State v. ChisholmState v. Chisholm
- Reporters:
- , ,
- Before:
- Lockett
This appeal has been before the court on two prior occasions. Scott Chisholm appeals from his conviction of two counts of aggravated incest,
Before Chisholm’s trial, the State, noting that the stepdaughter was less than 13 years old and had expressed fear of Chisholm, moved that the stepdaughter’s testimony be taken by closed-circuit television pursuant to
“Videotape of testimony of child victim admissible in certain cases; limitations; objections, restrictions, (a) On motion of the attorney for any party to a criminal proceeding in which a child less than 13 years of age is alleged to be a victim of the crime, the court may order that the testimony of the child be taken:
“(1) In a room other than the courtroom and be televised by closed-circuit equipment in the courtroom to be viewed by the court and the finder of fact in the proceeding; . . .
“(b) At the taking of testimony under this section:
“(1) Only the attorneys for the defendant, the state and the child, any person whose presence would contribute to the welfare and well being of the child and persons necessary to operate the recording or closed-circuit equipment may be present in the room with the child during the child’s testimony;
“(2) only the attorneys may question the child;
“(3) the persons operating the recording or closed-circuit equipment shall be confined to an adjacent room or behind a screen or mirror that permits them to see and hear the child during the child’s testimony but does not permit the child to see or hear them; and
“(4) the court shall permit the defendant to observe and hear the testimony of the child in person, but shall ensure that the child cannot hear or see the defendant.
“(c) If the testimony of a child is taken as provided by this section, the child shall not be compelled to testify in court during the proceeding.”
At the hearing on the State’s motion, the district court noted the statute makes the decision discretionary with the court and held that, although the statute did not set out the criteria to be applied in the exercise of discretion, the statute’s non-mandatory language required the State to show why its request should be granted.
At trial, the stepdaughter testified in a special room in which she could not see Chisholm or the cameraman in a booth. Her direct testimony was subject to contemporaneous objection by defense counsel, who was in the room with her. The judge could communicate with the attorneys by means of a connected cable. The judge and jury watched the testimony on television screens. Chisholm privately conferred with his attorney in a separate room before the attorney began his cross-examination of the stepdaughter. The jury found Chisholm guilty of two counts of aggravated incest, and Chisholm was given a suspended sentence and placed on four years’ probation under intensive supervision.
Chisholm appealed his conviction, arguing
Subsequent to our June 3, 1988, decision in Chisholm I, the United States Supreme Court on June 29, 1988, ruled on a similar issue in Coy v. Iowa, 487 U.S. 1012, and reached the opposite conclusion. In Coy, a divided United States Supreme Court held that a screen placed between child witnesses and a defendant charged with lascivious acts with children violated the defendant’s Sixth Amendment right of face-to-face confrontation.
During Coy’s trial a screen between the accused and the child witnesses had been erected pursuant to
Justice Scalia, writing for a divided majority, stated the United States Supreme Court had never doubted that the Confrontation Clause guarantees the defendant a face-to-face meeting with the witnesses appearing before the trier of fact. He noted the Sixth Amendment’s guarantee of face-to-face encounter between witness and accused serves ends related both to appearances and to reality. Justice Scalia asserted a witness may feel quite differently
The State argued that Coy’s confrontation interest was outweighed by the necessity of protecting victims of sexual abuse. Justice Scalia answered, “It is true that we have in the past indicated that rights conferred by the Confrontation Clause are not absolute, and may give way to other important interests.” 487 U.S. at 1020. He explained that the rights referred to in those cases, however, were not the rights narrowly and explicitly set forth in the clause, but rather rights that are, or were asserted to be, reasonably implicit — namely, the right to cross-examine, the right to exclude out-of-court statements, and the asserted right to face-to-face confrontation at some point in the proceedings other than the trial itself. 487 U.S. at 1020.
Justice Scalia observed the State of Iowa maintained that the necessity to allow the child to testify via closed-circuit television is established by the statute, which creates a legislatively imposed presumption of trauma. He noted other United States Supreme Court decisions suggest, however, that even as to exceptions from the normal implications of the Confrontation Clause something more than the type of generalized finding underlying such a statute is needed when the exception is not “firmly . . . rooted in our jurisprudence.” 487 U.S. at 1021. Justice Scalia stated the exception created by the Iowa statute, which became law in 1985, could hardly be viewed as “firmly rooted.” He concluded since there had been no individualized findings that these particular witnesses needed special protection, the judgment could not be sustained by any conceivable exception. 487 U.S. at 1021.
Justice O’Connor, with whom Justice White concurred, noted that confrontation rights are not absolute but may give way in an appropriate case to other competing interests so as to permit the use of certain procedural devices designed to shield a child witness from the trauma of courtroom testimony. Justice O’Con-nor observed it was not novel to recognize that a defendant’s
After the Coy decision was filed, Chisholm petitioned for certiorari and his case was accepted for review by the United States Supreme Court. On November 28, 1988, the United States Supreme Court vacated our decision in Chisholm I and remanded the matter to this court for further consideration in light of Coy. Chisholm v. Kansas, 488 U.S. 962.
After
Coy
was decided and prior to the United States Supreme Court’s remand of
Chisholm,
we heard the case of
State v. Eaton,
244 Kan. 370. We were required by the United States Supreme Court’s decision in
Coy
to reverse Eaton’s convictions of aggravated criminal sodomy and indecent liberties with a child because the seven-year-old witness’ testimony had been given via closed-circuit television pursuant to
In
Eaton,
we denied the defendant’s challenge to the constitutionality of the statute, noting although
In Kuone, we examined the legislature’s child-victim witness exception to the rule against admission of hearsay evidence.
Kuone
dealt with a mentally ill and retarded 11-year-old whose out-of-court statements were introduced by the State pursuant to
“Evidence of a statement which is made other than by a witness while testifying at the hearing, offered to prove the truth of the matter stated, is hearsay evidence and inadmissible except:
“(dd) Actions involving children. In a criminal proceeding ... , if:
“(1) The child is alleged to be a victim of the crime or offense . . . ; and
“(2) the trial judge finds, after a hearing on the matter, that the child is disqualified or unavailable as a witness, the statement is apparently reliable and the child was not induced to make the statement falsely by use of threats or promises.
“If a statement is admitted pursuant to this subsection in a trial to a jury, the trial judge shall instruct the jury that it is for the jury to determine the weight and credit to be given the statement and that, in making the determination, it shall consider the age and maturity of the child, the nature of the statement, the circumstances under which the statement was made, any possible threats or promises that might have been made to the child to obtain the statement and any other relevant factor.”
We acknowledged Eaton’s right of confrontation but determined that certain factors could be used to determine whether a child witness is “unavailable,” under the 60-460(dd) exception to the hearsay rule, because of psychological trauma or disability. The factors to be considered are: (1) the probability of psychological injury as a result of testifying; (2) the degree of anticipated injury; (3) the expected duration of the injury; and (4) whether the expected psychological injury is substantially greater than the reaction of the average victim of a rape, kidnapping, or other violent act. Other factors may also be relevant. State v. Eaton, 244 Kan. 370, 384, 769 P.2d 1157 (1989). We held in Kuone there was sufficient evidence of “unavailability” under these fac1 tors to allow the child’s prior statements. 243 Kan. at 229. In Eaton, we found the lack of individualized findings to be error and reversed the convictions. 244 Kan. at 385-86.
We were unable to determine from the record on appeal whether there was sufficient evidence for the trial court to make the individualized finding that trauma to the child outweighed Chisholm’s right to confrontation as required by Coy and allowed the child victim to testify via closed-circuit television. We remanded the matter to the trial judge for an examination of the record to determine whether the State’s public policy interest in protecting child victims of sex crimes is sufficient to justify an exception to Chisholm’s right of confrontation. We stated that if after examining the record in light of Coy and Eaton the trial court is able to make the necessary individualized findings as to the probability, degree, and duration of psychological injury to the child, Chisholm’s convictions would stand. If there was not sufficient evidence in the record for the trial judge to make the necessary individualized findings to deny the defendant his right of face-to-face confrontation, Chisholm’s convictions would be vacated and the defendant granted a new trial. 245 Kan. at 152-53.
On March 22, 1990, at the conclusion of the hearing on remand, the trial judge observed that, since the Kansas Supreme Court had everything in the record that was available to him, he was to rely on his own independent recollections of the observations he made at the various hearings and motions and determine from those observations whether there was sufficient evidence for him to make the individualized findings required by the various cited decisions.
The
Craig
Court concluded that where necessary to protect a child witness from trauma that would be caused by testifying in the physical presence of the defendant, at least where such trauma would impair the child’s ability to communicate, the Confrontation Clause does not prohibit use of a procedure that, despite the absence of face-to-face confrontation, ensures the reliability of the evidence by subjecting it to rigorous adversarial testing and thereby preserves the essence of effective confrontation. Because there was no dispute that the child witnesses in
Craig
testified under oath, were subject to full cross-examination, and were able to be observed by the judge, jury, and defendant as
When deciding if the use of closed-circuit television testimony violated Chisholm’s right of confrontation, the trial judge used the less restrictive standard of Coy and Craig, rather than the standard we set based on Coy in Eaton. The trial court first noted that no evidence or testimony was presented at the earlier proceedings by any psychologist or mental health expert as to the distress or trauma which might be suffered by the child-victim witness. The trial judge then observed that the transcript of the preliminary hearing revealed there had been testimony by the mother of the victim which indicated the victim was afraid of the defendant and the victim feared the defendant would harm the victim’s mother. The trial judge stated he personally observed the child was experiencing a great deal of distress and trauma and was not able to communicate when she was called by defendant’s counsel to testify at the preliminary hearing. The trial judge asserted, “Yet when questioned by the same attorney at trial, out of the presence of the Defendant, the child witness was able to present her testimony appropriately while still displaying some nervousness and some reluctance to testify.” The trial judge stated he was satisfied that the child witness was being traumatized by the presence of the defendant and not merely displaying some nervousness because she was in the courtroom.
The trial court asserted that the videotape presented at the preliminary hearing demonstrated the child was able and even willing to testify about the events for which the defendant was charged. The videotape showed that while the child was obviously embarrassed by having to describe what occurred, she was still able to effectively communicate in a clear and coherent manner as to those matters about which she was being questioned. The judge then held that a review of the proceedings and the various transcripts established by clear and convincing evidence that to have required the child witness to testify in open court in the presence of the defendant would have prevented the child from reasonably communicating to the jury and effectively thereby rendered the child unavailable to testify.
Chisholm points out that the child did in fact testify while confronting Chisholm at the preliminary hearing. He asserts few questions concerning the alleged sexual conduct were asked the child at the preliminary hearing; at trial, the child stated she was unable to remember in response to a number of questions regarding the alleged incidents; and her answer to at least one question was more specific at the preliminary hearing in the presence of the defendant than at trial out of the presence of the defendant. Chisholm concedes a difference in the child’s demeanor at the preliminary hearing and on other occasions, but argues she was able to testify while in Chisholm’s presence and her memory lapses were not unique to the preliminary hearing. He argues that, given her ability to communicate while confronting Chisholm at the preliminary hearing, her fear that Chisholm would harm the child’s mother could not be a basis for the trial court’s conclusion that Chisholm’s presence would so traumatize the child that she would have been unable to effectively communicate if required to once again testify in his presence at trial.
Finally, Chisholm argues no evidence had been presented that the child would be psychologically harmed if required to testify in Chisholm’s presence. Chisholm recites the factors set forth in
Kuone
and states none of the required individualized findings as to the probability, degree, and duration of psychological injury to the child were made by the judge. He concludes there is
As to defendant’s claim that the child was more explicit in one of her answers during the preliminary hearing when confronting the defendant than at the trial when testifying by closed-circuit television, the State claims the responses were different only because the questions were framed differently. As to defendant’s claim that the child was able to communicate at the preliminary hearing, the State contends appellant’s argument fails to take into account that the ability to communicate about neutral issues was not matched by any such ability in regard to questions about the alleged incestuous acts.
The State concludes the trial court had actually applied the tests required by Craig when the trial court made its initial ruling on the use of closed-circuit television in Chisholm I. The State claims that, on the basis of the remand language in Chisholm II, the test is a sufficiency of the evidence test. The State concludes Chisholm wants this court to weigh the recorded testimony, disregard the trial court’s observations of the child’s demeanor, and find there was insufficient evidence in support of the court’s decision.
The right to confrontation of a witness under the Kansas and United States Constitutions includes the right of the accused to face-to-face confrontation while a victim accuser is testifying against the accused. The fundamental right of the accused to confront the child-victim accuser in a criminal trial is not absolute and has exceptions where necessary to further an important public policy. The State’s interest in protecting child victims of sex crimes and in obtaining reliable testimony from a child witness
Did the trial court comply with the requirements of Maryland v. Craig?
1. The trial court must hear evidence and determine whether use of the one-way closed-circuit television procedure is necessary to protect the welfare of the particular child witness who seeks to testify. Here, the trial court did not “hear evidence” in the manner set out in Coy and Craig. Rut, the trial court had personally observed the child’s inability to testify when confronting the defendant face-to-face and her ability to talk about the incidents when out of the presence of the defendant. The trial court stated, “I’m satisfied that having gone through the Preliminary Hearing now and observed the video and the demeanor, that it is appropriate and reasonable that the testimony of that witness, the victim, be taken by closed circuit television and the State’s motion will be granted in that regard . . . .”
2. The trial court must find that the child ivitness would be traumatized, not by the courtroom generally, but by the presence of the defendant. The trial court státed it was satisfied that the child witness was being traumatized by the presence of the defendant and was not merely displaying some nervousness because she was in the courtroom.
3.
The trial court must find that the emotional distress suffered by the child witness in the presence of the defendant is more than de minimis, i.e., more than “mere nervousness or excitement
The trial court found after a review of the proceedings and the various transcripts there was clear and convincing evidence that to have required the child witness to testify in open court in the presence of the defendant would have prevented the child from reasonably communicating to the jury and effectively thereby rendered the child unavailable to testify.
The State’s public policy to protect children through the use of closed-circuit television for testimony of a child-victim witness was adopted by our legislature and codified at
Though there was no specific evidentiary hearing held as required by
Coy, Eaton,
and
Craig,
a review of the record reflects all the procedural safeguards to ensure the defendant’s consti
In
Eaton
and
Chisholm I
we observed that the legislature in passing
Affirmed.