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State v. Carroll
515 P.2d 1299
Wash.
1973
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*1 obvious. inconsistency The total is Under RCW 6.12.080 out of the homestead selected the de- separate property ceased will to his heirs. Under RCW 11.52 the spouse go same homestead will to the go surviving spouse. stated,

For the reasons part dealing of RCW 11.52 and the probate repealed by RCW impliedly is entitled to the surviving spouse dispute homestead affirmed. herein. The trial court and is should be Hale, C.J., Finley, Rosellini, Hamilton, Hunter, JJ., Stafford, Utter, Brachtenbach, concur. 42707. En

[No. Banc. November 1973.] Petitioner, v. Charles O. The State of Washington, al., et Respondents. Carroll *2 T. Norman Bayley, Prosecuting Attorney, by Christopher K. for Maleng, Deputy, petitioner. Chief Andersen, Fleck & James Glein, Andersen, A.

Clinton, Basil Carney, Badley Smith, & L. Stephenson, Siqueland, Badley, Carroll, Rindal, Joel A. C. Caplinger Kennedy, & Rindal, Walthew, Warner, Keefe, Aaron, Thomp- Costello (cid:127)& son, and Thomas P. for Keefe, respondents. was convened in jury J. In grand

Hamilton, of for the brib- King County investigating possible purpose ery and officials. As a police among public result several indictments issued. such investigations, six in the instant matter were defendants-respondents1 .The to attend and did under oath be- subpoenaed upon advised, fore the Each was of: grand jury. testifying, (a) their purpose investigation, (b) right counsel, their remain silent. (c) right Kretchmar, McNeilly, Moore, William F. Frank C. Robert D. 1Albert Swindler, J. Ramon, and William Walsh. H. R. subsequently Each was Respondents indicted. were offending against charged nature of offenses joined corruption. in a All the laws pur- upon that, the indictments the basis motion to dismiss re- were 10.52.090, 9.18.080 and RCW suant to RCW statutory prosecution spectively afforded appearance before the result their jury concerning charged. court The trial offenses granted the indictments. The the motions and dismissed sought by this state review court.

Following argu- a consideration of the briefs and oral respondents, ments of this counsel the state and the affirming court issued an order trial order of court’s dismissal. forth We now set the rationale for the order affirmance. respective parties propound

The contentions of the three principal questions: (1) Do and RCW RCW 9.18.080 apply involved, statutes here *3 respondents’ testimony jury? (2) Must an testifying pursuant individual to such statutes first claim privilege against by guaranteed his self-incrimination, the fifth amendment to the Constitution, United States precedent receiving statutory immunity? condition (3) Do RCW 10.27.120 10.27.130, and RCW of investigatory 1971 criminal act to self-incrimi- grand jury proceedings, repeal nation in RCW 9.18.080 RCW 10.52.090? question

We answer the first in the affirmative and the questions negative. second and third in the premise privilege against from the that the startWe afforded the fifth amendment to the self-incrimination applicable proceed Constitution is to state States United Malloy Hogan, ings. 1, v. 378 12 2d 653, U.S. L. Ed. 84 S. adequacy grant (1964). And, of a state Ct. 1489 immunity prosecution must be tested the re quirements Amendment, Fifth which mandate that immunity scope grant of coextensive with the privilege against self-incrimination. Counselman Hitch- v.

112 (1892); 12 Ct. 195 1110, 35 L. Ed. S. cock, 547, 142 U.S. Murphy 52, 12 L. Ed. 2d Comm’n, 378 v. U.S. Waterfront Kastigar (1964); States, United 406 v. 678, 84 S. Ct. (1972). 212, 2d 92 Ct. 1653 32L. Ed. S. 441, U.S. Kastigar, instances in certain in statutes which

As noted exchange privi- immunity in for to a witness lege against authentic, historic have self-incrimination Anglo-American logical extent law, to the roots ” “ part fabric.’ of our constitutional have ‘become only points a number are there out that not court further immunity one or more extant, but also of federal statutes every in the state Union. are on the books such statutes Kastigar supra States, at 445-47. v. United statutory grants

Generally speaking, of im- two forms of constitutionally munity upheld sufficient have been scope scope square Amendment of the Fifth with the privilege against forms have been These immunity,” furnishing i.e., “transactional characterized as any prosecution transaction, from criminal compelled to thing is matter or about which a witness immunity,” testify, i.e., use and derivative “use compelled from the use of the prose- subsequent criminal therefrom in a evidence derived 40 L. 591, Walker, Brown v. 161 U.S. cution the witness. (1896); States, 350 v. United 819, Ed. 16 S. Ct. 644 Ullmann A.L.R.2d 497, Ct. 422, 511, 100 L. Ed. 76 S. U.S. Kastigar (1956); supra. States, United arewe with which 9.18.080 and RCW part of this state’s concerned, here were enacted as They §§78 and 39. Code, 249, Criminal Laws of ch. provide, respectively:

Every any person offending against of the bribery compe- corruption relating or be a law tent to shall offending against not another shall witness so b.e testimony tending giving him- to criminate excused from self. 9.18.080.

RCW every provided in this act that a where it is In case giving tend- shall not be excused from witness ing person criminate himself, no be excused from to shall any testifying producing papers on the or documents or testimony may ground or tend to criminate sub- his ject penalty forfeiture; a or not be him to but he shall subjected penalty prosecuted to or or or forfeiture for any concerning thing action, matter on account which he shall so ing or testify, except perjury or offer- testimony. false evidence committed such (Italics ours.) RCW 10.52.090. apparent language

It is of RCW 9.18.080 applicable, legislative that, and RCW 10.52.090 when privilege against to intent was withdraw self-incrimina proceedings revolving relating tion criminal about laws to and to substitute in of that lieu immunity” distinguished full “transactional immunity.” scope from “use and derivative use The immunity thus afforded is broad and well within re quirements Kastigar of the Fifth Amendment. United supra. States, argues state, however,

The that RCW 9.18.080and RCW apply grand jury investigations. do not This (a) Investigatory contend sois because: the Criminal of 1971, Act special separate codified as 10.27, is a statutory grand jury proceedings scheme and is independent (b) of the Criminal 1909; and, Code of 10.27.120and RCW 10.27.1302restore to the witnesses con- 2“Any testify grand jury special called individual before a or inquiry judge, by principal, represented whether or if attorney appearing grand jury an special witness before the inquiry judge, must be told of his right representation by attorney Such an individual has a an obligations rights, grand jury advise him to his and duties before the special inquiry judge, right. and must be informed of this attorney may present during proceedings all attended his client granted pursuant unless has been to RCW 10.27.130. After may granted, has been such an individual leave the jury attorney.” room to confer with his RCW 10.27.120. any special proceedings inquiry before a judge, “If in refusal, person refuses, or indicates in advance a ground other kind on the that he evidence be incriminated *5 10.52.090 their and RCW 9.18.080 under RCW

templated From these premises against privilege to failing that the respondents then asserts the state grand the before privilege3 Amendment their Fifth claim thereby lost and waived that voluntarily privilege jury them. accorded have been that otherwise might with the state’s contentions. agree We cannot Grand accusatory bodies, and are of juries, early investigatory as and of this England country. in the common law origin 1 and 2 Jury (1968); 38 Am. Jur. 2d Grand 38 C.J.S. §§ have been deemed to be and They Grand Juries 1 (1943). § of the court them part calling looked as constituent upon an function in session, into and as performing important law. v. Hitzelberger the administration criminal Adami State, 435, 196 A. 288 State ex rel. (1938); 173 Md. County, 282, Lewis & Clark 124 Mont. 220 P.2d 1052 v. 550, v. (1950); Haines, (1955); State 18 N.J. 115 A.2d In Polk, (1961). 21 Ill. 2d N.E.2d 393 People deed, defines a part RCW 10.27.020(6) of a court, grand the and the function specifies impaneling to con jury examine, be to and evidence hear, investigate and to take action cerning criminal activity an impan- 10.27.100 And, such evidence. upon requires attorney person thereby, public requests and if a court to order that the hearing evidence, to then hold a the court shall the clearly do and shall so order unless it finds to so would be that contrary comply public interest, person the the to shall with hearing subject order. The the shall be hearing request unless the be shall public. privileged section, “If, to withhold have been for he would but this may by him, produced given the witness evidence answer comply of his on the basis the order not refuse to with subjected prosecuted self-incrimination; be he shall not but any transaction, penalty or on account or forfeiture for criminal testify pur- concerning matter, ordered to he has been or fact which failing prosecuted for nevertheless suant to this section. He offering perjury comply answer, false or for the order grand jury.” evidence to RCW 10.27.130. exception, Amendment Fifth limited one 3With but grand jury. by respondents before in their exercised jury inquire grand into all indictable offenses eled jurisdiction brought attention. A within its as are its integral part jury an criminal thus becomes may fairly process, proceedings it be charac- and the inhering proceedings,” in which rest terized as “criminal privileges prevailing Fifth immun- Amendment well *6 ity provisions. carry inquisitorial functions,

To out its and accusatorial imposed by upon statutes, it the common law the a and grand jury necessity rely upon must look to and the laws by legisla- to crime as such have been the enacted eyes doing, portions ture. In so it cannot close to its subject criminal laws relevant to matter of the its investi- gations, proceed though and such relevant did not laws exist. legislature enacting

The in the Criminal Investi gatory specifically repealed ofAct 1971 It some statutes. repeal did not RCW 9.18.080 RCW 10.52.090. RCW procedure whereby, 10.27.120and RCW a 10.27.130 ordinary immunity may under circumstances, transactional be afforded a witness to entitled claim Fifth the Amend privilege against ment self-incrimination. The sections, two investigatory as well as the criminal act do whole, not purport repeal, modify operate to in conflict with statutory 9.18.080or RCW 10.52.090.The two schemes can readily together harmony stand and function in with one Repeals by implication another. not are favored and will not be found to exist where earlier and later statutes logically by stand side side and be held valid. State ex rel. Washington Bellingham, Mut. Sav. Bank v. 8 Wn.2d (1941); Copeland 111 P.2d 781 Lumber Wilkins, Co. v. (1969). 940, 454 Wn.2d P.2d 821 hold,

We therefore, that RCW 9.18.080 and RCW applied Respondents testimony to and their before jury. grand the argues respondents however, further state, are immunity by

not to the afforded entitled RCW 9.18.080 jury- appeared before the 10.52.090since voluntarily response subpoena testified without asserting it Thus, their testify. compelled respondents were is contended points respect, Whalen, the State In state this (1919), that a it was held P. 130 wherein 287, 183 Wash. immunity not entitled a was before witness by purported to extend a statute which afforded testify. only “compelled” Because if a witness was Amendment witness, not claim his Fifth did Whalen, testifying, this held his court before immunity provision inapplicable. voluntary language of RCW from the fact Aside distinguishable from involved, is statute here holding in that Whalen, we are satisfied statute was too case narrow. constitutionally rule, and one a sounder

We believe authority, supported weight the con embraces subpoenaed cepts (a) that: *7 jury investigating is under and subpoena; (b) compulsion of of virtue privilege removing the 9.18.080 and RCW 10.52.090 substituting against transactional self-incrimination self-executing; (c) terms under the therefor are no alternative but of is left with those statutes witness testify; (d) requiring cir under such the witness 'and against cumstances to invoke the self-incrimina performance requiring act. of a useless tion would be 376, Ct. 424, 87 L. Ed. 63 S. Monia, United States v. 317 U.S. (1943); Hennessey, 355, P.2d 875 State v. 195 Ore. App. (1952); People P. 561, 248 Schwarz, v. 78 Cal. (1887); (1926); People Sharp, 14 N.E. 319 v. 107 N.Y. 1912); Jury, (Ct. Sess. In re Gen. Grand 135 N.Y.S. 103 1926). (D. United Ore. Moore, States v. 15F.2d 593 required respondents therefore, that were hold, We a condi- as self-incrimination to claim immunity provided precedent transactional tion Insofar 10.52.090. 9.18.080 and RCW them under RCW supra, purports otherwise, it is Whalen, hold State v. overruled.

Finally, of the in the state contends dismissal suppression respondents’ required; that dictments is not necessary. before the all that is is Again agree. language we cannot 10.52.090 The providing testifying a that witness under the terms of RCW prosecuted subjected penalty “shall not to a any on forfeiture matter or action, account thing concerning testify” which he shall so is clear and unequivocal. provides complete It transactional full and immunity, and no leaves room for use and derivative use immunity. Supreme interpret The United in States Court ing applying a similar in United statute States supra, explained Monia, the transactional nature thusly: statute legislation plain in in involved the instant case is layman

its is immunity. was the and, terms on if face, its he means to the subpoenaed, and sworn, and he is to have testifies, being trap Government, Instead of for the original question, Act, the statutes if inter- preted as the desires, Government now well be a trap Congress evidently for the witness. intended af- subpoenaing ford Government officials the choice of putting knowledge oath, him under with the complete immunity prosecution that he would have respecting substantially matter connected with the respect retaining transactions he testified, which right prosecute by foregoing opportunity examine him. supra

United Monia, States v. at 430. foregoing reasons, For the the order of dismissal affirmed.

Hale, C.J., Hunter, and Finley, Stafford, Wright, JJ., concur. Utter, and Brachtenbach, (concurring) majority J. concur with the Rosellini, —I subpoenaed before a obtain

that individuals bribery corrupt practice or solicitation, evidence of prosecution. holding is solicitation, are This immune only by compelled statutes, federal and our case law major 9.18.080and forth in as set ity opinion, §2, but art. 30: also in Const.

Any person may compelled lawful be any person investigation who judicial against proceeding may charged having the offense be committed corrupt practice of solicita- solicitation, permitted tion, and shall not to withhold his testi- be mony ground on the it himself or criminate infamy, testimony subject not afterwards ceeding except public him to but such shall any judicial pro- used him giving perjury in such — J., J. Wright, Rosellini, concurs with En Banc. November 1973.] 42432.

[No. Przbylski al., et Thomas, Plaintiff, J. Dolores Thomas Respondent. City Petitioners, Puyallup, Gibbs, & I. Stier Lanza, Kastner Robert Williams, petitioners. Mohlman, for Don Edwin R. Johnson and Gierke, &

Johnson Bradford respondent. Gierke, for curiae. Sullivan,

Dan amicus

Case Details

Case Name: State v. Carroll
Court Name: Washington Supreme Court
Date Published: Nov 21, 1973
Citation: 515 P.2d 1299
Docket Number: 42707
Court Abbreviation: Wash.
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