State v. CarterState v. Carter
- Reporters:
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- Before:
- Shea
The jury found the defendant guilty of burglary in the first degree in violation of
From the evidence the jury could reasonably have found that in the early morning hours of May 16, 1979, the defendant entered the home of the victim in Greenwich through a rear window whieh was unlocked. He went upstairs to a bedroom where he found the victim sleeping. When she awoke the defendant threatened her with a knife and forced her to engage in sexual intercourse with him. He then left the premises. The victim could not identify her assailant, but gave a general description of him and said that he smelled of beer. The description was of a black male wearing dungaree type pants. A fingerprint found on the downstairs bathroom window sill of the house was found to be that of the defendant.
I
The circumstances surrounding his arrest about two weeks after the May 16, 1979 incident had occurred, which were thoroughly explored at the pretrial hearing on his motion to suppress, are relied upon by the defendant to support his claim
Just before 2:30 a.m. on May 31, 1979, Officers Lawrence Conners and William Carroll of the Greenwich police department overheard a radio dispatch directing other policemen to investigate a burglary on Cary Road. Five to ten minutes later they heard a description of the suspect as a black male dressed in a dungaree type outfit. About 3 a.m. they received a dispatch ordering them to proceed to the eastern side of Greenwich and to investigate a second burglary on River Road. When the officers reached River Road about 3:10 a.m. they observed the defendant riding an unlighted bicycle near the center of the road in a southerly direction at a point about 100 yards south of the location of the second burglary. They beckoned the defendant to stop and he did so.
At the hearing on the motion to suppress, Conners testified that the defendant was riding his bicycle in a hazardous manner and also that he fit the description which had been broadcast earlier of the suspected Cary Road burglar. The scene of that burglary was approximately one-quarter mile away. The defendant was wearing a red sleeveless body shirt and dark pants. He also had a dark blue nylon windbreaker fastened to his bicycle. His clothing was dirty, with pine needles on it, as if he had been rolling on the ground.
1
When he was
A call to headquarters was made to check for warrants outstanding against the defendant and also to advise the officers investigating the Cary Road burglary that a suspect had been found. A radio message from those officers was received inquiring whether the defendant was wearing sneakers or jogging shoes. The defendant was wearing athletic type sneakers similar to jogging shoes and this information was transmitted to the officers on Cary Road.
About five minutes after the defendant had been stopped he was placed in the police car. Before entering the vehicle the defendant was frisked for weapons. After the defendant was in the police car, the officers noticed that he resembled a composite picture made by the Greenwich police department of a suspect wanted for burglaries in the general area.
The defendant and his bicycle were transported to Cary Road by Gavin, who then requested the defendant to remove his sneaker. After the police obtained the sneaker, its tread was compared to the print left on a sink in the kitchen of the burglarized residence and they were .found to be identical.
The defendant was then taken to the Greenwich police station for further questioning. There, a summons for the infraction of operating an unlighted bicycle at night in violation of
Although the defendant contends otherwise in his brief,
2
we have concluded that Conners and Carroll were justified in stopping the defendant because of both the traffic law violation they observed and their knowledge of the circumstances of the nearby Cary Road burglary, which had been reported about forty minutes earlier. Proximity
The defendant claims that even if his initial stop was not improper, the police exceeded the permissible scope and duration of such an investigative detention prior to the time when the facts known to them would support the inference of probable cause necessary for an arrest. We disagree. It is true that the traffic law infraction would not have been a sufficient basis for an arrest, since the issuance of a summons is the prescribed procedure.
“A brief stop of a suspicious individual, in order to determine his identity or to maintain the status quo momentarily while obtaining more information, may be most reasonable in light of the facts known to the officer at the time,” Adams v. Williams, 407 U.S. 143, 146, 92 S. Ct. 1921, 32 L. Ed. 2d 612 (1972). “The results of the initial stop may arouse further suspicion or may dispel the questions in the officer’s mind. If the latter is the case, the stop may go no further and the detained individual must be free to go. If, on the contrary, the officer’s suspicions are confirmed or are further aroused, the stop may be prolonged and the scope enlarged as required by the circumstances.” State v. Watson, 165 Conn. 577, 585, 345 A.2d 532 (1973).
The procedure followed after the defendant was first accosted by Conners and Carroll was consistent with these principles. The initial investigation concerned only the identity of the defendant, a necessary inquiry for the issuance of a traffic violation summons, and his present activity. His response that he was going to Stamford, which the officers believed was untruthful because of the direction in which he was proceeding, was ground for additional suspicion. The inquiry from the Cary Road burglary unit as to whether the defendant wore sneakers or jogging shoes, which was received five minutes after he was first stopped and before he was placed inside the police car, provided a reason to hold the defendant for an additional five minutes until G-avin arrived. It was during
Once Gavin observed the similarity of the tread design on the sneakers worn by the defendant to the print he had seen in the house at Cary Road, the facts known to these officers working in concert amounted to probable cause for arresting the defendant. See
United States
v.
Ragsdale,
470 F.2d 24, 28-29 (5th Cir. 1972). We need not decide, therefore, whether the scope of permissible investigative detention would have justified transporting the defendant a short distance to that location so that a more precise comparison could be made. The fact that the police did not intend to arrest the defendant until the tread on his sneakers was found to match the: print left on the sink of the burglarized residence does not detract from the basis supporting a lawful arrest of the defendant before he and his bicycle were placed in Gavin’s cruiser. If this transportation of the defendant amounted to a seizure of his person, it was not unlawful because probable cause existed at that time for an arrest.
Sibron
v.
New York,
392 U.S. 41, 67, 88 S. Ct. 1889, 20 L. Ed. 2d 917 (1968). The duration of the period of detention prior to the departure from River Road does not appear to have been excessive.
3
We conclude that the police did not
II
The defendant also contends that his confession should have been excluded from evidence because it was not “a product of an essentially free and unrestrained choice by its maker” and was, therefore, involuntary. The facts pertinent to this issue were also presented at the hearing on the motion to suppress.
After the defendant was taken to the Greenwich police headquarters, two detectives, Roland H. Hennessey and Theodore J. Brosko, were called for the purpose of questioning him. They arrived between 4:30 and 4:45 a.m. The defendant was taken to an interview room by Hennessey and, when Brosko also was present, the conversation began. Hennessey read the standard
Miranda
warning to the defendant from a card. When asked whether he understood what had been read to him the defendant replied that he did. He had been involved previously with the criminal justice system. The officers then questioned him about the Cary Road burglary. As a result of this investigation the defendant admitted he had entered the Cary Road residence through an open window. At 5:30 a.m. Brosko began to type a statement of the details of this burglary. When it was completed the defendant signed this confession, which also contained on the first page an acknowl-edgement that he had been advised of each element of the
Miranda
warning. He initialed the separate paragraphs of this page as they were read to him, one of which expressly stated that he did not wish
Once the Cary Road confession was signed the defendant was asked if he wanted something to eat or some coffee. It is unclear whether he did eat at that time, but Brosko recalled that he had something to eat at some point during the interrogation. The detectives began a conversation about the sexual assault offense which is the subject of this appeal and which had occurred on May 16, 1979, about two weeks before. Hennessey had investigated that crime and he thought that the defendant fit the general description which had been given of the offender. Ultimately, the defendant admitted his involvement in that occurrence and at 8:45 a.m. Brosko began to prepare another typewritten statement, which also contained a standard form acknowledging receipt of the Miranda warning. The defendant read the statement aloud after it was completed, initialed the space beside each paragraph of the Miranda warning, signed the last page, and swore to its truth. The defendant also made a handwritten notation on the last page as follows: “I, Nathaniel Carter, volunteered and turned myself in to two officers riding in a police car. I need help from someone.” In this statement the defendant admitted that he had entered the home of the victim and that he had had intercourse with her. He denied the use of any force or violence and said that the victim virtually consented to have sexual relations. He indicated that at the time he was under the influence of “speed, booze and reefer” which he had consumed earlier when he had been in Stamford and Port Chester.
The only confession which came into evidence at the trial was that pertaining to the offense of May 16, 1979, whieh is the subject of this appeal. The defendant claims, no deficiency in the technique followed by the police in obtaining this confession which would support a challenge based upon noncompliance with the requirements of Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966). He contends that a review of the entire circumstances does not justify a finding that he knowingly and voluntarily waived his constitutional right against self-incrimination. He relies upon his own testimony that at the time of the confession he was suffering from a physical injury, that he was extremely fatigued because of lack of sleep, that his mental condition was impaired by his use of drugs and alcohol, that the lengthy interrogation was coercive, and that he was induced to confess by a promise of psychiatric help.
“The question [is] whether the will of the defendant had been overborne so that the statement was not his free and voluntary act, and that question [is] to be resolved in light of the totality of the circumstances.”
Procunier
v.
Atchley,
400 U.S. 446, 453, 91 S. Ct. 485, 27 L. Ed. 2d 524, reh. denied, 401 U.S. 966, 91 S. Ct. 966, 28 L. Ed. 2d 249 (1971). The trial court was not obliged to believe the defendant, who testified in support of his claims at the pretrial hearing, rather than the several police officers who gave evidence to the contrary. It was undisputed that, after his
Ill
The failure of the trial court to charge upon the issue of intoxication as negating a criminal intention is the basis for the next claim of error. The defendant filed a request for such a charge and also excepted to the refusal to grant his request. The state maintains that there was insufficient evidence to warrant a charge upon intoxication.
“Intoxication shall not be a defense to a criminal charge, but in any prosecution for an offense evidence of intoxication of the defendant may be offered by the defendant whenever it is relevant to negate any element of the crime charged . . . .”
Although the defendant’s request
9
was deficient in failing to confine the defense of intoxication to its bearing upon the mental element necessary for
In contending that there was insufficient evidence of intoxication for submission of that question to the jury, the state relies upon several cases where there was merely evidence that a defendant had taken alcohol or drugs without any indication of an adverse effect upon his mental state.
State
v.
Roy,
173 Conn. 35, 38-39, 47, 376 A.2d 391 (1977);
State
v.
Clemons,
168 Conn. 395, 406, 363 A.2d 33, cert. denied, 423 U.S. 855, 96 S. Ct. 104, 46 L. Ed. 2d 80 (1975);
People
v.
Morrison,
58 App. Div. 2d 699, 396 N.Y.S.2d 92 (1977). In the ease before us the defendant did describe in simple but explicit fashion the result upon him of the substances he claimed to have ingested. If the jury believed his assertion in the confession that he was so intoxicated that he entered the house only to find a place to sleep without being concerned about whether anyone was at home, they could not have found the “intent to commit a crime therein,” which
IV
The final claim of error made by the defendant is that the court confused the jury by reading to them
Although the entire statute was read, the court at no point in the ensuing discussion of the various elements made any reference to the “threat of the
After the jury had rendered their verdict of guilty on both counts of the information, the defendant requested that inquiry be made of the jury as to which of the two subsections of § 53a-70a had been relied upon. 12 The court then asked whether the jury had considered one or both subsections in finding the defendant guilty. The foreman responded that both had been considered.
The defendant contends that the response of the jury that they had considered both subsections in rendering their verdict of guilty of sexual assault in the first degree seriously prejudiced him. If that response had remained unclarified, there would be more substance to this claim of error. “Nothing is more elementary in criminal law than that an accused is required to defend only against the charge alleged.”
State
v.
Genova,
141 Conn. 565, 572, 107 A.2d 837 (1954)
(O’Sullivan, J.,
dissenting). The state is limited to proving that the defendant has committed the offense in substantially the manner described in the information.
State
v.
Ruiz,
171 Conn. 264, 270, 368 A.2d 222 (1976). Although the reading of the inapplicable portion of
There is error in respect to the judgment upon the first count of the information charging burglary in the first degree, that judgment is vacated and the case is remanded for a new trial on that count in accordance with this opinion; there is no error in the judgment on the second count charging the defendant with sexual assault in the first degree.
In this opinion the other judges concurred.
Notes
Officer Joseph Gavin, who oame from the scene of the Cary Road burglary to River Road in order to examine the tread of the defendant’s sneakers, testified that there was a “mixture of pine and needle leaf shrubbery” around the Cory Road residence and also some pine trees. There is no testimony, however, indicating whether Gavin made this observation before he took the defendant into his eustody or whether he noticed any pine needles on the defendant’s clothing. There is also no testimony as to when Conners, who had noticed the pine needles on the defendant’s clothing, became aware of the significance of this fact as indicating that the defendant had visited the Cary Road residence. See 1 LaFave, Search and Seizure § 3.5 (c), (d).
During oral argument the defendant agreed that the initial stop was proper under the principles of Terry v. Ohio, 392 U.S. 1, 88 S. Ct. 1868, 20 L. Ed. 2d 889 (1968).
American Law Institute, Model Code of Pre-Arraignment Procedure (1975) $110.2(1) provides: “oases in which stop is authorized. A law enforcement officer, lawfully present in any place, may, in the following circumstances, order a person to remain in the officer’s presence near such place for such period as is reasonably necessary for the accomplishment of the purposes authorized in the Subsection, but in no case for more than twenty minutes . . . .”
Conners testified that he noticed that the defendant limped when he got off his bicycle. He said that the defendant related that he had injured his left leg. Conners also testified that the defendant spoke very clearly, appeared to understand questions, and liad control of his faculties.
Hennessey on both direct and cross-examination testified that his promise was occasioned by the statement of the defendant after the second confession that he “was sick to have committed an act like that.” At one point during his cross-examination Hennessey was asked whether it was possible that his promise was made at some time between the first and second confessions. He responded that he did not think so, but was not sure.
Brosko testified unequivocally that no discussion of psychiatric assistance took place until after the second confession. From this evidence the trier could reasonably have concluded that the second confession was not induced by the promise made by Hennessey.
“[General Statutes] Sec. 53a-7. effect of intoxication. Intoxication shall not be a defense to a criminal charge, but in any prosecution for an offense evidence of intoxication of the defendant may be offered by the defendant whenever it is relevant to negate an element of the crime charged, provided when recklessness or criminal negligence is an element of the crime charged, if the actor, due to self-induced intoxication, is unaware of or disregards or fails to perceive a risk which he would have been aware of had he not been intoxicated, such unawareness, disregard or failure to perceive shall be immaterial. As used in this section, ‘intoxication’ means a substantial disturbance of mental or physical capacities resulting from the introduction of substances into the body.”
The defendant requested the following charge:
“DEFENDANT’S REQUEST TO CHARGE
“. . . . 8. I do not propose to discuss with you nor is there need, that permanent condition of mental weakness which may eome from long continued excessive indulgence in alcoholie liquor and or narcotics, and which has many of the aspects of insanity. The claim in this case is not that the accused had permanently lost his ability to distinguish between right and wrong, but rather that because of the voluntary use of aleoholic liquor and or nareotics, be a sane man at the time it is charged that he eommitted the crime in question, was incapable of forming a rational intent or of controlling his will.
“Intoxication is a term which is used somewhat loosely in every day speech. We speak of a man as intoxicated when he discloses in his speech, his gait, his manner of his general appearance evidence of having taken intoxicating liquor to excess. Our Penal Code defines ‘intoxication’ as a substantial disturbance of mental or physical capacities resulting from the introduction of substances into the body.
“Voluntary intoxication is ordinarily no excuse for crime. It becomes significant only when it has proceeded so far that it affected the operation of the mind of the accused and made him incapable for the time being of forming a rational intent or of controlling his will. Its presence to that extent negatives the existence of a criminal intent.
“As we all know, this condition of intoxication varies in degree according to the amount and character of the intoxicating substance taken, the temperament of the man who takes it, the lapse of time between his taking it and the commission of the crime, and other circumstances you may reasonably consider. The law, I caution you, takes no account of differences in personal susceptibility to the effects of an intoxicating substance upon different individuals. An individual may show in his behavior the present effect of liquor he has taken and yet may still retain his faculties fully enough to reason, to know what he is about, and to form and carry out a rational intent. It is only when he is so under the influence of liquor or nareotics that at the time the crime was eommitted he was unable rationally to consider any matter or intelligently to harbor an intent or to control his activities that intoxication is a defense. If, upon the whole evidence, you entertain a reasonable doubt whether the condtion of the accused was such that he was still able to know what he was about and to form and carry out a rational intent, you musit give to him the benefit of that doubt.
Wright’s Connecticut Jury
Instructions, Vol. II, Section
662, pgs. 1012, 1013.”
In concluding its discussion of the sexual assault offense the court charged: “If you, from all the testimony that you have heard, find that Mr. Carter forced . . . , against her will, to engage in an act of sexual intercourse by the actual use of physical foree or by violence, or by the use of actual physical strength, then your verdict would be guilty. On the other hand, if the State has not proven this to your satisfaction beyond a reasonable doubt, then your verdict would be not guilty.”
The trial court did not refer to clause (a) of the definition, “Use of a dangerous instrument.” The victim referred to the defendant’s use of a knife, but said it might have been a letter opener because it was not sharp.
The defendant also requested that a similar inquiry be made in respect to the crime of burglary in the first degree in the first count of the information, because