Lead Opinion
Criminal proceedings for violation of Minn. St. 617.241 were brought against defendant-appellants, Robert Carlson and S. Peter Getman, by the State of Minnesota in the municipal court of Duluth. A jury found defendants guilty on 29 of 33 counts charging the distribution of obscene materials and the court sentenced each defendant to a maximum fine of $100 on each of the 29 counts on which he was convicted, or $2,900. Defendants obtained writs of prohibition to stay imposition of the fines and appealed to this court from the judgments of conviction.
At about 2:15 p. m. on July 2, 1969, police officers of the city of Duluth entered the Discount Book and Magazine Store, 123 East Superior Street, Duluth, presented a search warrant to defendant Getman, and seized 54 reels of movie film. The Discount Book and Magazine Store is located on the main business street in Duluth and most of its merchandise is sex-oriented literature and pictorial matter. At the time of the seizure, the s*tore was owned and operated by defendant Carlson. Defendant Getman was employed in the store as a sales clerk.
Defendants were each charged with possession of obscene
“It is unlawful for any person knowingly to exhibit, sell, print, offer to sell, give away, circulate, publish, distribute, or attempt to distribute any obscene book, magazine, pamphlet, paper, writing, card, advertisement, circular, print, picture, photograph, motion picture film, play, image, instrument, statue, drawing, or other article which is obscene. ‘Obscene’ for the purpose of this section is defined as follows: Whether to the average person, applying contemporary community standards, the dominant theme of the material taken as a whole appeals to prurient interests.
“Any person violating any provision of this section shall be fined not less than $20 nor more than $100 for each offense.”
At the trial, the state called as witnesses two police officers who testified that a search warrant had been executed at the store, pictures had been taken of the layout of the store, and that 54 reels of film had been seized. The officers were also called upon to introduce into evidence photos and a diagram of the store and the 33 reels of film alleged to be obscene. The films were shown to the jury and the state then rested.
The defense stipulated that both defendants had a general knowledge of the contents of the films and that each of them exhibited, offered for sale, or attempted to distribute each of the films that had been seized. Defendant Getman testified that from 35 percent to 40 percent of the store’s material is not sex-oriented; that the store’s material comes by mail, by truck, and through a local distributor; and that several hundred people enter the store daily. The defense also attempted to offer into evidence books and magazines purchased at two other bookstores in Duluth. Objections were sustained to this offer and to all other offered defense exhibits.
On October 9, 1969, the jury found both defendants guilty on 29 counts charging violation of § 617.241 and not guilty on 4
We find no grounds for reversing the lower court on the first four issues but conclude that the trial court erred in imposing a fine on each of the counts on which defendants were found guilty, and order modification of the judgments accordingly.
Defendants argue that the state did not present sufficient evidence to sustain the jury’s finding of guilty on any of the 29 counts, contending that no evidence was offered to establish the elements of the offense — that the dominant theme of the materials taken as a whole appeals to a prurient interest in sex; that the material is patently offensive because it affronts contemporary community standards relating to the description or representation of sexual matters; and that the material is utterly without redeeming social value. They contend it was error to allow the jury to make a decision on the contents of the films without receiving any aid in ascertaining the contemporary community standard or the question of lack of social value. These arguments are not persuasive. We concur with decisions which have expressly or impliedly concluded that a jury, properly instructed, is fully capable of determining whether conduct or material appeals to a prurient interest and offends contemporary community standards, without expert testimony on the subject, and that such testimony is not essential to appellate review.
Defendants having stipulated at the trial that they had a general knowledge of the contents of the films, and that each of them exhibited, offered for sale, or attempted to distribute each of the films that were seized, the only other element of the crime to be proved against them at the trial was that the films were obscene. The trial judge read the statute’s definition of “obscene” to the jury, and further charged them that under that definition they had to determine as questions of fact three elements which had to coalesce or combine: Whether the dominant theme of each film, taken as a whole, appeals to a prurient interest in sex; whether the films were patently offensive because they affronted contemporary community standards relating to the description or representation of sexual matters; and whether the films were utterly without redeeming social value.
The trial judge elaborated further by explaining that the test in each case was the effect of the film in its entirety, not upon any particular class, but upon all those whom it was likely to reach, and by instructing the jury that the films were to be judged by the standards of the national or state-wide community and not necessarily by the standards of a local community such as Duluth.
We think these instructions were quite sufficient to explain the elements of the offense under decisions of the United States Supreme Court and to enable the jury to determine whether defendants were guilty or innocent of the charges against them.
To defendants’ contention that the jury needed expert assistance in determining the contemporary community standards and the question of whether the films lacked social value, our only reaction is to ask why. These films speak for, and are, themselves evidence of their obscenity. They make no pretense of even attempting to enter the borderline area of works which conceivably have some redeeming social value, and defendants make no claim that they possess it. We also think it may fairly be said
Similarly, we do not see the relevance or materiality of books, magazines, or evidence about a “live” dancing show, which defendants sought to introduce to show the contemporary community standards. Defendants did not establish that their proffered material was reasonably acceptable to the community, or that it was similar to the subject matter of the prosecution. The issue at trial was the obscenity of the films. What probative value these proffered exhibits would have in determining this issue would be minimal, and the resulting effort required by the jury to peruse this mountain of material would have only been confusing and wasteful of time. See, Womack v. United States, 111 App. D. C. 8,
As we view it, defendants are not afforded protection by the First and Fourteenth Amendments since there was evidence of pandering in their distribution which set the films in question aside from material deemed protected under Redrup v. New York,
It seems to us that the particular selection of magazines and books placed in the windows, accompanied by the signs warrant
“We perceive no threat to First Amendment guarantees in thus holding that in close cases evidence of pandering may be probative with respect to the nature of the material in question and thus satisfy the Both test.”
Defendants further contend that Minn. St. 617.241 is unconstitutional for failure to incorporate into its definition of obscenity the requirement that the material be “utterly without redeeming social value.” Defendants rely upon Stein v. Batchelor,
In Cambist Films, Inc. v. Tribell,
We find the reasoning in Cambist and Delta Book Distributors, Inc. persuasive in the case at bar. In addition, this court, in considering a challenge to the constitutionality of a law, is governed by well-established principles:
“A law is not to be declared unconstitutional by the courts unless palpably so. The power of the courts in this regard is to be exercised only when absolutely necessary, and then with extreme caution. Unless a law is unconstitutional beyond a reasonable doubt it must be sustained.” 17B Dunnell, Dig. (3 ed.) § 8931.
Here, the trial court properly construed § 617.241 as including “utterly without redeeming social value” and properly instructed the jury how to interpret and apply the definition of obscenity in the statute. We find § 617.241 to be constitutional in all respects.
As already noted, defendants contend that their being sentenced on all 29 counts for violation of § 617.241 is proscribed by § 609.035, which provides:
“Except as provided in section 609.585, if a person’s conduct constitutes more than one offense under the laws of this state
We again call attention to the fact that the last paragraph of § 617.241 reads, “Any person violating any provision of this section shall be fined not less than $20 nor more than $100 for each offense.” The state contends that defendants’ conduct was separable and constituted 29 separate violations of § 617.241. The state further argues that defendants came within the scope of this statute when they exhibited, offered for sale, or attempted to distribute any film which was the subject of one of the 29 counts on which they were convicted, that is, that defendants’ criminal intent existed individually with respect to each of the 29 films, and that because any one of the 29 films could have been the subject matter of merely one prosecution and conviction without introducing the remaining 28 films into evidence, therefore each of the 29 fines represented punishment for different behavioral incidents which fell under the same statute.
The comment of the Advisory Committee on Revision of the Criminal Law on § 609.035 states in part (40 M. S. A. p. 58):
“As drawn, the recommended section will not prevent a single indictment from charging several offenses arising out of the same conduct and obtaining convictions for any or all of them, but a sentence may be imposed for only one of them which may be for the highest sentence which any one of them carries.”
In City of Bloomington v. Kossow,
“* * * By the express language of the statute itself, all offenses arising out of a person’s conduct may be included in one prosecution by stating them in separate counts. There is nothing that bars conviction of several offenses arising out of the same conduct, but the statute does prohibit the imposition of punishment for more than one offense in such a situation.”
In State v. Johnson,
“* * * Thus the instances in which the application of § 609.035 may be sought are narrowed to those where a ‘person’s conduct’ results in the commission of two or more separate or nonincluded offenses. Moreover, it must be kept in mind that the type of conduct specified must involve á multiplicity of violations rather than a single violation resulting from a single criminal act.”
This court further stated in the Johnson case (
“* * * [A] part from the factors of time and place, the essential ingredient of any test is whether the segment of conduct involved was motivated by an effort to obtain a single criminal objective."
In State v. Reiland,
“* * * While there is no necessity for reiterating the background, policy, and purpose of the statute [§ 609.035], it must be emphasized that it does prohibit multiple prosecutions as well as double punishment under circumstances where a ‘person’s
In determining that the protection afforded by § 609.035 did not apply to the defendant in the Reiland case, this court reasoned (
“* * * Defendant’s state of mind or error in judgment causing him to drive after revocation may be characterized as willfully defying a statute designed to punish drivers who have had their driver’s license revoked. As such, it has no relationship to the conduct of operating and controlling a motor vehicle in a grossly negligent manner, either in cause or effect. The conduct constituting each offense is not the result of a single motivation directed toward a single goal but is essentially dissimilar and unrelated in both respects. Defendant is not being harassed by multiple prosecutions for offenses growing out of a single behavioral incident or out of the same transaction, but rather for two separate and distinct behavioral incidents. Accordingly, we hold that § 609.035 does not bar prosecution of the pending charge.”
In accord with the reasoning of the Reiland case is State v. Murphy,
Other recent Minnesota decisions are State ex rel. Stangvik v. Tahash,
“In light of the language of the statute and these prior decisions, we are compelled to hold that the conduct of defendant which commenced at Highway No. 36 and Victoria in Roseville and terminated near the intersection of Marshall and Cretin in St. Paul constituted one behavioral incident. The reckless driving which occurred in each of the municipalities through which he traveled occurred at substantially the same time and place and arose out of a continuous and uninterrupted course of conduct on the part of defendant. It appears inescapable from the stipulation that he was driving continuously during this time at high and excessive rates of speed heedless of traffic control devices in a continuous intensive effort to evade the police officers who were pursuing him. We must infer from the stipulation that at no stage was there any interruption or surcease in the reckless operation of the vehicle. Defendant had but one state of mind, i. e., to avoid being arrested by the police officers who were pursuing him and whom he was attempting to elude. If we are to abide by the purpose and objectives of the statute and its meaning as defined by our earlier decisions, we must hold, although we might prefer otherwise, that defendant’s conduct was one continuous indivisible course of action motivated by a unity of purpose constituting reckless driving within the meaning of § 169.13, subd. 1. Since he has been convicted and punished in a court of competent jurisdiction, the former prosecution bars the present prosecution.”
The latest decision construing § 609.035 is State v. Corning,
In light of the foregoing decisions interpreting § 609.035, we must conclude that the trial court erred in imposing a fine for each of the 29 convictions and we order modification of the judgments in that respect to a limit of $100 as to each defendant.
Convictions affirmed, subject to modification of sentences in accordance with this opinion.
Notes
Vacated and remanded by the United States Supreme Court February 23, 1971, sub nom. Dyson v. Stein,
See, also, Entertainment Ventures, Inc. v. Brewer,
Comment by Professor Maynard E. Pirsig, reporter for the Advisory Committee on Revision of the Criminal Law, reads in part as follows (40 M. S. A. p. 58): “* * * But sometimes, a single incident of criminal behavior involves a multiplicity of violations permitting a series of prosecutions and of sentences which exaggerate the criminality of the behavior involved and, in a sense, defeat the policy underlying the constitutional protection against double jeopardy. The intent of the section is to meet these objections by limiting the sentence to the maximum permitted for the most serious crime committed. In determining, there
Dissenting Opinion
(dissenting).
1. Recognizing that the convictions in this case cannot be sustained unless the facts bring it within one of the exceptions set forth in Redrup v. New York,
The majority raises for the first time an issue of law and fact which it holds to be decisive notwithstanding it was not charged in the complaint, not submitted to the jury, not mentioned in the court’s sentence, not raised in the appellate briefs, and not argued either to the trial court or this court. It seems too elementary to require discussion that appellate courts will not consider for the first time on appeal issues in a criminal case which were not submitted to the trial court. Here, without citing any authority, an appellate court takes the unprecedented step of acting as a factfinder to provide an essential element of the offense which defendants were denied their constitutional right to have a jury determine. It hardly seems necessary to debate the question of whether in a criminal case the defendant is entitled to notice and an opportunity to be heard with respect to an accusation involving critical facts on which his guilt or innocence de
2. Even if the question had been litigated, it is clear from a reading of the Eedrup case and its progeny that the facts in the case before us do not warrant a conviction based on pandering.
The majority bases its decision on the fact that some 70 paperback novels dealing with sex and an assortment of “girlie” magazines were displayed in the front window next to the sidewalk. None of the 29 films found to be obscene were thus displayed. The officer testified he seized 19 reels from the storeroom, 29 from a wall shelf in the front of the store, and 6 from a window-ledge shelf. However, the latter apparently could not be observed from the street.
The Ginzburg case held that the circumstances of presentation and dissemination of material are relevant to a finding of obscenity and. that “in close cases evidence of pandering may be probative.”
Redr up reversed three obscenity convictions because (
The United States Court of Appeals in United States v. Baranov,
Two subsequent decisions are significant. Bloss v. Dykema,
In the Childs case the defendant was convicted of selling obscene material, a book, openly displayed on its racks, dealing with lesbians. The Supreme Court of Oregon affirmed the conviction in State v. Childs,
The majority opinion cites no case permitting a jury to find pandering in the context of this matter. The authorities cited reach a contrary conclusion. We are bound by the decisions of the United States Supreme Court on constitutional matters and may not blind ourselves to the rules which have emerged from their opinions. However revolting we may find the material before us, we have a duty to reverse.
At the time State v. Hoyt,
Dissenting Opinion
(dissenting).
I join in the dissents of Mr. Justice Otis and Mr. Justice Rogosheske.
Dissenting Opinion
(dissenting).
While, in obedience to decisions of the United States Supreme Court I am persuaded to join the dissent of my brother Otis, I feel compelled to express the primary basis for my dismay concerning the disposition of this appeal. I find it impossible to accept the proposition that an appellate court can sustain a conviction in a criminal case upon a determination of an issue that was not litigated.
It was never claimed that defendants were pandering obscene materials. As the dissent points out, no attempt whatsoever to prove such conduct was undertaken or urged as a basis for conviction at any stage of this proceeding, if indeed the necessity therefor ever occurred to the prosecution. What this amounts to in my opinion is to declare that the prosecution unwittingly proved a criminal offense without notice to defendants of an essential element of the offense engrafted upon our statute by Redrup and, if such notice is not arguably required, without affording defendants an opportunity to litigate the issue. It seems obvious to me that such procedure is wholly inconsistent with due process and cannot be approved in any criminal case.
