State v. ClarkState v. Clark
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- Before:
- Schwab
Lead Opinion
Defendant appeals from his conviction, after a jury trial of driving while under the influence of intoxicants. We affirm.
Defendant makes two assignments of error, both of which relate to the court’s instructions to the jury.
First, defendant complains that the instructions twice mentioned that portion of
We find no error. In fact, the court’s instructions referred twice to all the elements of
Defendant claims, however, that “* * * giving both instructions * * * resulted in the impression that the breath test was uncontrovertable [sic] evidence.” We are unable to perceive anything in the instructions as given which justifies defendant’s claim, and so reject it.
Defendant further notes, however, that the entire set of instructions was given again in response to a question received from the jury after deliberations had begun:
“Even though the law states that .10 means a person is ‘under the influence,’ does this require a juror to go ahead and pronounce the defendant guilty? Can the breathalyzer say .10 or over and still I could come back with a verdict of not guilty? I just would like to have the law explained to me again so that it is perfectly clear to me.” (Emphasis added.)
The trial court’s response to this request was correct: it replayed the tape recording of its earlier instructions. As the emphasized portion of the jury inquiry shows, this was — at bottom — all the jury was requesting.
Defendant disagrees, claiming that the first two sentences of the jury inquiry required a specific response which the instructions could not provide. This brings us to the general theory involved in defendant’s second assignment of error, viz., that
There are really two parts to this second contention of defendant:
(1)
*855(2)
Defendant’s first point was decided adversely to him in State v. Torrey, 32 Or App 439, 574 P2d 1138, rev den (1978). Driving with a blood alcohol level of .10 percent or greater is an alternative statutory definition of the offense of driving under the influence of intoxicants, not a conclusive presumption.
Defendant’s second point raises a question about a portion of State v. Torrey which, upon reconsideration, we are now convinced was unduly expansive. In Torrey, we held that, where a defendant is charged with driving under the influence of intoxicants under
The gravamen of
However, as with any such testimony, a proper foundation must be laid for it. The question then becomes: What is a proper foundation which will permit a jury to consider circumstantial evidence tending to contradict the state’s evidence of a particular blood alcohol reading? This is a question we did not specifically consider in State v. Swarengin, supra.
We think such testimony, where it is specifically offered for the purpose of challenging, by inference, the accuracy of a test which showed a blood alcohol level of .10 percent or above, is relevant only if proper evidence of the relationship between physical size, blood alcohol content and reasonably expected behavior has been introduced so that the jury has some guidelines to follow in assessing the evidence. Such evidence will usually be in the form of expert testimony. Without such an evidentiary predicate, a jury of laymen would have insufficient data to assign any *857real probative value to observations of the physical behavior of the defendant.4
Applying this rule to the present case, and absent any expert testimony of the kind described, defendant would not have been entitled to have the jury initially instructed that they could consider any physical observations which had been made of defendant in determining whether or not they were persuaded as to the correctness of the blood alcohol test result. It follows that the trial judge correctly declined to answer the two intermediate questions posed to him by the jury, since he would then have been giving an instruction unsupported by evidence. His decision to play back the instruction he had previously given was correct.
Affirmed.
Notes
“(1) A person commits the offense of driving while under the influence of intoxicants if he drives a vehicle while:
“(a) He has .10 percent or more by weight of alcohol in his blood as shown by chemical analysis of his breath, blood, urine or saliva made under
“Ob) He is under the influence of intoxicating liquor, a dangerous drug or narcotic drug; or
“(c) He is under the influence of intoxicating liquor and a dangerous drug or narcotic drug.
“(2) Driving while under the influence of intoxicants is a Class A traffic infraction.
The court told the jury:
“Oregon law provides that a person commits the offense of driving while under the influence of intoxicants upon a public highway while he was under the influence of intoxicating liquor or had a .10 percent or more by weight of alcohol in his blood as shown by a chemical analysis of his breath.
“First, that the crime, if any, was committed within Lane County, Oregon. Second, that the crime, if any, was committed on or about January 9, 1977, the date alleged in the complaint. Third, that the Defendant drove a motor vehicle upon a public highway, and fourth, that at the time of driving the motor vehicle, the Defendant was under the influence of intoxicating liquor or had a .10 percent or more by weight of alcohol in his blood as shown by a chemical analysis of his breath.” (Emphasis added.)
“(1) At the trial of any civil or criminal action, suit or proceeding arising out of the acts committed by a person driving a motor vehicle while under the influence of intoxicants, if the amount of alcohol in the person’s blood at the time alleged is less than .10 percent by weight of alcohol as shown by chemical analysis of the person’s breath, blood, urine or saliva, it is indirect evidence that may be used to determine whether or not he was then under the influence of intoxicants.
“(2) Not less than .10 percent by weight of alcohol in a person’s blood constitutes being under the influence of intoxicating liquor.
“(3) Percent by weight of alcohol in the blood shall be based upon grams of alcohol per one hundred cubic centimeters of blood.
“(4) Nothing in this section is intended to limit the introduction of any competent evidence bearing upon the question of whether or not a person was under the influence of intoxicants.”
The 1977 legislature amended the law by inserting new language in subsection (1) and deleting subsection (4):
“(1) At the trial of any civil or criminal action, suit or proceeding arising out of the acts committed by a person driving a motor vehicle while under the influence of intoxicants, if the amount of alcohol in the person’s blood at the time alleged is less than .10 percent by weight of alcohol as shown by chemical analysis of the person’s breath, blood, urine or saliva, it is indirect evidence that may be used with other evidence, if any, to determine whether or not he was then under the influence of intoxicants.” (Emphasis added.)
To the extent that State v. Torrey, supra, creates an absolute rule of inadmissibility, rather than one based upon a requirement of a proper foundation, it is disapproved.
Dissenting Opinion
dissenting.
I respectfully submit that the majority’s reasoning is fallacious and renders
A juror made the following request of the trial court:
“Even though the law states that .10 means a person is ‘under the influence’ does this require a juror to go ahead and pronounce the Defendant guilty. Can the breathalyzer say .10 or over and still I could come back with a verdict of not guilty?! just would like to have the law explained to me again so that it is perfectly clear to me.”* 1 (Emphasis supplied)
*858The trial court responded by playing back the audio recording of its previous instructions. The majority emphasizes the last sentence of the juror’s question and concludes that all the juror wanted was a repetition of the instructions. If the majority is correct in its analysis, then the remainder of the majority’s opinion is dictum. Unfortunately, the analysis is incorrect. The touchstone of the juror’s question is in the preceding sentence and the playback was not responsive to that question. A likely impression left on the jury is that the breathalyzer result introduced by the state, which was .13 percent blood-alcohol, was conclusive evidence of guilt. The proper answer to the juror’s question would have been that a finding of .10 percent or more blood-alcohol as shown by chemical analysis constitutes the offense of driving while under the influence of intoxicants (DUII), but that the jury must find that the chemical analysis, i.e., the breathalyzer, did in fact accurately measure defendant’s blood-alcohol content to be .10 percent or more.
The question remains, was the error prejudicial? I conclude that it was not because defendant did not offer any evidence that attacked the credibility of the breathalyzer result. It is at this point that my path of reasoning and the majority’s join, only shortly to detour in opposite directions. The only evidence introduced by defendant was testimony by eye witnesses that defendant was not visibly intoxicated. The majority and I agree that the evidence as presented was not competent to disprove the breathalyzer result. The majority reasons that such evidence is admissible under
The majority states that “the gravamen of
The gravamen of the “driving while under the influence of intoxicating liquor” offense now incorporated in
The enactment in 1971 of former
“Any person who drives any vehicle upon any highway of this state when that person has .15 percent or more by weight of alcohol in his blood as shown by *862chemical analysis of the person’s breath, blood, urine or saliva made pursuant toORS 483.634 to 483.646 shall be punished, upon conviction * * (Emphasis supplied.)
The majority ignores the quoted statutory language citing State v. Swarengin, 12 Or App 290, 506 P2d 729 (1973). I would overrule the reasoning in that case because it likewise ignores the statutory language. Swarengin involved a prosecution under former
*863The rules of statutory construction, legislative history and common sense dictate that we construe
Of course, in the legal sense, evidence of observable physical symptoms is relevant in that it may establish some degree of probability concerning the level of blood-alcohol content. However, even under the common law rules of evidence, relevance alone does not determine admissibility. Legislative exclusion under
“* * * relevance is not always enough. There may remain the question, is its value worth what it costs? There are several counter-balancing factors which may move the court to exclude relevant evidence if they outweigh its probative value. In order of their importance, they are these. First, the danger that the facts offered may unduly arouse the jury’s emotions of prejudice, hostility or sympathy. Second, the probability that the proof and the answering evidence that it provokes may create a side issue that will unduly distract the jury from the main issues. Third, the likelihood that the evidence offered and the counter proof will consume an *864undue amount of time.” (Footnotes omitted) McCormick, Evidence 438-40, § 185 (2d ed, E. Cleary, 1972).
The second and third considerations mentioned by McCormick are particularly applicable here. There is a likelihood that an extensive inquiry into defendant’s observable mental and physical condition will not only prolong the trial, but focus the jury’s attention on that side issue and thus distract it from the principal issue, i.e., whether or not defendant had a blood-alcohol concentration of .10 percent or more as measured by chemical analysis. Weighed against these considerations is the fact that evidence concerning defendant’s observable mental and physical condition has only a slight probative relationship to a person’s blood-alcohol content, and consequently to the accuracy of the breathalyzer.
Defendant argues that exclusion of consideration of such evidence means that evidence of breathalyzer results of .10 percent or more establishes a conclusive presumption of guilt which is violative of due process. I would agree that if the presumption is conclusive it may be violative of due process considering the fallible nature of the breathalyzer machine and the persons who operate it. See State v. Michener, 25 Or App 523, 550 P2d 449 rev den (1976); AMA at 164-66. However, the presumption is not conclusive. There is a variety of readily available and reliable methods of proof by which defendant can effectively impeach the breathalyzer. Defendant may require that the state provide him with the breathalyzer ampule which can be used to retest the breathalyzer. See State v. Michener, supra, at 528. An equally if not more reliable method of disproving the breathalyzer is an independent blood test.
Another concern of the legislature in enacting the new vehicle code was efficient judicial administration of traffic offenses. See Commentary, Oregon Vehicle Code, Foreword pp. XII-XV (1975). It was thus not unreasonable nor violative of due process for the legislature to want to disallow evidence which is inherently unreliable and unduly prolongs and confuses the trial in DUII cases. The rule adopted by the majority will accomplish the opposite result. The trial will not only be prolonged, as with this case, by lengthy eye witness testimony concerning the defendant’s observable behavior and demeanor, but the trier of fact will be confronted with a confusing array of expert testimony concerning the relationship between blood-alcohol content and observable symptoms of alcoholic impairment.
The majority assumes a medical relationship between “physical size, blood-alcohol content and reasonably expected behavior” that does not exist. Physical size has a definite relationship to a person’s alcoholic absorption and dissipation rate, AMA at 21, but slight relationship to the observable symptoms of alcoholic impairment. Other factors such as environment and metabolism may have a greater degree of relationship although there is medical disagreement as to the degree and quality of the relationship. AMA at 12, 20. The most important factor is a person’s drinking history. AMA at 10. A more experienced drinker is often able to conceal many of the otherwise observable symptoms of impairment. The medical facts upon which
I conclude that the evidence concerning defendant’s observable mental and physical condition should not be considered either as evidence of his blood-alcohol content or as to the credibility of the chemical analysis offered as evidence under
Because of the volume of DUII cases being tried, I believe we should also address in this case the problem posed by the consolidation of the elements of former
The logical solution is to require the state to elect prior to trial whether it will prosecute under subsection (l)(a) or (l)(b) of
In view of these circumstances, I would require that the state make an election prior to trial as to whether it intends to prosecute under
The juror’s confusion probably arose because the trial court also included in its instructions a statement that “nothing in this law limits the introduction of any competent evidence which bears upon the question of whether or not the person was under the influence of intoxicants.” This statement is a direct quote from
“(1) At the trial of any civil or criminal action, suit or proceeding arising out of the acts committed by a person driving a motor vehicle while under the influence of intoxicants, if the amount of alcohol in the person’s blood at the time alleged is less than .10 percent by weight of alcohol as shown by chemical analysis of the person’s breath, blood, urine or saliva, it is indirect evidence that may be used with other evidence, if any, to determine whether or not he was then under the influence of intoxicants.
“(2) Not less than .10 percent by weight of alcohol in a person’s blood constitutes being under the influence of intoxicating liquor.
“(3) Percent by weight of alcohol in the blood shall be based upon grams of alcohol per one hundred cubic centimeters of blood.”
The result in Swarengin was correct because the error was not prejudicial since defendant never offered any evidence attacking the credibility of the breathalyzer. Swarengin poses another possible problem.