The STATE of Arizona, Appellee,
v.
Joseph Louis CHIAPPETTA, Appellant.
Court of Appeals of Arizona, Division 2, Department B.
*369 Terry Goddard, Arizona Attorney General, By Randall M. Howe and Diane M. Acosta, Tucson, for Appellee.
Susan A. Kettlewell, Pima County Public Defender, By Lisa M. Hise, Tucson, for Appellant.
*367 OPINION
ESPINOSA, J.
¶ 1 A jury found appellant Joseph Chiappetta guilty of fraudulent scheme and artifice, a class two felony; taking the identity of another, a class five felony; two counts of forgery, class four felonies; and trafficking in stolen property, a class two felony. After the state proved Chiappetta had twelve prior felony convictions, the trial court sentenced him to concurrent, substantially aggravated prison terms, the two longest of which were thirty-five years. On appeal, Chiappetta argues that he was denied his right to a fair and impartial judge and challenges the trial court's denial of his motion for mistrial and his counsel's motion to withdraw from the representation. He also contends the trial court erred by denying his request for a mitigation hearing and that his aggravated sentences must be vacated in light of the United States Supreme Court's recent decision in Blakely v. Washington, ___ U.S. ___,
Factual and Procedural Background
¶ 2 While in Florida, Chiappetta met the victim, K., after he responded to Chiappetta's classified advertisement for office equipment and gave Chiappetta his business card. Between March and May of 2000, Chiappetta obtained K.'s social security number, and date of birth, acquired an Arizona driver's license featuring his own photograph and K.'s biographical information, and rented an apartment under K.'s name. Chiappetta also opened several different bank accounts and charge accounts and applied for a car loan using K.'s identity. Chiappetta ultimately made thousands of dollars in purchases using the fraudulent accounts. He was apprehended a few months later after an employee at a jewelry store where he had attempted to purchase some merchandise suspected fraud and telephoned K.'s wife.
¶ 3 Although Chiappetta appeared in the courthouse on the morning of the first day of trial, he left before his attorney arrived and before the proceedings were scheduled to begin. His counsel, with whom he had been in sporadic contact that day, reported to the court that Chiappetta had visited two hospitals, allegedly seeking treatment for "[i]ntense pain in his head," and eventually had gone to "a friend's trailer [to] recuperat[e]." He did not thereafter reappear for the trial.
¶ 4 The trial judge found that Chiappetta had voluntarily absented himself and, throughout the trial, the judge repeatedly asked defense counsel about Chiappetta's whereabouts and ordered counsel to try to contact him. The judge also rejected counsel's offer to stipulate to Chiappetta's identity. Ultimately, the judge ordered defense counsel to telephone Chiappetta and ask him where he was and to tell him he was required to report to the court. Defense counsel objected on the ground that disclosing his client's whereabouts would force him to violate the attorney-client privilege. The court disagreed and again ordered counsel to contact his client to learn his whereabouts.[1] Despite repeated attempts throughout the course of the trial, defense counsel advised the court he was unable to locate Chiappetta and the trial concluded without him.
*370 ¶ 5 The jury found Chiappetta guilty of all charges. At sentencing, the trial court found as aggravating factors Chiappetta's twelve prior felony convictions; his eleven previous imprisonments and probationary terms; the failure of previous rehabilitative efforts; the financial harm caused to multiple victims over a lengthy time period; and the emotional harm to K. Several potential mitigators were discussed but it appears the trial court did not actually find any. This appeal followed.
Fair and Impartial Judge
¶ 6 Chiappetta first argues that the trial judge was biased against him, which deprived him of a fair trial and negatively affected his sentence. "A party challenging a trial judge's impartiality must overcome a strong presumption that trial judges are "`free of bias and prejudice.'" " State v. Cropper,
"[O]pinions formed by the judge on the basis of facts introduced or events occurring in the course of the current proceedings, or of prior proceedings, do not constitute a basis for a bias or partiality motion unless they display a deep-seated favoritism or antagonism that would make fair judgment impossible."
State v. Henry,
¶ 7 Chiappetta argues that the trial judge's imposition of substantially aggravated prison terms is illustrative of the fact that the judge was prejudiced against him. He insists the judge was looking for "any excuse" to impose those terms, pointing to a number of tense and often heated colloquies with defense counsel throughout the trial. He also notes that, before the sentencing hearing, the judge had commented that he was inclined to impose an aggravated sentence.
¶ 8 We find no merit to Chiappetta's argument. His extensive criminal record amply justified the maximum prison terms and the judge emphasized that factor at sentencing. Moreover, the judge's statement about the sentence it was inclined to impose did not reflect bias; rather, it gave Chiappetta and his counsel notice of the probable outcome in view of the multiple offenses and Chiappetta's significant criminal history. Indeed, in that regard, A.R.S. § 13-702.01(I) provides that, "[t]he court shall inform all of the parties before sentencing occurs of its intent to increase or decrease a sentence pursuant to this section."
¶ 9 Moreover, we cannot say the trial judge demonstrated outright "hostil [ity]" or a "spirit of ill-will" against Chiappetta. Cropper,
Motion for Mistrial and Motion to Withdraw
¶ 10 In a related argument, Chiappetta maintains that the trial court improperly denied his motion for mistrial and his attorney's motion to withdraw as his counsel, both of which were based on the court's alleged interference in the attorney-client relationship. "The trial court has broad discretion in ruling on a motion for mistrial, and failure to grant the motion is error only if it was a clear abuse of discretion." State v. Murray,
¶ 11 Chiappetta contends a mistrial was required because the court created "an irreconcilable conflict between [Chiappetta] and his counsel by ... constantly placing defense counsel in a position to be at odds with [Chiappetta] and continuously ordering counsel to call [him] ... so that he could be arrested."[2] In denying the motion, the trial court reasoned that any deterioration in the attorney-client relationship had no effect on defense counsel's ability to effectively represent his client. The record supports that determination. Counsel thoroughly cross-examined the state's witnesses, argued to the jury that K. had willingly participated in Chiappetta's fraudulent scheme, and effectively challenged the sufficiency of the state's evidence. Indeed, the jury acquitted Chiappetta on one count. We note that all of the exchanges between the trial court and defense counsel occurred either outside of the jury's presence or privately at sidebar. Cf. State v. Armstrong,
¶ 12 Likewise, the trial court did not err by denying counsel's motion to withdraw because, again, nothing in the record establishes that counsel's representation of Chiappetta had been compromised. See State v. Henry,
¶ 13 The record shows that the court's interaction with counsel was largely a collateral matter to the trial, that any rancorous exchanges, as mentioned above, took place outside the jury's presence, and that Chiappetta had voluntarily absented himself well before there was any discord. Chiappetta has not established that defense counsel's ability to represent him suffered; accordingly, we cannot say the trial court abused its discretion in denying counsel's mid-trial motion to withdraw.
Request for Mitigation Hearing
¶ 14 Chiappetta next argues the trial court improperly denied his request for a mitigation hearing, which he had made orally after requesting a continuance at the time of sentencing. The transcript of the hearing reveals, however, that the trial court expressly denied only the request for a continuance, stating it had been made "too late." It is unclear whether the court's denial encompassed the request for a mitigation hearing, particularly because it effectively held such a hearing, as discussed below.
¶ 15 Rule 26.7(a), Ariz. R.Crim. P., 17 A.R.S., provides that, "[w]hen the court has discretion as to the penalty to be imposed, it may on its own initiative, and shall on the request of any party, hold a pre-sentencing hearing at any time prior to sentencing." We find instructive our decision in State v. Asbury,
¶ 16 The trial court reviewed the presentence report and questioned a representative from the probation department about Chiappetta's alleged military service and traumatic events that reportedly occurred during his childhood. Defense counsel claimed that Chiappetta suffers from post-traumatic stress disorder and pointed out that the offenses involved economic loss, rather than physical harm or violence. Additionally, the court inquired about assistance Chiappetta had allegedly provided law enforcement in another matter, questioning both the prosecutor and a detective and permitting a mid-hearing recess so that Chiappetta could fully present this claim. The court also gave Chiappetta the opportunity to speak on his own behalf and he did so at length. Chiappetta has not pointed to any evidence that he was prevented from introducing. Consequently, even if any error occurred in denying Chiappetta's motion, it was harmless. Asbury.
Blakely Error
¶ 17 In a supplemental brief, Chiappetta contends his aggravated prison terms were imposed in violation of Blakely. He argues he was entitled to a jury determination, beyond a reasonable doubt, of the aggravating factors that were used to increase the terms beyond the presumptive.[3] This issue presents a question of law challenging the legality of a sentence, which we review de novo. See State v. Sepahi,
¶ 18 At the outset, the state argues that Chiappetta has waived any challenge to his sentence under Blakely because the foundation for his claim existed well before Blakely was decided but he failed to raise any right-to-jury-trial issues at sentencing or in his opening brief. In Sepahi, our supreme court noted that the defendant had waived an Apprendi argument made for the first time in supplemental briefing on appeal. Apprendi v. New Jersey,
The lack of a Batson decision on the books did not prevent [defendants] from timely raising the issue in their trials.
....
We do not deny that Batson is a significant change in the law. It is not, however, so novel an idea as to excuse the defendant's failure to make a timely objection.
State v. Holder,
¶ 19 Numerous other courts have ruled similarly. See Rodriguez v. United States,
¶ 20 In Apprendi, the United States Supreme Court held that, "[o]ther than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt."
¶ 21 In Apprendi and again in Blakely, the Supreme Court expressly excepted "prior conviction[s]" from the general principle that facts that increase the penalty for a crime must be presented to a jury and proved beyond a reasonable doubt. Blakely, ___ U.S. at ___,
¶ 22 Under A.R.S. § 13-604(D), which governs sentencing for repetitive offenders, the presumptive term of imprisonment for a defendant convicted of a class two felony with two or more historical prior felony convictions is 15.75 years, and the maximum allowable sentence is twenty-eight years. But § 13-702.01(E) provides that that term may be as much as thirty-five years if the court finds "at least two substantial aggravating factors listed in [A.R.S.] § 13-702, subsection C." Here, the trial court found that Chiappetta's twelve prior felony convictions and his eleven related imprisonments were separate aggravators under § 13-702(C) justifying a substantially aggravated sentence.[4] These undisputed aggravators were intrinsic to the prior convictions proved by the state and elevated the maximum sentence the trial court could impose, without making any additional findings, to thirty-five years, which is what Chiappetta received. That the court also found other aggravating factors and aggravated his sentence to the full extent possible does not change the analysis. Chiappetta's numerous prior convictions and *374 incarcerations, standing alone, were sufficient aggravating circumstances to authorize the trial court's imposition of the substantially aggravated prison term.
¶ 23 The other aggravating factors that the trial court considered, such as the harm to the victim and failure of previous rehabilitative efforts, need not be addressed because they were not necessary to establish the maximum prison term that is statutorily authorized, as contemplated by Blakely. As Division One of this court recently observed, when an aggravated sentencing range is established in a Blakely-compliant manner, the trial court may properly proceed to consider and weigh other factors in aggravation in imposing an appropriate sentence within the aggravated range. Martinez (where aggravated factor of victim's death was implicit in jury finding, trial court's weighing of additional aggravating factors not violative of Blakely because jury finding expanded sentencing range); see State ex rel. Smith v. Conn,
¶ 24 As our supreme court expressly noted in State v. Ring, Sixth Amendment concerns are wholly satisfied in the sentencing context where prior convictions are concerned.
¶ 25 Accordingly, permitting the trial court to freely consider any appropriate sentencing factors once the permissible statutory range is constitutionally established conforms to the due process concerns underlying both Apprendi and Blakely, and, additionally reflects the express intent in those cases that judges' traditional sentencing discretion not be eviscerated. As the Court stated in Apprendi: "We should be clear that nothing in [our jurisprudence] suggests that it is impermissible for judges to exercise discretion-taking into consideration various factors relating both to offense and offender-in imposing a judgment within the range prescribed by statute."
¶ 26 To hold, as Chiappetta urges, that the trial court could not find or consider applicable aggravators, notwithstanding that Chiappetta's maximum penalty was properly established through his prior convictions, would render the above pronouncements ineffectual if not meaningless.[5] The Court reiterated in Blakely,"[n]othing we have said impugns [the] salutary objectives" of determinate sentencing schemes predicated on judicial fact-finding. ___ U.S. ___,
¶ 27 In sum, both the letter and spirit of Blakely require nothing more when the sentence is within the range authorized by the jury's verdict and a defendant's prior convictions. Accordingly, Chiappetta's sentences were lawfully imposed.
Disposition
¶ 28 Chiappetta's convictions and sentences are affirmed.
PELANDER, Chief Judge, specially concurring.
¶ 29 I concur with the disposition and with all aspects of the opinion except those portions of ¶¶ 23-27 that essentially conclude one Blakely-compliant or -exempt aggravating factor alone, regardless of the sentencing court's finding and weighing of mitigating factors, is sufficient to justify any aggravated sentence within the range authorized by that factor. Panels of both divisions of this court have disagreed with that proposition.[7]See *376 State v. Munninger,
¶ 30 This court, however, recently ruled that when a trial court finds at least one Blakely-compliant or -exempt aggravating factor and finds no mitigating factors, the court may consider additional aggravating factors for which reasonable evidence exists and impose a sentence anywhere within the aggravated range based on the totality of aggravating factors. See State v. Alire,
¶ 31 The record in this case shows that the trial court found there were no mitigating circumstances and, in fact, little, if any, mitigating evidence was presented, although the court provided Chiappetta opportunities to do so. The trial court attempted to elicit such evidence at the sentencing hearing for example, alleged assistance by Chiappetta to law enforcement officials; Chiappetta's claimed military service, which he was unable to confirm and a probation officer was unable to verify; and an allegation of possible sexual impropriety by Chiappetta's mother during his childhood, which Chiappetta declined to discuss. At one point, the court stated that Chiappetta had "provided no background [and] no documentation of any of" the alleged mitigating circumstances.
¶ 32 Before pronouncing sentence the court stated that the "aggravating factors outweigh[ed] the totality of the mitigating factors referred to" in the presentence report and by Chiappetta and his counsel during the sentencing hearing. But the court never made specific findings as to any potential mitigators. Under § 13-702(B), any alleged mitigating circumstances must be "found to be true" by the trial court, and the court must ensure that "factual findings and reasons in support of such findings are set forth on the record at the time of sentencing." See also State ex rel. Smith v. Conn,
¶ 33 In addition to the absence of any such findings by the court, I note that in his supplemental brief, Chiappetta himself made no mention of mitigating factors. In short, a reading of the sentencing transcript as a whole leads me to conclude that, although the court alluded to potential mitigating circumstances, it ultimately did not find any. Thus, viewed in context, the court's statement that the aggravating factors "outweigh[ed]" any mitigating factors has no particular legal effect that I can discern, and in my view represents mere gratuitous, or surplus, language. Accordingly, because the trial court in fact found no mitigating factors, and because Chiappetta's twelve prior convictions and his eleven related imprisonments were Blakely-exempt and clearly supported the court's finding of two substantial aggravating factors for purposes of § 13-702.01(E), I find no error in its consideration of any additional aggravators that might not have complied with Blakely. See Alire.
FLÓREZ, Presiding Judge, specially concurring.
¶ 34 I join Judge Pelander's special concurrence and, for the reasons stated therein, concur in the affirmance of Chiappetta's convictions and sentences.
NOTES
Notes
[1] At the end of the second day of trial, the judge obtained Chiappetta's cellular telephone number from defense counsel and left a voice message for Chiappetta, informing him that a warrant had been issued for his arrest and that, by absenting himself from trial, Chiappetta was relinquishing his confrontation right, his right to testify on his own behalf, and other constitutional rights.
[2] The state argues that, by failing to adequately argue the issue on appeal, Chiappetta has waived his challenge to the trial court's denial of his motion to withdraw. We find his argument, albeit conclusory, sufficient to merit our resolution.
[3] As noted earlier, the trial court found the aggravating circumstances were as follows: Chiappetta's twelve prior felony convictions; his eleven previous imprisonments and probationary terms; the failure of previous rehabilitative efforts; the financial harm caused to multiple victims over a lengthy time period; and the emotional harm to K.
[4] Section 13-702(C)(11) and (21), A.R.S., lists as aggravating factors, respectively: "The defendant was previously convicted of a felony within the ten years immediately preceding the date of the offense" and "[a]ny other factor that the court deems appropriate to the ends of justice."
[5] Chiappetta has not argued or suggested that the trial court relied on improper factors or improperly weighed the aggravating factors in the exercise of its sentencing discretion. See State v. Ojeda,
[6] Another panel of this court has come to an opposite conclusion in State v. Timmons,
[7] Although I do not disagree with ¶¶ 18-19, supra, I also note that our declining to find the Blakely issue waived is consistent with the approach taken by both divisions of this court. See, e.g., State v. Munninger,
