State v. CarpenterState v. Carpenter
Todd C. Carpenter was found guilty by the district court for Lancaster County of two counts of transferring a motor vehicle without stating the actual mileage to the best of his knowledge and belief, pursuant to
I. BACKGROUND
Carpenter Motors, Inc., is a Nebraska corporation in the business of selling used motor vehicles. Its principal place of business is located in Lincoln, Nebraska. Carpenter is the secretary/treasurer, vice president, and employee of Carpenter Motors. As such, Carpenter’s duties include selling vehicles and purchasing vehicles for resale.
1. Count I
In July 1991, Carpenter Motors purchased through the Metro Auto Auction in the Kansas City, Missouri, area a 1989 Ford Taurus from the D.L. Peterson Trust Company. The buyer’s copy of the “Title Warranty and Bill of Sale” listed the mileage on the odometer as 23,048. In a separate space on that document was written, “AS IS” and “Over Mech Limits.” Carpenter’s signature appears on the “buyer’s signature” line. The odometer disclosure statement from the D.L. Peterson Trust Company was not received into evidence.
Later that month, Timothy Haakenstad purchased the 1989 Ford Taurus from Carpenter Motors. Haakenstad testified that at the time he purchased the vehicle, the odometer displayed approximately 24,000 miles.
When the sale was consummated, Carpenter Motors provided Haakenstad with an odometer disclosure statement as required by Nebraska law. These statements are on a form prescribed by the Nebraska Department of Motor Vehicles that state in pertinent part:
I state that the odometer now reads _ . . . miles and to the best of my knowledge reflects the actual mileage of the vehicle described herein, unless one of the following statements is checked.
□ (1) I hereby certify that to the best of my knowledge the odometer reading reflects the amount of mileage in excess of its mechanical limits.
□ (2) I hereby certify that the odometer is NOT the actual mileage. WARNING - ODOMETER DISCREPANCY.
This form was signed by Ramona Hyde, an employee of Carpenter Motors, on behalf of Carpenter Motors. It stated that “the odometer now reads 23048 . . . miles,” and the second box was checked to indicate this mileage was not the actual mileage. At trial, Hyde testified that it was standard procedure for Carpenter to inform her which box, if any, to check for each car she sold. The first box, indicating that the odometer had exceeded its mechanical limits, was not checked.
2. Count II
In July 1991, Carpenter Motors purchased through the Metro Auto Auction in Kansas City a 1988 Ford Taurus from Premier Leasing Company. The buyer’s copy of the “Title Warranty and Bill of Sale” listed the mileage on the odometer as 7,460. In a separate space on that document was written “As is” and “Over Mech Limits.” Carpenter’s signature appears on the “buyer’s signature” line.
The odometer disclosure statement provided by Premier Leasing also indicated that “the odometer . . . now reads 7460 . . . miles.” The box on that form designated “Warning - Odometer Discrepancy” was checked, indicating that the reading was not the actual mileage. The box for certifying that the “odometer reading reflects the amount of mileage in excess of its mechanical limits” was not checked. Carpenter’s signature appears on the line designated “Transferee’s Signature - Buyer.”
In August 1991, Scott Johnson purchased the 1988 Ford Taurus from Carpenter Motors. Johnson testified that at the time he purchased the vehicle, the odometer displayed approximately 7,000 miles and that he asked Carpenter whether the vehicle had exceeded the 100,000-mile mechanical limit on its odometer. Johnson testified that Carpenter told him that it had not. Johnson further testified that Carpenter stated that the original odometer had been broken and replaced, that the 7,000 miles had been registered on the replacement odometer, and that the broken odometer read about 50,000 miles when it was replaced.
Carpenter Motors provided Johnson with an odometer disclosure statement which indicated the mileage on the odometer to be 7,460. The second box warning that the indicated mileage was not the true mileage was checked. The first box, certifying that to the best of the transferor’s knowledge the odometer reading reflects the amount of mileage in excess of the odometer’s mechanical limits, was not checked. Carpenter’s signature appears on the “transferor’s signature” line.
3. Facts as to Good Faith Defense: Counts I and n
Carpenter testified that he called the Nebraska Motor Vehicle Industry Licensing Board sometime in 1990 to ascertain the proper method for filling out odometer disclosure statements in situations where the odometer in a vehicle had exceeded its mechanical limit and was not otherwise accurate. Corrine Fiel, an investigator for the Nebraska Motor Vehicle Industry Licensing Board, testified that she recalled Carpenter calling her sometime in 1990 with this inquiry. She advised Carpenter that she would have to discuss the matter with Bill Edwards,
After having spoken with Edwards, Fiel relayed Edwards’ advice to Carpenter: that he should check only one box — the second one indicating an odometer discrepancy. Carpenter testified that based on this advice, whenever it had been brought to his attention that Carpenter Motors received a vehicle in which there was any indication of a problem registering miles, Carpenter Motors would check the second box on the odometer disclosure statement warning that the indicated mileage was not the actual mileage.
4. Count III
In June 1990, Stephen Dunn purchased a 1984 Mazda RX7 from Carpenter Motors. Dunn test drove the vehicle approximately 2 or 3 months before he purchased it. Dunn testified that at the time he purchased the vehicle, its odometer registered approximately 86,000 miles.
Patrick Bell testified that he was the owner of and did business as Bell Auto Repair. Bell further testified that he had business dealings with Carpenter and was a second cousin of his. According to Bell’s business records, on or about June 8, 1990, someone on behalf of Carpenter Motors delivered the 1984 Mazda RX7 to Bell Auto Repair for repair of the vehicle’s odometer. The method of repair was to install a used instrument cluster (speedometer, odometer, gauges, et cetera) which was provided by Carpenter Motors. Bell testified he could not remember who made the request for the repair or who brought the instrument cluster in to be installed.
Bell Auto Repair’s order forms indicate that at the time the vehicle was delivered to them for repair, the indicated mileage on the odometer was 140,685. The in-house copy of this form indicates that the mileage on the installed replacement odometer was 86,238. The record reflects and the trial court found that Carpenter’s signature appears on both the in-house copy and the customer copy of the repair order.
The odometer disclosure statement given to Dunn by Carpenter Motors upon closure of the sale certified an odometer reading of 86,367. The second box was checked, warning that the indicated mileage was not the actual mileage. The first box warning that the odometer had exceeded its mechanical limit was not checked. Dunn testified that at the closing, he overheard Carpenter instruct Hyde to “check box number two, that the odometer was not working and that it wasn’t accurate at that point and that it was possible that it even had over a 100,000 miles on it.” Dunn further testified that there were no stickers relating to the odometer reading affixed to the dashboard, inside doors, or any other place on the car.
Carpenter was charged only under the odometer disclosure statutes and not with fraud or theft by deception. The district court found Carpenter guilty of two counts of transferring a
motor vehicle without stating the actual mileage to the best of his knowledge and belief, pursuant to
II. ASSIGNMENTS OF ERROR
Carpenter alleges that the district court erred in failing to find (1) that the provisions of
III. STANDARD OF REVIEW
In determining whether evidence is sufficient to sustain a conviction in a bench
A conviction in a bench trial of a criminal case is sustained if the evidence, viewed and construed most favorably to the State, is sufficient to support that conviction.
State
v.
Masters, supra; State
v.
Secret,
While in a bench trial of a criminal case the court’s findings have the effect of a verdict and will not be set aside unless clearly erroneous, an appellate court has an obligation to reach
an independent, correct conclusion regarding questions of law.
State
v.
Kunath, supra; State
v.
Thompson,
The alleged unconstitutionality of a statute presents a question of law which must be determined by an appellate court independently from the conclusion reached by the trial court.
State v. Bainbridge,
The burden to clearly demonstrate that a statute is unconstitutional rests upon the party making the claim of unconstitutionality. Id. A statute will be presumed to be constitutional, and all reasonable doubts will be resolved in favor of its constitutionality. Id. A penal statute must be construed so as to meet constitutional requirements if such can reasonably be done. Id.
IV. ANALYSIS
1. Counts I and II (
In counts I and II, Carpenter was charged with and convicted of violating
The transferor of any motor vehicle of an age of less than twenty-five years, which was equipped with an odometer by the manufacturer, shall provide to the buyer a statement signed by the transferor. Such statement shall ... (3) if the transferor has knowledge that the mileage shown on the odometer is not that actually driven, state the actual mileage to the best of the transferor’s knowledge and belief.
(Emphasis supplied.)
□ (1) I hereby certify that to the best of my knowledge the odometer reading reflects the amount of mileage in excess of its mechanical limits.
□ (2) I hereby certify that the odometer reading is NOT the actual mileage. WARNING - ODOMETER DISCREPANCY.
(a) Vagueness/Overbreadth
Carpenter first alleges the district court erred in failing to find that
(i) Standing
An attack on the overbreadth of a statute asserts that language in the statute
Irrespective of standing to challenge
(ii) Vagueness
The vice of vagueness in a penal statute was denounced by the U.S. Supreme Court in
Kolender
v.
Lawson,
As generally stated, the void-for-vagueness doctrine requires that a penal statute define the criminal offense with sufficient definiteness that ordinary people can understand what conduct is prohibited and in a manner that does not encourage arbitrary and discriminatory enforcement. [Citations omitted.] Although the doctrine focuses both on actual notice to citizens and arbitrary enforcement, we have recognized recently that the more important aspect of the vagueness doctrine “is not actual notice, but the other principal element of the doctrine— the requirement that a legislature establish minimal guidelines to govern law enforcement.” [Citation omitted.] Where the legislature fails to provide such minimal guidelines, a criminal statute may permit “a standardless sweep [that] allows policemen, prosecutors, and juries to pursue their personal predilections. ” [Citation omitted.]
See, also,
Papachristou
v.
City of Jacksonville,
In the instant case, it is undisputed that the odometers in question had exceeded their mechanical limits. However, there were also discrepancies as to the actual mileage on the vehi cíes. The odometer disclosure statement Carpenter received from Premier Leasing, when he purchased the 1988 Ford Taurus, indicated that the odometer read 7,460 miles. On that form, the box for certifying that the reading was not the actual mileage (“WARNING - ODOMETER DISCREPANCY”) was checked. However, the box for certifying that the odometer reading reflects the amount of mileage in excess of its mechanical limits was not checked. The odometer disclosure statement Carpenter received from D.L. Peterson Trust Company when he purchased the 1989 Ford Taurus was not received into evidence. However, evidence was adduced at trial that there was a discrepancy in the mileage actually driven.
In its order, the district court found that “[u]nder these circumstances, the transferor [Carpenter] violated
Furthermore, regardless of which box Carpenter checked, or even if he had checked both boxes, he still would not have complied with the directive of
In 1993, the Legislature amended
[I]f the transferor has knowledge that the mileage shown on the odometer is in excess of the designated mechanical odometer limit, [he/she] shall include a statement to that effect, or ... if the transferor has knowledge that the odometer reading differs from the actual mileage and that the difference is greater than that caused by odometer calibration error, [he/she] shall state that the odometer reading does not reflect the actual mileage and should not be relied upon.
(b)
Moreover, Carpenter was advised by a state agency to check only the first box under these circumstances. It is unreasonable to hold Carpenter accountable for determining that a violation of the law occurs by not checking the more correct of the two boxes that are provided on the form. Thus, we determine that
2. Count El
In count III, Carpenter was charged with and convicted of violating
It shall be unlawful for any person to:
(1) Knowingly tamper with, adjust, alter, change, disconnect or fail to connect an odometer of a motor vehicle, or to cause any of the foregoing to occur, to reflect a mileage different than has actually been driven by such motor vehicle ....
If any odometer is repaired or replaced, the reading of the repaired or replaced odometer shall be set at the reading of the odometer repaired or replaced immediately prior to repair or replacement . . . when the repaired or replaced odometer is incapable of registering the same mileage as before such repair or replacement, the repaired or replaced odometer shall be adjusted to read zero and a notice in writing on a form prescribed by the Department of Motor Vehicles shall be attached to the left door frame . . . specifying the mileage prior to repair or replacement of the odometerand the date on which it was repaired or replaced ....
(a) Vagueness/Overbreadth
Carpenter alleges that
We further determine that if Carpenter in fact caused the odometer to be changed to reflect a mileage different than was actually driven by the 1984 Mazda RX7, without complying with
(b) Mens Rea
Carpenter next alleges the district court erred in failing to find that intent to deceive is statutorily and constitutionally an essential element of
Challenging a criminal statute as having a deficient mens rea requirement is a constitutional challenge to the facial validity of the statute. Under Nebraska law, a motion to quash or a demurrer are the proper procedural methods for challenging the facial validity of a statute.
State v. Conklin,
(c) Sufficiency of Evidence
Carpenter next alleges the district court erred in failing to find there was insufficient evidence to sustain his conviction under
Carpenter’s argument is essentially twofold: (1) There was insufficient evidence to convict Carpenter based on the court’s reasoning that he was either the principal actor or the aider and abettor with respect to the crime, and (2) there was insufficient evidence that Carpenter changed or directed the change of the odometer.
With regard to Carpenter’s first argument,
Regarding Carpenter’s second argument, Bell Auto Repair’s order forms indicate that at the time the 1984 Mazda RX7 was delivered to them for installation of a new odometer, the indicated mileage on the old odometer was 140,685. The in-house copy of this form indicates that the mileage on the installed replacement odometer provided by Carpenter Motors was 86,238. The record reflects and the trial court found that Carpenter’s signature appears on both the in-house copy and the customer copy of the repair order. Dunn testified that Carpenter sold him the car without affixing any stickers relating to the odometer reading in the car. As a result, we conclude that when viewed and construed most favorably to the State, there was sufficient evidence for the trial court to find that Carpenter knowingly caused an odometer of a motor vehicle to be changed to reflect a mileage different from what had actually been driven as prohibited by
(d) Findings of Fact and Conclusions of Law
Finally, Carpenter alleges the district court erred in failing to make adequate findings of fact and conclusions of law. Outside the context of a hearing on a motion to suppress, a trial court sitting without a jury is not required to articulate findings of fact or conclusions of law in criminal cases.
State v. Russell,
V. CONCLUSION
We determine that
Affirmed in part, and in part reversed.