160 Wash. 2d 454 | Wash. | 2007
Lead Opinion
¶1 The State obtained a telephonic search warrant based on an informant’s uncorroborated tip that Randal L. Chenoweth was operating a methamphetamine lab on his property. Chenoweth and his codefendant, Barbara J. Wood, challenged the validity of the search warrant, contending that the State omitted material facts concerning the informant’s background in violation of the Fourth Amendment to the United States Constitution and article I, section 7 of the Washington Constitution. The trial court denied the suppression motion after finding that the warrant affiants did not recklessly or intentionally fail to disclose the information. On appeal, Chenoweth and Wood argued that a search warrant is invalid under article I, section 7 if an affiant negligently fails to disclose material facts to the issuing magistrate. They further argued that the trial court’s finding regarding recklessness is not supported by the record and that the search warrant is facially invalid because the supporting affidavit lacked adequate indicia of the informant’s reliability. The Court of Appeals rejected each contention. We affirm the Court of Appeals.
FACTS
¶2 On February 5, 2003, Nicholas Parker called the Lynden Police Department and reported that Randy Chenoweth was operating a methamphetamine lab at a
¶3 After the magistrate placed King under oath, the prosecutor elicited information from him through a series of questions. The prosecutor asked King to relate what he knew of Parker’s criminal history. King said that Parker told him he had spent a year and a day in prison for unlawful possession of cocaine and delivery of a controlled substance. The prosecutor then asked King whether he had verified the information through a criminal records check. King replied that he had not.
¶4 King also told the magistrate that Parker said he went to Chenoweth’s property earlier that day to try to get his car back. Chenoweth refused to return the car and ordered Parker off the premises. During the visit, Parker went inside the garage and saw various chemicals and equipment that he recognized as components of a methamphetamine lab, including glass flasks containing liquids, ephedrine, canning jars, red phosphorous, tincture of iodine, acetone, coffee filters, Red Devil lye, Drano, a gas generator, a bottle with a hose, coffee filters, and kerosene.
¶5 Parker said that during earlier visits to the property Chenoweth admitted to making methamphetamine in the garage, that he had watched Chenoweth make methamphetamine and actually assisted him by handing him chemicals and equipment, and that Chenoweth gave him and Wood some methamphetamine while he was at the house three or four days earlier.
¶6 In concluding, the prosecutor said, “Your Honor, the only thing I would add is that as far as Mr. Parker’s criminal history, although Officer King hasn’t verified what
¶7 The commissioner issued the search warrant. The next day, the prosecutor sought and obtained an addendum to the search warrant. She stated, “I would just like to put on the record that I had confirmed Nicholas Parker’s criminal history from what I recalled yesterday and further thought I would like to ask if the Commissioner would have found probable cause in the absence of that statement.” The prosecutor explained that she wanted to avoid being a witness in a proceeding to challenge the warrant. The commissioner replied that Parker’s admission of a criminal conviction was somewhat “self-authenticated” because “there is no reason to say that you have a criminal record unless you do,” making the prosecutor’s confirmation of that record superfluous. CP at 257.
¶8 Based on evidence obtained during the searches, the State charged Chenoweth and Wood with possession of precursor materials with intent to manufacture methamphetamine
¶9 Chenoweth and Wood moved to suppress the evidence, arguing that King and Kaholokula recklessly and/or intentionally omitted facts about Parker’s background that would have precluded the magistrate’s determination of probable cause, including: (1) Parker’s criminal history included several crimes of dishonesty; (2) Parker had been
¶10 The trial court held several hearings to explore the defendants’ allegations. Verbatim Report of Proceedings (VRP) (Apr. 2, 2003); VRP (May 12, 2003); VRP (May 14, 2003); VRP (June 5, 2003). Following these hearings, the trial court concluded that the omitted facts would have negated probable cause.
¶11 Chenoweth and Wood appealed, and the Court of Appeals affirmed the convictions in all respects pertinent
ANALYSIS
Article I, Section 7
¶12 The first question we must answer is whether a warrant is valid under article I, section 7 of the Washington State Constitution when a warrant affiant negligently fails to disclose facts that, if known, would have negated a probable cause determination. The construction of our state constitution is a question of law that we review de novo. State v. Norman, 145 Wn.2d 578, 589, 40 P.3d 1161 (2002).
¶13 Under the Fourth Amendment, factual inaccuracies or omissions in a warrant affidavit may invalidate the warrant if the defendant establishes that they are (a) material and (b) made in reckless disregard for the truth. Franks v. Delaware, 438 U.S. 154, 155-56, 98 S. Ct. 2674, 57 L. Ed. 2d 667 (1978); State v. Cord, 103 Wn.2d 361, 366-67, 693 P.2d 81 (1985). A showing of mere negligence or inadvertence is insufficient. Franks, 438 U.S. at 171; State v. Seagull, 95 Wn.2d 898, 908, 632 P.2d 44 (1981). Wood contends that a negligence standard is required to protect the privacy interests guaranteed by the state constitution, rather than the reckless or intentional standard for material omissions required to invalidate a warrant under the Fourth Amendment.
¶14 It is well established that article I, section 7 qualitatively differs from the Fourth Amendment and in some areas provides greater protections than does the federal constitution.
¶15 In determining the protections of article I, section 7 in a particular context, “the focus is on whether the unique characteristics of the state constitutional provision and its prior interpretations actually compel a particular result.” State v. McCready, 123 Wn.2d 260, 267, 868 P.2d 134 (1994). This involves an examination of the constitutional text, the historical treatment of the interest at stake as reflected in relevant case law and statutes, and the current implications of recognizing or not recognizing an interest. State v. Walker, 157 Wn.2d 307, 317, 138 P.3d 113 (2006). An analysis under article I, section 7 consists of a two-step inquiry: first, whether there has been a governmental intrusion into one’s home or private affairs (the “private affairs” prong); and, if so, whether authority of law justifies the intrusion (the “authority of law” prong). McCready, 123 Wn.2d at 270. In this case, we are concerned only with the “authority of law” requirement of our constitution.
¶16 Because article I, section 7 prohibits unlawful governmental intrusions into one’s home or private affairs without express limitation, we have held that the “authority of law” prong requires that exceptions to the warrant requirement be jealously guarded.
¶17 In this case police obtained a search warrant prior to entering Wood’s home. Thus, the question here is not whether a warrant was necessary to meet the “authority of law” requirement but whether a search warrant lacks “authority of law” if an affiant negligently omits material facts from the supporting affidavit.
¶18 To determine the level of protection provided by our state constitution when a search is made pursuant to a facially valid warrant, but which is based on misstatements or omissions, we first consider the constitutional text. As noted, article I, section 7 requires only “authority of law,” without amplification, to justify an intrusion into private affairs. As this court has held, “a lawfully issued search warrant provides” authority of law. State v. Gaines, 154 Wn.2d 711, 718, 116 P.3d 993 (2005). In contrast to the Fourth Amendment, which includes a warrant clause, the particular requirements for issuance of a warrant in Washington are embedded in statutes and court rules governing searches and seizures.
¶19 Under RCW 10.79.015, “Any . . . magistrate, when satisfied that there is reasonable cause, may also, upon like complaint made on oath, issue [a] search warrant in the following cases, to wit: .... (3) To search for and seize any
A search warrant may be issued only if the court determines there is probable cause for the issuance of a warrant. There must be an affidavit, a document as provided in RCW 9A.72-.085 or any law amendatory thereto, or sworn testimony establishing the grounds for issuing the warrant. . . . The evidence in support of the finding of probable cause shall be preserved and shall be subject to constitutional limitations for such determinations and may be hearsay in whole or in part.
CrR 2.3(c).
¶20 The rule further requires that the warrant particularly describe the place of the search and the person or items to be seized.
¶21 From these sources we conclude that “authority of law” is satisfied by a warrant, issued upon probable cause, established by sworn affidavit, which may be based in whole or in part upon hearsay. However, we find nothing in the language of these provisions that suggest a negligence standard must be applied to misstatements or omissions in a warrant affidavit.
¶22 Turning next to prior existing case law, Wood argues that our State’s refusal to adopt the analysis of Illinois v. Gates, 462 U.S. 213, 103 S. Ct. 2317, 76 L. Ed. 2d 527 (1983) constitutes preexisting state law favoring a highly protective standard for assuring the truthfulness of probable cause determinations based on an informant’s tip. In Gates, the United States Supreme Court overruled the Aguilar/ Spinelli test,
¶23 In Jackson, we refused to withdraw these previously recognized constitutional protections, noting that the Aguilar/Spinelli test had been incorporated into this State’s article I, section 7 jurisprudence for over 15 years. Jackson, 102 Wn.2d at 439 (“Prior reliance on federal precedent and federal constitutional provisions do not preclude us from taking a more expansive view of [article I, section 7], where the United States Supreme Court determines to further limit federal guaranties in a manner inconsistent with our prior pronouncements.”); see generally George R. Nock, Seizure Opportunity, Searching for Theory: Article I, Section 7, 8 U. Puget Sound L. Rev. 331, 333 (1985) (noting that each of the first seven Washington cases formulating search- and-seizure law on independent state grounds, including Jackson, explicitly rejects a United States Supreme Court decision embodying the Burger Court’s retrenchment).
¶24 Contrary to Wood’s contention, our refusal to follow Gates does not support rejecting the Franks standard for testing the validity of a probable cause determination. Unlike Gates, in Franks the Supreme Court extended, rather than contracted, the recognized scope of constitutional protections under the Fourth Amendment. Before the Franks decision, neither the United States Supreme Court nor this court recognized the right to challenge the validity
¶25 Under the early decisional law of Washington, a search warrant need not have been supported by an affidavit specifying the probable cause on which a magistrate relied. State v. Voelker, 137 Wash. 156, 158, 242 P. 6 (1926) (“Whether or not this probable cause is sufficient to initiate legal process is to be determined by the judicial officer, and when the judicial officer is so satisfied, process may properly issue without a statement in the warrant or complaint of facts upon which such belief is founded.”); see also State ex rel. Hodge v. Gordon, 95 Wash. 289, 163 P. 772 (1917); accord State v. Noah, 150 Wash. 187, 272 P. 729 (1928). Since at least 1918, federal statutory law required search warrants to be supported by a signed affidavit specifically setting forth the facts comprising probable cause. Byars v. United States, 273 U.S. 28, 29, 47 S. Ct. 248, 71 L. Ed. 520 (1927) (citing United States v. Kelly, 277 F. 485 (E.D.N.C. 1921)). In contrast, Washington law did not require either a signed affidavit or a contemporaneous record of the basis for a magistrate’s probable cause determination until 1973, when this court adopted CrR 2.3. State v. Fields, 85 Wn.2d 126, 530 P.2d 284 (1975) (upholding CrR 2.3 as within the Supreme Court’s rulemaking power); 4A Karl B. Tegland, Washington Practice: Rules Practice CrR 2.3 cmt. 5, at 155 (6th ed. 2002); see also State v. Walcott, 72 Wn.2d 959, 972-73, 435 P.2d 994 (1967) (Donworth, J., dissenting) (urging adoption of a requirement for a contemporaneous record of sworn testimony supporting a search warrant); State v. Malbeck, 69 Wn.2d 695, 697, 419 P.2d 805 (1966) (“A signed affidavit for a search warrant is not required.... RCW 10.79.010 requires only that the application for a search warrant be under oath and that the justice find reasonable cause for the officer’s belief.”). As the foregoing
¶26 There are no early reported Washington decisions involving a warrant challenge based on factual inaccuracies in the allegations comprising probable cause in support of a search warrant. In instances of wrongful search or arrest, the recognized remedy was a tort action for malicious prosecution, requiring proof of both malice and the absence of probable cause.
¶27 Washington courts first considered a veracity challenge to the factual allegations underlying a search warrant after the United States Supreme Court’s discussion of the issue in Rugendorf v. United States, 376 U.S. 528, 84 S. Ct. 825, 11 L. Ed. 2d 887 (1964). State v. Hink, 6 Wn. App. 374, 377, 492 P.2d 1053 (1972) (“Neither false affidavits nor material inaccuracies necessary to a determination of probable cause can be sanctioned or condoned. However, this court will not strike down a warrant based upon a good faith affidavit which contains a misstatement that is only of
¶28 As of 1974, the United States Supreme Court had not resolved a split among the circuits regarding challenges to the accuracy of warrant affidavits. However, in this state, the Court of Appeals adopted the Seventh Circuit’s approach in United States v. Carmichael, 489 F.2d 983, 988 (7th Cir. 1973), holding that a search warrant is invalid if a defendant establishes that a government agent either recklessly misrepresented a material fact or intentionally misrepresented any fact, whether or not material. State v. Goodlow, 11 Wn. App. 533, 535, 523 P.2d 1204 (1974); see also State v. Sewell, 11 Wn. App. 546, 524 P.2d 455 (1974) (denying suppression motion where alleged inaccuracies were made in good faith and were immaterial).
¶29 Finally, in Franks, 438 U.S. at 155-56, 171, the United States Supreme Court held that material factual inaccuracies would void a warrant only if they were made with “deliberate falsehood” or as a result of “reckless disregard for the truth.” If the defendant makes this preliminary showing, and at an evidentiary hearing establishes the allegations by a preponderance of the evidence, the material misrepresentation will be stricken from the affidavit and a determination made whether, as modified, the affidavit supports a finding of probable cause. Id. at 171-72. If the affidavit fails to support probable cause, the warrant will be held void and evidence obtained pursuant to it excluded. Id. The Franks test for material misrepresentations also applies to allegations of material omissions. United States v. Martin, 615 F.2d 318 (5th Cir. 1980); Cord, 103 Wn.2d at 367.
¶30 This court first applied the Franks standard in Seagull, 95 Wn.2d 898. In Seagull, we rejected a challenge to the validity of a search warrant where the police affiant inaccurately, but in good faith, mistook a tomato plant for marijuana. Quoting Franks, we held that “ ‘[a]negations of negligence or innocent mistake are insufficient.’ ” Id. at 908 (quoting Franks, 438 U.S. at 171). In Cord,
¶31 In sum, Washington courts have consistently applied the Franks standard, requiring a showing of reckless or intentional misstatements or omissions of material facts. See, e.g., State v. Olson, 74 Wn. App. 126, 872 P.2d 64 (1994) (stating power consumption was twice normal usage did not materially affect probable cause and was not shown to be a reckless or intentional misstatement), aff’d, 126 Wn.2d 315, 893 P.2d 629 (1995); State v. Taylor, 74 Wn. App. 111, 872 P.2d 53 (1994) (failing to specify that a controlled buy occurred outside of the house to be searched was immaterial and apparently innocent); State v. Lane, 56 Wn. App. 286, 786 P.2d 277 (1989) (omission of informant’s criminal history, current drug use, and pending charges was not material or misleading because magistrate could reasonably infer those facts from informant’s participation in controlled drug buy); State v. Moore, 54 Wn. App. 211, 773 P.2d 96 (1989) (trial court properly denied Franks hearing based on alleged factual inaccuracies of nongovernmental informant). Thus, our prior case law does not suggest a heightened standard for veracity challenges to a facially valid warrant. But we have not considered whether this is the appropriate standard under our state constitution.
¶ 32 In resolving a question of first impression concerning the scope of article I, section 7, we may consider well-reasoned precedents from federal courts and sister jurisdictions. State v. Murray, 110 Wn.2d 706, 709, 757 P.2d
¶33 Turning first to federal case law, the reckless or intentional standard adopted by the Franks Court is grounded in the language of the warrant clause of the Fourth Amendment, “no warrants shall issue, but upon probable cause, supported by oath or affirmation.” The oath requirement “takes the affiant’s good faith as its premise.” Franks, 438 U.S. at 164. As the Court explained:
“[W]hen the Fourth Amendment demands a factual showing sufficient to comprise ‘probable cause,’ the obvious assumption is that there will be a truthful showing”.... This does not mean “truthful” in the sense that every fact recited in the warrant affidavit is necessarily correct, for probable cause may be founded upon hearsay and upon information received from informants, as well as upon information within the affiant’s own knowledge that sometimes must be garnered hastily. But surely it is to be “truthful” in the sense that the information put forth is believed or appropriately accepted by the affiant as true.
Id. at 164-65 (first alteration in original) (quoting United States v. Halsey, 257 F. Supp. 1002, 1005 (S.D.N.Y. 1966)).
¶34 Thus, drawing the line at reckless or intentional falsehood, and denying challenges based solely on negligent or inadvertent mistake, rests on the language of the warrant clause, which implicitly protects from reckless or deliberate fabrication of the factual allegations comprising probable cause, but not from unintentional errors. As noted earlier, the statutes and court rules in this State relating to issuing a warrant mirror the warrant clause requirements of the Fourth Amendment.
¶35 The Franks decision further rests on the view that an independent magistrate provides constitutionally adequate protection from negligent or inadvertent errors. Limiting veracity challenges to instances of alleged reckless
¶36 Like the United States Supreme Court, this court historically followed the common law rule that reviewing courts could not go behind a warrant to challenge the factual allegations comprising probable cause, relying on the view that an independent magistrate provides constitutionally adequate protection from negligent or inadvertent errors. Thus, the Franks test is consistent with this court’s historical deference to a neutral magistrate.
¶37 Wood argues, though, that while a recklessness standard is consistent with the limited nature and purpose of the federal exclusionary rule, it is not consistent with our State’s more protective exclusionary rule.
¶38 Wood’s argument begs the question. Only if the constitution is violated do we reach the question of exclusion. In instances where a warrant is facially insufficient or
¶39 As the Franks court observed, a constitutional violation obviously occurs when an officer secures a search warrant through peijury because the oath requirement implicitly guarantees that probable cause rests on an affiant’s good faith. Therefore, the language of the warrant clause, not the policy considerations of the federal exclusionary rule, is the principal reason for drawing the line at recklessness. Our court rules and statutes governing search warrants contain the same basic elements as the warrant clause: a neutral magistrate must make a probable cause determination on the basis of sworn testimony. The Franks rationale for adopting a recklessness standard applies as well to our statutory requirements for a search warrant as to the warrant clause.
¶40 Wood also urges us to follow the Supreme Courts of California and Montana, which adopted a negligence standard to veracity challenges under their respective state constitutions.
¶41 Similarly, the Montana Supreme Court reasoned that a search warrant lacking objectively true probable cause is invalid, regardless of the affiant’s intent: “[d]ivining the intent of the search warrant applicant is irrelevant; misstatements and inaccuracies, whether intentional or unintentional, may produce the same constitutionally impermissible result — a search based upon something other than probable cause.” State v. Worrall, 1999 MT 55, 293 Mont. 439, 447, 976 P.2d 968.
¶42 Other courts and most commentators reject the California and Montana approach, reasoning that a negligence standard is unworkable in the context of a warrant challenge. See, e.g., Carmichael, 489 F.2d at 989; State v. Malkin, 722 P.2d 943, 947 (Alaska 1986); 2 Wayne R. LaFave, Search and Seizure: A Treatise on the Fourth Amendment § 4.4(b) at 543 (4th ed. 2004). Wood responds that the California approach presents a workable test: once a defendant establishes that the affidavit contains factual inaccuracies, the burden shifts to the State to prove the errors are reasonable in light of the particular circumstances. But what makes a negligence standard “unworkable” is that it is inherently inconsistent with the concept of probable cause and with the warrant process.
¶43 A tolerance for factual inaccuracy is inherent to the concept of probable cause. Probable cause may be based on hearsay, a confidential informant’s tip, and other unscrutinized evidence that would be inadmissible at trial. State v. Huft, 106 Wn.2d 206, 209-10, 720 P.2d 838 (1986). A negligence standard goes too far in requiring police to assure the accuracy of the information presented and is inconsistent with the concept of probable cause, which requires not certainty but only sufficient facts and circumstances to justify a reasonable belief that evidence of
¶44 A warrant application is an ex parte proceeding that by nature lacks the safeguards of an adversarial process. See Patterson, 83 Wn.2d at 53 (noting that a warrant proceeding does not implicate “such concepts as reasonable doubt, preponderance of the evidence, the competence of the witnesses or defendant’s rights to confrontation and cross-examination of witnesses” and that importing such concepts into the warrant process “would stifle legitimate investigative procedures legitimately to be carried out”). Challenges to the sufficiency of a warrant affidavit are not inconsistent with the ex parte warrant process because they are confined to an examination of the information before the magistrate. Challenges to the factual accuracy of the warrant affidavit based on reckless or intentional falsehood are a limited exception, deemed necessary to thwart illegal governmental conduct. But a negligence standard would threaten to turn the exception into the rule, shifting focus from whether the magistrate could reason
¶45 Scrutinizing a warrant affidavit for evidence of negligent omissions or misstatements is also inconsistent with our State’s established jurisprudence governing search warrant challenges. A search warrant is entitled to a presumption of validity. State v. Wolken, 103 Wn.2d 823, 827-28, 700 P.2d 319 (1985) (recognizing that a defendant is entitled to go beyond the face of the search warrant affidavits only in limited circumstances). The decision to issue a search warrant is highly discretionary. State v. Cole, 128 Wn.2d 262, 286, 906 P.2d 925 (1995). We generally give great deference to the magistrate’s determination of probable cause and view the supporting affidavit for a search warrant in a commonsensical manner rather than hypertechnically. State v. Young, 123 Wn.2d 173, 195, 867 P.2d 593 (1994); see also State v. Vickers, 148 Wn.2d 91, 109, 59 P.3d 58 (2002) (incorrect date in warrant affidavit was an immaterial scrivener’s error); In re Pers. Restraint of Yim, 139 Wn.2d 581, 989 P.2d 512 (1999) (failure to expressly state that suspect did not possess an explosive’s license, an essential element of the crime, did not invalidate warrant). Accordingly, we generally resolve doubts concerning the existence of probable cause in favor of the validity of the search warrant. Vickers, 148 Wn.2d at 108-09. Shifting focus from the reasonableness of the magistrate’s probable cause determination to the reasonableness of the affiant’s investigation would permit an end run around the deliberately deferential standard of review that a reviewing court applies to search warrants.
¶46 In Patterson, 83 Wn.2d at 57-58, this court cogently explained why a lenient standard of review is appropriate in evaluating search warrants:
Warrants may be and frequently are sought by police officers under conditions of the utmost urgency with little time or opportunity for consultation with counsel. Supporting documents may have been hurriedly drafted by laymen while in the*478 crucial phase of an investigation under the urgent necessity of obtaining the evidence before it is removed or destroyed. Thus, in order to preserve the evidence from imminent destruction, or obviate an impending crime, or to prevent further criminal activity, circumstances may demand that the application for a search warrant be presented to a judicial officer at late and unusual hours without counsel or prior consultation with counsel. The constitutional provisions against unlawful searches and seizures are not designed to discourage police and investigative officers from seeking the assessment of independent judicial officers, nor to compel the police to take counsel with them at all stages of their investigations. Rather, it is the design of the constitutions to encourage investigating officers to seek the intervention of judicial officers, to require whenever and wherever it is reasonably feasible that the existence or want of probable cause to enter and search a householder’s domicile be decided prima facie by a judicial officer and not by officers of the executive branch. ... In essence, if in the considered judgment of the judicial officer there has been made an adequate showing under oath of circumstances going beyond suspicion and mere personal belief that criminal acts have taken place and that evidence thereof will be found in the premises to be searched, the warrant should be held good.
¶47 We note that the warrant process itself reduces the risk of an erroneous search or arrest by interposing a neutral and detached magistrate between the citizen and the officer engaged in the “often competitive enterprise of ferreting out crime.” Johnson v. United States, 333 U.S. 10, 13-14, 68 S. Ct. 367, 92 L. Ed. 436 (1948). The Aguilar/Spinelli test assures that the warrant is predicated on sufficient facts establishing an informant’s reliability and basis of knowledge. The Franks standard assures the warrant’s integrity by permitting veracity challenges based on reckless or deliberate falsification. A magistrate’s ability to make a searching inquiry as to the validity of the facts presented adequately protects citizens from unreasonable invasions of privacy.
¶48 In sum, we believe that the text of article I, section 7, preexisting state and decisional law, and the ex parte
Absence of Recklessness
¶49 Next, Chenoweth contends that the trial court erred in concluding that Kaholokula did not act recklessly in omitting material facts related to Parker’s veracity.
150 Recklessness may be shown by establishing that the affiant actually entertained serious doubts about the informant’s veracity. State v. Clark, 143 Wn.2d 731, 751, 24 P.3d 1006 (2001) (citing State v. O’Connor, 39 Wn. App. 113, 117, 692 P.2d 208 (1984)). “Serious doubts” may be inferred from either (a) an affiant’s actual deliberation or (b) the existence of obvious reasons to doubt the informant’s veracity or the information provided. Id. (quoting O’Connor, 39 Wn. App. at 117). Chenoweth argues that
¶51 Initially, Chenoweth provides no authority that police must routinely check an informant’s criminal history before applying for a search warrant, let alone that a prosecutor must perform an exhaustive review of court files relating to an informant’s past criminal conviction.
¶52 Chenoweth next argues that the court should infer that the prosecutor acted recklessly in not reviewing her own files based on the materiality of the information that she would have discovered had she done so. In support,
¶53 Finally, the factual findings made in this case support the trial court conclusion that Kaholokula did not act in reckless disregard for the truth by failing to disclose material facts to the commissioner. The trial court found that Kaholokula was not aware of Parker’s history as a failed police informant when she applied for the search warrants. Further, the court found that Kaholokula, who prosecutes over 200 cases per year, did not intentionally hide any information from the magistrate and did not act in bad faith in failing to gather relevant information. Accordingly, we hold that the trial court’s conclusion that the prosecutor did not recklessly omit material facts in obtaining a search warrant was not clearly erroneous.
Facial Sufficiency of Search Warrant
¶54 Wood claims that the search warrant is invalid on its face even assuming the State did not recklessly or intentionally omit material information.
¶55 Wood’s reliance on Bittner is misplaced. Unlike in Bittner, here there is no showing that the police affiant knew more about Parker’s criminal involvement than was disclosed during the warrant application. Also, here the police affiant did not gloss over the informant’s identity by characterizing him as a “concerned citizen” but disclosed his name and known criminal history. Further, Bittner states only that an informant’s suspected criminal activity should be disclosed because it is pertinent to a veracity determination; it does not suggest that an informant’s criminal history is dispositive or necessarily precludes an inference of reliability that may be raised by the nature of the tip and the disclosure of the informant’s identity. See State v. Northness, 20 Wn. App. 551, 558, 582 P.2d 546 (1978). Here, Parker’s criminal conviction was a factor that the magistrate could take into account in determining whether to credit his information.
¶56 More significantly, whether Parker fits neatly in the category of “citizen informant” is beside the point in
¶57 Here, several facts and circumstances are relevant to Parker’s veracity. An informant’s willingness to come forward and identify himself is a strong indicator of reliability. Such a person may be held accountable for false accusations. Although merely providing a name to police is not sufficient to credit an informant (since a person could easily give a false name), in this case Parker not only provided a name and address but also agreed to come to the police station for an interview. See State v. Duncan, 81 Wn. App. 70, 78, 912 P.2d 1090 (1996); State v. Rodriguez, 53 Wn. App. 571, 576, 769 P.2d 309 (1989).
¶58 Parker made statements against his penal interest when he told King that he helped Chenoweth make methamphetamine and used the drug with him during earlier visits to the house. Statements against penal interest are intrinsically reliable because a person is unlikely to make a self-incriminating admission unless it is true. Lair, 95 Wn.2d at 711 (“Since one who admits criminal activity to a police officer faces possible prosecution, it is generally held to be a reasonable inference that a statement raising such a possibility is a credible one.”); see 2 LaFave, supra, § 3.3(c) at 131-32.
¶59 King supplied the magistrate with additional facts and circumstances relevant to the commissioner’s assessment of Parker’s veracity. The fact that Parker had a dispute with Chenoweth over his car provides a plausible explanation for why he had gone to the property that morning and why he decided to contact the police afterward. When read as a whole, the telephonic warrant
CONCLUSION
¶60 Under article I, section 7 material misstatements or omissions will invalidate a search warrant only when made recklessly or intentionally. In this case we hold that the trial court’s conclusion that the prosecutor did not recklessly omit material facts in obtaining a search warrant was not clearly erroneous and that the warrant contains adequate indicia of the informant’s reliability. We affirm the Court of Appeals.
Alexander, C.J., and C. Johnson, Bridge, Chambers, Owens, Fairhurst, and J.M. Johnson, JJ., concur.
RCW 69.50.440.
Former RCW 69.50.401(a)(l)(ii) (2002).
Former RCW 69.50.401(d) (2002).
The question of whether factual inaccuracies or omissions would have defeated probable cause is resolved only after a finding that the affiant acted recklessly or intentionally. However, the trial court here indicated that it would decide the question of materiality in order to avoid a remand hearing. The State does not dispute the trial court’s conclusion that the commissioner would have refused to issue the warrant if she had known the full extent of Parker’s history.
The Court of Appeals reversed one of Chenoweth’s possession convictions, agreeing that double jeopardy barred the prosecution. The State does not seek review of that issue.
Only Wood has requested this court’s review of the warrant under article I, section 7.
Article I, section 7 provides that “[n]o person shall be disturbed in his private affairs, or his home invaded, without authority of law.” Const, art. I, § 7.
State v. Gunwall, 106 Wn.2d 54, 720 P.2d 808 (1986) (setting forth the factors for evaluating whether an issue merits independent state constitutional interpretation).
This is in contrast to the Fourth Amendment, where the uncertain relationship between the reasonableness clause and the warrant clause has resulted in consideration vacillation, at the federal level, between strictly requiring warrants and applying a general reasonableness standard. See Groh v. Ramirez, 540 U.S. 551, 572-73, 124 S. Ct. 1284, 157 L. Ed. 2d 1068 (2004) (Thomas, J., dissenting) (“[O]ur cases stand for the illuminating proposition that warrantless searches are per se unreasonable, except, of course, when they are not.”).
The Fourth Amendment provides, in pertinent part, “no warrants shall issue, but upon probable cause, supported by oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.” U.S. Const, amend. IV.
The Aguilar/Spinelli test is derived from Aguilar v. Texas, 378 U.S. 108, 84 S. Ct. 1509, 12 L. Ed. 2d 723 (1964), and Spinelli v. United States, 393 U.S. 410, 89 S. Ct. 584, 21 L. Ed. 2d 637 (1969).
In Rugendorf v. United States, 376 U.S. 528, 84 S. Ct. 825, 11 L. Ed. 2d 887 (1964), the Supreme Court declined to decide whether a defendant was ever entitled to go behind the face of a warrant, concluding that the alleged factual inaccuracies were immaterial. In dicta, however, we note the Court’s first suggestion that such challenges may be permitted.
Early reported cases reveal only civil actions for malicious prosecution following either acquittals or decisions not to pursue prosecution. See Olson v. Haggerty, 69 Wash. 48, 52, 124 P. 145 (1912) (malicious prosecution lies regardless of whether wrongful search results in arrest or prosecution); Ton v. Stetson, 43 Wash. 471, 86 P. 668 (1906) (malice cannot be inferred from lack of probable cause alone); Jones v. Jenkins, 3 Wash. 17, 27 P. 1022 (1891) (malicious prosecution action lies where defendant’s perjured testimony supplied probable cause for arrest warrant). The malice requirement was deemed necessary to balance a citizen’s interest in freedom from unfounded searches or arrests and society’s interest in effective law enforcement. Simmons v. Gardner, 46 Wash. 282, 286, 89 P. 887 (1907) (“ ‘It is for the best interests of society ... that any citizen who has good reason to believe that the law has been violated shall have the right to cause the arrest of the offender.’ ” (quoting Ball v. Rawles, 93 Cal. 222, 228, 28 P. 937 (1892))).
The federal exclusionary rule is a judicially-created prophylactic measure designed to deter police misconduct. It applies only when the benefits of its deterrent effect outweigh the cost to society of impairment to the truth-seeking function of criminal trials. In contrast, the state exclusionary rule is constitutionally mandated, exists primarily to vindicate personal privacy rights, and strictly requires the exclusion of evidence obtained by unlawful governmental intrusions. Ladson, 138 Wn.2d at 359; see State v. Simpson, 95 Wn.2d 170, 622 P.2d 1199 (1980) (automatic standing in possession cases (rejecting United States v. Salvucci, 448 U.S. 83, 100 S. Ct. 2547, 65 L. Ed. 2d 619 (1980))); State v. White, 97 Wn.2d 92, 640 P.2d 1061 (1982) (no good faith exception for arrests made under unconstitutional statute (rejecting Michigan v. DeFillippo, 443 U.S. 31, 99 S. Ct. 2627, 61 L. Ed. 2d 343 (1979))).
The more protective exclusionary rule in Washington is necessary to protect the enhanced right to privacy provided by the state constitution. While the privacy clause of our constitution provides greater protection than the Fourth Amendment reasonableness clause, this difference does not provide a basis for rejecting the Franks standard since that standard relates only to the warrant clause, which is mirrored in Washington law. We decline Wood’s invitation to conflate the two clauses.
Colorado and Louisiana also permit challenges to search warrants based on negligent misstatements and omissions. Both states permitted such challenges prior to Franks and adhered to the state law precedents following Franks. People
Wood does not separately argue that article I, section 7 shifts the burden to the State to disprove reckless or intentional conduct after the defendant has established the existence of material inaccuracies or omissions. We note, however, that this burden-shifting procedure is founded on the rationale that it is unduly burdensome for the defendant to prove recklessness or intention given that the affiant possesses the relevant information to explain the reasons for factual inaccuracies or omissions. Theodor, 8 Cal. 3d at 102. Burdening the defendant is particularly problematic where the informant’s identity remains concealed subject to the informer’s privilege. 2 Wayne R. LaFave, Search and Seizure: A Treatise on the Fourth Amendment § 4.4(d) at 558 (4th ed. 2004) (questioning the constitutionality of such a result). Our State’s more protective exclusionary rule, which strictly requires suppression of evidence obtained through illegal governmental conduct, may require that the State carry the burden of establishing that material misstatements or omissions were not made recklessly or intentionally. However, we need not decide the issue here.
In 1982, California voters passed Proposition 8, which effectively abrogated Theodor, Cook, and Kurland by prohibiting the exclusion of evidence that is admissible under the federal constitution.
Although Wood claims that the trial court erred when it found “an absence of recklessness under the federal standard” in her presentation of issues for review, she fails to provide any argument on this issue.
Chenoweth does not contend that the prosecutor recklessly failed to disclose information during the first warrant application, conceding that substantial evidence supports the trial court’s finding that she had no present recollection of Parker’s extensive criminal history at that time. We have serious reservations about the materiality of the prosecutor’s omissions since the evidence obtained upon execution of the first warrant appears to independently support the second probable cause determination. Nevertheless, since the State conceded materiality and the trial court did not distinguish between the first and second warrant applications when making its findings and conclusions, we will address the issue.
Chenoweth cites United States v. Miller, 753 F.2d 1475 (9th Cir. 1985), which rejected a Franks challenge after concluding that police officers were no more than negligent in failing to detect the informant’s perjury conviction when conducting a criminal history check. However, in describing the length to which the officers went in checking the informant’s background, the Miller court did not imply that the officers would have been reckless in doing less.
Chenoweth did not petition for review of the issue.
Dissenting Opinion
¶61 (dissenting) — The majority holds a prosecutor may negligently misrepresent or omit facts concerning an informant’s reliability. I disagree. Under article I, section 7 of our state constitution, “[n]o person shall be disturbed in his private affairs, or his home invaded, without authority of law.” This constitutional right can be properly safeguarded only if the affidavit informs the magistrate of the true underlying circumstances. Without the truth, a magistrate cannot correctly evaluate whether probable cause exists, and any warrant he authorizes lacks the requisite authority of law.
¶62 Article I, section 7 of our state constitution requires a higher degree of protection than its federal counterpart— the Fourth Amendment. State v. Myrick, 102 Wn.2d 506, 510, 688 P.2d 151 (1984) (“[T]he unique language of Const, art. 1, § 7 provides greater protection to persons under the
*486 To perform the constitutionally prescribed function, rather than being a rubber stamp, a magistrate requires an affidavit which informs him of the underlying circumstances which led the officer to conclude that the informant was credible and obtained the information in a reliable way. Only in this way (as the Court emphasized in Aguilar and Spinelli) can the magistrate make the proper independent judgment about the persuasiveness of the facts relied upon by the officer to show probable cause.
Jackson, 102 Wn.2d at 436-37. This same reasoning requires us to adopt a more stringent standard regarding not only the informant’s trustworthiness but also the affiant’s trustworthiness. Both the informant’s veracity and basis of knowledge are essential to our analysis but become moot if the prosecutor or officer misrepresents the underlying facts or circumstances. “Probable cause is established when an affidavit supporting a search warrant provides sufficient facts for a reasonable person to conclude there is a probability the defendant is involved in the criminal activity.” State v. Vickers, 148 Wn.2d 91, 108, 59 P.3d 58 (2002). But the magistrate cannot determine if there is probable cause when the affidavit misinforms him of the underlying circumstances; the magistrate cannot judge whether the informant was credible or obtained the information in a reliable way. Only by ensuring the magistrate is presented with truthful and complete information can he make a proper and independent judgment and act with authority of law.
¶63 Other jurisdictions that allow defendants to challenge warrants where material information was either negligently misstated or omitted also premise their decisions on the same sound rationale that a magistrate cannot make a correct determination when he is presented with false information.
However, if a magistrate is presented with false or inaccurate information in an application for a warrant, the inferences he draws from such information are not based on reality but on the fantasies of the misinformed or misinforming affiant.*487 Regardless of whether misstatements are intentionally false or the product of reasonable or unreasonable cerebration, their ineluctable result is an adverse effect upon the normal inference-drawing process of the magistrate.
Theodor v. Superior Court, 8 Cal. 3d 77, 96, 501 P.2d 234, 104 Cal. Rptr. 226 (1972);
¶64 The majority claims holding a prosecutor to at least a negligence standard would create an unworkable system:
¶65 Furthermore, the majority claims, “the warrant process itself reduces the risk of an erroneous search or arrest by interposing a neutral and detached magistrate between the citizen and the officer . . . .” Majority at 478. But the warrant process is an ex parte proceeding, and it is for want of the usual procedural protections provided by the usual adversarial setting that mandates a strict standard of truthfulness. The defendant, whose privacy right might potentially be violated, is not present at the warrant proceeding, and therefore the magistrate must rely entirely upon the facts as presented by the State. See Common
f 66 I dissent.
462 U.S. 213, 103 S. Ct. 2317, 76 L. Ed. 2d 527 (1983) (adopting a totality of the circumstances test to determine an informant’s reliability).
Aguilar v. Texas, 378 U.S. 108, 84 S. Ct. 1509, 12 L. Ed. 2d 723 (1964); Spinelli v. United States, 393 U.S. 410, 89 S. Ct. 584, 21 L. Ed. 2d 637 (1969).
Unlike Gates, which looks to a totality of the circumstances, the Aguilar/ Spinelli approach demands a more methodical and searching inquiry into the informant’s trustworthiness:
The two prongs of the Aguilar-Spinelli test have an independent status; they are analytically severable and each insures the validity of the information. The officer’s oath that the informant has often furnished reliable information in the past establishes general trustworthiness. While this is important, it is still necessary that the “basis of knowledge” prong be satisfied — the officer must explain how the informant claims to have come by the information in this case. The converse is also true. Even if the informant states how he obtained the information which led him to conclude that contraband is located in a certain building, it is still necessary to establish the informant’s credibility.
The most common way to satisfy the “veracity” prong is to evaluate the informant’s “track record”, i.e., has he provided accurate information to the police a number of times in the past? If the informant’s track record is inadequate, it may be possible to satisfy the veracity prong by showing that the accusation was a declaration against the informant’s penal interest.
Jackson, 102 Wn.2d at 437 (citations omitted).
As the majority notes, Theodor and its progeny were seemingly overruled when California voters passed Proposition 8 in 1982, which mandated “relevant evidence shall not be excluded in any criminal proceeding, including pretrial and post conviction motions and hearings.” People v. Luttenberger, 50 Cal. 3d 1, 6 n.1, 784 P.2d 633, 265 Cal. Rptr. 690 (1990); see majority at 475 n.18. Nevertheless, the California Supreme Court continues to cite to and enforce Theodor’s holding. People v. Amador, 24 Cal. 4th 387, 393, 9 P.3d 993, 100 Cal. Rptr. 2d 617 (2000); People v. Diaz, 3 Cal. 4th 495, 520, 834 P.2d 1171, 11 Cal. Rptr. 2d 353 (1992).
In Theodor, the California Supreme Court said:
The constitutional argument is primarily that the thrust of Aguilar v. Texas, supra, 378 U.S. 108, with its emphasis on the factual basis for an affiant’s conclusion of probable cause, naturally presupposes correct, and not peijured or erroneous facts. “This principle is frustrated not only when a magistrate confronts conclusions rather than facts in the affidavit, but also when substantial falsehoods are the basis on which a magistrate must find the existence or absence of probable cause. In either case, the effect is to destroy the magisterial power to draw an inference from accurate, objective information.”
Theodor, 8 Cal. 3d at 90 n.6 (quoting Jerry Schlichter, Comment, The Outwardly Sufficient Search Warrant Affidavit: What If It’s False?, 19 U.C.L.A. L. Rev. 96,108 (1971)). And in Commonwealth v. Hall, the Pennsylvania Supreme Court commented:
*488 Rather, the right to challenge the truthfulness of recitals in a warrant follows from the command of Aguilar-Spinelli that the magistrate make a “detached and objective determination” of probable cause.
451 Pa. 201, 205, 302 A.2d 342 (1973) (quoting Commonwealth v. D’Angelo, 437 Pa. 331, 338, 263 A.2d 441 (1970)). Finally, the Montana Supreme Court in Worrall noted the additional rationale of how difficult it is for a defendant to actually prove the affiant’s state of mind. How will one be able to show whether a law enforcement officer negligently or intentionally misstated the facts? Worrall, 293 Mont, at 447.
The majority claims that a negligence standard “is inconsistent with the concept of probable cause, which requires not certainty but only sufficient facts and circumstances to justify a reasonable belief that evidence of criminal activity will be found.” Majority at 475-76. This misconstrues the issue — we are not concerned with the accuracy of the magistrate’s assessment of the facts but rather with the accuracy of the facts themselves. How can a magistrate form a reasonable belief if the facts and circumstances upon which he relies are lies and half-truths?