
INDICTMENT against G. Clark, heard by Judge B. F. Long and a jury, at Spring Term, 1903, of the Superior Court of ASHE County. From a verdict of guilty of murder in the first degree, and judgment, the prisoner appealed.
Robert D. Gilmer, Attorney-General, for the State.
R. A. Doughton, R. Z. Linney and Geo. L. Park, for the prisoner.
WALKER, J. The defendant was indicted for the murder of Chares Stanberry. The evidence tended to show that Stanberry and Asa Miller, both being under the influence of liquor, were cursing each other in the public road when
At the request of the State the Court gave the following instructions: “2. If the jury are satisfied, beyond a reasonable doubt, that the defendant slew the deceased with a deadly weapon, to-wit, a pistol, and are left in doubt as to the circumstances of mitigation or excuse offered by the defendant or derived from the State‘s evidence, they should convict of murder in the second degree.”
“3. If the jury are satisfied, beyond a reasonable doubt, that the defendant slew the deceased with a deadly weapon, to-wit, a pistol, and are left in doubt from the whole evi-
The defendant‘s counsel requested the Court to give the following instruction: “If the jury believe from the evidence that the deceased was engaged in a difficulty with Asa Miller and was attempting to cut said Miller with a knife in the presence of the defendant, it was his duty to endeavor to suppress and prevent the same, and if in attempting to do so the deceased left off his difficulty with Miller and made upon the defendant with a drawn knife in such a manner as to cause the defendant to apprehend, and he did apprehend, that he was about to be slain, or to receive enormous bodily harm, then the defendant had a right to stand his ground and, if necessary, to take the life of the deceased without retreating.”
The Court refused to give the instruction as asked, but in response thereto charged the jury as follows: “If the jury believe from the evidence that the deceased was engaged in a difficulty with Asa Miller and was attempting to cut said Miller with his knife, in the presence of the defendant, [and the deceased was then capable of executing such a purpose], it was his duty to endeavor to suppress and prevent the same, and if in attempting to do so the deceased left off his difficulty with Miller and made upon the defendant with a drawn knife in such manner as to cause the defendant to [reasonably] apprehend, and he did [actually] apprehend,
The parts оf the instruction in brackets indicate the modifications of the defendant‘s prayer made by the Court.
We are of opinion that the Court erred in the instructions given in response to the State‘s second and third prayers. Those instructions required the defendant to establish the facts and circumstances in mitigation or excuse, not merely to the satisfaction of the jury, but to the exclusion of any doubt. We have recently said in State v. Barrett, 132 N. C., 1005, that the defendant is required to satisfy the jury of the existence of the mitigating circumstances in order to reduce the offense from murder to manslaughter, or of the matters in excuse in order to sustain his plea of self-defense, not beyond a reasonable doubt nor even by a preponderance of evidence. It is well said in State v. Brittain, 89 N. C., 502, that “The principle of reasonаble doubt has no application to the doctrine of mitigation. The rule in regard to that is that the jury must be satisfied by the testimony that the matter offered in mitigation is true,” citing State v. Ellick, 60 N. C., 450, 86 Am. Dec., 442; State v. Willis, 63 N. C., 26, and State v. Vann, 82 N. C., 632. In Asbury v. Railroad Co., 125 N. C., 568, the Court held that a charge substantially like the one given in this case imposed upon the party having the burden the duty of making out his case beyond any doubt.
We have seen that the doctrine of reasonable doubt does not apply to the case of a defendant indicted for murder, when he is attempting to establish the mitigating circumstances necessary to reduce the grade of the homicide, and if he is
We are aware that expressions like that used by the learned Judge in this case may occasionally be found in our Reports, and they may seem to have received the tacit approval of this Court. But when the cases are examined, and they are very few, it will be seen that they are mere dicta or were inadvertently used, and we have not been able to find a single case in which the question has been presented and it has been decided that any doubt in the minds of the jury as to the matters in mitigation or excuse is sufficient to turn the scales against the defendant and to convict him of murder or manslaughter, as the case may be, when the killing with a deadly weapon is admitted or proved. We would hesitate to follow a decision to that effect, because, as we think, it would be contrary to many cases where the question has been directly involved, and in which the principle which we have already stated has been laid down as a reasonable and just one. It imposes a greater burden than the defendant should be required to carry. Surely it cannot be that the State is required to exclude only a reasonable doubt in order to convict, and the defendant must exclude every doubt in order to reduce the grade of the homicide or to acquit himself of so serious a charge.
The defendant is to be judged, not by what the deceased actually intended, but by the reasonable apprehension excited in his own mind by the acts of the deceased as to what the latter intended to do, provided the defendant acted in good faith and with ordinary firmness. But while he could thus act upon appearances, he must have judged, at his peril, of the grounds of his apprehension to this extent: that on his trial for the homicide, while the jury are bound by the law to pass upon the defendant‘s act according to the facts and circumstances as they appeared to him at the time he committed the homicide, they must be the sole judges of
It is said, though, to be a complete answer to those exceptions, that the defendant was convicted of murder in the second degree and could not therefore have been prejudiced by them. This is very far from being the case. The Court plainly referred in both of the instructions not only to “matters in mitigation” but to “matters in excuse,” and told the jury that if they were in doubt as to either they should convict of murder in the second degree, that is, if they were in doubt as to the matters in excuse which tended to acquit the defendant, they should convict him of murder in the sеcond degree. It would be difficult to conceive of a charge more prejudicial than this one. If the jury entertained any sort of doubt as to the matters in excuse they could not, under this instruction, acquit the defendant, for they were directed not to do so. If they entertained no doubt, it was as much their duty to acquit as it was, in the other case put, to convict, and yet they convicted of manslaughter instead of acquitting. It is true that if there has been error the defendant must show that he has been prejudiced before he is entitled to a new trial, but when the Court tells the jury that they cannot acquit if the defendant has not removed every doubt as to the matters in excuse, the prejudice to the prisoner is perfectly manifest. One of the fallacies in supposing otherwise arises from not giving heed to the fact that both instructions referred not only to matters in mitigation but to matters in excuse, and therefore to instruct the jury that if they had any doubt as to the
When it is said that the jury cannot be satisfied that the plea of self-defense is true, if “they are left in doubt about it,” nothing more or less is meant, or can be intended, than that the defendant must exclude from the minds of the jury
The suggestion that if we follow this established precedent of the law unrestrained violence and lawlessness may ensue, is one to which we can give no heed. If we take our eyes from the law and give attention only to consequences, or if wе stop to consider who is morally right or wrong without regard to right or wrong as judicially ascertained, we will soon have a government not of law but without law, and the lawlessness which is sought to be avoided will follow as an inevitable result. We must apply the law as we find it to be and not as we think it should be, for to do the latter would be to legislate and not to expound.
But we think the Court inadvertently fell into error when it responded to the defendant‘s prayer for instructions and told the jury that, if the deceased advanced upon the defendant with a drawn knife in such manner as to cause him reasonably to apprehend, and he did actually apprehend, that he was about to be slain or to receive enormous bodily harm, the defendant had the right to stand his ground and, if necessary, to take the life of the deceased without retreating. Thus far the charge was correct, but the Court added to this instruction the following: “Provided the assault made upon the defendant was felonious or with felon-
But the addition to the defendant‘s prayer for instructions
We cannot for a moment think that the right of a defendant to a correct statement of the law by the Court to the jury сan, in any case, depend upon the mere possibility, and a very remote one, of there being some member of the jury with sufficient intelligence and knowledge to explain clearly the meaning of technical words to his fellows. That, as we understand it, is the peculiar office and function of the Judge. We doubt if any layman could give a correct definition of the word “felonious” as now used in the law of this State, this Court itself having had at least some difficulty in stating its exact meaning. The law presumes that the jurors do not know the law, and for this very reason enjoins upon the Judge to “state in a plain and correct manner the evidence given in the case and declare and explain the law arising thereon.”
There is another objection to the proviso which was added to the instruction by the Court. The Court had charged the jury virtually by this instruction that an actual assault, with the intent to kill or to do great bodily harm, was not necessary, as he told the jury that if the defendant apprehended upon reasonable grounds that the deceased was about to assault him with that intent, “he had the right to stand his ground, and if necessary to take the life of his assailant without retreating“; and yet by the proviso the jury, in order to give the defendant the benefit of that instruction, were required to find that there was a felonious assault or an assault with a felonious intent. Under this instruction, the jury could not have acquittеd the defendant if they had found that he had a well-grounded apprehension that the deceased was about to assault him with the intent to kill him or to do him great bodily harm, unless they further found that an assault had been actually committed with a felonious intent. We think that this instruction given in response to the prayer of the defendant was calculated to mislead the jury as to the true principle upon which the defendant‘s right of self-defense was founded, and it therefore necessarily prejudiced him.
In this connection it may be well to notice an expression of the Court in the general charge. The jury were instructed that in order “to justify the use of a deadly weapon in self-defense, it must appear that the danger was so urgent and pressing that in order to save his оwn life, or to prevent his receiving great bodily harm, the shooting by the defendant was absolutely necessary; and it devolves upon the prisoner to make it appear to you that the deceased was the assailant and at fault, and that he, the prisoner, was not at fault, or that he, the prisoner, had really and in good faith
While the exception to this part of the charge is not very specific, we have noticed it in order that attention may again be called to the correct principle upon which a charge in such a case should be based.
It is true that an actual necessity to kill in order to save the defendant‘s own life would have justified the killing of his assailant, if the defendant himself was not in fault (State v. Dixon, supra), but it is not true actual neces-
If Stanberry was attempting to kill Miller or to do him great bodily harm, or if the defendant had a well-grounded belief or apprehension that he was attempting to do so, he had the right to interfere to prevent Stanberry from executing his intention, and if, while engaged in the act of interference for that lawful and commendable purpose, Stanberry advanced upon him in such manner as to induce the defendant reasonably to apprehend, and defendant did actually apprehend, that he was about to be killed or to receive great bodily harm, he was justified in taking the life of Stanberry in order to save his own or to prevent great bodily harm to himself, for, when he interfered, he was in no fault but was performing a legal duty, and therefore had a perfect right to stand and defend himself against the threatened attack. Clark‘s Criminal Law, section 65, p. 164; State v. Matthews, supra; State v. Rutherford, 8 N. C., 458, 9 Am. Dec., 658.
There was error in the rulings of the Court in the respects we have stated and it will be so certified, to the end that there may be another trial.
New Trial.
CLARK, C. J., dissenting. The Court gave the following prayers at the request of the State: “2. If the jury are satisfied beyond a reasonable doubt that the prisoner slew the deceased with a deadly weapon, to-wit, a pistol, and are left in doubt as to the circumstances of mitigation or excuse offered by the prisoner or derived from the State‘s evidence, they should convict of murder in the second degree.”
It is a complete answer to these exceptions that the prisoner was acquitted of murder in the second degree and could not have been prejudiced thereby. Besides, the charge was warranted upon all our authorities. When the killing with a deadly weapon is admitted or proved, the presumption is that the prisoner is guilty of murder in the second degree (State v. Hicks, 125 N. C., 636; State v. Booker, 123 N. C., 713; State v. Dowden, 118 N. C., 1145), and every matter of excuse or justification must be shown by the prisoner. State v. Johnson, 48 N. C., 266; State v. Ellick, 60 N. C., 451; State v. Brittain, 89 N. C., 481; State v. Rollins, 113 N. C., 722, p. 734, where several cases are cited; State v. Barrett, 132 N. C., 1005. From the foregoing cases it will appear that the doctrine is well established that the burden devolved upon the prisoner to prove all matters of excuse or mitigation, and this he must do to the satisfaction of the jury. State v. Whitson, 111 N. C., 695, syllabus 9, p. 696; State v. Willis, 63 N. C., 26; State v. Locklear, 118 N. C., 1154; State v. Barrett, supra. It was incumbent on the prisoner to satisfy the jury as to the circumstances offered by him in evidence to rebut the presumption of malice and to reduce the crime to manslaughter
In State v. Potts, 100 N. C., at p. 463, the Court below refused instructions “to the effect that if, upon the evidence, the minds of the jury are left in doubt as to the sanity of the prisoner or of his malicious intent in taking the life of the deceased, it should be resolved in his favor, leading in one instance to acquittal, and in the other to the reduction of the grade of the offense to manslaughter.” The ruling of the Court below was affirmed by this Court.
In State v. Byers, 100 N. C., 512, at p. 517, the following charge, by the Judge below was affirmed by this Court, Chief Justice Smith delivering the opinion: “That when the killing was proved to have been done with a deadly weapon or admitted by the prisoner, the burden of showing the mitigating circumstances shifted to the prisoner, and this he must show, not by a preponderаnce of testimony or beyond a reasonable doubt, but to their satisfaction, and if the jury were left in doubt as to the mitigating circumstances, it would be a case of murder.”
In State v. Smith, 77 N. C., at p. 488, Faircloth, J., also says: “Homicide is murder unless it be attended with mitigating circumstances, which must appear to the satisfaction of the jury, and if the jury are left in doubt on this point it is still murder.” This is quoted verbatim and approved by Davis, J., in State v. Jones, 98 N. C., at p. 657, as well as by Smith, C. J., in State v. Byers, 100 N. C., 518, and it is again held in State v. Rollins, 113 N. C., p. 733. State v. Smith on this point is also cited as authority but without verbatim quotation, in State v. Brittain, 89 N. C., 502; State v. Mazon, 90 N. C., 683; State v. Whitson, 101 N. C., 700, and by Douglas, J., in State v. Byrd, 121 N. C., 686. In State v. Garland, 90 N. C., at p. 674, Ashe, J.,
When counsel in zeal for their clients have sought to change this rule, whose maintenance the Court has heretofore deemed necessary for the prevention of murders, the Court has always refused, and Smith, C. J., citing and approving State v. Smith, 77 N. C., 488, and other cases, says, in State v. Mazon, 90 N. C., 683: “If anything can be settled and put at rest by judicial decisions this principle has been, and we cannot now permit it to be drawn in question without impairing the confidence which ought to be reposed in the integrity and stability of the judicial administration of the law.” These are wise words of one of the ablest and most distinguished of our predecessors, and the principle there followed has not till now been shaken in any subsequent case. The State, always at a gross and unfair disadvantage, by reason of the disparity in the number of challenges and other causes, in any effort to enforce the law in this State against homicides, has been reduced almost to a state of impotence, except when the killing has been by lying in wait, by the late statute and the construction placed upon it in State v. Gadberry, 117 N. C., 811, and similar cases. In view of the vast increase in the number of murders in this State which has followed, and which now amount almost to an epidemic, and the consequent increase in the number of attempts by the people themselves outside of the law to repress crime by lynchings, I view with regret the overruling of another long and unbroken line of precedents which our learned and able predecessors thought just and necessary that murders might less abound.
There has been no statute and no decision impeaching
The prisoner requested the Court to charge the jury that “If they believed from the evidence that the deceased was engaged in a difficulty with Asa Miller and was attempting to cut said Miller with his knife in the presence of the prisoner, it was his duty to endeavor to suppress and prevent the same, and if in attempting to do so the deceased left off his difficulty with Miller and made upon the prisoner with a drawn knife in such a manner as to cause the prisoner to apprehend, and he did apprehend, that he was about to be slain or to receive enormous bоdily harm, then the prisoner had a right to stand his ground and, if necessary, to take the life of the deceased without retreating.”
This prayer was certainly defective in leaving out the word “reasonably,” which the Judge supplied in the following instruction which he gave in lieu of that asked: “If the jury believe from the evidence that the deceased was engaged in a difficulty with Asa Miller and was attempting to cut said Miller with his knife in the presence of the prisoner, and the deceased was then capable of executing such a purpose, it was his duty to endeavor to suppress and prevent the same, and if in attempting to do so the deceased left off his difficulty with Miller and made upon the prisoner with a drawn knife in such a manner as to cause the prisoner tо reasonably apprehend, and he did actually apprehend, that he was about to be slain or receive enormous bodily harm, then the prisoner had a right to stand his ground and
The evidence was that the deceased, who was a lame man, was “perfectly drunk” and “wild drunk,” and there was direct evidence that he was not trying to hurt Miller and that they were in a drunken squabble, and there were other circumstances which would have justified the jury in drawing the inference that the deceased was not capable of harming Miller or of executing any purpose to harm the prisoner if the latter had retreated, as he should have done, after the deceased left Miller, if he (the prisoner) could do so with safety, and thereby have avoided taking the life of a human being. “The dead are always wrong” says the proverb truly, and the deceased is not here to give his version of the slaying, but if upon this evidence the condition of the deceased was such that the prisoner could have retreated with safety, but he preferred rather to stand his ground and kill
