Lead Opinion
OPINION WITH AMENDED DISSENT
¶ 1 On July 27, 1999, a jury found Doris Ann Carlson (Defendant) guilty of first-degree murder, conspiracy to commit firstrdegree murder, and first-degree burglary. She was sentenced to death on the murder charge, life imprisonment without the possibility of parole for twenty-five years on the conspiracy count, and an aggravated term of twenty-one years for the burglary. All sentences were concurrent. Because the trial judge sentenced Defendant to death for the murder, direct appeal to this court is automatic. A.R.S. § 13-703.01. We have jurisdiction pursuant to Arizona Constitution article VI, § 5(3), A.R.S. § 13-4031, and Rule 31.2(b), Arizona Rules of'Criminal Procedure.
FACTS AND PROCEDURAL HISTORY
¶ 2 In 1996, Defendant and her husband, codefendant David Carlson (David), were living in a house in Peoria, Arizona, that they shared with David’s mother, the victim in this case, Mary Lynne Carlson (Lynne). Defendant and David were financially dependent on Lynne. Lynne received about $850 each month from a trust fund valued at several hundred thousand dollars. In addition, she had two annuities, with a combined value of approximately $140,000. Lynne received roughly $800 per month from the first annuity and was allowed to draw on the principal from the second. David, as Lynne’s only child, was the beneficiary of the trust and both annuities.
¶ 3 When Defendant and David moved from Illinois to Arizona several years earlier, Lynne withdrew $70,000 from her second annuity and bought the Peoria house to accommodate all of them. Defendant and David depended on Lynne’s trust and annuities to pay their living expenses. Lynne had multiple sclerosis, was confined to a wheelchair, and had trouble controlling her bodily functions. Defendant was very impatient with Lynne, claimed she was only pretending to have multiple sclerosis, and yelled and cursed at her. Several times a week, Defendant would suggest that Lynne should be killed so that she and David could get Lynne’s money.
¶ 4 Because Lynne needed more care than David and Defendant could give her at home, she moved into a residential care facility in July 1996. The trust then stopped paying the utility bills and had them redirected to the home address. Lynne’s trust fund and annuity checks also stopped coming to the house, leaving Defendant and David broke.
¶ 5 In late September or early October 1996, Defendant approached their twenty-year-old boarder, John Daniel McReaken (Dan), and asked him if he knew anybody who wanted to make $20,000 by killing Lynne. Dan accepted Defendant’s offer. Another boarder, seventeen-year-old Scott Smith (Scott), offered to help Dan, and Dan agreed to give Scott half of the $20,000.
¶ 7 On October 23, 1996, Defendant and David went to see Lynne and asked her to sign annuity documents in order to get money to help pay the mortgage so they would not lose the house. Lynne refused to sign without first consulting her financial advisor, which made Defendant angry. The next evening, October 24, Defendant told Dan that Lynne needed to be killed really soon, and Dan relayed the message to Scott. When Scott got home from work that evening, he and Dan dressed in black and got their gloves and knives. Defendant gave them a key to Lynne’s apartment and offered to drive them there.
¶8 Sometime after 1:00 a.m. on October 25, Defendant drove Dan and Scott to a supermarket near Lynne’s care facility and told them she would wait for them there. Once in Lynne’s apartment, Scott stayed in the living room, where he disconnected the television and moved the items from its top to make it appear there had been a burglary. Dan, meanwhile, went into the bedroom, and after hesitating, closed his eyes and stabbed Lynne eight to ten times. Dan later told Scott that he had stabbed Lynne in her throat and upper body and that she should die. When they returned to the car, Defendant asked whether they had done it, and Scott replied that they had. Defendant then drove them back to the house.
¶ 9 About 5:00 that same morning, a nursing assistant went to Lynne’s apartment to make her regular check. As she was unlocking the door, Lynne called out the assistant’s name and yelled at her for help, telling her she had fought “them” off as hard as she could. Lynne underwent several operations, but she never recovered from the knife attack and died on April 21,1997.
¶ 10 Defendant, David, Dan, and Scott were arrested on November 21, 1996, less than a month after the attack. Following Lynne’s death, they were charged with her murder. Based on the foregoing evidence, a jury found Defendant guilty of first-degree murder. As required by statute, the trial judge conducted a special sentencing hearing. A.R.S. § lS-UOSCB).
DISCUSSION
A. Trial issue — jury selection
¶ 11 Defendant called no witnesses at trial. The only trial issue raised on appeal is whether the trial judge should have granted Defendant’s motion to strike all members of the jury because of their knowledge of — and discussion about — adverse publicity concerning Defendant’s trial counsel.
1. July selection — background
¶ 13 Defendant was represented by Carmen Fischer (Fischer), who had been the subject of extensive publicity concerning her romantic and possible sexual relationship with a prior client in the high-profile “bounty hunter” murder case. There was widespread publicity in the media, up to and including the day before jury selection in the present case. Among other things, it was alleged both in newspapers and on television that Fischer had sexual contact with her client in a lawyer’s visiting room at the Maricopa County Jail. On television, Fischer could be seen kissing her client. This publicity, however, contained no reference to Defendant or her pending case.
¶ 14 At the beginning of jury selection, the judge asked if the state and Defendant were ready, and the lawyers, including Fischer, identified themselves to the court. At this point, before the panelists were sworn and before the lawyers were formally introduced to them, several of the panelists recognized Fischer, although none mentioned it at the time. Immediately following this, the panelists were sworn and there was a recess for lunch. During this recess, there was at least one conversation about Fischer between several of the venire members.
¶ 15 After the recess, in the course of voir dire, Fischer asked whether any of the panelists had seen anything in the newspapers or on television about anyone involved in the trial. Eleven of the panelists, including those involved in the lunchtime conversation, raised their hands. There was then another recess, and these eleven plus two others who later identified themselves were questioned in chambers about the extent of their exposure to the publicity surrounding Fischer and how it might affect them impartiality in this case. Seven of. the thirteen panelists indicated that what they had seen or heard of the allegations did not lead them to form a negative opinion of Defendant’s attorney. Three potential jurors indicated that reports of the relationship between Defendant’s attorney and one of her clients led them to form a negative opinion concerning the attorney, but they would be able to put aside their feelings and serve impartially. Three others indicated that their negative opinion of Defendant’s attorney either would not, or might not, allow them to serve impartially. These three were discharged for cause by the judge.
¶ 16 After the first nine prospective jurors had been questioned in chambers, Fischer reminded the judge that none of the panelists had been ordered to refrain from discussing this matter with other panel members. One man revealed in chambers that before voir dire commenced, he had learned about the controversy over lunch from some of the other venire persons who were talking about the television broadcast of Fischer kissing her client in the other murder case. The judge then ordered the man not to discuss this topic with anyone. Fischer then moved to strike all of the panel members who had been exposed to the media coverage. The judge refused to discharge any prospective juror other than the three he had already discharged. In the course of subsequent questioning in the courtroom, another panelist said that while the remainder of the panel was waiting in the jury room during in-chambers voir dire, he had overheard other prospective jurors talking about Fischer’s bad judgment. This reminded him that he had read of Fischer’s sexual relationship with a prisoner and that he thought she had used very poor judgment. Fischer again moved to strike all panel members due to their continuing discussion of this topic, but the judge denied the motion.
2. Constitutional basis
¶ 17 Defendant alleges that the Arizona Constitution affords greater protection than the federal constitution to the right to jury trial. She submits that if article II, §§23 and 24 are read together, they promise an “inviolate” right to a trial by an “impartial” jury. Because “inviolate” is not found in the Sixth Amendment to the United States Con
¶ 18 However, our courts have held that Arizona’s right to an impartial jury is no broader than the Sixth Amendment. State v. Wiley,
3. Prejudice
¶ 19 Defendant argues that she was denied a fair trial because the jury panel was prejudiced by explosive media coverage of trial counsel’s alleged sexual conduct, buttressing her claim with copies of two newspaper articles about Fischer’s alleged escapades. The trial judge’s ruling on this issue is reviewable for abuse of discretion. State v. Bible,
a. Presumed prejudice
¶20 For prejudice to be presumed, the defendant must show “that the publicity was so unfair, so prejudicial, and so pervasive that we cannot give any credibility to the jurors’ answers during voir dire affirming their ability to decide the case fairly.” Bible,
¶ 21 To establish a presumption of prejudice based on pretrial publicity, a defendant must establish that the publicity manipulated the jurors or otherwise distracted them from their duty to decide the case based solely on the evidence presented, making the trial little more than a “mockery of justice or a mere formality.” Stokley,
¶22 While some of the panelists appeared to be interested in Fischer’s so-called notorious relationship and the attendant publicity, there is no indication that after voir dire the jurors were distracted from their duty to decide the case based solely on the evidence presented. Although thirteen of the thirty-four prospective jurors on the panel had some knowledge of Fischer’s alleged behavior, the record shows only that four of the eventual twelve jurors had any knowledge of the allegations against her. This tends to refute Defendant’s contention that the pretrial publicity was so widespread that it infected the entire panel.
¶ 24 Reviewing the record as a whole, we do not conclude that the trial was “utterly corrupted” by publicity such that prejudice must be presumed. Id. While admittedly the publicity was uncomfortably close to the commencement of Defendant’s trial, it must be remembered that it was about Defendant’s counsel, not Defendant, and did not concern Defendant’s case. Nothing indicates that the publicity prevented the jurors from considering only the evidence in the case before them. This case, for example, is markedly different from one of the leading cases on the subject, in which the jurors were
subjected to newspaper, radio and television coverage of the trial____ They were allowed to go their separate ways outside of the courtroom, without adequate directions not to read or listen to anything concerning the case____Moreover, the jurors were thrust into the role of celebrities by the judge’s failure to insulate them from reporters and photographers. The numerous pictures of the jurors, with their addresses, which appeared in the newspapers before and during the trial itself exposed them to expressions of opinion from both cranks and friends.
Sheppard v. Maxwell,
b. Actual prejudice
¶ 25 Even if a defendant fails to prove that prejudice should be presumed, she can still obtain relief if she can prove actual prejudice-that the jurors had preconceived notions concerning her guilt that they could not disregard. Jones,
¶ 26 Prior knowledge alone is not sufficient to prove actual prejudice in light of the fact that the four jurors with such knowledge all said, without qualification, that they were able to keep an open mind with regard to the case at hand and to be fair and impartial toward Defendant. See State v. Eastlack,
¶ 27 To prove actual prejudice, Defendant “must show that the jurors have formed preconceived notions concerning [her] guilt and that they cannot lay those notions aside.” State v. Chaney,
¶ 28 The three panelists who admitted they could not set aside their negative image of Fischer and therefore could not be fair were struck. Because prospective jurors were not initially instructed to refrain from discussing Fischer’s sexual relationship, and at least one prospective juror learned of it through these discussions, it might well have been appropriate to have questioned and cautioned them further. However, this issue is not raised on appeal.
¶ 29 On balance, we conclude only that the judge did not abuse his discretion in denying the motion to strike the jury panel.
4. The dissent
¶ 30 Judge Voss’ dissent makes a strong argument. Our disagreement is narrow. The dissent argues that the trial judge should have granted the motion to strike the panel. We disagree for the reasons stated in the previous section. The dissent also argues that the judge should have granted Defendant’s request for further voir dire. Dissent at ¶ 79. Had there been a motion or even such a request, we would agree. But what happened is this: the prosecutor said he was “kind of thinking that maybe we ought to check” the prospective jurors to “see if they were going to answer yes, so we don’t have” to return to chambers. To these ruminations, Fischer’s cocounsel said, “I agree,” because he had “a feeling that some of the people from the original 36 may raise their hand.” Thus, he thought the “safe way to go” was to ask the question of the entire panel. The prosecutor replied that he guessed it did not “make any difference” if they were going to go back into the courtroom. Reporter’s Transcript, July 17, 1999, at 80-81.
¶ 31 It is impossible to find either a motion or even a request for additional voir dire in these Proustian dream sequences. While a motion would have been correct, we have no desire to be hypertechnical, and a request would have sufficed. Whatever the label, anything would have sufficed if it had raised a question on which the judge could have and should have ruled. We would then be able to say the judge was correct or erred in his ruling. But what was there to rule on here? At best, there was the prosecutor’s comment that maybe they ought to have more voir dire. There was no more voir dire on this issue,
¶ 32 On appeal, Defendant is even less definitive. She complains the judge should have struck the entire jury panel or granted a mistrial because of the biased jury panel. Even setting aside the fact that the judge was never asked to grant a mistrial — no mo
¶ 33 To reverse a case on the basis of such an inadequate record, we would have to speculate as to what would have been learned had counsel followed or come close to following the correct procedure and required the judge to rale. We are unwilling to speculate as a basis for reversal. Of course, any issue of ineffective assistance of counsel will abide post-conviction proceedings.
B. Sentencing issues
¶ 34 In every capital case, we must review the facts establishing the presence or absence of aggravating and mitigating circumstances to determine if the death penalty is appropriate. A.R.S. § 13-703.01(A); see also State v. Laird,
1. Whether the aggravating factors were proved beyond a reasonable doubt
¶ 35 The trial judge found that the state had proven three aggravating factors beyond a reasonable doubt: Defendant procured Lynne’s murder by promise of payment of something of pecuniary value, namely $20,000, A.R.S. § 13-703(F)(4); Lynne’s murder was committed in expectation of pecuniary gain, A.R.S. § 13-703(F)(5); and Lynne’s murder was committed in an especially heinous, cruel, or depraved manner, A.R.S. § 13-703(F)(6).
a. Pecuniary gain factors
¶ 36 This case presents two related aggravating factors — procuring the commission of the offense by promise of payment — (F)(4); and committing the offense in the expectation of pecuniary gain — (F)(5).
¶ 37 To prove (F)(4), the state must prove that Defendant got the actual killers to commit the murder by promising to pay them. This aggravator thus applies to a hired killer. See, e.g., State v. Bracy,
¶ 38 Rarely have both (F)(4) and (F)(5) been found in the same case, but we did find both factors in State v. (Michael) Apelt,
¶ 39 Even if there is but one transaction leading to the murder, a judge can properly use a single fact to support the application of more than one aggravating factor. State v. Bly,
The use of one fact to establish two aggravating circumstances is proper, provided the court, in balancing the aggravating and mitigating factors does not weigh the [fact] twice. Because it is but one fact, it cannot be weighed twice, even though it satisfied two separate aggravating factors.
b. Especially heinous, cruel, or depraved
¶ 40 Under A.R.S. § 13-703(F)(6), commission of the offense “in an especially heinous, cruel or depraved manner” is an aggravating circumstance. To satisfy constitutional concerns, we narrowly construe these terms to apply only to “killingfs] wherein additional circumstances of the nature enumerated above set the crime apart from the usual or the norm.” State v. Knapp,
¶ 41 Because the statute was written in the disjunctive (heinous, cruel or depraved), a sentencing judge need find only one of the factors to establish an (F)(6) aggravating factor. See State v. Gretzler,
¶ 42 The trial judge found that the crime was committed in an especially cruel, heinous, and depraved manner. He set forth the support for this finding in his special verdict:
The victim was a 53-year-old woman with multiple sclerosis and was, for all intents and purposes, bedridden. The victim awoke being stabbed and attempted to defend herself, suffering defensive wounds. The victim received at least eight stab wounds. She lingered over three hours alone, wounded and unable to call for help until a practical nurse came in and found her in the condition above described. The victim lingered for some six months before her death and underwent numerous surgical procedures____The victim was mutilated; the crime was senseless; the victim was helpless____
Special Verdict at 7. Defendant challenges these findings.
¶43 Undoubtedly Lynne suffered — both physically as well as mentally. In State v. Trostle, we said that “[c]ruelty exists if the victim consciously experienced physical or mental pain prior to death, and Defendant knew or should have known that suffering would occur.”
¶ 44 Foreseeability in connection with the cruelty factor has been based on an objective rather than subjective standard. We have held that the physical pain or mental anguish suffered by a victim before death must only be reasonably foreseeable, regardless of whether the defendant actually foresaw it. State v. Djerf
¶ 45 As we have repeatedly held, the death penalty should not be imposed in every capital murder case but, rather, it should be reserved for cases in which either the manner of the commission of the offense or the background of the defendant places the crime “above the norm of first-degree murders.” State v. Hoskins,
¶ 46 Our court of appeals put it well in saying that “reasonable foreseeability of death is an insufficiently stringent measure of culpable state of mind to justify capital punishment as a consequence of accomplice liability.” State v. Marchesano,
¶ 48 This reasoning is consistent with prior decisions. We have held that the (F)(6) aggravator of cruelty existed because a defendant knew or should have foreseen that the victim would suffer. State v. Dickens,
¶ 49 This is the first case in which we have been called on to define the boundaries of foreseeability when the defendant was neither the actual killer nor a witness to the murder. We believe the tort theory of culpability advanced by the state is too broad for practical application. There is no vicarious liability for cruelty in capital cases absent a plan intended or reasonably certain to cause suffering. The plan must be such that suffering before death must be inherently and reasonably' certain to occur, not just an untoward event. Id. Defendant is not responsible for the bungling of her hired killers. Picking these two inexperienced murderers did not make it reasonably certain that things would go dreadfully wrong.
¶50 The culpable state of mind requirement we define today is further supported by two earlier decisions. In Adamson, we held that the means the defendant chose and used to kill, an explosive device, made the victim’s suffering reasonably foreseeable as a direct consequence of that chosen method.
¶ 51 The heinous and depraved portion of the (F)(6) aggravator focuses on the defendant’s state of mind at the time of the crime. Gretzler,
¶52 The trial judge found the Gretzler factors of mutilation, senselessness, and helplessness present.
¶ 53 Due to her condition, however, Lynne was clearly helpless. Defendant argues that a finding of helplessness alone is not sufficient to establish the (F)(6) factor. Even helplessness combined with senselessness would be unlikely to support a finding of heinousness and depravity without an additional factor. State v. Schackart,
¶ 54 We have held it permissible to use the parent-child relationship in partial support of the heinousness and depravity finding. Milke,
¶55 In this case, dealing with a woman and her mother-in-law, we believe it unwise to expand the concept of relationship as an aggravating factor. It is unfortunately true that a substantial number of first-degree murders occur between domestic partners and family members.
¶ 56 Thus, we conclude the crime was neither heinous nor depraved in the constitutional sense and cruelty was not chargeable to Defendant. We therefore vacate the (F)(6) finding. The only aggravating circumstances present are (F)(4) and (F)(5).
2. Whether mitigating evidence was given sufficient weight
a. Statutory mitigation
¶ 57 Defendant must prove the mitigating factors listed in A.R.S. § 13-703 by a preponderance of the evidence. See Laird,
¶ 58 Prior to sentencing, Defendant maintained that A.R.S. § 13-703(G)(1) was applicable (“Defendant’s capacity to appreciate the wrongfulness of his conduct or to conform his conduct to the requirements of law was significantly impaired, but not so impaired as to constitute a defense to prosecution.”). The trial judge found that Defendant’s capacity to appreciate the wrongfulness of her conduct or to conform her conduct to the requirements of the law was not significantly impaired.
¶ 59 To establish this mitigator, a defendant must prove the existence of an identifiable mental disease or psychological defect that results in significant impairment. Hoskins,
¶ 60 Finally, the trial judge found Defendant was legally accountable for the conduct of another and her participation was major. See A.R.S. § 13-703(G)(3). Defendant planned the murder, hired the killers, gave them money to buy gloves, provided
b. Non-statutory mitigation
¶ 61 When a defendant is being sentenced for first-degree murder, the sentencing judge must consider, in addition to the mitigating circumstances enumerated in A.R.S. § 13-703(G), any aspect of a defendant’s character or record and any circumstance of the offense relevant to determining whether a sentence less than death might be appropriate. State v. McCall,
¶ 62 A lack of prior felony convictions may constitute a non-statutory mitigating factor. State v. Doerr,
¶ 63 The judge then found that Defendant had established that she suffered from some brain damage as a result of difficulties at birth. While this impairment did not rise to the level of a statutory mitigator, it could be considered in mitigation to the extent it may have affected Defendant’s conduct. State v. Clabourne,
¶ 64 Defendant next argues that the disparity between her sentence and those imposed on her codefendants should amount to a mitigating circumstance. She was the only one to be sentenced to death, but the judge reasoned that the disparity was justified under the circumstances and had no mitigating effect. The state argued that there were explanations for David, Dan, and Scott’s sentences. David was charged with the same crimes as Defendant but was only convicted of conspiracy to commit first-degree murder; he was sentenced in accordance with the law applicable to this offense: life imprisonment without the possibility of parole for twenty-five years. Dan was convicted of the same charges as Defendant, but the judge received letters requesting leniency from members of the jury that convicted him. In addition, without promise of any benefit, Dan testified against Defendant, thus possibly waiving his appeal rights and exposing himself to retaliation by fellow prisoners. Dan was sentenced to natural life in prison. Scott, who was only the lookout, entered a guilty plea to second-degree murder in return for testifying on behalf of the state.
¶ 65 Disparity between the sentences received by a defendant and an accomplice may be a mitigating factor. Stokley,
¶ 66 It was Dan, however, who actually stabbed Lynne, and it was David who stood to directly benefit from Lynne’s death and had the closest familial relationship to her. Neither Dan nor David received a death sentence. We dealt with a similar disparity problem in State v. Mann, in which the disparity was not considered mitigating because the person treated lightly was only an accomplice and Mann was the actual killer.
¶ 67 In her presentence memorandum, Defendant also maintained that she was motivated to murder Lynne because she wanted to use the money that her husband would receive to obtain custody of her three minor children. Assuming, without deciding, this could have some mitigating weight, Defendant did not provide evidence that she planned and organized Lynne’s murder to gain custody of her children. We agree with the trial judge that no mitigating weight should be given to this argument.
3. Independent reweighing
¶ 68 When the trial judge errs in findings on aggravation or mitigation, remand for resentencing is generally inappropriate unless the judge wrongly excluded evidence or the record does not adequately reflect all of the relevant facts. A.R.S. § 13-703.01(C). Neither situation is present here. Therefore, we must independently determine the weight to be accorded each circumstance in determining whether to impose the death penalty. State v. Lavers,
¶ 69 Our task in evaluating and weighing the mitigation is difficult at best. There is no scale upon which to measure what is or is not sufficiently substantial. In deciding whether death is an appropriate sentence, however, we must make an individualized sentencing determination as required by both the Arizona and United States Constitutions. In carrying out this responsibility, “we are sometimes called upon to reduce a death sentence to life imprisonment even in cases where the facts are aggravated and the tragedy immense.” State v. Stuard,
If the supreme court determines that an error was made regarding a finding of aggravation or mitigation, the supreme court shall independently determine if the mitigation the supreme court finds is sufficiently substantial to warrant leniency in light of the existing aggravation. If the supreme court finds that the mitigation is not sufficiently substantial to warrant leniency, the supreme court shall affirm the death sentence. If the supreme court finds that the mitigation is sufficiently substantial to warrant leniency, the supreme court shall impose a life sentence pursuant to § 13-703, subsection A.
¶ 70 The trial judge found that three aggravating circumstances had been proven, as well as one statutory and two non-statutory mitigating circumstances. We have concluded that the (F)(6) aggravating factor is not supported. We have approved both pecuniary gain factors, (F)(4) and (F)(5), which are counted separately but in this case cannot be
DISPOSITION
¶ 71 Defendant’s convictions and non-capital sentences are affirmed. The sentence of death imposed on count three is reduced to imprisonment for Defendant’s natural life without the possibility of parole. See A.R.S. § 13-703.01(B). This disposition moots several issues concerning the constitutionality of the Arizona death penalty system.
Notes
. The 2001 amendment to A.R.S. § 13-703 inserted a new subsection B, thereby redesignating existing subsections B to H as C to I, accordingly. At the sentencing hearing, because the aggravating and mitigating circumstances were known as A.R.S. § 13-703(F) and (G) respectively, these are the designations we will use here.
. The record does not indicate whether any of the eight other jurors ever became aware of Fischer’s alleged conduct.
. These articles from The Arizona Republic (July 5 and July 14, 1999) described the intimacy between Fischer and her client and the conflict-of-interest charges the State Bar of Arizona filed against Fischer.
. Defendant’s statement of the issue is as follows: "The court should have struck the entire jury panel, or at least those jurors who had discussed lurid pretrial publicity of the court-appointed trial counsel’s public sexual conduct with a client in a different death penalty case. The prejudice has been proved or ought to be presumed."
. Two replacement panelists were asked only whether they had any knowledge about any of the participants in this case.
. A.R.S. § 13-703(F)(4) provides where "[t]he defendant procured the commission of the offense by payment, or promise of payment, of anything of pecuniary value,” the judge shall consider this an aggravating circumstance. A.R.S. § 13-703(F)(5) provides where "[t]he defendant committed the offense as consideration for the receipt, or in expectation of the receipt, of anything of pecuniary gain,” the judge shall consider this an aggravating circumstance.
. Marchesa.no cited Tison v. Arizona, in which the United States Supreme Court discussed accomplice liability for murder. That court held that a defendant may be sentenced to death for a murder done by an accomplice only if the defendant had substantial involvement in its commission and showed a reckless indifference to human life.
. There is no evidence of the two remaining Gretzler factors: relishing of the murder by Defendant and infliction of gratuitous violence on Lynne.
. For example, family members and sexual partners (including cohabitants) make up nearly 17% of first-degree murderers indicted in four Arizona counties (Maricopa, Pima, Coconino, and Mohave). Summary of First-degree Murder Cases in Four Arizona Counties, 1995-1999: Data Set II Research Report to Arizona Capital Case Commission, submitted by the Research Subcommittee of the Arizona Capital Case Commission, January 2002.
Dissenting Opinion
dissenting.
¶ 72 I respectfully dissent. Because I believe the trial court abused its discretion in failing to strike the entire jury panel or, at a minimum, in failing to conduct further voir dire to determine whether the panel had been infected by negative and lurid gossip concerning defense attorney Carmen Fischer’s conduct, I would reverse and remand for a new trial.
¶ 73 As the Majority acknowledges, television and newspaper accounts — some the very day before jury selection in Defendant’s trial — reported that Fischer was caught having sexual contact with her “Bounty Hunter” client in a visiting room of the Maricopa County Jail. As a result of these stories, several prospective jurors recognized Fischer from the moment she entered the courtroom for jury selection. In fact, eleven of these, nearly one-third of the thirty-four panel members, raised their hands when Fischer asked if any of them “in reading the paper or watching the news” had seen any stories about any of the attorneys.
¶ 74 When these eleven prospective jury members were individually questioned in chambers as to what they had, heard, read, or seen about Fischer, three of them (May, Thomas, and Hunt) were so offended by Fischer’s behavior, that they felt they could not be fair and impartial to her client in this case. To make matters worse, after their individual voir dire in chambers concerning Fischer, nine out of the eleven panelists, including May, Thomas, and Hunt, were sent back into the jury room without any admonition to refrain from discussing Fischer’s behavior with the other prospective jurors.
¶ 75 And discuss it they did. Within a short time, two additional prospective jurors informed the court that they had heard gossip about Fischer from other members of the panel, both during lunch and in the jury room. Prospective juror Williams was brought into chambers directly after the first eleven had been questioned and sent back to the jury room. Prospective juror Divakaruni told the court he had something to discuss privately after all of the parties had returned to the courtroom and was then questioned in chambers.
¶76 During lunch, venireman Williams heard from other prospective jurors that Fischer “had been seen on television kissing one of [her] clients ... a murder suspect or something like that.” After Williams described his lunchtime discussion with other prospective jurors, the prosecutor suggested that the next few potential jurors be called into chambers to determine whether they had been exposed to stories about Fischer.
MR. LYNCH: Your Honor, I was kind of thinking that maybe we ought to check the next three or four or five and see if they are going to answer yes, so we don’t have to, if they are, then we don’t have to come back in here, all of us.
MR. NOLAND: I agree. I think even after we have had this time to mull this over, if we were to ask the general question again, I have a feeling that some of the people from the original 36 may raise their hand.
I think they may have either through talking to other people in there or it just may jog their memory. I think the safe way to go is to ask the question of the entire panel, someone that has not yet raised their hand, including the people that may not be called as potential jurors.
MR. LYNCH: Well, if we are going to go back in there, I guess it doesn’t make any difference.
THE COURT: Let’s go back in there.
¶77 Before the parties returned to the courtroom, Fischer moved to strike all prospective jurors who had seen the negative news coverage of her. The court granted the motion only as to prospective jurors May, Thomas, and Hunt, and again stated, “[ljet’s go back in there.” The judge never specifically ruled on Noland’s request to conduct additional voir dire of the entire panel as to what they had seen or heard about Fischer.
¶78 Venireman Divakaruni related that overhearing three other jurors in the jury room discussing Fischer’s “bad judgment” in carrying on “some kind of personal relationship with a prisoner” reminded him that he had read about Fischer in the newspaper. After Divakaruni informed the court and the parties of the gossip concerning Fischer that had taken place in the jury room, Fischer moved to strike the entire panel, stating, “I would move to strike the panel because of this conversation here while we were back in here, and to — and I guess there is some confusion about whether these other jurors we talked to went back and talked to other people also.” Again, the judge never specifically ruled on Fischer’s motion to strike the entire panel. Instead, he asked Fischer if “subject to the record previously made,” she passed the panel for cause. Fischer stated that she did.
¶ 79 I believe that the trial court’s failure to strike the entire panel, or at least conduct further voir dire as requested by defense counsel in this case, violated Defendant’s right to trial by a fair and impartial jury. Both the United States and Arizona Constitutions guarantee a criminal defendant the right to a trial by an impartial jury. U.S. Const. Amends. VI, XIV; Ariz. Const. Art. 2, §§ 23-24. Indeed, the right to an impartial jury is fundamental and deeply embedded in American jurisprudence. In Murphy v. Florida,
¶80 The guarantee of an impartial jury necessarily rests upon an adequate voir dire to identify unqualified jurors. Morgan v. Illinois,
¶ 81 Rule 18.5(d) of the Arizona Rules of Criminal Procedure requires the trial court to “conduct a thorough oral examination of the prospective jurors.” Moreover, [ujpon the request of any party, the court shall permit that party a reasonable time to conduct a further oral examination of the pro
¶ 82 The required “thorough oral examination” of the prospective jurors did not occur in this case. The Majority acknowledges this fact, but dismisses it as an issue that was not raised on appeal. Ironically, the Majority at the same time finds it “impossible” to conclude that the trial judge abused his discretion in failing to strike the entire jury panel because “there is no way to know” how, or even if, sitting jurors, in addition to those subjected to in-chambers voir dire, were affected by any further gossip about Fischer’s conduct.
¶ 83 But, that is precisely the point. The issue of whether the trial court should have stricken some or all of the jury panel, and hence the issue of whether we can uphold the trial court’s decision on appeal, necessarily includes the question of whether the trial judge should have conducted additional voir dire. For it is the inadequate voir dire in this case that effectively prevented the parties, the trial court, and now this court on appeal, from determining whether other potential jurors should have been excused for cause, or whether, as defendant argues on appeal, the whole panel was tainted.
¶ 84 I believe that the issue of additional voir dire was clearly preserved in the trial court. While defense attorney Noland’s request for additional voir dire was not a model one, it certainly was enough to preserve this issue. Although the Majority professes “no desire to be hypertechnical,” it releases No-land’s statements to “ruminations” and “Proustian dream sequences.” I cannot agree.
¶ 85 Noland’s words must be taken in context and in light of the circumstances existing when he uttered them. The record clearly indicates Noland was seeking additional voir dire; he did so directly after it became known that a panel member in addition to those who initially raised their hands had heard about Fischer from other prospective jurors; he advised the court what action he desired the court to take and made known the precise area of inquiry he wished to pursue; and he did all of this before any challenges for cause were made or ruled upon. This request was real.
¶ 86 The question of whether additional voir dire should have been conducted is also of necessity incorporated in the issues raised on appeal. In her Opening Brief, Defendant framed the issue as follows: “The court should have struck the entire jury panel, or at least those jurors who had discussed lurid pretrial publicity of the court-appointed trial counsel’s public sexual conduct with a client in a different death penalty case.” The Brief goes on to argue that Defendant’s right to a fair and impartial jury panel was violated. The claim that a defendant was tried by a biased and tainted jury necessarily implicates the issue of whether the trial court should have conducted further voir dire to determine whether the panel had in fact been infected. See Mach v. Stewart,
¶ 87 According to the Majority, Defendant has failed to demonstrate any prejudice from the trial court’s denial of her motion to strike the jury panel because there is nothing in the record to indicate that any of the twelve jurors who decided the case could not be fair and impartial to defendant as a result of negative publicity and gossip concerning Fischer. Such prejudice, the Majority reasons, could not exist where four of the twelve sitting jurors who had knowledge of Fischer’s exploits stated that they could nevertheless be fair and impartial to Defendant, and where the record does not show whether the other eight sitting jurors were even aware of Fischer’s behavior. The Majority also suggests that this case is somehow different because the publicity and gossip concerned Defendant’s counsel, rather than Defendant.
¶ 88 Once again, the Majority’s Opinion evades the central question here — why is there no evidence in the record concerning the other eight jurors’ knowledge of Fischer’s conduct? Why is there “no way to know” from the record whether these other jurors were so offended by negative gossip concerning Fischer that it may have affected their ability to render a fair and impartial verdict in this case? I do not believe that a specific biased juror needs to be identified in order for prejudice to have resulted here; indeed, the very reason that we cannot point to a specific error in the record is that the requested additional voir dire question was never re-asked of the original panel members as requested by attorney Noland.
¶ 89 Eleven of the twelve jurors who rendered verdicts against Defendant in this case were drawn from the original thirty-four panel members. It must also be remembered that those panel members were asked if any of them would be unable or unwilling to render a verdict solely based on the evidence presented at trial before any of the discussion about Fischer — before eleven of the thirty-four revealed knowledge of the negative publicity and gossip, before three of those eleven admitted they were so disgusted by Fischer they would hold it against Defendant, and before two additional panel members informed the parties and the court that Fischer’s conduct was continuing to be discussed among the prospective jurors. This inquiry to prospective jurors also preceded Defendant’s request to conduct further voir dire of those panel members who had not been subjected to in-chambers questioning— a request that was never acted upon by the trial court. Thus, the jurors’ so-called assurances of impartiality implied at the outset of voir dire by their silence in response to the foregoing question is certainly not dispositive.
¶ 90 Some errors necessarily render a trial fundamentally unfair and cannot be harmless. This is one of them. Indeed, the harmless error analysis itself “presupposes a trial, at which the defendant, represented by counsel, may present evidence and argument before an impartial judge and jury.” Rose v. Clark,
¶ 91 There are further reasons why this error cannot and should not be considered harmless. The right to a trial by jury means not only a fair and impartial jury, but one lawfully constituted. State v. Zimmer,
¶ 92 As to the Majority’s conclusion that the jurors’ opinions should matter less because they concern defense counsel, rather than Defendant, I am compelled to para
¶ 93 Given the nature of the gossip in this case, and the fact that two panelists told the court that the issue continued to be discussed among prospective jurors, it was imperative for the trial court to determine through additional voir dire, as requested by defense counsel, the extent to which the remainder of the jury panel had been prejudicially infected. Without an adequate voir dire, Defendant’s federal and state constitutional guarantees to an impartial jury were not honored.
. Due to a vacancy on the court, pursuant to Article 6, Section 3 of the Arizona Constitution, the Honorable Edward C. Voss, Chief Judge of the Court of Appeals, Division One, was designated to sit on this case.
. See Cox v. Norris,
