48 Conn. App. 755 | Conn. App. Ct. | 1998
Opinion
The defendant, Henry Carter, appeals from the judgment of conviction, rendered after a jury trial, of murder in violation of General Statutes § 53a-54a. The defendant was convicted for the same offense in 1991, but that conviction was reversed by our Supreme Court and the case remanded for a new trial.
The relevant facts are set out in State v. Carter, supra, 228 Conn. 414-16. “On the afternoon of May 31, 1990, the Bridgeport police received a report of a shooting at Lugo’s Market, a grocery store located on the east side of the city. When a police officer arrived at the market, he found the victim, Angel Diaz, lying face up on the floor, suffering from multiple gunshot wounds to the chest and abdomen. The victim was transported by ambulance to an area hospital where he later died from those wounds.
“Salvador Lugo, the owner of the market, had been alone in his store late that afternoon when he observed the victim enter the market, select a can of beer, and proceed into a shopping aisle near the front of the market. Lugo next observed the defendant enter the store and turn into the same shopping aisle as the victim. Due to the height of the market’s display shelves, Lugo could not see into the aisle occupied by the victim and the defendant, and he heard no conversation between them. Moments after the defendant had entered the shopping aisle, however, Lugo heard three gunshots from the vicinity of the aisle and immediately thereafter observed the defendant walk slowly out of the store. Lugo then proceeded to the aisle from which the shots had been fired and found the victim lying on the floor. The victim’s breathing was labored and he was bleeding from the chest.
“The following day, while searching for additional evidence at the market, the police discovered a bullet lodged behind an empty beer can in the area of the store where the victim had been shot. The police returned to the defendant’s home and, with Forrest Lindsay’s permission, took possession of the .38 caliber Rossi revolver. An autopsy of the victim’s body revealed that his death had resulted from three gunshot wounds, including a wound caused by a bullet that had entered the victim’s back and pierced his aorta. Subsequent investigation determined that one of the two bullets extracted from the victim’s body and the bullet recovered from the market had been fired from the .38 caliber Rossi revolver obtained by the police from Forrest Lindsay.” The defendant was later arrested and charged with murder.
I
The defendant’s first claim is that the trial court violated his right of confrontation guaranteed under the sixth and fourteenth amendments to the United States
The following additional facts are necessary for a resolution of this claim. On the day of the shooting, Lugo gave a statement to the Bridgeport police in which the following excerpted question and answer appears. An officer asked Lugo: “Did you know the Puerto Rican male that was shot?” Lugo replied: “No, I don’t know his name, but once in a while he came into the store; he wasn’t a regular customer.” At trial, however, Lugo testified that he knew Diaz by the names “Angelo” and “Angel” as well as by the name “Potato Ass,” a nickname used by Diaz’ friends. Lugo testified that Diaz was a regular customer who came into the store “all the time.” Lugo also testified that he would see Diaz “out on the block” with his friends. When defense counsel asked Lugo if he knew whether Diaz’ friends lived in the neighborhood, the state objected on the ground of relevance, and the jurors and Lugo were excused.
Defense counsel argued that he should be allowed to inquire into the relationship between Diaz and Lugo to demonstrate that the inconsistencies in Lugo’s testimony were due to Lugo’s fear of Diaz. The trial court ruled that the question was outside of the scope of direct examination and that the defendant had not established a foundation sufficient to allow inquiry into Lugo’s motivation or bias, areas that would be irrelevant but for the inconsistencies between Lugo’s trial testimony and the statement he gave to the police. The trial court gave defense counsel the choice either to make an offer of proof to establish such a foundation or to pursue this line of inquiry in the defendant’s case-in-chief. Defense counsel chose not to make an offer of proof.
We conclude that the trial court did not unduly restrict the defendant’s cross-examination of Lugo. The court gave the defendant the option to make an offer of proof outside of the presence of the jury or to take up the matter of Lugo’s fear of Diaz in his case-in-chief. The defendant was not foreclosed from asking Lugo if
II
In his second claim, the defendant contends that certain of the trial court’s evidentiary rulings violated his state and federal constitutional right to present a defense. Specifically, he claims that the trial court improperly excluded evidence of specific acts of misconduct by Diaz, excluded from evidence a 1989 police report, made comments on the evidence in the presence of the jury, and prohibited the defendant from testifying to his interpretation of a statement made to him by Diaz’ friends and from testifying to the reason he purchased a gun. We address each of these claims separately.
We note at the outset that “[t]he trial court’s ruling on the admissibility of evidence is entitled to great deference. State v. Castonguay, 218 Conn. 486, 497, 590 A.2d 901 (1991); State v. Sharpe, 195 Conn. 651, 659, 491 A.2d 345 (1985). . . . [Ejvidentiary rulings will be overturned on appeal only where there was an abuse of discretion and a showing by the defendant of substantial prejudice or injustice. State v. Alvarez, 216 Conn. 301, 306, 579 A.2d 515 (1990) . . . .” (Citations omitted.) State v. Hines, 243 Conn. 796, 801, 709 A.2d 522 (1998).
The following additional facts are necessaiy for a resolution of the defendant’s claims. At trial, the defendant testified that he shot Diaz because he thought Diaz was going to kill him. The defendant testified that the character of the neighborhood in which he lived had deteriorated over the years and that Diaz sold drugs in front of the defendant’s house. He also testified that he had had confrontations with Diaz on three separate occasions, and that he had seen Diaz in a shoot-out with a third party. The defendant testified that in 1988 or 1989 he was walking home from work around 11:30 p.m. when a car approached him. Diaz and a second
A
The defendant argues that the trial court improperly excluded evidence of specific prior acts of misconduct and violence by Diaz that the defendant had witnessed or heard about. The testimony of the defendant’s mother was similarly limited. The defendant claims that this evidence was probative of his state of mind and therefore relevant to his claim of self-defense. He asserts that the purpose of the prior acts evidence was to show his fear of Diaz, not to impugn Diaz’ character, and, therefore, admission of the prior acts evidence should not have been circumscribed by the evidentiary
“When a defendant charged with murder asserts that he killed in self-defense, his state of mind—the existence and reasonableness of apprehension of such violence by the deceased as to justify the defensive measures adopted—becomes material.” (Internal quotation marks omitted.) State v. De Santis, 178 Conn. 534, 539-40, 423 A.2d 149 (1979). In such a case, the defendant “may introduce evidence of the victim’s violent character to attempt to show that the victim was the aggressor. State v. Miranda, 176 Conn. 107, 109-11, 405 A.2d 622 (1978). Similarly, a defendant may, if he first shows that he was aware of the victim’s violent nature, introduce such [character] evidence to show his own state of mind at the time he confronted the victim, and thereby show the reasonableness of his belief that the use of force was necessary. Id., 109. A victim’s violent character may be proven by reputation or opinion evidence or by evidence showing convictions for crimes of violence. Id. It may not, however, be proven by evidence of other specific acts. Id., 112-13.” (Emphasis added.) State v. Knighton, 7 Conn. App. 223, 228-29, 508 A.2d 772 (1986). Except where character is directly in issue, a person’s violent character may not be established by evidence of specific acts. State v. Miranda, supra, 112. A decedent’s violent character may not be established by evidence of specific violent acts, other than convictions, “not because it is unconvincing but because it has the potential to surprise, to arouse prejudice, to multiply the issues and confuse the jury, and to prolong the trial.” (Internal quotation marks omitted.) State v. Smith, 222 Conn. 1, 18, 608 A.2d 63, cert. denied, 506 U.S. 942, 113 S. Ct. 383, 121 L. Ed. 2d 293 (1992).
B
The defendant next claims that the court improperly excluded from evidence the police report of the August, 1989 shooting. Defense counsel argued that the police report would corroborate the defendant’s testimony
As a general rule, a witness’ prior consistent statements are inadmissible at trial. State v. Hines, supra, 243 Conn. 803. “The rationale upon which this rule is based is that the witness’ story is not made more probable or more trustworthy by any number of repetitions of it.” (Internal quotation marks omitted.) Id., 803-804. While exceptions to this rule exist, they are inapplicable here. See id., 804. In this case, the police report constituted a prior consistent statement of the defendant and it was not improper to prohibit its use at trial.
C
The defendant contends that the trial court improperly remarked in the presence of the jury that certain questions asked of the defendant by defense counsel elicited “self-serving” responses. During the direct examination of the defendant, defense counsel asked: “In your statement to the police [regarding the 1989 shooting] or when you talked to the police did you tell them who you believed had shot you?” In ruling on the state’s objection to this question, the court stated: “Those are self-serving statements, counselor; I don’t think that they’re admissible.” Later, defense counsel asked the defendant: “What were you trying to avoid by having somebody [drive] you places?” The state objected and the court made the following comment: “Counsel, it’s so self-serving. It’s, I don’t know. You put me in a position [of] having me rule on almost every
The issue now raised by the defendant on appeal was not raised at trial. The defendant neither objected to the remarks, moved for a mistrial, nor requested a curative instruction. The defendant requests review of his claim under State v. Golding, 213 Conn. 233, 567 A.2d 823 (1989). We do not agree that the effect of the court’s comments was to deprive the defendant of his right to present a defense. See State v. Maldonado, 193 Conn. 350, 367, 478 A.2d 581 (1984). “In the context of the entire trial; see State v. Harris, 182 Conn. 220, 231, 438 A.2d 38 (1980); such a view [by the defendant] is myopic.” State v. Maldonado, supra, 367.
D
The defendant next argues that the trial court improperly prohibited him from testifying about his interpretation of a threat made against him by Diaz’ friends shortly before the murder and from testifying about the reason he purchased a weapon.
Prior to entering Lugo’s market on the day of the murder, the defendant was confronted by two of Diaz’ friends while he was standing on a street comer waiting for a bus. They asked the defendant what was “going on” between the defendant and Diaz’ girlfriend and the conversation became heated. Prior to their departure, Diaz’ friends told the defendant to “wait right here,” whereupon, the defendant left the scene.
The defendant testified that he knew what the statement to “wait here” meant because he had “seen it many times.” The trial court then sustained the state’s objection to the following question asked of the defendant by defense counsel: “In your mind what did wait
In this trial, the court gave the defendant great latitude in allowing the introduction of evidence that established, or from which it could be ascertained, that Diaz had a violent character and that the defendant feared him. We cannot conclude that the trial court abused its discretion in these rulings or that the rulings resulted in prejudice to the defendant.
Ill
The defendant next claims that the trial court gave improper instructions to the jury on self-defense. He claims that the jury instruction on the duty to retreat under General Statutes § 53a-19
The standard of review to be applied to the defendant’s claim is whether it is reasonably possible that the jury was misled by the court’s instruction. State v. Ash, 231 Conn. 484, 493, 651 A.2d 247 (1994); State v. Corchado, 188 Conn. 653, 661, 453 A.2d 427 (1982). “In determining whether it was indeed reasonably possible that the jury was misled by the trial court’s instructions, the charge to the jury is not to be critically dissected for the purpose of discovering possible inaccuracies of statement, but is to be considered rather as to its probable effect upon the jury in guiding [it] to a correct verdict in the case.” (Internal quotation marks omitted.) State v. Prioleau, supra, 235 Conn. 284.
In instructing the jury on self-defense and the duty to retreat, the trial court stated, inter alia, that “[a] person is not justified in using deadly physical force upon another person if he knows that he can avoid the necessity of using such force with complete safety by
“General Statutes § 53a-19 provides for the defense of self-defense and sets forth the circumstances justifying the use of physical force. . . . Subsection (b) of § 53a-19, which specifically sets out the duty to retreat . . . imposes only a subjective requirement. That subsection provides, in part, that a person is not justified in using deadly physical force if he knows that he can avoid the necessity of using such force with complete safety (1) by retreating .... General Statutes § 53a-19 (b). The statute requires both that a retreat in complete safety be available and that the defendant know of it. The self-defense statute, i.e., General Statutes § 53a-19 . . . focuses on the person . . . claiming self-defense. It focuses on what he reasonably believes under the circumstances and presents a question of fact [as to whether a safe retreat was available and whether he knew of it]. ... This statutory emphasis upon the defendant further demonstrates the function of the jury in [its] evaluation of the self-defense claim. . . . [Section] 53a-19 (b) requires recourse to retreat in lieu of the use of physical force only when the actor himself
We find that the charge properly instructed the jury to measure the defendant’s knowledge of his ability to retreat according to the subjective standard of the defendant’s actual knowledge. The court instructed the jury that a person is not justified in using deadly force against another “if he knows that he can avoid the necessity of using such force with complete safety by retreating.” Only after reiterating this statement did the court state that “[i]f he could have retreated with complete safety to himself at any stage of the confrontation then the use of deadly physical force would not have been justified.” We conclude that it is not reasonably possible that the jury was misled by this statement, especially when it is read in conjunction with the rest of the charge on self-defense. “ ‘The test to be applied to any part of a charge is whether the charge, considered as a whole, presents the case to the jury so that no injustice will result.’ ” State v. Ash, supra, 231 Conn. 494.
The defendant also claims that the trial court improperly instructed the jury on the reasonableness of the defendant’s belief that the victim was about to use deadly physical force against him, or was about to inflict great bodily harm on him. The defendant contends that the following portion of the self-defense charge was misleading: “The statute states that deadly physical force may not be used unless the actor, that is, the defendant, reasonably believes that such other person, that is, the victim, is using or [is] about to use deadly physical force; or is inflicting or about to inflict great bodily harm. Now, reasonably means what an ordinary prudent person, an ordinarily prudent man, a man of
“Subsection (a) of § 53a-19 does impose an objective reasonableness requirement, providing in relevant part that ‘deadly physical force may not be used unless the actor reasonably believes that such other person is (1) using or about to use deadly physical force, or (2) inflicting or about to inflict great bodily harm.’ ” State v. Ash, supra, 231 Conn. 492. “In evaluating the defendant’s belief that he was faced with the imminent use of deadly physical force, the jury must first determine whether the defendant believed that an attack was imminent, and then it must determine whether that belief was reasonable.” State v. Bellino, 31 Conn. App. 385, 392-93, 625 A.2d 1381 (1993), appeal dismissed, 228 Conn. 851, 635 A.2d 812 (1994).
The trial court included in its self-defense charge an almost verbatim recitation of § 53a-19 (a). See id., 394.
The defendant’s challenge to the court’s instruction raises only an issue of emphasis. See id., 396. We conclude that the trial court did not focus exclusively on whether a reasonable person would have believed that he faced an imminent attack. See id. “A party is not entitled to a charge which is beyond criticism in every particular. . . . Rather, a charge is adequate if it is legally correct and presents the case to the jury in a just and fair manner.” (Internal quotation marks omitted.) Id. The court properly instructed the jury as to the law of this state on the subject of self-defense.
IV
The fourth issue that the defendant argues in this appeal concerns the court’s ruling prohibiting impeachment of Lugo based on two prior felony convictions occurring in 1979. Lugo had been convicted of manslaughter and carrying a pistol without a permit. The trial court prohibited the use of the prior convictions for impeachment purposes because the convictions were remote in time and were not based on crimes of falsehood. The court did allow into evidence, however, the
Furthermore, we note that the defendant raised this claim in State v. Carter, supra, 228 Conn. 412. In that case, our Supreme Court found that the trial court did not abuse its discretion in precluding the introduction of Lugo’s prior convictions for impeachment purposes. Id., 431. As in this case, the trial court had reasoned that such convictions were remote in time and that the offenses did not bear directly on the witness’ veracity. Id., 430.
The judgment is affirmed.
In this opinion the other judges concurred.
In response to the court's ruling, defense counsel stated: “I think what I will do is rather than asking for an offer of proof at this time, I think I
The court stated: “If [the defendant] has—if he specifically saw the victim participating in drug activities in front of his house and with that complaints were made to the police and there were some repercussions from that directed towards him or his family, I, I would think perhaps that would give rise to a—to some evidence that would go to his state of mind at a later confrontation or altercation with the, with [Diaz] .... I have to allow some evidence relating to the drug activities of Mr. Diaz as it was perceived by [the defendant] and as it would relate to, to his fear of [Diaz] because of the violent conduct with Mr. Diaz relating to drug activities, but generalities about [how] they were on—constantly out there [in front of the defendant’s house] and they were putting drugs in the bushes; and they stopped me, and they inquired about some girl, and Mr. Diaz not even being present. I think that is too far removed and, and tangential to allow . . . that.”
General Statutes § 53a-19 provides in relevant part: “Use of physical force in defense of person, (a) Except as provided in subsections (b) and (c) of this section, a person is justified in using reasonable physical force upon another person to defend himself or a third person from what he reasonably believes to be the use or imminent use of physical force, and he may use such degree of force which he reasonably believes to be necessary for such purpose; except that deadly physical force may not be used unless the actor reasonably believes that such other person is (1) using or about to use deadly physical force, or (2) inflicting or about to inflict great bodily harm.
“(b) Notwithstanding the provisions of subsection (a) of this section, a person is not justified in using deadly physical force upon another person
Practice Book § 42-16 provides: “An appellate court shall not be bound to consider error as to the giving of, or the failure to give, an instruction unless the matter is covered by a written request to charge or exception has been taken by the party appealing immediately after the charge is delivered. Counsel taking the exception shall state distinctly the matter objected to and the ground of exception. The exception shall be taken out of the hearing of the jury.”